Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
GENERAL ELECTRIC CO
Report date December 31, 2016 · Filed February 06, 2017
Section 16 reporting ended · disclosed 2017-02-06. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 20,312 |
Reported balance
After 2016-04-26 transaction · row 1
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 1 · 2016-04-26 · Gift · Disposed 20,323 · Balance 20,312 |
| Common StockSEC Table I · non-derivative | Direct | 20,312 |
Reported balance
After 2016-07-27 transaction · row 2
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 2 · 2016-07-27 · Gift · Disposed 39,872 · Balance 20,312 |
| Common StockSEC Table I · non-derivative | Indirectby family | 44,129 |
Reported balance
Holding disclosure · report date 2016-12-31 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 44,129 |
| Common StockSEC Table I · non-derivative | Indirectby family trust | 88,849 |
Reported balance
Holding disclosure · report date 2016-12-31 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 88,849 |
| Common StockSEC Table I · non-derivative | Indirectby trust | 62,127 |
Reported balance
Holding disclosure · report date 2016-12-31 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 62,127 |
| Common StockSEC Table I · non-derivative | Indirectby grantor retained annuity trust | 5,082 |
Reported balance
Holding disclosure · report date 2016-12-31 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 5,082 |
| Common StockSEC Table I · non-derivative | Indirectby 401(k) | 44,585 |
Reported balance
Holding disclosure · report date 2016-12-31 · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · Balance 44,585 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 05, 2009 Filed Sep 23, 2009 19:36 UTC Amendment | GENERAL ELECTRIC CO GE · Entity 2813 | Tax withholdingCommon Stock | 8,390 | $13.75 | $115,362.50 |
DisclosureSEC source: 0001231205-09-000138 · edgar.xml · nonDerivative · entry 1 SHERIN KEITH S · CIK 0001233173 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,358 F1 · shares: Table 1 item 4. Aggregate shares disposed increased to reflect additional tax liability. F2 · balance_after: Disposal of shares from an additional tax liability decreased the number of securities beneficially owned. Read SEC document |
| March 12, 2009 Filed Mar 16, 2009 21:55 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GrantEmployee Stock Option (right to buy) · Derivative | 1,000,000 | $0.00 Strike: $9.57 | $0.00 |
DisclosureSEC source: 0001231205-09-000047 · edgar.xml · derivative · entry 1 SHERIN KEITH S · CIK 0001233173 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000,000 Underlying: Common Stock · 1,000,000 shares Expires 2019-03-12 F1 · derivative.exercise_date: The Stock Options become exercisable in five equal annual installments of 20% each, beginning on the first anniversary of the grant date. Read SEC document |
| December 10, 2008 Filed Feb 10, 2009 22:25 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GiftCommon Stock | 5,200 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-09-000017 · edgar.xml · nonDerivative · entry 3 SHERIN KEITH S · CIK 0001233173 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by family Disclosed balance after: 13,393 Read SEC document |
| December 10, 2008 Filed Feb 10, 2009 22:25 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GiftCommon Stock | 5,200 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-09-000017 · edgar.xml · nonDerivative · entry 2 SHERIN KEITH S · CIK 0001233173 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 251,748 Read SEC document |
| December 10, 2008 Filed Feb 10, 2009 22:25 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GiftCommon Stock | 3,825 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-09-000017 · edgar.xml · nonDerivative · entry 1 SHERIN KEITH S · CIK 0001233173 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 256,948 Read SEC document |
| September 16, 2008 Filed Sep 17, 2008 19:52 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionRestricted Stock Units · Derivative | 33,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-08-000140 · edgar.xml · derivative · entry 5 SHERIN KEITH S · CIK 0001233173 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,334 Underlying: Common Stock · 33,333 shares Expires 2008-09-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: 1-for-1 F2 · derivative.exercise_date: The remaining 33,334 RSUs from this grant will vest on 9/16/10. F2 · derivative.expiration_date: The remaining 33,334 RSUs from this grant will vest on 9/16/10. Read SEC document |
| September 16, 2008 Filed Sep 17, 2008 19:52 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Tax withholdingCommon Stock | 14,017 | $23.84 | $334,165.28 |
DisclosureSEC source: 0001231205-08-000140 · edgar.xml · nonDerivative · entry 2 SHERIN KEITH S · CIK 0001233173 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 260,773 Read SEC document |
| September 16, 2008 Filed Sep 17, 2008 19:52 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionCommon Stock | 33,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-08-000140 · edgar.xml · nonDerivative · entry 1 SHERIN KEITH S · CIK 0001233173 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 274,790 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 12, 2008 Filed Sep 15, 2008 19:51 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionRestricted Stock Units · Derivative | 26,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-08-000132 · edgar.xml · derivative · entry 8 SHERIN KEITH S · CIK 0001233173 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 26,667 shares Expires 2008-09-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: 1-for-1 Read SEC document |
| September 12, 2008 Filed Sep 15, 2008 19:51 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionRestricted Stock Units · Derivative | 31,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-08-000132 · edgar.xml · derivative · entry 7 SHERIN KEITH S · CIK 0001233173 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,500 Underlying: Common Stock · 31,250 shares Expires 2008-09-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: 1-for-1 F2 · derivative.exercise_date: The remaining RSUs from this grant will vest as follow: 31,250 RSUs will vest on 9/12/13; 31,250 RSUs will vest on 11/15/23. F2 · derivative.expiration_date: The remaining RSUs from this grant will vest as follow: 31,250 RSUs will vest on 9/12/13; 31,250 RSUs will vest on 11/15/23. Read SEC document |
| September 12, 2008 Filed Sep 15, 2008 19:51 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Tax withholdingCommon Stock | 11,214 | $26.91 | $301,768.74 |
DisclosureSEC source: 0001231205-08-000132 · edgar.xml · nonDerivative · entry 4 SHERIN KEITH S · CIK 0001233173 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 241,457 Read SEC document |
| September 12, 2008 Filed Sep 15, 2008 19:51 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionCommon Stock | 26,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-08-000132 · edgar.xml · nonDerivative · entry 3 SHERIN KEITH S · CIK 0001233173 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 252,671 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 12, 2008 Filed Sep 15, 2008 19:51 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Tax withholdingCommon Stock | 13,141 | $26.91 | $353,624.31 |
DisclosureSEC source: 0001231205-08-000132 · edgar.xml · nonDerivative · entry 2 SHERIN KEITH S · CIK 0001233173 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 226,004 Read SEC document |
| September 12, 2008 Filed Sep 15, 2008 19:51 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionCommon Stock | 31,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-08-000132 · edgar.xml · nonDerivative · entry 1 SHERIN KEITH S · CIK 0001233173 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 239,145 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 10, 2008 Filed Sep 11, 2008 20:51 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionRestricted Stock Units · Derivative | 12,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-08-000123 · edgar.xml · derivative · entry 7 SHERIN KEITH S · CIK 0001233173 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 12,500 shares Expires 2008-09-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: 1-for-1 F4 · derivative.exercise_date: Of this grant, 12,500 RSUs vested on 9/10/04; 12,500 RSUs vested on 9/10/08 and the remaining RSUs will vest upon retirement. F4 · derivative.expiration_date: Of this grant, 12,500 RSUs vested on 9/10/04; 12,500 RSUs vested on 9/10/08 and the remaining RSUs will vest upon retirement. Read SEC document |
| September 10, 2008 Filed Sep 11, 2008 20:51 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Tax withholdingCommon Stock | 5,244 | $28.10 | $147,356.40 |
DisclosureSEC source: 0001231205-08-000123 · edgar.xml · nonDerivative · entry 2 SHERIN KEITH S · CIK 0001233173 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 207,895 Read SEC document |
| September 10, 2008 Filed Sep 11, 2008 20:51 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionCommon Stock | 12,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-08-000123 · edgar.xml · nonDerivative · entry 1 SHERIN KEITH S · CIK 0001233173 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 213,139 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 09, 2008 Filed Sep 11, 2008 20:51 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GrantRestricted Stock Units · Derivative | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-08-000123 · edgar.xml · derivative · entry 6 SHERIN KEITH S · CIK 0001233173 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 100,000 shares Expires not disclosed F2 · derivative.exercise_price: 1-for-1 F3 · derivative.exercise_date: The Restricted Stock Units vest in five equal annual installments of 20% each, beginning on the first anniversary of the grant date. F3 · derivative.expiration_date: The Restricted Stock Units vest in five equal annual installments of 20% each, beginning on the first anniversary of the grant date. Read SEC document |
| September 09, 2008 Filed Sep 11, 2008 20:51 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GrantEmployee Stock Option (right to buy) · Derivative | 300,000 | $0.00 Strike: $28.12 | $0.00 |
DisclosureSEC source: 0001231205-08-000123 · edgar.xml · derivative · entry 5 SHERIN KEITH S · CIK 0001233173 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300,000 Underlying: Common Stock · 300,000 shares Expires 2018-09-09 F1 · derivative.exercise_date: The Stock Options become exercisable in five equal annual installments of 20% each, beginning on the first anniversary of the grant date. Read SEC document |
| September 07, 2008 Filed Sep 9, 2008 20:55 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionRestricted Stock Units · Derivative | 18,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-08-000115 · edgar.xml · derivative · entry 5 SHERIN KEITH S · CIK 0001233173 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,334 Underlying: Common Stock · 18,333 shares Expires 2008-09-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: 1-for-1 F2 · derivative.exercise_date: This RSU grant vests 20% per year beginning on 9/7/08. F2 · derivative.expiration_date: This RSU grant vests 20% per year beginning on 9/7/08. Read SEC document |
| September 07, 2008 Filed Sep 9, 2008 20:55 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Tax withholdingCommon Stock | 7,710 | $28.19 | $217,344.90 |
DisclosureSEC source: 0001231205-08-000115 · edgar.xml · nonDerivative · entry 2 SHERIN KEITH S · CIK 0001233173 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,639 Read SEC document |
| September 07, 2008 Filed Sep 9, 2008 20:55 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionCommon Stock | 18,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-08-000115 · edgar.xml · nonDerivative · entry 1 SHERIN KEITH S · CIK 0001233173 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 208,349 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 16, 2008 Filed Jul 16, 2008 20:12 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 75,000 | $0.00 Strike: $26.42 | $0.00 |
DisclosureSEC source: 0001231205-08-000091 · edgar.xml · derivative · entry 6 SHERIN KEITH S · CIK 0001233173 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 75,000 shares Expires 2008-09-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The options became exercisable in two equal installments of 50% each, beginning on the "Date Exercisable" shown above, and another 50% two years thereafter. Read SEC document |
| July 16, 2008 Filed Jul 16, 2008 20:12 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | SaleCommon Stock | 2,800 | $27.04 | $75,712.00 |
DisclosureSEC source: 0001231205-08-000091 · edgar.xml · nonDerivative · entry 3 SHERIN KEITH S · CIK 0001233173 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 190,016 F1 · kind: The transactions reported in this Form 4 were made pursuant to a Rule 10b5-1 trading plan previously entered into by the reporting person. Read SEC document |
| July 16, 2008 Filed Jul 16, 2008 20:12 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | SaleCommon Stock | 71,921 | $27.03 | $1,944,024.63 |
DisclosureSEC source: 0001231205-08-000091 · edgar.xml · nonDerivative · entry 2 SHERIN KEITH S · CIK 0001233173 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 192,816 F1 · kind: The transactions reported in this Form 4 were made pursuant to a Rule 10b5-1 trading plan previously entered into by the reporting person. Read SEC document |
| July 16, 2008 Filed Jul 16, 2008 20:12 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionCommon Stock | 75,000 | $26.42 | $1,981,500.00 |
DisclosureSEC source: 0001231205-08-000091 · edgar.xml · nonDerivative · entry 1 SHERIN KEITH S · CIK 0001233173 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 264,737 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 05, 2008 Filed Jun 9, 2008 20:32 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GrantRestricted Stock Units · Derivative | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-08-000065 · edgar.xml · derivative · entry 1 SHERIN KEITH S · CIK 0001233173 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 100,000 shares Expires not disclosed F1 · derivative.exercise_price: 1-for-1 F2 · derivative.exercise_date: The Restricted Stock Units vest in five equal annual installments of 20% each, beginning on the first anniversary of the grant date. F2 · derivative.expiration_date: The Restricted Stock Units vest in five equal annual installments of 20% each, beginning on the first anniversary of the grant date. Read SEC document |
| December 10, 2007 Filed Feb 12, 2008 21:30 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GiftCommon Stock | 1,800 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-08-000022 · edgar.xml · nonDerivative · entry 3 SHERIN KEITH S · CIK 0001233173 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by family Disclosed balance after: 8,193 Read SEC document |
| December 10, 2007 Filed Feb 12, 2008 21:30 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GiftCommon Stock | 1,800 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-08-000022 · edgar.xml · nonDerivative · entry 2 SHERIN KEITH S · CIK 0001233173 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 189,737 Read SEC document |
| December 10, 2007 Filed Feb 12, 2008 21:30 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GiftCommon Stock | 2,300 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-08-000022 · edgar.xml · nonDerivative · entry 1 SHERIN KEITH S · CIK 0001233173 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 191,537 Read SEC document |
| September 17, 2007 Filed Sep 19, 2007 20:32 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionRestricted Stock Units · Derivative | 30,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-07-000128 · edgar.xml · derivative · entry 5 SHERIN KEITH S · CIK 0001233173 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Underlying: Common Stock · 30,000 shares Expires 2007-09-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: 1-for-1 Read SEC document |
| September 17, 2007 Filed Sep 19, 2007 20:32 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Tax withholdingCommon Stock | 12,582 | $40.20 | $505,733.49 |
DisclosureSEC source: 0001231205-07-000128 · edgar.xml · nonDerivative · entry 2 SHERIN KEITH S · CIK 0001233173 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 193,837 Read SEC document |
| September 17, 2007 Filed Sep 19, 2007 20:32 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionCommon Stock | 30,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-07-000128 · edgar.xml · nonDerivative · entry 1 SHERIN KEITH S · CIK 0001233173 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 206,419 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 07, 2007 Filed Sep 11, 2007 20:12 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GrantRestricted Stock Units · Derivative | 91,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-07-000120 · edgar.xml · derivative · entry 2 SHERIN KEITH S · CIK 0001233173 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,667 Underlying: Common Stock · 91,667 shares Expires not disclosed F2 · derivative.exercise_price: 1-for-1 F3 · derivative.exercise_date: The Restricted Stock Units vest in five equal annual installments of 20% each, beginning on the first anniversary of the grant date. F3 · derivative.expiration_date: The Restricted Stock Units vest in five equal annual installments of 20% each, beginning on the first anniversary of the grant date. Read SEC document |
| September 07, 2007 Filed Sep 11, 2007 20:12 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GrantEmployee Stock Option (right to buy) · Derivative | 275,000 | $0.00 Strike: $38.75 | $0.00 |
DisclosureSEC source: 0001231205-07-000120 · edgar.xml · derivative · entry 1 SHERIN KEITH S · CIK 0001233173 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 275,000 Underlying: Common Stock · 275,000 shares Expires 2017-09-07 F1 · derivative.exercise_date: The Stock Options become exercisable in five equal annual installments of 20% each, beginning on the first anniversary of the grant date. Read SEC document |
| August 02, 2007 Filed Aug 6, 2007 22:11 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 60,000 | $0.00 Strike: $22.08 | $0.00 |
DisclosureSEC source: 0001231205-07-000102 · edgar.xml · derivative · entry 5 SHERIN KEITH S · CIK 0001233173 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 60,000 shares Expires 2007-09-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option grant vested in two equal installments on September 12, 2000 and September 12, 2002. Read SEC document |
| August 02, 2007 Filed Aug 6, 2007 22:11 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Tax withholdingCommon Stock | 44,938 | $38.91 | $1,748,537.58 |
DisclosureSEC source: 0001231205-07-000102 · edgar.xml · nonDerivative · entry 2 SHERIN KEITH S · CIK 0001233173 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 176,419 F1 · kind: Shares delivered to or withheld by the Company in payment of the exercise price and tax withholding pursuant to Rule 16b-3(e). F2 · price: Average of high and low NYSE traded prices for GE stock on August 2, 2007. Read SEC document |
| August 02, 2007 Filed Aug 6, 2007 22:11 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionCommon Stock | 60,000 | $22.08 | $1,324,800.00 |
DisclosureSEC source: 0001231205-07-000102 · edgar.xml · nonDerivative · entry 1 SHERIN KEITH S · CIK 0001233173 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 221,357 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 04, 2007 Filed Jun 5, 2007 20:54 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionRestricted Stock Units · Derivative | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-07-000055 · edgar.xml · derivative · entry 5 SHERIN KEITH S · CIK 0001233173 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Underlying: Common Stock · 15,000 shares Expires 2007-06-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: 1-for-1 Read SEC document |
| June 04, 2007 Filed Jun 5, 2007 20:54 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Tax withholdingCommon Stock | 6,278 | $37.67 | $236,492.26 |
DisclosureSEC source: 0001231205-07-000055 · edgar.xml · nonDerivative · entry 2 SHERIN KEITH S · CIK 0001233173 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 161,357 Read SEC document |
| June 04, 2007 Filed Jun 5, 2007 20:54 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionCommon Stock | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-07-000055 · edgar.xml · nonDerivative · entry 1 SHERIN KEITH S · CIK 0001233173 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 167,635 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 08, 2006 Filed Feb 13, 2007 21:23 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GiftCommon Stock | 3,760 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-07-000025 · edgar.xml · nonDerivative · entry 1 SHERIN KEITH S · CIK 0001233173 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 152,635 Read SEC document |
| September 12, 2006 Filed Sep 14, 2006 21:19 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionRestricted Stock Units · Derivative | 26,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-06-000145 · edgar.xml · derivative · entry 8 SHERIN KEITH S · CIK 0001233173 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,667 Underlying: Common Stock · 26,667 shares Expires 2006-09-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: 1-for-1 Read SEC document |
| September 12, 2006 Filed Sep 14, 2006 21:19 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionRestricted Stock Units · Derivative | 31,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-06-000145 · edgar.xml · derivative · entry 7 SHERIN KEITH S · CIK 0001233173 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,750 Underlying: Common Stock · 31,250 shares Expires 2006-09-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: 1-for-1 Read SEC document |
| September 12, 2006 Filed Sep 14, 2006 21:19 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Tax withholdingCommon Stock | 13,014 | $34.55 | $449,633.70 |
DisclosureSEC source: 0001231205-06-000145 · edgar.xml · nonDerivative · entry 4 SHERIN KEITH S · CIK 0001233173 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 156,395 Read SEC document |
| September 12, 2006 Filed Sep 14, 2006 21:19 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionCommon Stock | 26,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-06-000145 · edgar.xml · nonDerivative · entry 3 SHERIN KEITH S · CIK 0001233173 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 169,409 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 12, 2006 Filed Sep 14, 2006 21:19 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Tax withholdingCommon Stock | 12,954 | $34.55 | $447,560.70 |
DisclosureSEC source: 0001231205-06-000145 · edgar.xml · nonDerivative · entry 2 SHERIN KEITH S · CIK 0001233173 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 142,742 Read SEC document |
| September 12, 2006 Filed Sep 14, 2006 21:19 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionCommon Stock | 31,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-06-000145 · edgar.xml · nonDerivative · entry 1 SHERIN KEITH S · CIK 0001233173 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 155,696 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 08, 2006 Filed Sep 12, 2006 21:14 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GrantRestricted Stock Units · Derivative | 83,334 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-06-000140 · edgar.xml · derivative · entry 2 SHERIN KEITH S · CIK 0001233173 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,334 Underlying: Common Stock · 83,334 shares Expires not disclosed F2 · derivative.exercise_price: 1-for-1 F3 · derivative.exercise_date: Vesting schedule: 50% on third anniversary; 50% on fifth anniversary. F3 · derivative.expiration_date: Vesting schedule: 50% on third anniversary; 50% on fifth anniversary. Read SEC document |
| September 08, 2006 Filed Sep 12, 2006 21:14 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GrantEmployee Stock Option (right to buy) · Derivative | 250,000 | $0.00 Strike: $34.01 | $0.00 |
DisclosureSEC source: 0001231205-06-000140 · edgar.xml · derivative · entry 1 SHERIN KEITH S · CIK 0001233173 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,000 Underlying: Common Stock · 250,000 shares Expires 2016-09-08 F1 · derivative.exercise_date: The Stock Options become exercisable in five equal installments of 20% each, beginning on the first anniversary of the grant date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.