Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
GENERAL ELECTRIC CO
Report date December 31, 2016 · Filed February 06, 2017
Section 16 reporting ended · disclosed 2017-02-06. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 20,312 |
Reported balance
After 2016-04-26 transaction · row 1
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 1 · 2016-04-26 · Gift · Disposed 20,323 · Balance 20,312 |
| Common StockSEC Table I · non-derivative | Direct | 20,312 |
Reported balance
After 2016-07-27 transaction · row 2
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 2 · 2016-07-27 · Gift · Disposed 39,872 · Balance 20,312 |
| Common StockSEC Table I · non-derivative | Indirectby family | 44,129 |
Reported balance
Holding disclosure · report date 2016-12-31 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 44,129 |
| Common StockSEC Table I · non-derivative | Indirectby family trust | 88,849 |
Reported balance
Holding disclosure · report date 2016-12-31 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 88,849 |
| Common StockSEC Table I · non-derivative | Indirectby trust | 62,127 |
Reported balance
Holding disclosure · report date 2016-12-31 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 62,127 |
| Common StockSEC Table I · non-derivative | Indirectby grantor retained annuity trust | 5,082 |
Reported balance
Holding disclosure · report date 2016-12-31 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 5,082 |
| Common StockSEC Table I · non-derivative | Indirectby 401(k) | 44,585 |
Reported balance
Holding disclosure · report date 2016-12-31 · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · Balance 44,585 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 24, 2006 Filed Aug 28, 2006 22:17 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 78,000 | $0.00 Strike: $14.73 | $0.00 |
DisclosureSEC source: 0001231205-06-000123 · edgar.xml · derivative · entry 5 SHERIN KEITH S · CIK 0001233173 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 78,000 shares Expires 2006-09-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 24, 2006 Filed Aug 28, 2006 22:17 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Tax withholdingCommon Stock | 52,180 | $33.89 | $1,768,380.20 |
DisclosureSEC source: 0001231205-06-000123 · edgar.xml · nonDerivative · entry 2 SHERIN KEITH S · CIK 0001233173 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 124,446 F1 · price: Average of high and low NYSE traded prices for GE stock on 8/24/06 Read SEC document |
| August 24, 2006 Filed Aug 28, 2006 22:17 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionCommon Stock | 78,000 | $14.73 | $1,148,940.00 |
DisclosureSEC source: 0001231205-06-000123 · edgar.xml · nonDerivative · entry 1 SHERIN KEITH S · CIK 0001233173 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 176,626 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 29, 2006 Filed Aug 1, 2006 20:44 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionRestricted Stock Units · Derivative | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-06-000116 · edgar.xml · derivative · entry 5 SHERIN KEITH S · CIK 0001233173 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Underlying: Common Stock · 15,000 shares Expires 2006-07-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: 1-for-1 Read SEC document |
| July 29, 2006 Filed Aug 1, 2006 20:44 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Tax withholdingCommon Stock | 6,218 | $32.89 | $204,510.02 |
DisclosureSEC source: 0001231205-06-000116 · edgar.xml · nonDerivative · entry 2 SHERIN KEITH S · CIK 0001233173 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,626 Read SEC document |
| July 29, 2006 Filed Aug 1, 2006 20:44 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionCommon Stock | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-06-000116 · edgar.xml · nonDerivative · entry 1 SHERIN KEITH S · CIK 0001233173 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,844 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 22, 2006 Filed Feb 24, 2006 21:23 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GrantPhantom Stock Units · Derivative | 1,892 | $33.41 | $63,211.72 |
DisclosureSEC source: 0001231205-06-000059 · edgar.xml · derivative · entry 1 SHERIN KEITH S · CIK 0001233173 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,556 Underlying: Common Stock · 1,892 shares Expires not disclosed F1 · derivative.exercise_price: 1-for-1 F2 · derivative.exercise_date: Reallocable to other investment media. Payable after termination of employment. Total includes accrued dividends. F2 · derivative.expiration_date: Reallocable to other investment media. Payable after termination of employment. Total includes accrued dividends. Read SEC document |
| November 30, 2005 Filed Feb 14, 2006 23:37 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GiftCommon Stock | 1,655 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-06-000026 · edgar.xml · nonDerivative · entry 1 SHERIN KEITH S · CIK 0001233173 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,504 Read SEC document |
| September 16, 2005 Filed Sep 20, 2005 22:40 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GrantRestricted Stock Units · Derivative | 66,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-05-000194 · edgar.xml · derivative · entry 2 SHERIN KEITH S · CIK 0001233173 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,667 Underlying: Common Stock · 66,667 shares Expires not disclosed F2 · derivative.exercise_price: 1-for-1 F3 · derivative.exercise_date: Vesting schedule: 50% on third anniversary; 50% on fifth anniversary. F3 · derivative.expiration_date: Vesting schedule: 50% on third anniversary; 50% on fifth anniversary. Read SEC document |
| September 16, 2005 Filed Sep 20, 2005 22:40 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GrantEmployee Stock Option (right to buy) · Derivative | 300,000 | $0.00 Strike: $34.47 | $0.00 |
DisclosureSEC source: 0001231205-05-000194 · edgar.xml · derivative · entry 1 SHERIN KEITH S · CIK 0001233173 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300,000 Underlying: Common Stock · 300,000 shares Expires 2015-09-16 F1 · derivative.exercise_date: The Stock Options become exercisable in five equal installments of 20% each, beginning on the first anniversary of the grant date. Read SEC document |
| July 20, 2005 Filed Jul 22, 2005 19:37 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 60,000 | $0.00 Strike: $10.65 | $0.00 |
DisclosureSEC source: 0001231205-05-000133 · edgar.xml · derivative · entry 7 SHERIN KEITH S · CIK 0001233173 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 60,000 shares Expires 2005-09-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 20, 2005 Filed Jul 22, 2005 19:37 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | SaleCommon Stock | 5,000 | $35.25 | $176,250.00 |
DisclosureSEC source: 0001231205-05-000133 · edgar.xml · nonDerivative · entry 4 SHERIN KEITH S · CIK 0001233173 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,159 Read SEC document |
| July 20, 2005 Filed Jul 22, 2005 19:37 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | SaleCommon Stock | 2,500 | $35.23 | $88,075.00 |
DisclosureSEC source: 0001231205-05-000133 · edgar.xml · nonDerivative · entry 3 SHERIN KEITH S · CIK 0001233173 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,159 Read SEC document |
| July 20, 2005 Filed Jul 22, 2005 19:37 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | SaleCommon Stock | 28,340 | $35.20 | $997,568.00 |
DisclosureSEC source: 0001231205-05-000133 · edgar.xml · nonDerivative · entry 2 SHERIN KEITH S · CIK 0001233173 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,659 Read SEC document |
| July 20, 2005 Filed Jul 22, 2005 19:37 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionCommon Stock | 60,000 | $10.65 | $639,000.00 |
DisclosureSEC source: 0001231205-05-000133 · edgar.xml · nonDerivative · entry 1 SHERIN KEITH S · CIK 0001233173 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,999 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 26, 2005 Filed Jun 28, 2005 21:10 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionRestricted Stock Units · Derivative | 22,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-05-000116 · edgar.xml · derivative · entry 7 SHERIN KEITH S · CIK 0001233173 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,000 Underlying: Common Stock · 22,500 shares Expires 2005-06-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Security converts to common stock on a one-for-one basis Read SEC document |
| June 26, 2005 Filed Jun 28, 2005 21:10 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Tax withholdingCommon Stock | 10,677 | $34.66 | $370,064.82 |
DisclosureSEC source: 0001231205-05-000116 · edgar.xml · nonDerivative · entry 4 SHERIN KEITH S · CIK 0001233173 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,999 Read SEC document |
| June 26, 2005 Filed Jun 28, 2005 21:10 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionCommon Stock | 22,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-05-000116 · edgar.xml · nonDerivative · entry 3 SHERIN KEITH S · CIK 0001233173 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,676 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 12, 2005 Filed Jun 28, 2005 21:10 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GiftCommon Stock | 1,433 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-05-000116 · edgar.xml · nonDerivative · entry 5 SHERIN KEITH S · CIK 0001233173 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · By Family Disclosed balance after: 1,463 Read SEC document |
| May 12, 2005 Filed Jun 28, 2005 21:10 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GiftCommon Stock | 1,433 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-05-000116 · edgar.xml · nonDerivative · entry 2 SHERIN KEITH S · CIK 0001233173 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,176 Read SEC document |
| May 10, 2005 Filed Jun 28, 2005 21:10 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GiftCommon Stock | 2,780 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-05-000116 · edgar.xml · nonDerivative · entry 1 SHERIN KEITH S · CIK 0001233173 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,609 Read SEC document |
| February 18, 2005 Filed Feb 22, 2005 22:03 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GrantPhantom Stock Units · Derivative | 1,522 | $35.81 | $54,502.82 |
DisclosureSEC source: 0001231205-05-000051 · edgar.xml · derivative · entry 1 SHERIN KEITH S · CIK 0001233173 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,439 Underlying: Common Stock · 1,522 shares Expires not disclosed F1 · derivative.exercise_price: 1-for-1 F2 · derivative.exercise_date: Reallocable to other investment media. Payable after termination of employment. Total includes accrued dividends. F2 · derivative.expiration_date: Reallocable to other investment media. Payable after termination of employment. Total includes accrued dividends. Read SEC document |
| December 08, 2004 Filed Jan 19, 2005 22:09 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GiftCommon Stock | 1,920 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-05-000018 · edgar.xml · nonDerivative · entry 4 SHERIN KEITH S · CIK 0001233173 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,389 Read SEC document |
| December 03, 2004 Filed Jan 19, 2005 22:09 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GiftCommon Stock | 150 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-05-000018 · edgar.xml · nonDerivative · entry 3 SHERIN KEITH S · CIK 0001233173 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,309 Read SEC document |
| October 21, 2004 Filed Jan 19, 2005 22:09 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GiftCommon Stock | 750 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-05-000018 · edgar.xml · nonDerivative · entry 2 SHERIN KEITH S · CIK 0001233173 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,459 Read SEC document |
| October 19, 2004 Filed Jan 19, 2005 22:09 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GiftCommon Stock | 460 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-05-000018 · edgar.xml · nonDerivative · entry 1 SHERIN KEITH S · CIK 0001233173 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,209 Read SEC document |
| September 17, 2004 Filed Sep 21, 2004 20:15 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GrantRestricted Stock Units · Derivative | 60,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-04-000176 · edgar.xml · derivative · entry 2 SHERIN KEITH S · CIK 0001233173 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,000 Underlying: Common Stock · 60,000 shares Expires not disclosed F2 · derivative.exercise_price: 1-for-1 F3 · derivative.exercise_date: Vesting schedule: 50% on third anniversary; 50% on fifth anniversary. F3 · derivative.expiration_date: Vesting schedule: 50% on third anniversary; 50% on fifth anniversary. Read SEC document |
| September 17, 2004 Filed Sep 21, 2004 20:15 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GrantEmployee Stock Option (right to buy) · Derivative | 270,000 | $0.00 Strike: $34.22 | $0.00 |
DisclosureSEC source: 0001231205-04-000176 · edgar.xml · derivative · entry 1 SHERIN KEITH S · CIK 0001233173 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 270,000 Underlying: Common Stock · 270,000 shares Expires 2014-09-17 F1 · derivative.exercise_date: The Stock Options become exercisable in five equal installments of 20% each, beginning on the first anniversary of the grant date. Read SEC document |
| September 10, 2004 Filed Sep 14, 2004 18:34 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionRestricted Stock Units · Derivative | 12,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-04-000146 · edgar.xml · derivative · entry 5 SHERIN KEITH S · CIK 0001233173 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,500 Underlying: Common Stock · 12,500 shares Expires 2004-09-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Security converts to common stock on a one-for-one basis Read SEC document |
| September 10, 2004 Filed Sep 14, 2004 18:34 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Tax withholdingCommon Stock | 5,182 | $33.81 | $175,203.42 |
DisclosureSEC source: 0001231205-04-000146 · edgar.xml · nonDerivative · entry 2 SHERIN KEITH S · CIK 0001233173 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,669 Read SEC document |
| September 10, 2004 Filed Sep 14, 2004 18:34 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionCommon Stock | 12,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-04-000146 · edgar.xml · nonDerivative · entry 1 SHERIN KEITH S · CIK 0001233173 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,851 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 16, 2004 Filed Jul 16, 2004 19:42 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 48,000 | $0.00 Strike: $8.50 | $0.00 |
DisclosureSEC source: 0001231205-04-000121 · edgar.xml · derivative · entry 7 SHERIN KEITH S · CIK 0001233173 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 48,000 shares Expires 2004-09-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 16, 2004 Filed Jul 16, 2004 19:42 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | SaleCommon Stock | 28,041 | $33.35 | $935,167.35 |
DisclosureSEC source: 0001231205-04-000121 · edgar.xml · nonDerivative · entry 2 SHERIN KEITH S · CIK 0001233173 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,796 Read SEC document |
| July 16, 2004 Filed Jul 16, 2004 19:42 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionCommon Stock | 48,000 | $8.50 | $408,000.00 |
DisclosureSEC source: 0001231205-04-000121 · edgar.xml · nonDerivative · entry 1 SHERIN KEITH S · CIK 0001233173 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,837 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 29, 2004 Filed Jul 16, 2004 19:42 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GiftCommon Stock | 985 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-04-000121 · edgar.xml · nonDerivative · entry 4 SHERIN KEITH S · CIK 0001233173 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,351 Read SEC document |
| April 29, 2004 Filed Jul 16, 2004 19:42 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GiftCommon Stock | 2,460 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-04-000121 · edgar.xml · nonDerivative · entry 3 SHERIN KEITH S · CIK 0001233173 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,336 Read SEC document |
| February 20, 2004 Filed Feb 24, 2004 20:45 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GrantPhantom Stock Units · Derivative | 1,301 | $33.35 | $43,388.35 |
DisclosureSEC source: 0001231205-04-000067 · edgar.xml · derivative · entry 1 SHERIN KEITH S · CIK 0001233173 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,747 Underlying: Common Stock · 1,301 shares Expires not disclosed F1 · derivative.exercise_price: 1-for-1 F2 · derivative.exercise_date: Reallocable to other investment media. Payable after termination of employment. Total includes accrued dividends. F2 · derivative.expiration_date: Reallocable to other investment media. Payable after termination of employment. Total includes accrued dividends. Read SEC document |
| December 20, 2003 Filed Dec 23, 2003 21:16 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionRestricted Stock Units · Derivative | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-03-000143 · edgar.xml · derivative · entry 5 SHERIN KEITH S · CIK 0001233173 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Underlying: Common Stock · 15,000 shares Expires 2003-12-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Security converts to common stock on a one-for-one basis Read SEC document |
| December 20, 2003 Filed Dec 23, 2003 21:16 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Tax withholdingCommon Stock | 6,218 | $30.79 | $191,452.22 |
DisclosureSEC source: 0001231205-03-000143 · edgar.xml · nonDerivative · entry 2 SHERIN KEITH S · CIK 0001233173 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,152 Read SEC document |
| December 20, 2003 Filed Dec 23, 2003 21:16 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionCommon Stock | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-03-000143 · edgar.xml · nonDerivative · entry 1 SHERIN KEITH S · CIK 0001233173 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,370 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 05, 2003 Filed Feb 14, 2004 00:20 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GiftCommon Stock | 1,720 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-04-000032 · edgar.xml · nonDerivative · entry 3 SHERIN KEITH S · CIK 0001233173 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,837 Read SEC document |
| November 04, 2003 Filed Feb 14, 2004 00:20 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GiftCommon Stock | 1,395 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-04-000032 · edgar.xml · nonDerivative · entry 2 SHERIN KEITH S · CIK 0001233173 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,557 Read SEC document |
| September 12, 2003 Filed Sep 17, 2003 01:20 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GrantRestricted Stock Units · Derivative | 125,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-03-000096 · edgar.xml · derivative · entry 3 SHERIN KEITH S · CIK 0001233173 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,000 Underlying: Common Stock · 125,000 shares Expires not disclosed F2 · derivative.exercise_price: 1-for-1 F4 · derivative.exercise_date: Vesting schedule: 25% on third anniversary; 25% on fifth anniversary; 25% on tenth anniversary and 25% at 65. F4 · derivative.expiration_date: Vesting schedule: 25% on third anniversary; 25% on fifth anniversary; 25% on tenth anniversary and 25% at 65. Read SEC document |
| September 12, 2003 Filed Sep 17, 2003 01:20 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GrantRestricted Stock Units · Derivative | 53,334 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-03-000096 · edgar.xml · derivative · entry 2 SHERIN KEITH S · CIK 0001233173 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,334 Underlying: Common Stock · 53,334 shares Expires not disclosed F2 · derivative.exercise_price: 1-for-1 F3 · derivative.exercise_date: Vesting schedule: 50% on third anniversary; 50% on fifth anniversary. F3 · derivative.expiration_date: Vesting schedule: 50% on third anniversary; 50% on fifth anniversary. Read SEC document |
| September 12, 2003 Filed Sep 17, 2003 01:20 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GrantStock Appreciation Rights (exercisable for stock) · Derivative | 240,000 | $0.00 Strike: $31.53 | $0.00 |
DisclosureSEC source: 0001231205-03-000096 · edgar.xml · derivative · entry 1 SHERIN KEITH S · CIK 0001233173 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 240,000 Underlying: Common Stock · 240,000 shares Expires 2013-09-12 F1 · derivative.exercise_date: The SARs become exercisable in five equal installments of 20% each, beginning on the first anniversary of the grant date. Read SEC document |
| August 06, 2003 Filed Feb 14, 2004 00:20 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GiftCommon Stock | 200 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-04-000032 · edgar.xml · nonDerivative · entry 1 SHERIN KEITH S · CIK 0001233173 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,952 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.