Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| GOLDMAN SACHS GROUP INCGS · Entity 2819 | Vice Chairman | November 16, 2016 | November 18, 2016 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
GOLDMAN SACHS GROUP INC
Report date November 16, 2016 · Filed November 18, 2016
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | Direct | 195,041 |
Reported balance
After 2016-11-16 transaction · row 1
1 source rowRow 1 · 2016-11-16 · Sale · Disposed 42,317 · Balance 195,041 F1: Reflects a weighted average sale price of $206.8652 per share, at prices ranging from $206.53 to $207.30 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | IndirectSee footnote | 124,620 |
Reported balance
Holding disclosure · report date 2016-11-16 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 124,620 F2: Held by spouse. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects a weighted average sale price of $206.8652 per share, at prices ranging from $206.53 to $207.30 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F2: Held by spouse.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 16, 2016 Filed Nov 18, 2016 20:09 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 42,317 | $206.87 | $8,753,914.67 |
DisclosureSEC source: 0000769993-16-001901 · ownershipdoc11142016082306.xml · nonDerivative · entry 1 SHERWOOD MICHAEL S · CIK 0001428340 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 195,041 F1 · price: Reflects a weighted average sale price of $206.8652 per share, at prices ranging from $206.53 to $207.30 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 11, 2016 Filed Nov 15, 2016 22:47 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Exercise / conversionNonqualified Stock Options (right to buy) · Derivative | 201,224 | $0.00 Strike: $199.84 | $0.00 |
DisclosureSEC source: 0000769993-16-001867 · ownershipdoc11112016020823.xml · derivative · entry 6 SHERWOOD MICHAEL S · CIK 0001428340 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 per share · 201,224 shares Expires 2016-11-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 11, 2016 Filed Nov 15, 2016 22:47 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 367 | $203.69 | $74,754.89 |
DisclosureSEC source: 0000769993-16-001867 · ownershipdoc11112016020823.xml · nonDerivative · entry 4 SHERWOOD MICHAEL S · CIK 0001428340 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 237,358 F4 · price: Reflects a weighted average sale price of $203.6918 per share, at prices ranging from $203.67 to $203.73 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 11, 2016 Filed Nov 15, 2016 22:47 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 546 | $201.57 | $110,055.31 |
DisclosureSEC source: 0000769993-16-001867 · ownershipdoc11112016020823.xml · nonDerivative · entry 3 SHERWOOD MICHAEL S · CIK 0001428340 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 237,725 F3 · price: Reflects a weighted average sale price of $201.5665 per share, at prices ranging from $201.53 to $201.611 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 11, 2016 Filed Nov 15, 2016 22:47 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Tax withholdingCommon Stock, par value $0.01 per share | 200,311 | $201.57 | $40,376,027.24 |
DisclosureSEC source: 0000769993-16-001867 · ownershipdoc11112016020823.xml · nonDerivative · entry 2 SHERWOOD MICHAEL S · CIK 0001428340 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 238,271 F2 · kind: Represents shares of the Issuer's common stock withheld to fund the exercise price and to satisfy withholding obligations in connection with the exercise of the Stock Options described in footnote 1 above. F2 · acquired: Represents shares of the Issuer's common stock withheld to fund the exercise price and to satisfy withholding obligations in connection with the exercise of the Stock Options described in footnote 1 above. Read SEC document |
| November 11, 2016 Filed Nov 15, 2016 22:47 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Exercise / conversionCommon Stock, par value $0.01 per share | 201,224 | $199.84 | $40,212,604.16 |
DisclosureSEC source: 0000769993-16-001867 · ownershipdoc11112016020823.xml · nonDerivative · entry 1 SHERWOOD MICHAEL S · CIK 0001428340 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 438,582 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Reflects the exercise by the Reporting Person of Stock Options granted in December 2006 and scheduled to expire in November 2016. Read SEC document |
| January 26, 2016 Filed Jan 28, 2016 20:00 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Exercise / conversionRestricted Stock Units · Derivative | 77,276 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000769993-16-001151 · ownershipdoc01252016063410.xml · derivative · entry 4 SHERWOOD MICHAEL S · CIK 0001428340 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 per share · 77,276 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On January 26, 2016, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2015 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2015 compensation. F1 · price: On January 26, 2016, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2015 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2015 compensation. F1 · derivative.exercise_date: On January 26, 2016, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2015 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2015 compensation. F1 · derivative.expiration_date: On January 26, 2016, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2015 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2015 compensation. Read SEC document |
| January 26, 2016 Filed Jan 28, 2016 20:00 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Tax withholdingCommon Stock, par value $0.01 per share | 36,322 | $151.12 | $5,488,980.64 |
DisclosureSEC source: 0000769993-16-001151 · ownershipdoc01252016063410.xml · nonDerivative · entry 2 SHERWOOD MICHAEL S · CIK 0001428340 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 237,358 F2 · kind: Represents shares of the Issuer's common stock withheld to satisfy withholding obligations in connection with the delivery of the common stock underlying the RSUs described in footnote 1 above. F2 · acquired: Represents shares of the Issuer's common stock withheld to satisfy withholding obligations in connection with the delivery of the common stock underlying the RSUs described in footnote 1 above. Read SEC document |
| January 26, 2016 Filed Jan 28, 2016 20:00 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Exercise / conversionCommon Stock, par value $0.01 per share | 77,276 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000769993-16-001151 · ownershipdoc01252016063410.xml · nonDerivative · entry 1 SHERWOOD MICHAEL S · CIK 0001428340 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 273,680 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On January 26, 2016, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2015 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2015 compensation. Read SEC document |
| January 21, 2016 Filed Jan 22, 2016 19:13 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | GrantFixed Allowance Restricted Stock Units · Derivative | 35,642 | $0.00 | $0.00 |
DisclosureSEC source: 0000769993-16-001108 · ownershipdoc01182016044150.xml · derivative · entry 2 SHERWOOD MICHAEL S · CIK 0001428340 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,396 Underlying: Common Stock, par value $0.01 per share · 35,642 shares Expires not disclosed F2 · derivative.exercise_price: These RSUs represent approximately 48% of the Reporting Person's fixed allowance for 2015, with the remainder being paid in cash. The shares of common stock underlying these RSUs will be delivered on the same schedule and have the same transfer restrictions as the equity described in footnote (1). F2 · derivative.exercise_date: These RSUs represent approximately 48% of the Reporting Person's fixed allowance for 2015, with the remainder being paid in cash. The shares of common stock underlying these RSUs will be delivered on the same schedule and have the same transfer restrictions as the equity described in footnote (1). F2 · derivative.expiration_date: These RSUs represent approximately 48% of the Reporting Person's fixed allowance for 2015, with the remainder being paid in cash. The shares of common stock underlying these RSUs will be delivered on the same schedule and have the same transfer restrictions as the equity described in footnote (1). Read SEC document |
| January 21, 2016 Filed Jan 22, 2016 19:13 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | GrantYear-End Restricted Stock Units · Derivative | 52,754 | $0.00 | $0.00 |
DisclosureSEC source: 0000769993-16-001108 · ownershipdoc01182016044150.xml · derivative · entry 1 SHERWOOD MICHAEL S · CIK 0001428340 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,754 Underlying: Common Stock, par value $0.01 per share · 52,754 shares Expires not disclosed F1 · derivative.exercise_price: Shares of the Issuer's common stock underlying these 2015 year-end Restricted Stock Units ("RSUs") will be delivered in three approximately equal installments on or about each of the first, second and third anniversaries of the grant date, subject to other terms and conditions of the award agreement. The shares of common stock delivered pursuant to these RSUs generally cannot be sold or transferred before January 2021. F1 · derivative.exercise_date: Shares of the Issuer's common stock underlying these 2015 year-end Restricted Stock Units ("RSUs") will be delivered in three approximately equal installments on or about each of the first, second and third anniversaries of the grant date, subject to other terms and conditions of the award agreement. The shares of common stock delivered pursuant to these RSUs generally cannot be sold or transferred before January 2021. F1 · derivative.expiration_date: Shares of the Issuer's common stock underlying these 2015 year-end Restricted Stock Units ("RSUs") will be delivered in three approximately equal installments on or about each of the first, second and third anniversaries of the grant date, subject to other terms and conditions of the award agreement. The shares of common stock delivered pursuant to these RSUs generally cannot be sold or transferred before January 2021. Read SEC document |
| July 20, 2015 Filed Jul 22, 2015 20:02 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Exercise / conversionRestricted Stock Units · Derivative | 10,439 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000769993-15-000835 · ownershipdoc07202015015846.xml · derivative · entry 4 SHERWOOD MICHAEL S · CIK 0001428340 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 per share · 10,439 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On July 20, 2015, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for 2014 were delivered to the Reporting Person without the payment of any consideration. F1 · price: On July 20, 2015, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for 2014 were delivered to the Reporting Person without the payment of any consideration. F1 · derivative.exercise_date: On July 20, 2015, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for 2014 were delivered to the Reporting Person without the payment of any consideration. F1 · derivative.expiration_date: On July 20, 2015, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for 2014 were delivered to the Reporting Person without the payment of any consideration. Read SEC document |
| July 20, 2015 Filed Jul 22, 2015 20:02 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Tax withholdingCommon Stock, par value $0.01 per share | 4,907 | $212.46 | $1,042,541.22 |
DisclosureSEC source: 0000769993-15-000835 · ownershipdoc07202015015846.xml · nonDerivative · entry 2 SHERWOOD MICHAEL S · CIK 0001428340 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 196,404 F2 · kind: Represents shares of the Issuer's common stock withheld to satisfy tax withholding obligations in connection with the delivery of the common stock underlying the RSUs described in footnote 1 above. F2 · acquired: Represents shares of the Issuer's common stock withheld to satisfy tax withholding obligations in connection with the delivery of the common stock underlying the RSUs described in footnote 1 above. Read SEC document |
| July 20, 2015 Filed Jul 22, 2015 20:02 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Exercise / conversionCommon Stock, par value $0.01 per share | 10,439 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000769993-15-000835 · ownershipdoc07202015015846.xml · nonDerivative · entry 1 SHERWOOD MICHAEL S · CIK 0001428340 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 201,311 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On July 20, 2015, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for 2014 were delivered to the Reporting Person without the payment of any consideration. Read SEC document |
| April 20, 2015 Filed Apr 21, 2015 20:16 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Exercise / conversionNonqualified Stock Options (right to buy) · Derivative | 75,392 | $0.00 Strike: $131.64 | $0.00 |
DisclosureSEC source: 0000769993-15-000561 · ownershipdoc04192015040954.xml · derivative · entry 4 SHERWOOD MICHAEL S · CIK 0001428340 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 per share · 75,392 shares Expires 2015-11-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 20, 2015 Filed Apr 21, 2015 20:16 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 75,392 | $199.22 | $15,019,239.90 |
DisclosureSEC source: 0000769993-15-000561 · ownershipdoc04192015040954.xml · nonDerivative · entry 2 SHERWOOD MICHAEL S · CIK 0001428340 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 190,872 F2 · price: Reflects a weighted average sale price of $199.2153 per share, at prices ranging from $199.00 to $199.57 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| April 20, 2015 Filed Apr 21, 2015 20:16 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Exercise / conversionCommon Stock, par value $0.01 per share | 75,392 | $131.64 | $9,924,602.88 |
DisclosureSEC source: 0000769993-15-000561 · ownershipdoc04192015040954.xml · nonDerivative · entry 1 SHERWOOD MICHAEL S · CIK 0001428340 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 266,264 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Reflects the exercise by the Reporting Person of Stock Options granted in December 2005 and scheduled to expire in November 2015. This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| February 24, 2015 Filed Feb 26, 2015 19:07 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Exercise / conversionNonqualified Stock Options (right to buy) · Derivative | 70,000 | $0.00 Strike: $131.64 | $0.00 |
DisclosureSEC source: 0000769993-15-000376 · ownershipdoc02222015074057.xml · derivative · entry 4 SHERWOOD MICHAEL S · CIK 0001428340 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,392 Underlying: Common Stock, par value $0.01 per share · 70,000 shares Expires 2015-11-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 24, 2015 Filed Feb 26, 2015 19:07 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 70,000 | $192.06 | $13,444,382.00 |
DisclosureSEC source: 0000769993-15-000376 · ownershipdoc02222015074057.xml · nonDerivative · entry 2 SHERWOOD MICHAEL S · CIK 0001428340 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 190,872 F2 · price: Reflects a weighted average sale price of $192.0626 per share, at prices ranging from $192.00 to $192.13 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 24, 2015 Filed Feb 26, 2015 19:07 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Exercise / conversionCommon Stock, par value $0.01 per share | 70,000 | $131.64 | $9,214,800.00 |
DisclosureSEC source: 0000769993-15-000376 · ownershipdoc02222015074057.xml · nonDerivative · entry 1 SHERWOOD MICHAEL S · CIK 0001428340 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 260,872 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Reflects the exercise by the Reporting Person of Stock Options granted in December 2005 and scheduled to expire in November 2015. Read SEC document |
| February 11, 2015 Filed Feb 13, 2015 19:16 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Exercise / conversionNonqualified Stock Options (right to buy) · Derivative | 75,000 | $0.00 Strike: $131.64 | $0.00 |
DisclosureSEC source: 0000769993-15-000256 · ownershipdoc02082015065444.xml · derivative · entry 5 SHERWOOD MICHAEL S · CIK 0001428340 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 145,392 Underlying: Common Stock, par value $0.01 per share · 75,000 shares Expires 2015-11-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 11, 2015 Filed Feb 13, 2015 19:16 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 4,420 | $187.02 | $826,617.79 |
DisclosureSEC source: 0000769993-15-000256 · ownershipdoc02082015065444.xml · nonDerivative · entry 3 SHERWOOD MICHAEL S · CIK 0001428340 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 190,872 F3 · price: Reflects a weighted average sale price of $187.0176 per share, at prices ranging from $186.9900 to $187.0800 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 11, 2015 Filed Feb 13, 2015 19:16 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 70,580 | $186.55 | $13,166,515.49 |
DisclosureSEC source: 0000769993-15-000256 · ownershipdoc02082015065444.xml · nonDerivative · entry 2 SHERWOOD MICHAEL S · CIK 0001428340 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 195,292 F2 · price: Reflects a weighted average sale price of $186.5474 per share, at prices ranging from $185.9900 to $186.9850 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 11, 2015 Filed Feb 13, 2015 19:16 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Exercise / conversionCommon Stock, par value $0.01 per share | 75,000 | $131.64 | $9,873,000.00 |
DisclosureSEC source: 0000769993-15-000256 · ownershipdoc02082015065444.xml · nonDerivative · entry 1 SHERWOOD MICHAEL S · CIK 0001428340 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 265,872 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Reflects the exercise by the Reporting Person of Stock Options granted in December 2005 and scheduled to expire in November 2015. Read SEC document |
| January 27, 2015 Filed Jan 29, 2015 21:35 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Exercise / conversionRestricted Stock Units · Derivative | 68,831 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000769993-15-000076 · ownershipdoc01112015073927.xml · derivative · entry 4 SHERWOOD MICHAEL S · CIK 0001428340 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 per share · 68,831 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On January 27, 2015, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2014 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2014 compensation. F1 · price: On January 27, 2015, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2014 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2014 compensation. F1 · derivative.exercise_date: On January 27, 2015, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2014 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2014 compensation. F1 · derivative.expiration_date: On January 27, 2015, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2014 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2014 compensation. Read SEC document |
| January 27, 2015 Filed Jan 29, 2015 21:35 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Tax withholdingCommon Stock, par value $0.01 per share | 32,352 | $180.42 | $5,836,947.84 |
DisclosureSEC source: 0000769993-15-000076 · ownershipdoc01112015073927.xml · nonDerivative · entry 2 SHERWOOD MICHAEL S · CIK 0001428340 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 190,872 F2 · kind: Represents shares of the Issuer's common stock withheld to satisfy withholding obligations in connection with the delivery of the common stock underlying the RSUs described in footnote 1 above. F2 · acquired: Represents shares of the Issuer's common stock withheld to satisfy withholding obligations in connection with the delivery of the common stock underlying the RSUs described in footnote 1 above. Read SEC document |
| January 27, 2015 Filed Jan 29, 2015 21:35 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Exercise / conversionCommon Stock, par value $0.01 per share | 68,831 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000769993-15-000076 · ownershipdoc01112015073927.xml · nonDerivative · entry 1 SHERWOOD MICHAEL S · CIK 0001428340 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 223,224 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On January 27, 2015, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2014 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2014 compensation. Read SEC document |
| January 21, 2015 Filed Jan 22, 2015 21:40 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Tax withholdingCommon Stock, par value $.01 per share | 7,347 | $175.63 | $1,290,353.61 |
DisclosureSEC source: 0000769993-15-000039 · ownershipdoc01112015073927.xml · nonDerivative · entry 2 SHERWOOD MICHAEL S · CIK 0001428340 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 154,393 F2 · kind: Represents shares of the Issuer's common stock withheld to satisfy withholding obligations in connection with the delivery of the common stock described in footnote (1). F2 · acquired: Represents shares of the Issuer's common stock withheld to satisfy withholding obligations in connection with the delivery of the common stock described in footnote (1). Read SEC document |
| January 20, 2015 Filed Jan 22, 2015 21:40 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | GrantFixed Allowance Restricted Stock Units · Derivative | 36,469 | $0.00 | $0.00 |
DisclosureSEC source: 0000769993-15-000039 · ownershipdoc01112015073927.xml · derivative · entry 5 SHERWOOD MICHAEL S · CIK 0001428340 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,663 Underlying: Common Stock, par value $.01 per share · 36,469 shares Expires not disclosed F5 · derivative.exercise_price: These RSUs represent approximately 70% of the Reporting Person's equity fixed allowance for 2014. The shares of common stock underlying these RSUs will be delivered on the same schedule and have the same transfer restrictions as the equity described in the first sentence of footnote (4). F5 · derivative.exercise_date: These RSUs represent approximately 70% of the Reporting Person's equity fixed allowance for 2014. The shares of common stock underlying these RSUs will be delivered on the same schedule and have the same transfer restrictions as the equity described in the first sentence of footnote (4). F5 · derivative.expiration_date: These RSUs represent approximately 70% of the Reporting Person's equity fixed allowance for 2014. The shares of common stock underlying these RSUs will be delivered on the same schedule and have the same transfer restrictions as the equity described in the first sentence of footnote (4). Read SEC document |
| January 20, 2015 Filed Jan 22, 2015 21:40 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | GrantYear-End Restricted Stock Units · Derivative | 52,194 | $0.00 | $0.00 |
DisclosureSEC source: 0000769993-15-000039 · ownershipdoc01112015073927.xml · derivative · entry 4 SHERWOOD MICHAEL S · CIK 0001428340 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,194 Underlying: Common Stock, par value $0.01 per share · 52,194 shares Expires not disclosed F4 · derivative.exercise_price: Approximately 80% of the shares of common stock underlying these 2014 year-end RSUs will be delivered in three approximately equal installments on or about each of the first, second and third anniversaries of the grant date, subject to other terms and conditions of the award agreement; the shares of common stock delivered pursuant to such RSUs generally cannot be sold or transferred before January 2020. The remainder of the shares of the Issuer's common stock underlying these RSUs will be delivered in July 2015, subject to other terms and conditions of the award agreement. F4 · derivative.exercise_date: Approximately 80% of the shares of common stock underlying these 2014 year-end RSUs will be delivered in three approximately equal installments on or about each of the first, second and third anniversaries of the grant date, subject to other terms and conditions of the award agreement; the shares of common stock delivered pursuant to such RSUs generally cannot be sold or transferred before January 2020. The remainder of the shares of the Issuer's common stock underlying these RSUs will be delivered in July 2015, subject to other terms and conditions of the award agreement. F4 · derivative.expiration_date: Approximately 80% of the shares of common stock underlying these 2014 year-end RSUs will be delivered in three approximately equal installments on or about each of the first, second and third anniversaries of the grant date, subject to other terms and conditions of the award agreement; the shares of common stock delivered pursuant to such RSUs generally cannot be sold or transferred before January 2020. The remainder of the shares of the Issuer's common stock underlying these RSUs will be delivered in July 2015, subject to other terms and conditions of the award agreement. Read SEC document |
| January 20, 2015 Filed Jan 22, 2015 21:40 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | GrantCommon Stock, par value $.01 per share | 15,630 | $0.00 | $0.00 |
DisclosureSEC source: 0000769993-15-000039 · ownershipdoc01112015073927.xml · nonDerivative · entry 1 SHERWOOD MICHAEL S · CIK 0001428340 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 161,740 F1 · kind: These shares of the Issuer's common stock represent approximately 30% of the Reporting Person's equity fixed allowance for 2014. The other 70% is represented by restricted stock units ("RSUs") as described in footnote (5). Read SEC document |
| July 28, 2014 Filed Jul 30, 2014 18:02 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Exercise / conversionRestricted Stock Units · Derivative | 34,557 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000769993-14-000418 · ownershipdoc07262014090118.xml · derivative · entry 6 SHERWOOD MICHAEL S · CIK 0001428340 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 per share · 34,557 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On July 28, 2014, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for 2013 were delivered to the Reporting Person without the payment of any consideration. F1 · price: On July 28, 2014, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for 2013 were delivered to the Reporting Person without the payment of any consideration. F1 · derivative.exercise_date: On July 28, 2014, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for 2013 were delivered to the Reporting Person without the payment of any consideration. F1 · derivative.expiration_date: On July 28, 2014, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for 2013 were delivered to the Reporting Person without the payment of any consideration. Read SEC document |
| July 28, 2014 Filed Jul 30, 2014 18:02 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 4,545 | $176.02 | $799,992.72 |
DisclosureSEC source: 0000769993-14-000418 · ownershipdoc07262014090118.xml · nonDerivative · entry 4 SHERWOOD MICHAEL S · CIK 0001428340 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146,110 F4 · price: Reflects a weighted average sale price of $176.0160 per share, at prices ranging from $175.8800 to $176.3700 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| July 28, 2014 Filed Jul 30, 2014 18:02 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 13,770 | $175.53 | $2,417,092.16 |
DisclosureSEC source: 0000769993-14-000418 · ownershipdoc07262014090118.xml · nonDerivative · entry 3 SHERWOOD MICHAEL S · CIK 0001428340 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,655 F3 · price: Reflects a weighted average sale price of $175.5332 per share, at prices ranging from $174.8750 to $175.8700 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| July 28, 2014 Filed Jul 30, 2014 18:02 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Tax withholdingCommon Stock, par value $0.01 per share | 16,242 | $175.40 | $2,848,846.80 |
DisclosureSEC source: 0000769993-14-000418 · ownershipdoc07262014090118.xml · nonDerivative · entry 2 SHERWOOD MICHAEL S · CIK 0001428340 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 164,425 F2 · kind: Represents shares of the Issuer's common stock withheld to satisfy tax withholding obligations in connection with the delivery of the common stock underlying the RSUs described in footnote 1 above. F2 · acquired: Represents shares of the Issuer's common stock withheld to satisfy tax withholding obligations in connection with the delivery of the common stock underlying the RSUs described in footnote 1 above. Read SEC document |
| July 28, 2014 Filed Jul 30, 2014 18:02 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Exercise / conversionCommon Stock, par value $0.01 per share | 34,557 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000769993-14-000418 · ownershipdoc07262014090118.xml · nonDerivative · entry 1 SHERWOOD MICHAEL S · CIK 0001428340 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 180,667 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On July 28, 2014, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for 2013 were delivered to the Reporting Person without the payment of any consideration. Read SEC document |
| January 28, 2014 Filed Jan 30, 2014 21:27 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | GrantYear-End Restricted Stock Units · Derivative | 115,189 | $0.00 | $0.00 |
DisclosureSEC source: 0000769993-14-000069 · ownershipdoc01212014095930.xml · derivative · entry 1 SHERWOOD MICHAEL S · CIK 0001428340 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,189 Underlying: Common Stock, par value $0.01 per share · 115,189 shares Expires not disclosed F1 · derivative.exercise_price: Approximately 70% of the shares of the Issuer's common stock underlying these 2013 Restricted Stock Units ("RSUs") will be delivered in three approximately equal installments on or about each of the first, second and third anniversaries of the grant date, subject to other terms and conditions of the award agreement; the shares of common stock delivered pursuant to such RSUs generally cannot be sold or transferred before January 2019. The remainder of the shares of the Issuer's common stock underlying these RSUs will be delivered in July 2014, subject to other terms and conditions of the award agreement. F1 · derivative.exercise_date: Approximately 70% of the shares of the Issuer's common stock underlying these 2013 Restricted Stock Units ("RSUs") will be delivered in three approximately equal installments on or about each of the first, second and third anniversaries of the grant date, subject to other terms and conditions of the award agreement; the shares of common stock delivered pursuant to such RSUs generally cannot be sold or transferred before January 2019. The remainder of the shares of the Issuer's common stock underlying these RSUs will be delivered in July 2014, subject to other terms and conditions of the award agreement. F1 · derivative.expiration_date: Approximately 70% of the shares of the Issuer's common stock underlying these 2013 Restricted Stock Units ("RSUs") will be delivered in three approximately equal installments on or about each of the first, second and third anniversaries of the grant date, subject to other terms and conditions of the award agreement; the shares of common stock delivered pursuant to such RSUs generally cannot be sold or transferred before January 2019. The remainder of the shares of the Issuer's common stock underlying these RSUs will be delivered in July 2014, subject to other terms and conditions of the award agreement. Read SEC document |
| January 27, 2014 Filed Jan 29, 2014 21:42 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Exercise / conversionRestricted Stock Units · Derivative | 64,271 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000769993-14-000034 · ownershipdoc01212014095930.xml · derivative · entry 4 SHERWOOD MICHAEL S · CIK 0001428340 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 per share · 64,271 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On January 27, 2014, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2013 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2013 compensation. F1 · price: On January 27, 2014, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2013 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2013 compensation. F1 · derivative.exercise_date: On January 27, 2014, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2013 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2013 compensation. F1 · derivative.expiration_date: On January 27, 2014, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2013 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2013 compensation. Read SEC document |
| January 27, 2014 Filed Jan 29, 2014 21:42 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Tax withholdingCommon Stock, par value $0.01 per share | 30,209 | $167.64 | $5,064,236.76 |
DisclosureSEC source: 0000769993-14-000034 · ownershipdoc01212014095930.xml · nonDerivative · entry 2 SHERWOOD MICHAEL S · CIK 0001428340 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146,110 F2 · kind: Represents shares of the Issuer's common stock withheld to satisfy withholding obligations in connection with the delivery of the common stock underlying the RSUs described in footnote 1 above. F2 · acquired: Represents shares of the Issuer's common stock withheld to satisfy withholding obligations in connection with the delivery of the common stock underlying the RSUs described in footnote 1 above. Read SEC document |
| January 27, 2014 Filed Jan 29, 2014 21:42 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Exercise / conversionCommon Stock, par value $0.01 per share | 64,271 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000769993-14-000034 · ownershipdoc01212014095930.xml · nonDerivative · entry 1 SHERWOOD MICHAEL S · CIK 0001428340 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 176,319 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On January 27, 2014, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2013 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2013 compensation. Read SEC document |
| July 17, 2013 Filed Jul 19, 2013 18:13 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Exercise / conversionRestricted Stock Units · Derivative | 36,487 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000769993-13-000409 · ownershipdoc07152013103102.xml · derivative · entry 8 SHERWOOD MICHAEL S · CIK 0001428340 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 per share · 36,487 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On July 17, 2013, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for 2012 were delivered to the Reporting Person without the payment of any consideration. F1 · price: On July 17, 2013, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for 2012 were delivered to the Reporting Person without the payment of any consideration. F1 · derivative.exercise_date: On July 17, 2013, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for 2012 were delivered to the Reporting Person without the payment of any consideration. F1 · derivative.expiration_date: On July 17, 2013, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for 2012 were delivered to the Reporting Person without the payment of any consideration. Read SEC document |
| July 17, 2013 Filed Jul 19, 2013 18:13 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 1,400 | $161.82 | $226,554.02 |
DisclosureSEC source: 0000769993-13-000409 · ownershipdoc07152013103102.xml · nonDerivative · entry 5 SHERWOOD MICHAEL S · CIK 0001428340 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,048 F5 · price: Reflects a weighted average sale price of $161.8243 per share, at prices ranging from $161.70 to $161.91 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| July 17, 2013 Filed Jul 19, 2013 18:13 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 14,297 | $161.28 | $2,305,795.86 |
DisclosureSEC source: 0000769993-13-000409 · ownershipdoc07152013103102.xml · nonDerivative · entry 4 SHERWOOD MICHAEL S · CIK 0001428340 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,448 F4 · price: Reflects a weighted average sale price of $161.2783 per share, at prices ranging from $160.69 to $161.67 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| July 17, 2013 Filed Jul 19, 2013 18:13 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 3,641 | $160.05 | $582,730.76 |
DisclosureSEC source: 0000769993-13-000409 · ownershipdoc07152013103102.xml · nonDerivative · entry 3 SHERWOOD MICHAEL S · CIK 0001428340 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 127,745 F3 · price: Reflects a weighted average sale price of $160.0469 per share, at prices ranging from $159.61 to $160.40 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| July 17, 2013 Filed Jul 19, 2013 18:13 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Tax withholdingCommon Stock, par value $0.01 per share | 17,149 | $160.24 | $2,747,955.76 |
DisclosureSEC source: 0000769993-13-000409 · ownershipdoc07152013103102.xml · nonDerivative · entry 2 SHERWOOD MICHAEL S · CIK 0001428340 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,386 F2 · kind: Represents shares of the Issuer's common stock withheld to satisfy tax withholding obligations in connection with the delivery of the common stock underlying the RSUs described in footnote 1 above. F2 · acquired: Represents shares of the Issuer's common stock withheld to satisfy tax withholding obligations in connection with the delivery of the common stock underlying the RSUs described in footnote 1 above. Read SEC document |
| July 17, 2013 Filed Jul 19, 2013 18:13 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Exercise / conversionCommon Stock, par value $0.01 per share | 36,487 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000769993-13-000409 · ownershipdoc07152013103102.xml · nonDerivative · entry 1 SHERWOOD MICHAEL S · CIK 0001428340 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 148,535 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On July 17, 2013, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for 2012 were delivered to the Reporting Person without the payment of any consideration. Read SEC document |
| February 12, 2013 Filed Feb 14, 2013 21:12 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 10,544 | $152.03 | $1,602,964.25 |
DisclosureSEC source: 0000769993-13-000250 · ownershipdoc02122013052757.xml · nonDerivative · entry 2 SHERWOOD MICHAEL S · CIK 0001428340 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 124,620 F1 · price: Reflects a weighted average sale price of $152.0262 per share, at prices ranging from $151.8600 to $152.1700 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. F2 · ownership.nature: Held by spouse. Read SEC document |
| February 12, 2013 Filed Feb 14, 2013 21:12 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 39,456 | $152.03 | $5,998,345.75 |
DisclosureSEC source: 0000769993-13-000250 · ownershipdoc02122013052757.xml · nonDerivative · entry 1 SHERWOOD MICHAEL S · CIK 0001428340 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,048 F1 · price: Reflects a weighted average sale price of $152.0262 per share, at prices ranging from $151.8600 to $152.1700 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| January 24, 2013 Filed Jan 25, 2013 18:01 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Exercise / conversionRestricted Stock Units · Derivative | 39,946 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000769993-13-000098 · ownershipdoc01222013033558.xml · derivative · entry 5 SHERWOOD MICHAEL S · CIK 0001428340 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 per share · 39,946 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On January 24, 2013, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2012 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2012 compensation. F1 · price: On January 24, 2013, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2012 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2012 compensation. F1 · derivative.exercise_date: On January 24, 2013, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2012 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2012 compensation. F1 · derivative.expiration_date: On January 24, 2013, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2012 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2012 compensation. Read SEC document |
| January 24, 2013 Filed Jan 25, 2013 18:01 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Tax withholdingCommon Stock, par value $0.01 per share | 20,773 | $145.40 | $3,020,456.52 |
DisclosureSEC source: 0000769993-13-000098 · ownershipdoc01222013033558.xml · nonDerivative · entry 2 SHERWOOD MICHAEL S · CIK 0001428340 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 151,504 F2 · kind: Represents shares of the Issuer's common stock withheld to satisfy withholding obligations in connection with the delivery of the common stock underlying the RSUs described in footnote 1 above. F2 · acquired: Represents shares of the Issuer's common stock withheld to satisfy withholding obligations in connection with the delivery of the common stock underlying the RSUs described in footnote 1 above. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.