Ross Roger Alan

SEC source: 0001209191-22-052710 · doc4.xml · derivative · entry 3

Ross Roger Alan · CIK 0001651443 · President, Aero Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,343

Underlying: Woodward, Inc. Common Stock · 12,343 shares

Expires 2032-10-03

F3 · derivative.exercise_date: Options, which expire October 3, 2032, become exercisable as to 25% of the shares on October 3, 2023 and each one-year anniversary thereafter.

F3 · derivative.expiration_date: Options, which expire October 3, 2032, become exercisable as to 25% of the shares on October 3, 2023 and each one-year anniversary thereafter.

SEC source: 0001209191-22-052710 · doc4.xml · nonDerivative · entry 1

Ross Roger Alan · CIK 0001651443 · President, Aero Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,189

F1 · shares: The reporting person was granted an award of Restricted Stock Units ("RSUs"). RSUs vest at a rate of 25% of the award on October 3, 2023 and each one-year anniversary thereafter. Upon vesting, the reporting person will receive one share of Woodward, Inc. Common Stock per RSU granted.

SEC source: 0001209191-21-059648 · doc4.xml · derivative · entry 1

Ross Roger Alan · CIK 0001651443 · President, Aero Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,600

Underlying: Woodward, Inc. Common Stock · 11,600 shares

Expires 2031-10-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options, which expire October 1, 2031, become exercisable as to 25% of the shares on October 1, 2022 and each one-year anniversary thereafter.

F1 · derivative.expiration_date: Options, which expire October 1, 2031, become exercisable as to 25% of the shares on October 1, 2022 and each one-year anniversary thereafter.

SEC source: 0001209191-21-004650 · doc4.xml · derivative · entry 2

Ross Roger Alan · CIK 0001651443 · President, Aero Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,100

Underlying: Woodward, Inc. Common Stock · 23,100 shares

Expires 2031-01-19

F2 · derivative.exercise_date: Options, which expire January 19, 2031 become exercisable as to 25% of the shares on January 19, 2022 and each one-year anniversary thereafter.

F2 · derivative.expiration_date: Options, which expire January 19, 2031 become exercisable as to 25% of the shares on January 19, 2022 and each one-year anniversary thereafter.

SEC source: 0001209191-21-004650 · doc4.xml · nonDerivative · entry 1

Ross Roger Alan · CIK 0001651443 · President, Aero Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,839

F1 · kind: The reporting person was granted an award of Restricted Stock Units ("RSUs"). All such RSUs will vest 100% on January 19, 2024. Upon vesting, the reporting person will receive one share of Woodward, Inc. common stock per RSU granted.

F1 · shares: The reporting person was granted an award of Restricted Stock Units ("RSUs"). All such RSUs will vest 100% on January 19, 2024. Upon vesting, the reporting person will receive one share of Woodward, Inc. common stock per RSU granted.

SEC source: 0001225208-19-005449 · doc4.xml · derivative · entry 9

Ross Roger Alan · CIK 0001651443 · EVP, Pres - Sensors & Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,000 shares

Expires 2019-11-08

F5 · kind: Pursuant to the Merger Agreement, each restricted stock unit award , whether vested or unvested, was, as of the Effective Time, cancelled and converted into the right to receive an amount in cash equal to the product obtained by multiplying (a) $122.50, by (b) the total number of shares of Issuer common stock underlying such award.

F5 · price: Pursuant to the Merger Agreement, each restricted stock unit award , whether vested or unvested, was, as of the Effective Time, cancelled and converted into the right to receive an amount in cash equal to the product obtained by multiplying (a) $122.50, by (b) the total number of shares of Issuer common stock underlying such award.

F5 · derivative.exercise_date: Pursuant to the Merger Agreement, each restricted stock unit award , whether vested or unvested, was, as of the Effective Time, cancelled and converted into the right to receive an amount in cash equal to the product obtained by multiplying (a) $122.50, by (b) the total number of shares of Issuer common stock underlying such award.

F5 · derivative.expiration_date: Pursuant to the Merger Agreement, each restricted stock unit award , whether vested or unvested, was, as of the Effective Time, cancelled and converted into the right to receive an amount in cash equal to the product obtained by multiplying (a) $122.50, by (b) the total number of shares of Issuer common stock underlying such award.

SEC source: 0001225208-19-005449 · doc4.xml · derivative · entry 8

Ross Roger Alan · CIK 0001651443 · EVP, Pres - Sensors & Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,700 shares

Expires 2020-11-07

F5 · kind: Pursuant to the Merger Agreement, each restricted stock unit award , whether vested or unvested, was, as of the Effective Time, cancelled and converted into the right to receive an amount in cash equal to the product obtained by multiplying (a) $122.50, by (b) the total number of shares of Issuer common stock underlying such award.

F5 · price: Pursuant to the Merger Agreement, each restricted stock unit award , whether vested or unvested, was, as of the Effective Time, cancelled and converted into the right to receive an amount in cash equal to the product obtained by multiplying (a) $122.50, by (b) the total number of shares of Issuer common stock underlying such award.

F5 · derivative.exercise_date: Pursuant to the Merger Agreement, each restricted stock unit award , whether vested or unvested, was, as of the Effective Time, cancelled and converted into the right to receive an amount in cash equal to the product obtained by multiplying (a) $122.50, by (b) the total number of shares of Issuer common stock underlying such award.

F5 · derivative.expiration_date: Pursuant to the Merger Agreement, each restricted stock unit award , whether vested or unvested, was, as of the Effective Time, cancelled and converted into the right to receive an amount in cash equal to the product obtained by multiplying (a) $122.50, by (b) the total number of shares of Issuer common stock underlying such award.

SEC source: 0001225208-19-005449 · doc4.xml · derivative · entry 7

Ross Roger Alan · CIK 0001651443 · EVP, Pres - Sensors & Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,534 shares

Expires not disclosed

F4 · kind: Pursuant to the Merger Agreement (a) 3,167 restricted stock units, were, as of the Effective Time, cancelled and converted into the right to receive an amount in cash equal to $122.50 for each share of Issuer common stock underlying such restricted stock units and (b) 1,367 restricted stock units were forfeited for no consideration.

F4 · price: Pursuant to the Merger Agreement (a) 3,167 restricted stock units, were, as of the Effective Time, cancelled and converted into the right to receive an amount in cash equal to $122.50 for each share of Issuer common stock underlying such restricted stock units and (b) 1,367 restricted stock units were forfeited for no consideration.

F4 · derivative.exercise_date: Pursuant to the Merger Agreement (a) 3,167 restricted stock units, were, as of the Effective Time, cancelled and converted into the right to receive an amount in cash equal to $122.50 for each share of Issuer common stock underlying such restricted stock units and (b) 1,367 restricted stock units were forfeited for no consideration.

F4 · derivative.expiration_date: Pursuant to the Merger Agreement (a) 3,167 restricted stock units, were, as of the Effective Time, cancelled and converted into the right to receive an amount in cash equal to $122.50 for each share of Issuer common stock underlying such restricted stock units and (b) 1,367 restricted stock units were forfeited for no consideration.

SEC source: 0001225208-19-005449 · doc4.xml · derivative · entry 6

Ross Roger Alan · CIK 0001651443 · EVP, Pres - Sensors & Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,200 shares

Expires 2025-11-18

F3 · derivative.exercise_price: Pursuant to the Merger Agreement, each option to purchase shares of common stock of the Issuer, whether vested or unvested, was, as of the Effective Time, cancelled and converted into the right to receive an amount in cash equal to the product obtained by multiplying (a) the amount by which $122.50 exceeds the per-share exercise price of such option, by (b) the total number of shares of Issuer common stock underlying such option.

F3 · kind: Pursuant to the Merger Agreement, each option to purchase shares of common stock of the Issuer, whether vested or unvested, was, as of the Effective Time, cancelled and converted into the right to receive an amount in cash equal to the product obtained by multiplying (a) the amount by which $122.50 exceeds the per-share exercise price of such option, by (b) the total number of shares of Issuer common stock underlying such option.

F3 · price: Pursuant to the Merger Agreement, each option to purchase shares of common stock of the Issuer, whether vested or unvested, was, as of the Effective Time, cancelled and converted into the right to receive an amount in cash equal to the product obtained by multiplying (a) the amount by which $122.50 exceeds the per-share exercise price of such option, by (b) the total number of shares of Issuer common stock underlying such option.

F3 · derivative.exercise_date: Pursuant to the Merger Agreement, each option to purchase shares of common stock of the Issuer, whether vested or unvested, was, as of the Effective Time, cancelled and converted into the right to receive an amount in cash equal to the product obtained by multiplying (a) the amount by which $122.50 exceeds the per-share exercise price of such option, by (b) the total number of shares of Issuer common stock underlying such option.

F3 · derivative.expiration_date: Pursuant to the Merger Agreement, each option to purchase shares of common stock of the Issuer, whether vested or unvested, was, as of the Effective Time, cancelled and converted into the right to receive an amount in cash equal to the product obtained by multiplying (a) the amount by which $122.50 exceeds the per-share exercise price of such option, by (b) the total number of shares of Issuer common stock underlying such option.

SEC source: 0001225208-19-005449 · doc4.xml · derivative · entry 5

Ross Roger Alan · CIK 0001651443 · EVP, Pres - Sensors & Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,550 shares

Expires 2026-11-08

F3 · derivative.exercise_price: Pursuant to the Merger Agreement, each option to purchase shares of common stock of the Issuer, whether vested or unvested, was, as of the Effective Time, cancelled and converted into the right to receive an amount in cash equal to the product obtained by multiplying (a) the amount by which $122.50 exceeds the per-share exercise price of such option, by (b) the total number of shares of Issuer common stock underlying such option.

F3 · kind: Pursuant to the Merger Agreement, each option to purchase shares of common stock of the Issuer, whether vested or unvested, was, as of the Effective Time, cancelled and converted into the right to receive an amount in cash equal to the product obtained by multiplying (a) the amount by which $122.50 exceeds the per-share exercise price of such option, by (b) the total number of shares of Issuer common stock underlying such option.

F3 · price: Pursuant to the Merger Agreement, each option to purchase shares of common stock of the Issuer, whether vested or unvested, was, as of the Effective Time, cancelled and converted into the right to receive an amount in cash equal to the product obtained by multiplying (a) the amount by which $122.50 exceeds the per-share exercise price of such option, by (b) the total number of shares of Issuer common stock underlying such option.

F3 · derivative.exercise_date: Pursuant to the Merger Agreement, each option to purchase shares of common stock of the Issuer, whether vested or unvested, was, as of the Effective Time, cancelled and converted into the right to receive an amount in cash equal to the product obtained by multiplying (a) the amount by which $122.50 exceeds the per-share exercise price of such option, by (b) the total number of shares of Issuer common stock underlying such option.

F3 · derivative.expiration_date: Pursuant to the Merger Agreement, each option to purchase shares of common stock of the Issuer, whether vested or unvested, was, as of the Effective Time, cancelled and converted into the right to receive an amount in cash equal to the product obtained by multiplying (a) the amount by which $122.50 exceeds the per-share exercise price of such option, by (b) the total number of shares of Issuer common stock underlying such option.

SEC source: 0001225208-19-005449 · doc4.xml · derivative · entry 4

Ross Roger Alan · CIK 0001651443 · EVP, Pres - Sensors & Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,150 shares

Expires 2027-11-07

F3 · derivative.exercise_price: Pursuant to the Merger Agreement, each option to purchase shares of common stock of the Issuer, whether vested or unvested, was, as of the Effective Time, cancelled and converted into the right to receive an amount in cash equal to the product obtained by multiplying (a) the amount by which $122.50 exceeds the per-share exercise price of such option, by (b) the total number of shares of Issuer common stock underlying such option.

F3 · kind: Pursuant to the Merger Agreement, each option to purchase shares of common stock of the Issuer, whether vested or unvested, was, as of the Effective Time, cancelled and converted into the right to receive an amount in cash equal to the product obtained by multiplying (a) the amount by which $122.50 exceeds the per-share exercise price of such option, by (b) the total number of shares of Issuer common stock underlying such option.

F3 · price: Pursuant to the Merger Agreement, each option to purchase shares of common stock of the Issuer, whether vested or unvested, was, as of the Effective Time, cancelled and converted into the right to receive an amount in cash equal to the product obtained by multiplying (a) the amount by which $122.50 exceeds the per-share exercise price of such option, by (b) the total number of shares of Issuer common stock underlying such option.

F3 · derivative.exercise_date: Pursuant to the Merger Agreement, each option to purchase shares of common stock of the Issuer, whether vested or unvested, was, as of the Effective Time, cancelled and converted into the right to receive an amount in cash equal to the product obtained by multiplying (a) the amount by which $122.50 exceeds the per-share exercise price of such option, by (b) the total number of shares of Issuer common stock underlying such option.

F3 · derivative.expiration_date: Pursuant to the Merger Agreement, each option to purchase shares of common stock of the Issuer, whether vested or unvested, was, as of the Effective Time, cancelled and converted into the right to receive an amount in cash equal to the product obtained by multiplying (a) the amount by which $122.50 exceeds the per-share exercise price of such option, by (b) the total number of shares of Issuer common stock underlying such option.

SEC source: 0001225208-19-005449 · doc4.xml · derivative · entry 3

Ross Roger Alan · CIK 0001651443 · EVP, Pres - Sensors & Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,625 shares

Expires 2025-08-24

F3 · derivative.exercise_price: Pursuant to the Merger Agreement, each option to purchase shares of common stock of the Issuer, whether vested or unvested, was, as of the Effective Time, cancelled and converted into the right to receive an amount in cash equal to the product obtained by multiplying (a) the amount by which $122.50 exceeds the per-share exercise price of such option, by (b) the total number of shares of Issuer common stock underlying such option.

F3 · kind: Pursuant to the Merger Agreement, each option to purchase shares of common stock of the Issuer, whether vested or unvested, was, as of the Effective Time, cancelled and converted into the right to receive an amount in cash equal to the product obtained by multiplying (a) the amount by which $122.50 exceeds the per-share exercise price of such option, by (b) the total number of shares of Issuer common stock underlying such option.

F3 · price: Pursuant to the Merger Agreement, each option to purchase shares of common stock of the Issuer, whether vested or unvested, was, as of the Effective Time, cancelled and converted into the right to receive an amount in cash equal to the product obtained by multiplying (a) the amount by which $122.50 exceeds the per-share exercise price of such option, by (b) the total number of shares of Issuer common stock underlying such option.

F3 · derivative.exercise_date: Pursuant to the Merger Agreement, each option to purchase shares of common stock of the Issuer, whether vested or unvested, was, as of the Effective Time, cancelled and converted into the right to receive an amount in cash equal to the product obtained by multiplying (a) the amount by which $122.50 exceeds the per-share exercise price of such option, by (b) the total number of shares of Issuer common stock underlying such option.

F3 · derivative.expiration_date: Pursuant to the Merger Agreement, each option to purchase shares of common stock of the Issuer, whether vested or unvested, was, as of the Effective Time, cancelled and converted into the right to receive an amount in cash equal to the product obtained by multiplying (a) the amount by which $122.50 exceeds the per-share exercise price of such option, by (b) the total number of shares of Issuer common stock underlying such option.

SEC source: 0001225208-19-005449 · doc4.xml · nonDerivative · entry 2

Ross Roger Alan · CIK 0001651443 · EVP, Pres - Sensors & Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · kind: Pursuant to the terms of the Merger Agreement, each outstanding share of common stock of Issuer at the Effective Time (as defined in the Merger Agreement) was converted into the right to receive an amount in cash equal to $122.50.

SEC source: 0001225208-19-005449 · doc4.xml · nonDerivative · entry 1

Ross Roger Alan · CIK 0001651443 · EVP, Pres - Sensors & Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,813

F1 · shares: These shares were granted pursuant to performance-based restricted stock unit awards deemed earned at target and prorated pursuant to the terms of the Agreement and Plan of Merger, dated as of October 9, 2018, as amended (the "Merger Agreement"), by and among Esterline Technologies Corporation ("Issuer"), TransDigm Group Incorporated, and Thunderbird Merger Sub, Inc.

SEC source: 0001225208-18-016361 · doc4.xml · derivative · entry 9

Ross Roger Alan · CIK 0001651443 · EVP, Pres - Sensors & Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,200

Underlying: Common Stock · 3,600 shares

Expires 2025-11-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: This option vests and becomes exercisable in four annual increments of 25% each commencing on November 18, 2016.

SEC source: 0001225208-18-016361 · doc4.xml · derivative · entry 8

Ross Roger Alan · CIK 0001651443 · EVP, Pres - Sensors & Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,550

Underlying: Common Stock · 2,550 shares

Expires 2026-11-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: This option vests and becomes exercisable in four annual increments of 25% each commencing on November 8, 2017.

SEC source: 0001225208-18-016361 · doc4.xml · derivative · entry 7

Ross Roger Alan · CIK 0001651443 · EVP, Pres - Sensors & Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,150

Underlying: Common Stock · 1,050 shares

Expires 2027-11-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option vests and becomes exercisable in four annual increments of 25% each commencing on November 7, 2018.

SEC source: 0001225208-18-016361 · doc4.xml · derivative · entry 6

Ross Roger Alan · CIK 0001651443 · EVP, Pres - Sensors & Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,625

Underlying: Common Stock · 7,875 shares

Expires 2025-08-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option vests and becomes exercisable in four annual increments of 25% each commencing on August 24, 2016.

SEC source: 0001225208-18-016361 · doc4.xml · nonDerivative · entry 5

Ross Roger Alan · CIK 0001651443 · EVP, Pres - Sensors & Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,064

F1 · price: The price in Column 4 is a weighted average sale price. The prices actually received ranged from $121.21 to $121.50. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

SEC source: 0001225208-18-016361 · doc4.xml · nonDerivative · entry 4

Ross Roger Alan · CIK 0001651443 · EVP, Pres - Sensors & Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,654

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001225208-18-016361 · doc4.xml · nonDerivative · entry 3

Ross Roger Alan · CIK 0001651443 · EVP, Pres - Sensors & Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,604

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001225208-18-016361 · doc4.xml · nonDerivative · entry 2

Ross Roger Alan · CIK 0001651443 · EVP, Pres - Sensors & Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,054

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001225208-18-016361 · doc4.xml · nonDerivative · entry 1

Ross Roger Alan · CIK 0001651443 · EVP, Pres - Sensors & Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,454

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001225208-18-015735 · doc4.xml · derivative · entry 3

Ross Roger Alan · CIK 0001651443 · EVP, Pres - Sensors & Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,600 shares

Expires 2018-11-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Esterline Technologies Corporation Common Stock.

F2 · derivative.exercise_date: The restricted stock units vested 100% on the Transaction Date.

SEC source: 0001225208-18-015735 · doc4.xml · nonDerivative · entry 2

Ross Roger Alan · CIK 0001651443 · EVP, Pres - Sensors & Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,579

SEC source: 0001225208-18-015735 · doc4.xml · nonDerivative · entry 1

Ross Roger Alan · CIK 0001651443 · EVP, Pres - Sensors & Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,969

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Esterline Technologies Corporation Common Stock.

SEC source: 0001225208-18-015616 · doc4.xml · derivative · entry 1

Ross Roger Alan · CIK 0001651443 · EVP, Pres - Sensors & Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,534

Underlying: Common Stock · 4,534 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Esterline Technologies Corporation Common Stock.

F2 · derivative.exercise_date: 2,947 restricted stock units vest 100% on the three-year anniversary of the Transaction Date and 1,587 restricted stock units vest in four annual increments of 25% each commencing one year after the Transaction Date.

F2 · derivative.expiration_date: 2,947 restricted stock units vest 100% on the three-year anniversary of the Transaction Date and 1,587 restricted stock units vest in four annual increments of 25% each commencing one year after the Transaction Date.

SEC source: 0001225208-18-012937 · doc4.xml · derivative · entry 3

Ross Roger Alan · CIK 0001651443 · EVP, Pres - Sensors & Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,400 shares

Expires 2018-08-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Esterline Technologies Corporation Common Stock.

F2 · derivative.exercise_date: The restricted stock units vest in three substantially equal increments on each of August 24, 2016, August 24, 2017 and August 24, 2018.

SEC source: 0001225208-18-012937 · doc4.xml · nonDerivative · entry 2

Ross Roger Alan · CIK 0001651443 · EVP, Pres - Sensors & Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,369

SEC source: 0001225208-18-012937 · doc4.xml · nonDerivative · entry 1

Ross Roger Alan · CIK 0001651443 · EVP, Pres - Sensors & Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,710

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Esterline Technologies Corporation Common Stock.

SEC source: 0001225208-17-017104 · doc4.xml · derivative · entry 2

Ross Roger Alan · CIK 0001651443 · EVP, Pres - Sensors & Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,700

Underlying: Common Stock · 1,700 shares

Expires 2020-11-07

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Esterline Technologies Corporation Common Stock.

F3 · derivative.exercise_date: The restricted stock units vest 100% on the three-year anniversary of the Transaction Date.

SEC source: 0001225208-17-017104 · doc4.xml · derivative · entry 1

Ross Roger Alan · CIK 0001651443 · EVP, Pres - Sensors & Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,200

Underlying: Common Stock · 4,200 shares

Expires 2027-11-07

F1 · derivative.exercise_date: This option vests and becomes exercisable in four annual increments of 25% each commencing one year after the Transaction Date.

SEC source: 0001225208-17-014359 · doc4.xml · derivative · entry 3

Ross Roger Alan · CIK 0001651443 · EVP, Pres - Sensors & Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,400

Underlying: Common Stock · 1,400 shares

Expires 2018-08-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Esterline Technologies Corporation Common Stock.

F3 · derivative.exercise_date: The restricted stock units vest in three substantially equal increments on each of August 24, 2016, August 24, 2017 and August 24, 2018.

SEC source: 0001225208-17-014359 · doc4.xml · nonDerivative · entry 2

Ross Roger Alan · CIK 0001651443 · EVP, Pres - Sensors & Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,310

SEC source: 0001225208-17-014359 · doc4.xml · nonDerivative · entry 1

Ross Roger Alan · CIK 0001651443 · EVP, Pres - Sensors & Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,693

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Esterline Technologies Corporation Common Stock.

F2 · balance_after: Includes shares acquired under the Esterline Technologies Corporation employee stock purchase plan.

SEC source: 0001225208-16-041451 · doc4.xml · derivative · entry 2

Ross Roger Alan · CIK 0001651443 · EVP, Pres - Sensors & Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

Underlying: Common Stock · 2,000 shares

Expires 2019-11-08

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Esterline Technologies Corporation Common Stock.

F3 · derivative.exercise_date: The restricted stock units vest 100% on the three-year anniversary of the Transaction Date.

SEC source: 0001225208-16-041451 · doc4.xml · derivative · entry 1

Ross Roger Alan · CIK 0001651443 · EVP, Pres - Sensors & Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,100

Underlying: Common Stock · 5,100 shares

Expires 2026-11-08

F1 · derivative.exercise_date: This option vests and becomes exercisable in four annual increments of 25% each commencing one year after the Transaction Date.