Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| LIBERTY ALL STAR EQUITY FUNDUSA · Entity 8815 | Interim CCO | September 03, 2019 | September 10, 2019 |
| LIBERTY ALL STAR GROWTH FUND INC.ASG · Entity 5864 | Interim CCO | September 03, 2019 | September 10, 2019 |
| Principal Real Estate Income FundPGZ · Entity 7053 | Fund Chief Compliance Officer | December 27, 2019 | December 27, 2019 |
| SRH Total Return Fund, Inc.BIF · Entity 4587 | Officer of Investment Advisor | September 03, 2019 | September 10, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
LIBERTY ALL STAR EQUITY FUND
Report date September 03, 2019 · Filed September 10, 2019
This filing explicitly reported no securities owned.
LIBERTY ALL STAR GROWTH FUND INC.
Report date September 03, 2019 · Filed September 10, 2019
This filing explicitly reported no securities owned.
Principal Real Estate Income Fund
Report date December 27, 2019 · Filed December 27, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Shares of Beneficial InterestSEC Table I · non-derivative | Direct | 610 |
Reported balance
After 2019-12-27 transaction · row 1
1 source rowRow 1 · 2019-12-27 · Purchase · Acquired 500 · Balance 610 |
SRH Total Return Fund, Inc.
Report date September 03, 2019 · Filed September 10, 2019
This filing explicitly reported no securities owned.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
RIVERNORTH OPPORTUNITIES FUND, INC.
Report date September 30, 2022 · Filed October 03, 2022
Section 16 reporting ended · disclosed 2022-10-03. Current position is not established by this disclosure.
No balance rows disclosed in this filing.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 27, 2019 Filed Dec 27, 2019 18:59 UTC | Principal Real Estate Income Fund PGZ · Entity 7053 | PurchaseCommon Shares of Beneficial Interest | 500 | $20.60 | $10,300.00 |
DisclosureSEC source: 0001786716-19-000006 · primary_doc.xml · nonDerivative · entry 1 Sutula Matthew · CIK 0001786716 · Fund Chief Compliance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 610 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.