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Ponton Brett

Disclosed activity across 2 companies

Tapewire entity
123065
SEC CIK
0001713306

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
MONRO, INC.MNRO · Entity 5682Director · President & CEOJune 01, 2020June 11, 2020

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

MONRO, INC.

Report date June 01, 2020 · Filed June 11, 2020

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect24,749 Reported balance After 2020-06-01 transaction · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · 2020-06-01 · Grant · Acquired 4,533 · Balance 24,749

F1: These restricted stock units, each of which represent a contingent right to receive one share of common stock, are granted under the Company's Amended and Restated 2007 Stock Incentive Plan and vest one-quarter on each of the four anniversaries of the grant date.

Common StockSEC Table I · non-derivativeDirect20,216 Reported balance Holding disclosure · report date 2020-06-01 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 20,216

Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $55.15 · Expires 2026-05-31Direct20,226 Reported balance After 2020-06-01 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2020-06-01 · Grant · Acquired 20,226 · Balance 20,226

F2: This Option was granted under the Company's 2007 Stock Incentive Plan and vests one-quarter on each of the first four anniversaries of the grant date.

Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $47.15 · Expires 2023-07-31Direct154,444 Reported balance After 2020-06-11 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2020-06-11 · Other · Disposed 145,556 · Balance 154,444

F3: Pursuant to a court-approved divorce settlement agreement, the reporting person transferred options to purchase shares of the Company's common stock to his former spouse.

F4: This option was granted under the Company's 2007 Stock Incentive Plan and vested one-third on each of August 1, 2018, 2019 and vests one-third on August 1, 2020. The transferred portion of the option is fully vested with respect to all 145,556 shares. Of the remaining portion of the option, the option is fully vested with respect to 54,444 shares and the remainder vests on August 1, 2020.

Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $65.00 · Expires 2023-07-31Direct27,222 Reported balance After 2020-06-11 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2020-06-11 · Other · Disposed 72,778 · Balance 27,222

F3: Pursuant to a court-approved divorce settlement agreement, the reporting person transferred options to purchase shares of the Company's common stock to his former spouse.

F5: This option is fully vested as of the date of this report.

Filing footnotes · ownership attribution and instrument terms

F1: These restricted stock units, each of which represent a contingent right to receive one share of common stock, are granted under the Company's Amended and Restated 2007 Stock Incentive Plan and vest one-quarter on each of the four anniversaries of the grant date.

F2: This Option was granted under the Company's 2007 Stock Incentive Plan and vests one-quarter on each of the first four anniversaries of the grant date.

F3: Pursuant to a court-approved divorce settlement agreement, the reporting person transferred options to purchase shares of the Company's common stock to his former spouse.

F4: This option was granted under the Company's 2007 Stock Incentive Plan and vested one-third on each of August 1, 2018, 2019 and vests one-third on August 1, 2020. The transferred portion of the option is fully vested with respect to all 145,556 shares. Of the remaining portion of the option, the option is fully vested with respect to 54,444 shares and the remainder vests on August 1, 2020.

F5: This option is fully vested as of the date of this report.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

TERMINIX GLOBAL HOLDINGS INC

Report date October 12, 2022 · Filed October 14, 2022

Section 16 reporting ended · disclosed 2022-10-14. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2022-10-12 transaction · row 1
1 source row

Row 1 · 2022-10-12 · Disposition to issuer · Disposed 12,914 · Balance 0

F1: Represents shares of Terminix Global Holdings, Inc. ("Terminix") common stock disposed of in connection with the Agreement and Plan of Merger, dated as of December 13, 2021, as amended by Amendment No. 1 to the Agreement and Plan of Merger, dated as of March 14, 2022 (the "Merger Agreement"), by and among Terminix, Rentokil Initial plc ("Rentokil Initial") and certain of Rentokil Initial's subsidiaries. In accordance with the Merger Agreement, at the First Effective Time (as defined in the Merger Agreement),

F2: each share of Terminix common stock (other than certain excluded shares as described in the Merger Agreement) was converted into the right to receive at the prior election of the holder, either: (x) 1.4899 American depositary shares of Rentokil Initial ("Rentokil Initial ADSs"); or (y) $34.57 in cash and 0.1447 Rentokil Initial ADSs. Each outstanding Terminix director deferred share equivalent ("Terminix DSE") was converted into an amount in cash of $38.29, and otherwise was paid on the same terms and conditions as applicable under the Terminix DSE award agreement.

Employee Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $45.96 · Expires 2029-03-03Direct0 Reported balance After 2022-10-12 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2022-10-12 · Disposition to issuer · Disposed 19,967 · Balance 0

F3: Each outstanding Terminix option then vested was converted into the right to receive an amount in cash of $38.29, less the applicable exercise price. As the exercise price exceeded the cash consideration, the Terminix options were cancelled for no consideration.

Employee Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $45.96 · Expires 2029-03-03Direct0 Reported balance After 2022-10-12 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2022-10-12 · Disposition to issuer · Disposed 39,934 · Balance 0

F4: Each outstanding Terminix option not vested was assumed by Rentokil Initial and converted into Rentokil Initial options pursuant to the terms of the Merger Agreement.

Employee Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $40.67 · Expires 2028-09-15Direct0 Reported balance After 2022-10-12 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2022-10-12 · Disposition to issuer · Disposed 14,762 · Balance 0

F3: Each outstanding Terminix option then vested was converted into the right to receive an amount in cash of $38.29, less the applicable exercise price. As the exercise price exceeded the cash consideration, the Terminix options were cancelled for no consideration.

Employee Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $40.67 · Expires 2028-09-15Direct0 Reported balance After 2022-10-12 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2022-10-12 · Disposition to issuer · Disposed 7,380 · Balance 0

F4: Each outstanding Terminix option not vested was assumed by Rentokil Initial and converted into Rentokil Initial options pursuant to the terms of the Merger Agreement.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2022-10-12 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2022-10-12 · Disposition to issuer · Disposed 55,978 · Balance 0

F5: Each outstanding Terminix equity award that was not then vested was assumed by Rentokil Initial and (a) for Terminix time-vesting restricted stock units, each such award was converted into a number of time-vesting restricted stock units; and (b) otherwise will continue to vest and be settled on the same terms and conditions as applicable to the Terminix awards prior to the consummation of the transaction (except that, consistent with the Terminix equity plan, such unvested converted awards will fully vest upon a qualifying termination of employment occurring after the consummation of the transaction). The Terminix time-vesting restricted stock units were converted into Rentokil Initial restricted stock units pursuant to the terms of the Merger Agreement.

Performance-based Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2022-10-12Direct19,477 Reported balance After 2022-10-12 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2022-10-12 · Grant · Acquired 19,477 · Balance 19,477

F6: Each outstanding Terminix equity award that was not then vested was assumed by Rentokil Initial and (a) (i) for Terminix performance-based restricted stock units ("Terminix PSUs") granted prior to the date of the Merger Agreement, each such award was converted into a number of restricted stock units subject to time-vesting, calculated based on the greater of the actual level of performance metric achievement applicable to the Terminix PSUs or target performance achievement, as determined by the Terminix board of directors and

F7: (ii) for Terminix PSUs granted after the date of the Merger Agreement, each such award was converted into a number of performance-based restricted stock units, calculated based on target performance achievement; and (b) otherwise will continue to vest and be settled on the same terms and conditions as applicable to the Terminix awards prior to the consummation of the transaction (except that, consistent with the Terminix equity plan, such unvested converted awards will fully vest upon a qualifying termination of employment occurring after the consummation of the transaction). The Terminix PSUs were converted into time-vesting Rentokil Initial restricted stock units and Rentokil Initial performance-based restricted stock units pursuant to the terms of the Merger Agreement.

Performance-based Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2022-10-12Direct53,950 Reported balance After 2022-10-12 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2022-10-12 · Grant · Acquired 34,473 · Balance 53,950

F6: Each outstanding Terminix equity award that was not then vested was assumed by Rentokil Initial and (a) (i) for Terminix performance-based restricted stock units ("Terminix PSUs") granted prior to the date of the Merger Agreement, each such award was converted into a number of restricted stock units subject to time-vesting, calculated based on the greater of the actual level of performance metric achievement applicable to the Terminix PSUs or target performance achievement, as determined by the Terminix board of directors and

F7: (ii) for Terminix PSUs granted after the date of the Merger Agreement, each such award was converted into a number of performance-based restricted stock units, calculated based on target performance achievement; and (b) otherwise will continue to vest and be settled on the same terms and conditions as applicable to the Terminix awards prior to the consummation of the transaction (except that, consistent with the Terminix equity plan, such unvested converted awards will fully vest upon a qualifying termination of employment occurring after the consummation of the transaction). The Terminix PSUs were converted into time-vesting Rentokil Initial restricted stock units and Rentokil Initial performance-based restricted stock units pursuant to the terms of the Merger Agreement.

Performance-based Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2022-10-12Direct82,281 Reported balance After 2022-10-12 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2022-10-12 · Grant · Acquired 28,331 · Balance 82,281

F6: Each outstanding Terminix equity award that was not then vested was assumed by Rentokil Initial and (a) (i) for Terminix performance-based restricted stock units ("Terminix PSUs") granted prior to the date of the Merger Agreement, each such award was converted into a number of restricted stock units subject to time-vesting, calculated based on the greater of the actual level of performance metric achievement applicable to the Terminix PSUs or target performance achievement, as determined by the Terminix board of directors and

F7: (ii) for Terminix PSUs granted after the date of the Merger Agreement, each such award was converted into a number of performance-based restricted stock units, calculated based on target performance achievement; and (b) otherwise will continue to vest and be settled on the same terms and conditions as applicable to the Terminix awards prior to the consummation of the transaction (except that, consistent with the Terminix equity plan, such unvested converted awards will fully vest upon a qualifying termination of employment occurring after the consummation of the transaction). The Terminix PSUs were converted into time-vesting Rentokil Initial restricted stock units and Rentokil Initial performance-based restricted stock units pursuant to the terms of the Merger Agreement.

Performance-based Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2022-10-12Direct0 Reported balance After 2022-10-12 transaction · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · 2022-10-12 · Disposition to issuer · Disposed 82,281 · Balance 0

F6: Each outstanding Terminix equity award that was not then vested was assumed by Rentokil Initial and (a) (i) for Terminix performance-based restricted stock units ("Terminix PSUs") granted prior to the date of the Merger Agreement, each such award was converted into a number of restricted stock units subject to time-vesting, calculated based on the greater of the actual level of performance metric achievement applicable to the Terminix PSUs or target performance achievement, as determined by the Terminix board of directors and

F7: (ii) for Terminix PSUs granted after the date of the Merger Agreement, each such award was converted into a number of performance-based restricted stock units, calculated based on target performance achievement; and (b) otherwise will continue to vest and be settled on the same terms and conditions as applicable to the Terminix awards prior to the consummation of the transaction (except that, consistent with the Terminix equity plan, such unvested converted awards will fully vest upon a qualifying termination of employment occurring after the consummation of the transaction). The Terminix PSUs were converted into time-vesting Rentokil Initial restricted stock units and Rentokil Initial performance-based restricted stock units pursuant to the terms of the Merger Agreement.

Filing footnotes · ownership attribution and instrument terms

F1: Represents shares of Terminix Global Holdings, Inc. ("Terminix") common stock disposed of in connection with the Agreement and Plan of Merger, dated as of December 13, 2021, as amended by Amendment No. 1 to the Agreement and Plan of Merger, dated as of March 14, 2022 (the "Merger Agreement"), by and among Terminix, Rentokil Initial plc ("Rentokil Initial") and certain of Rentokil Initial's subsidiaries. In accordance with the Merger Agreement, at the First Effective Time (as defined in the Merger Agreement),

F2: each share of Terminix common stock (other than certain excluded shares as described in the Merger Agreement) was converted into the right to receive at the prior election of the holder, either: (x) 1.4899 American depositary shares of Rentokil Initial ("Rentokil Initial ADSs"); or (y) $34.57 in cash and 0.1447 Rentokil Initial ADSs. Each outstanding Terminix director deferred share equivalent ("Terminix DSE") was converted into an amount in cash of $38.29, and otherwise was paid on the same terms and conditions as applicable under the Terminix DSE award agreement.

F3: Each outstanding Terminix option then vested was converted into the right to receive an amount in cash of $38.29, less the applicable exercise price. As the exercise price exceeded the cash consideration, the Terminix options were cancelled for no consideration.

F4: Each outstanding Terminix option not vested was assumed by Rentokil Initial and converted into Rentokil Initial options pursuant to the terms of the Merger Agreement.

F5: Each outstanding Terminix equity award that was not then vested was assumed by Rentokil Initial and (a) for Terminix time-vesting restricted stock units, each such award was converted into a number of time-vesting restricted stock units; and (b) otherwise will continue to vest and be settled on the same terms and conditions as applicable to the Terminix awards prior to the consummation of the transaction (except that, consistent with the Terminix equity plan, such unvested converted awards will fully vest upon a qualifying termination of employment occurring after the consummation of the transaction). The Terminix time-vesting restricted stock units were converted into Rentokil Initial restricted stock units pursuant to the terms of the Merger Agreement.

F6: Each outstanding Terminix equity award that was not then vested was assumed by Rentokil Initial and (a) (i) for Terminix performance-based restricted stock units ("Terminix PSUs") granted prior to the date of the Merger Agreement, each such award was converted into a number of restricted stock units subject to time-vesting, calculated based on the greater of the actual level of performance metric achievement applicable to the Terminix PSUs or target performance achievement, as determined by the Terminix board of directors and

F7: (ii) for Terminix PSUs granted after the date of the Merger Agreement, each such award was converted into a number of performance-based restricted stock units, calculated based on target performance achievement; and (b) otherwise will continue to vest and be settled on the same terms and conditions as applicable to the Terminix awards prior to the consummation of the transaction (except that, consistent with the Terminix equity plan, such unvested converted awards will fully vest upon a qualifying termination of employment occurring after the consummation of the transaction). The Terminix PSUs were converted into time-vesting Rentokil Initial restricted stock units and Rentokil Initial performance-based restricted stock units pursuant to the terms of the Merger Agreement.

Transaction history

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Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
October 12, 2022 Filed Oct 14, 2022 19:06 UTC TERMINIX GLOBAL HOLDINGS INC TMX · Entity 123061 Disposition to issuerPerformance-based Restricted Stock Units · Derivative 82,281 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-22-108948 · tm2228261-11_4seq1.xml · derivative · entry 10

Ponton Brett · CIK 0001713306 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 82,281 shares

Expires 2022-10-12

F6 · derivative.exercise_price: Each outstanding Terminix equity award that was not then vested was assumed by Rentokil Initial and (a) (i) for Terminix performance-based restricted stock units ("Terminix PSUs") granted prior to the date of the Merger Agreement, each such award was converted into a number of restricted stock units subject to time-vesting, calculated based on the greater of the actual level of performance metric achievement applicable to the Terminix PSUs or target performance achievement, as determined by the Terminix board of directors and

F7 · derivative.exercise_price: (ii) for Terminix PSUs granted after the date of the Merger Agreement, each such award was converted into a number of performance-based restricted stock units, calculated based on target performance achievement; and (b) otherwise will continue to vest and be settled on the same terms and conditions as applicable to the Terminix awards prior to the consummation of the transaction (except that, consistent with the Terminix equity plan, such unvested converted awards will fully vest upon a qualifying termination of employment occurring after the consummation of the transaction). The Terminix PSUs were converted into time-vesting Rentokil Initial restricted stock units and Rentokil Initial performance-based restricted stock units pursuant to the terms of the Merger Agreement.

F6 · price: Each outstanding Terminix equity award that was not then vested was assumed by Rentokil Initial and (a) (i) for Terminix performance-based restricted stock units ("Terminix PSUs") granted prior to the date of the Merger Agreement, each such award was converted into a number of restricted stock units subject to time-vesting, calculated based on the greater of the actual level of performance metric achievement applicable to the Terminix PSUs or target performance achievement, as determined by the Terminix board of directors and

F7 · price: (ii) for Terminix PSUs granted after the date of the Merger Agreement, each such award was converted into a number of performance-based restricted stock units, calculated based on target performance achievement; and (b) otherwise will continue to vest and be settled on the same terms and conditions as applicable to the Terminix awards prior to the consummation of the transaction (except that, consistent with the Terminix equity plan, such unvested converted awards will fully vest upon a qualifying termination of employment occurring after the consummation of the transaction). The Terminix PSUs were converted into time-vesting Rentokil Initial restricted stock units and Rentokil Initial performance-based restricted stock units pursuant to the terms of the Merger Agreement.

Read SEC document
October 12, 2022 Filed Oct 14, 2022 19:06 UTC TERMINIX GLOBAL HOLDINGS INC TMX · Entity 123061 GrantPerformance-based Restricted Stock Units · Derivative 28,331 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-108948 · tm2228261-11_4seq1.xml · derivative · entry 9

Ponton Brett · CIK 0001713306 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,281

Underlying: Common Stock · 28,331 shares

Expires 2022-10-12

F6 · derivative.exercise_price: Each outstanding Terminix equity award that was not then vested was assumed by Rentokil Initial and (a) (i) for Terminix performance-based restricted stock units ("Terminix PSUs") granted prior to the date of the Merger Agreement, each such award was converted into a number of restricted stock units subject to time-vesting, calculated based on the greater of the actual level of performance metric achievement applicable to the Terminix PSUs or target performance achievement, as determined by the Terminix board of directors and

F7 · derivative.exercise_price: (ii) for Terminix PSUs granted after the date of the Merger Agreement, each such award was converted into a number of performance-based restricted stock units, calculated based on target performance achievement; and (b) otherwise will continue to vest and be settled on the same terms and conditions as applicable to the Terminix awards prior to the consummation of the transaction (except that, consistent with the Terminix equity plan, such unvested converted awards will fully vest upon a qualifying termination of employment occurring after the consummation of the transaction). The Terminix PSUs were converted into time-vesting Rentokil Initial restricted stock units and Rentokil Initial performance-based restricted stock units pursuant to the terms of the Merger Agreement.

Read SEC document
October 12, 2022 Filed Oct 14, 2022 19:06 UTC TERMINIX GLOBAL HOLDINGS INC TMX · Entity 123061 GrantPerformance-based Restricted Stock Units · Derivative 34,473 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-108948 · tm2228261-11_4seq1.xml · derivative · entry 8

Ponton Brett · CIK 0001713306 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,950

Underlying: Common Stock · 34,473 shares

Expires 2022-10-12

F6 · derivative.exercise_price: Each outstanding Terminix equity award that was not then vested was assumed by Rentokil Initial and (a) (i) for Terminix performance-based restricted stock units ("Terminix PSUs") granted prior to the date of the Merger Agreement, each such award was converted into a number of restricted stock units subject to time-vesting, calculated based on the greater of the actual level of performance metric achievement applicable to the Terminix PSUs or target performance achievement, as determined by the Terminix board of directors and

F7 · derivative.exercise_price: (ii) for Terminix PSUs granted after the date of the Merger Agreement, each such award was converted into a number of performance-based restricted stock units, calculated based on target performance achievement; and (b) otherwise will continue to vest and be settled on the same terms and conditions as applicable to the Terminix awards prior to the consummation of the transaction (except that, consistent with the Terminix equity plan, such unvested converted awards will fully vest upon a qualifying termination of employment occurring after the consummation of the transaction). The Terminix PSUs were converted into time-vesting Rentokil Initial restricted stock units and Rentokil Initial performance-based restricted stock units pursuant to the terms of the Merger Agreement.

Read SEC document
October 12, 2022 Filed Oct 14, 2022 19:06 UTC TERMINIX GLOBAL HOLDINGS INC TMX · Entity 123061 GrantPerformance-based Restricted Stock Units · Derivative 19,477 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-108948 · tm2228261-11_4seq1.xml · derivative · entry 7

Ponton Brett · CIK 0001713306 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,477

Underlying: Common Stock · 19,477 shares

Expires 2022-10-12

F6 · derivative.exercise_price: Each outstanding Terminix equity award that was not then vested was assumed by Rentokil Initial and (a) (i) for Terminix performance-based restricted stock units ("Terminix PSUs") granted prior to the date of the Merger Agreement, each such award was converted into a number of restricted stock units subject to time-vesting, calculated based on the greater of the actual level of performance metric achievement applicable to the Terminix PSUs or target performance achievement, as determined by the Terminix board of directors and

F7 · derivative.exercise_price: (ii) for Terminix PSUs granted after the date of the Merger Agreement, each such award was converted into a number of performance-based restricted stock units, calculated based on target performance achievement; and (b) otherwise will continue to vest and be settled on the same terms and conditions as applicable to the Terminix awards prior to the consummation of the transaction (except that, consistent with the Terminix equity plan, such unvested converted awards will fully vest upon a qualifying termination of employment occurring after the consummation of the transaction). The Terminix PSUs were converted into time-vesting Rentokil Initial restricted stock units and Rentokil Initial performance-based restricted stock units pursuant to the terms of the Merger Agreement.

Read SEC document
October 12, 2022 Filed Oct 14, 2022 19:06 UTC TERMINIX GLOBAL HOLDINGS INC TMX · Entity 123061 Disposition to issuerRestricted Stock Units · Derivative 55,978 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-22-108948 · tm2228261-11_4seq1.xml · derivative · entry 6

Ponton Brett · CIK 0001713306 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 55,978 shares

Expires not disclosed

F5 · derivative.exercise_price: Each outstanding Terminix equity award that was not then vested was assumed by Rentokil Initial and (a) for Terminix time-vesting restricted stock units, each such award was converted into a number of time-vesting restricted stock units; and (b) otherwise will continue to vest and be settled on the same terms and conditions as applicable to the Terminix awards prior to the consummation of the transaction (except that, consistent with the Terminix equity plan, such unvested converted awards will fully vest upon a qualifying termination of employment occurring after the consummation of the transaction). The Terminix time-vesting restricted stock units were converted into Rentokil Initial restricted stock units pursuant to the terms of the Merger Agreement.

F5 · price: Each outstanding Terminix equity award that was not then vested was assumed by Rentokil Initial and (a) for Terminix time-vesting restricted stock units, each such award was converted into a number of time-vesting restricted stock units; and (b) otherwise will continue to vest and be settled on the same terms and conditions as applicable to the Terminix awards prior to the consummation of the transaction (except that, consistent with the Terminix equity plan, such unvested converted awards will fully vest upon a qualifying termination of employment occurring after the consummation of the transaction). The Terminix time-vesting restricted stock units were converted into Rentokil Initial restricted stock units pursuant to the terms of the Merger Agreement.

F5 · derivative.exercise_date: Each outstanding Terminix equity award that was not then vested was assumed by Rentokil Initial and (a) for Terminix time-vesting restricted stock units, each such award was converted into a number of time-vesting restricted stock units; and (b) otherwise will continue to vest and be settled on the same terms and conditions as applicable to the Terminix awards prior to the consummation of the transaction (except that, consistent with the Terminix equity plan, such unvested converted awards will fully vest upon a qualifying termination of employment occurring after the consummation of the transaction). The Terminix time-vesting restricted stock units were converted into Rentokil Initial restricted stock units pursuant to the terms of the Merger Agreement.

F5 · derivative.expiration_date: Each outstanding Terminix equity award that was not then vested was assumed by Rentokil Initial and (a) for Terminix time-vesting restricted stock units, each such award was converted into a number of time-vesting restricted stock units; and (b) otherwise will continue to vest and be settled on the same terms and conditions as applicable to the Terminix awards prior to the consummation of the transaction (except that, consistent with the Terminix equity plan, such unvested converted awards will fully vest upon a qualifying termination of employment occurring after the consummation of the transaction). The Terminix time-vesting restricted stock units were converted into Rentokil Initial restricted stock units pursuant to the terms of the Merger Agreement.

Read SEC document
October 12, 2022 Filed Oct 14, 2022 19:06 UTC TERMINIX GLOBAL HOLDINGS INC TMX · Entity 123061 Disposition to issuerEmployee Stock Options · Derivative 7,380 Not disclosed Strike: $40.67 Not disclosed
Disclosure

SEC source: 0001104659-22-108948 · tm2228261-11_4seq1.xml · derivative · entry 5

Ponton Brett · CIK 0001713306 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,380 shares

Expires 2028-09-15

F4 · price: Each outstanding Terminix option not vested was assumed by Rentokil Initial and converted into Rentokil Initial options pursuant to the terms of the Merger Agreement.

F4 · derivative.exercise_date: Each outstanding Terminix option not vested was assumed by Rentokil Initial and converted into Rentokil Initial options pursuant to the terms of the Merger Agreement.

Read SEC document
October 12, 2022 Filed Oct 14, 2022 19:06 UTC TERMINIX GLOBAL HOLDINGS INC TMX · Entity 123061 Disposition to issuerEmployee Stock Options · Derivative 14,762 $0.00 Strike: $40.67 $0.00
Disclosure

SEC source: 0001104659-22-108948 · tm2228261-11_4seq1.xml · derivative · entry 4

Ponton Brett · CIK 0001713306 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,762 shares

Expires 2028-09-15

F3 · derivative.exercise_date: Each outstanding Terminix option then vested was converted into the right to receive an amount in cash of $38.29, less the applicable exercise price. As the exercise price exceeded the cash consideration, the Terminix options were cancelled for no consideration.

Read SEC document
October 12, 2022 Filed Oct 14, 2022 19:06 UTC TERMINIX GLOBAL HOLDINGS INC TMX · Entity 123061 Disposition to issuerEmployee Stock Options · Derivative 39,934 Not disclosed Strike: $45.96 Not disclosed
Disclosure

SEC source: 0001104659-22-108948 · tm2228261-11_4seq1.xml · derivative · entry 3

Ponton Brett · CIK 0001713306 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 39,934 shares

Expires 2029-03-03

F4 · price: Each outstanding Terminix option not vested was assumed by Rentokil Initial and converted into Rentokil Initial options pursuant to the terms of the Merger Agreement.

F4 · derivative.exercise_date: Each outstanding Terminix option not vested was assumed by Rentokil Initial and converted into Rentokil Initial options pursuant to the terms of the Merger Agreement.

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October 12, 2022 Filed Oct 14, 2022 19:06 UTC TERMINIX GLOBAL HOLDINGS INC TMX · Entity 123061 Disposition to issuerEmployee Stock Options · Derivative 19,967 $0.00 Strike: $45.96 $0.00
Disclosure

SEC source: 0001104659-22-108948 · tm2228261-11_4seq1.xml · derivative · entry 2

Ponton Brett · CIK 0001713306 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 19,967 shares

Expires 2029-03-03

F3 · derivative.exercise_date: Each outstanding Terminix option then vested was converted into the right to receive an amount in cash of $38.29, less the applicable exercise price. As the exercise price exceeded the cash consideration, the Terminix options were cancelled for no consideration.

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October 12, 2022 Filed Oct 14, 2022 19:06 UTC TERMINIX GLOBAL HOLDINGS INC TMX · Entity 123061 Disposition to issuerCommon Stock 12,914 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-22-108948 · tm2228261-11_4seq1.xml · nonDerivative · entry 1

Ponton Brett · CIK 0001713306 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · shares: Represents shares of Terminix Global Holdings, Inc. ("Terminix") common stock disposed of in connection with the Agreement and Plan of Merger, dated as of December 13, 2021, as amended by Amendment No. 1 to the Agreement and Plan of Merger, dated as of March 14, 2022 (the "Merger Agreement"), by and among Terminix, Rentokil Initial plc ("Rentokil Initial") and certain of Rentokil Initial's subsidiaries. In accordance with the Merger Agreement, at the First Effective Time (as defined in the Merger Agreement),

F2 · shares: each share of Terminix common stock (other than certain excluded shares as described in the Merger Agreement) was converted into the right to receive at the prior election of the holder, either: (x) 1.4899 American depositary shares of Rentokil Initial ("Rentokil Initial ADSs"); or (y) $34.57 in cash and 0.1447 Rentokil Initial ADSs. Each outstanding Terminix director deferred share equivalent ("Terminix DSE") was converted into an amount in cash of $38.29, and otherwise was paid on the same terms and conditions as applicable under the Terminix DSE award agreement.

F1 · price: Represents shares of Terminix Global Holdings, Inc. ("Terminix") common stock disposed of in connection with the Agreement and Plan of Merger, dated as of December 13, 2021, as amended by Amendment No. 1 to the Agreement and Plan of Merger, dated as of March 14, 2022 (the "Merger Agreement"), by and among Terminix, Rentokil Initial plc ("Rentokil Initial") and certain of Rentokil Initial's subsidiaries. In accordance with the Merger Agreement, at the First Effective Time (as defined in the Merger Agreement),

F2 · price: each share of Terminix common stock (other than certain excluded shares as described in the Merger Agreement) was converted into the right to receive at the prior election of the holder, either: (x) 1.4899 American depositary shares of Rentokil Initial ("Rentokil Initial ADSs"); or (y) $34.57 in cash and 0.1447 Rentokil Initial ADSs. Each outstanding Terminix director deferred share equivalent ("Terminix DSE") was converted into an amount in cash of $38.29, and otherwise was paid on the same terms and conditions as applicable under the Terminix DSE award agreement.

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September 16, 2022 Filed Sep 19, 2022 16:05 UTC TERMINIX GLOBAL HOLDINGS INC TMX · Entity 123061 Tax withholdingCommon Stock 437 $42.28 $18,478.33
Disclosure

SEC source: 0001104659-22-101166 · tm2226008d1_4seq1.xml · nonDerivative · entry 2

Ponton Brett · CIK 0001713306 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,914

F2 · shares: The reporting person is reporting the sales shares of common stock to satisfy the reporting person's tax withholding obligations in connection with the vesting and delivery of shares.

Read SEC document
September 15, 2022 Filed Sep 19, 2022 16:05 UTC TERMINIX GLOBAL HOLDINGS INC TMX · Entity 123061 Exercise / conversionRestricted Stock Units · Derivative 1,731 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-22-101166 · tm2226008d1_4seq1.xml · derivative · entry 3

Ponton Brett · CIK 0001713306 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,731

Underlying: Common Stock · 1,731 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each unit is the economic equivalent of one share of the Company's common stock. The restricted stock units were granted on September 15, 2020 and vest and settle in three equal installments on the first three anniversaries of the grand date, subject to continued employment with the Company.

F1 · price: Each unit is the economic equivalent of one share of the Company's common stock. The restricted stock units were granted on September 15, 2020 and vest and settle in three equal installments on the first three anniversaries of the grand date, subject to continued employment with the Company.

F1 · derivative.exercise_date: Each unit is the economic equivalent of one share of the Company's common stock. The restricted stock units were granted on September 15, 2020 and vest and settle in three equal installments on the first three anniversaries of the grand date, subject to continued employment with the Company.

F1 · derivative.expiration_date: Each unit is the economic equivalent of one share of the Company's common stock. The restricted stock units were granted on September 15, 2020 and vest and settle in three equal installments on the first three anniversaries of the grand date, subject to continued employment with the Company.

Read SEC document
September 15, 2022 Filed Sep 19, 2022 16:05 UTC TERMINIX GLOBAL HOLDINGS INC TMX · Entity 123061 Exercise / conversionCommon Stock 1,731 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-22-101166 · tm2226008d1_4seq1.xml · nonDerivative · entry 1

Ponton Brett · CIK 0001713306 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,351

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each unit is the economic equivalent of one share of the Company's common stock. The restricted stock units were granted on September 15, 2020 and vest and settle in three equal installments on the first three anniversaries of the grand date, subject to continued employment with the Company.

Read SEC document
February 21, 2022 Filed Feb 23, 2022 18:13 UTC TERMINIX GLOBAL HOLDINGS INC TMX · Entity 123061 GrantRestricted Stock Units · Derivative 45,054 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-22-026223 · tm227463-1_4seq1.xml · derivative · entry 1

Ponton Brett · CIK 0001713306 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,054

Underlying: Common Stock · 45,054 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit is the economic equivalent of one share of the Company's common stock. The restricted stock units were granted on February 21, 2022 and vest and settle in three equal installments on the first three anniversaries of the grant date, subject to continued employment with the Company.

F1 · price: Each unit is the economic equivalent of one share of the Company's common stock. The restricted stock units were granted on February 21, 2022 and vest and settle in three equal installments on the first three anniversaries of the grant date, subject to continued employment with the Company.

F1 · derivative.exercise_date: Each unit is the economic equivalent of one share of the Company's common stock. The restricted stock units were granted on February 21, 2022 and vest and settle in three equal installments on the first three anniversaries of the grant date, subject to continued employment with the Company.

F1 · derivative.expiration_date: Each unit is the economic equivalent of one share of the Company's common stock. The restricted stock units were granted on February 21, 2022 and vest and settle in three equal installments on the first three anniversaries of the grant date, subject to continued employment with the Company.

Read SEC document
December 27, 2021 Filed Dec 29, 2021 17:07 UTC TERMINIX GLOBAL HOLDINGS INC TMX · Entity 123061 Exercise / conversionRestricted Stock Units · Derivative 4,597 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-21-154319 · tm2136508-1_4seq1.xml · derivative · entry 2

Ponton Brett · CIK 0001713306 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,193

Underlying: Common Stock · 4,597 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each unit is the economic equivalent of one share of the Company's common stock. The restricted stock units were granted on March 3, 2021 and vest and settle in three equal installments, subject to continued employment with the Company. As previously disclosed in the Company's Form 8-K, filed on December 14, 2021, the vesting and settlement of time-vesting restricted stock unit awards that would have otherwise vested and settled in 2022 on or before March 4, 2022, was accelerated to December 27, 2021 to mitigate possible adverse tax consequences under Sections 280G and 4999 of the Internal Revenue Code that could arise in connection with the closing of the transactions contemplated by the merger agreement with Rentokil Initial plc.

F1 · price: Each unit is the economic equivalent of one share of the Company's common stock. The restricted stock units were granted on March 3, 2021 and vest and settle in three equal installments, subject to continued employment with the Company. As previously disclosed in the Company's Form 8-K, filed on December 14, 2021, the vesting and settlement of time-vesting restricted stock unit awards that would have otherwise vested and settled in 2022 on or before March 4, 2022, was accelerated to December 27, 2021 to mitigate possible adverse tax consequences under Sections 280G and 4999 of the Internal Revenue Code that could arise in connection with the closing of the transactions contemplated by the merger agreement with Rentokil Initial plc.

F1 · derivative.exercise_date: Each unit is the economic equivalent of one share of the Company's common stock. The restricted stock units were granted on March 3, 2021 and vest and settle in three equal installments, subject to continued employment with the Company. As previously disclosed in the Company's Form 8-K, filed on December 14, 2021, the vesting and settlement of time-vesting restricted stock unit awards that would have otherwise vested and settled in 2022 on or before March 4, 2022, was accelerated to December 27, 2021 to mitigate possible adverse tax consequences under Sections 280G and 4999 of the Internal Revenue Code that could arise in connection with the closing of the transactions contemplated by the merger agreement with Rentokil Initial plc.

F1 · derivative.expiration_date: Each unit is the economic equivalent of one share of the Company's common stock. The restricted stock units were granted on March 3, 2021 and vest and settle in three equal installments, subject to continued employment with the Company. As previously disclosed in the Company's Form 8-K, filed on December 14, 2021, the vesting and settlement of time-vesting restricted stock unit awards that would have otherwise vested and settled in 2022 on or before March 4, 2022, was accelerated to December 27, 2021 to mitigate possible adverse tax consequences under Sections 280G and 4999 of the Internal Revenue Code that could arise in connection with the closing of the transactions contemplated by the merger agreement with Rentokil Initial plc.

Read SEC document
December 27, 2021 Filed Dec 29, 2021 17:07 UTC TERMINIX GLOBAL HOLDINGS INC TMX · Entity 123061 Exercise / conversionCommon Stock 4,597 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-21-154319 · tm2136508-1_4seq1.xml · nonDerivative · entry 1

Ponton Brett · CIK 0001713306 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,620

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each unit is the economic equivalent of one share of the Company's common stock. The restricted stock units were granted on March 3, 2021 and vest and settle in three equal installments, subject to continued employment with the Company. As previously disclosed in the Company's Form 8-K, filed on December 14, 2021, the vesting and settlement of time-vesting restricted stock unit awards that would have otherwise vested and settled in 2022 on or before March 4, 2022, was accelerated to December 27, 2021 to mitigate possible adverse tax consequences under Sections 280G and 4999 of the Internal Revenue Code that could arise in connection with the closing of the transactions contemplated by the merger agreement with Rentokil Initial plc.

Read SEC document
September 15, 2021 Filed Sep 17, 2021 16:07 UTC TERMINIX GLOBAL HOLDINGS INC TMX · Entity 123061 Exercise / conversionRestricted Stock Units · Derivative 1,732 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-21-116906 · tm2127788-3_4seq1.xml · derivative · entry 3

Ponton Brett · CIK 0001713306 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,462

Underlying: Common Stock · 1,732 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each unit is the economic equivalent of one share of the Company's common stock. The restricted stock units were granted on September 15, 2020 and vest and settle in three equal installments on the first three anniversaries of the grand date, subject to continued employment with the Company.

F1 · price: Each unit is the economic equivalent of one share of the Company's common stock. The restricted stock units were granted on September 15, 2020 and vest and settle in three equal installments on the first three anniversaries of the grand date, subject to continued employment with the Company.

F1 · derivative.exercise_date: Each unit is the economic equivalent of one share of the Company's common stock. The restricted stock units were granted on September 15, 2020 and vest and settle in three equal installments on the first three anniversaries of the grand date, subject to continued employment with the Company.

F1 · derivative.expiration_date: Each unit is the economic equivalent of one share of the Company's common stock. The restricted stock units were granted on September 15, 2020 and vest and settle in three equal installments on the first three anniversaries of the grand date, subject to continued employment with the Company.

Read SEC document
September 15, 2021 Filed Sep 17, 2021 16:07 UTC TERMINIX GLOBAL HOLDINGS INC TMX · Entity 123061 Tax withholdingCommon Stock 691 $43.45 $30,023.74
Disclosure

SEC source: 0001104659-21-116906 · tm2127788-3_4seq1.xml · nonDerivative · entry 2

Ponton Brett · CIK 0001713306 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,023

F2 · shares: The reporting person is reporting the sales shares of common stock to satisfy the reporting person's tax withholding obligations in connection with the vesting and delivery of shares.

F3 · price: The price reported in Table 1, Column 4 is an average weighted price. These shares were sold in multiple transactions at prices ranging from, $43.1917 - $43.4501 inclusive the reporting person undertakes to provide Terminix, any security holder of Terminix, or staff to the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.

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September 15, 2021 Filed Sep 17, 2021 16:07 UTC TERMINIX GLOBAL HOLDINGS INC TMX · Entity 123061 Exercise / conversionCommon Stock 1,732 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-21-116906 · tm2127788-3_4seq1.xml · nonDerivative · entry 1

Ponton Brett · CIK 0001713306 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,714

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each unit is the economic equivalent of one share of the Company's common stock. The restricted stock units were granted on September 15, 2020 and vest and settle in three equal installments on the first three anniversaries of the grand date, subject to continued employment with the Company.

Read SEC document
September 03, 2021 Filed Sep 8, 2021 08:30 UTC TERMINIX GLOBAL HOLDINGS INC TMX · Entity 123061 PurchaseCommon Stock 5,982 $41.66 $249,186.19
Disclosure

SEC source: 0001104659-21-113643 · tm2127074-1_4seq1.xml · nonDerivative · entry 1

Ponton Brett · CIK 0001713306 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,982

F1 · price: The price reported in Table 1, Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $41.56-$41.69, inclusive. The reporting person undertakes to provide Terminix, any security holder of Terminix, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.

Read SEC document
March 03, 2021 Filed Mar 5, 2021 19:18 UTC TERMINIX GLOBAL HOLDINGS INC TMX · Entity 123061 GrantEmployee Stock Options · Derivative 59,901 Not disclosed Strike: $45.96 Not disclosed
Disclosure

SEC source: 0001104659-21-032867 · tm218562-9_4seq1.xml · derivative · entry 2

Ponton Brett · CIK 0001713306 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,901

Underlying: Common Stock · 59,901 shares

Expires 2029-03-03

F2 · price: These stock options were granted on March 3, 2021, and vest and become exercisable in three equal annual installments on the first three anniversaries of the grant date, subject to continued employment.

F2 · derivative.exercise_date: These stock options were granted on March 3, 2021, and vest and become exercisable in three equal annual installments on the first three anniversaries of the grant date, subject to continued employment.

Read SEC document
March 03, 2021 Filed Mar 5, 2021 19:18 UTC TERMINIX GLOBAL HOLDINGS INC TMX · Entity 123061 GrantRestricted Stock Units · Derivative 13,790 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-21-032867 · tm218562-9_4seq1.xml · derivative · entry 1

Ponton Brett · CIK 0001713306 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,790

Underlying: Common Stock · 13,790 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit is the economic equivalent of one share of the Company's common stock. The restricted stock units were granted on March 3, 2021, and vest and settle in three equal installments on the first three anniversaries of the grant date, subject to continued employment with the Company.

F1 · price: Each unit is the economic equivalent of one share of the Company's common stock. The restricted stock units were granted on March 3, 2021, and vest and settle in three equal installments on the first three anniversaries of the grant date, subject to continued employment with the Company.

F1 · derivative.exercise_date: Each unit is the economic equivalent of one share of the Company's common stock. The restricted stock units were granted on March 3, 2021, and vest and settle in three equal installments on the first three anniversaries of the grant date, subject to continued employment with the Company.

F1 · derivative.expiration_date: Each unit is the economic equivalent of one share of the Company's common stock. The restricted stock units were granted on March 3, 2021, and vest and settle in three equal installments on the first three anniversaries of the grant date, subject to continued employment with the Company.

Read SEC document
September 15, 2020 Filed Sep 16, 2020 16:31 UTC TERMINIX GLOBAL HOLDINGS INC SERV · Entity 123061 GrantEmployee Stock Options · Derivative 22,142 Not disclosed Strike: $40.67 Not disclosed
Disclosure

SEC source: 0001104659-20-105682 · a4.xml · derivative · entry 2

Ponton Brett · CIK 0001713306 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,142

Underlying: Common Stock · 22,142 shares

Expires 2028-09-15

F2 · price: These stock options were granted on September 15, 2020, and vest and become exercisable in three equal annual installments on the first three anniversaries of the grant date, subject to continued employment.

F2 · derivative.exercise_date: These stock options were granted on September 15, 2020, and vest and become exercisable in three equal annual installments on the first three anniversaries of the grant date, subject to continued employment.

Read SEC document
September 15, 2020 Filed Sep 16, 2020 16:31 UTC TERMINIX GLOBAL HOLDINGS INC SERV · Entity 123061 GrantRestricted Stock Units · Derivative 5,194 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-20-105682 · a4.xml · derivative · entry 1

Ponton Brett · CIK 0001713306 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,194

Underlying: Common Stock · 5,194 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit is the economic equivalent of one share of the Company's common stock. The restricted stock units were granted on September 15, 2020, and vest and settle in three equal installments on the first three anniversaries of the grant date, subject to continued employment with the Company.

F1 · price: Each unit is the economic equivalent of one share of the Company's common stock. The restricted stock units were granted on September 15, 2020, and vest and settle in three equal installments on the first three anniversaries of the grant date, subject to continued employment with the Company.

F1 · derivative.exercise_date: Each unit is the economic equivalent of one share of the Company's common stock. The restricted stock units were granted on September 15, 2020, and vest and settle in three equal installments on the first three anniversaries of the grant date, subject to continued employment with the Company.

F1 · derivative.expiration_date: Each unit is the economic equivalent of one share of the Company's common stock. The restricted stock units were granted on September 15, 2020, and vest and settle in three equal installments on the first three anniversaries of the grant date, subject to continued employment with the Company.

Read SEC document
June 11, 2020 Filed Jun 11, 2020 20:32 UTC MONRO, INC. MNRO · Entity 5682 OtherOptions (Right to Buy) · Derivative 72,778 $0.00 Strike: $65.00 $0.00
Disclosure

SEC source: 0001209191-20-035939 · doc4.xml · derivative · entry 5

Ponton Brett · CIK 0001713306 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,222

Underlying: Common Stock · 72,778 shares

Expires 2023-07-31

F3 · kind: Pursuant to a court-approved divorce settlement agreement, the reporting person transferred options to purchase shares of the Company's common stock to his former spouse.

F5 · derivative.exercise_date: This option is fully vested as of the date of this report.

Read SEC document
June 11, 2020 Filed Jun 11, 2020 20:32 UTC MONRO, INC. MNRO · Entity 5682 OtherOptions (Right to Buy) · Derivative 145,556 $0.00 Strike: $47.15 $0.00
Disclosure

SEC source: 0001209191-20-035939 · doc4.xml · derivative · entry 4

Ponton Brett · CIK 0001713306 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,444

Underlying: Common Stock · 145,556 shares

Expires 2023-07-31

F3 · kind: Pursuant to a court-approved divorce settlement agreement, the reporting person transferred options to purchase shares of the Company's common stock to his former spouse.

F4 · shares: This option was granted under the Company's 2007 Stock Incentive Plan and vested one-third on each of August 1, 2018, 2019 and vests one-third on August 1, 2020. The transferred portion of the option is fully vested with respect to all 145,556 shares. Of the remaining portion of the option, the option is fully vested with respect to 54,444 shares and the remainder vests on August 1, 2020.

F4 · derivative.exercise_date: This option was granted under the Company's 2007 Stock Incentive Plan and vested one-third on each of August 1, 2018, 2019 and vests one-third on August 1, 2020. The transferred portion of the option is fully vested with respect to all 145,556 shares. Of the remaining portion of the option, the option is fully vested with respect to 54,444 shares and the remainder vests on August 1, 2020.

F4 · derivative.underlying_shares: This option was granted under the Company's 2007 Stock Incentive Plan and vested one-third on each of August 1, 2018, 2019 and vests one-third on August 1, 2020. The transferred portion of the option is fully vested with respect to all 145,556 shares. Of the remaining portion of the option, the option is fully vested with respect to 54,444 shares and the remainder vests on August 1, 2020.

F4 · balance_after: This option was granted under the Company's 2007 Stock Incentive Plan and vested one-third on each of August 1, 2018, 2019 and vests one-third on August 1, 2020. The transferred portion of the option is fully vested with respect to all 145,556 shares. Of the remaining portion of the option, the option is fully vested with respect to 54,444 shares and the remainder vests on August 1, 2020.

Read SEC document
June 01, 2020 Filed Jun 11, 2020 20:32 UTC MONRO, INC. MNRO · Entity 5682 GrantOptions (Right to Buy) · Derivative 20,226 $0.00 Strike: $55.15 $0.00
Disclosure

SEC source: 0001209191-20-035939 · doc4.xml · derivative · entry 3

Ponton Brett · CIK 0001713306 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,226

Underlying: Common Stock · 20,226 shares

Expires 2026-05-31

F2 · derivative.exercise_date: This Option was granted under the Company's 2007 Stock Incentive Plan and vests one-quarter on each of the first four anniversaries of the grant date.

Read SEC document
June 01, 2020 Filed Jun 11, 2020 20:32 UTC MONRO, INC. MNRO · Entity 5682 GrantCommon Stock 4,533 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-035939 · doc4.xml · nonDerivative · entry 2

Ponton Brett · CIK 0001713306 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,749

F1 · price: These restricted stock units, each of which represent a contingent right to receive one share of common stock, are granted under the Company's Amended and Restated 2007 Stock Incentive Plan and vest one-quarter on each of the four anniversaries of the grant date.

Read SEC document
August 01, 2019 Filed Aug 5, 2019 15:39 UTC MONRO, INC. MNRO · Entity 5682 Exercise / conversionRestricted Stock Units · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-044428 · doc4.xml · derivative · entry 4

Ponton Brett · CIK 0001713306 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2020-08-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the August 1, 2017 grant date.

F1 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the August 1, 2017 grant date.

Read SEC document
August 01, 2019 Filed Aug 5, 2019 15:39 UTC MONRO, INC. MNRO · Entity 5682 Tax withholdingCommon Stock 3,397 $82.97 $281,849.09
Disclosure

SEC source: 0001209191-19-044428 · doc4.xml · nonDerivative · entry 3

Ponton Brett · CIK 0001713306 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,216

Read SEC document
August 01, 2019 Filed Aug 5, 2019 15:39 UTC MONRO, INC. MNRO · Entity 5682 Exercise / conversionCommon Stock 10,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-044428 · doc4.xml · nonDerivative · entry 2

Ponton Brett · CIK 0001713306 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,613

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the August 1, 2017 grant date.

Read SEC document
May 24, 2019 Filed May 29, 2019 19:02 UTC MONRO, INC. MNRO · Entity 5682 GrantOptions (Right to Buy) · Derivative 7,478 $0.00 Strike: $82.55 $0.00
Disclosure

SEC source: 0001209191-19-033156 · doc4.xml · derivative · entry 3

Ponton Brett · CIK 0001713306 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,478

Underlying: Common Stock · 7,478 shares

Expires 2025-05-23

F2 · derivative.exercise_date: This Option was granted under the Company's 2007 Stock Incentive Plan and vests one-quarter on each of the first four anniversaries of the grant date.

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May 24, 2019 Filed May 29, 2019 19:02 UTC MONRO, INC. MNRO · Entity 5682 GrantCommon Stock 1,817 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-033156 · doc4.xml · nonDerivative · entry 2

Ponton Brett · CIK 0001713306 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,613

F1 · price: These restricted stock units, each of which represent a contingent right to receive one share of common stock, granted under the Company's Amended and Restated 2007 Stock Incentive Plan and vest one-quarter on each of the four anniversaries of the grant date.

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August 01, 2018 Filed Aug 2, 2018 20:22 UTC MONRO, INC. MNRO · Entity 5682 Exercise / conversionRestricted Stock Units · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-044948 · doc4.xml · derivative · entry 3

Ponton Brett · CIK 0001713306 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 10,000 shares

Expires 2020-08-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the August 1, 2017 grant date.

F1 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the August 1, 2017 grant date.

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August 01, 2018 Filed Aug 2, 2018 20:22 UTC MONRO, INC. MNRO · Entity 5682 Tax withholdingCommon Stock 3,397 $67.20 $228,278.40
Disclosure

SEC source: 0001209191-18-044948 · doc4.xml · nonDerivative · entry 2

Ponton Brett · CIK 0001713306 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,796

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August 01, 2018 Filed Aug 2, 2018 20:22 UTC MONRO, INC. MNRO · Entity 5682 Exercise / conversionCommon Stock 10,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-044948 · doc4.xml · nonDerivative · entry 1

Ponton Brett · CIK 0001713306 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,193

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the August 1, 2017 grant date.

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August 07, 2017 Filed Aug 9, 2017 13:08 UTC MONRO, INC. MNRO · Entity 5682 PurchaseCommon Stock 5,193 $47.93 $248,910.36
Disclosure

SEC source: 0000899243-17-019881 · doc4.xml · nonDerivative · entry 2

Ponton Brett · CIK 0001713306 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,193

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August 01, 2017 Filed Aug 3, 2017 20:39 UTC MONRO, INC. MNRO · Entity 5682 GrantRestricted Stock Units · Derivative 30,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-17-019715 · doc4.xml · derivative · entry 4

Ponton Brett · CIK 0001713306 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2020-08-01

F3 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2007 Stock Incentive Plan and vest one-third on each of the first three anniversaries of the grant date.

F3 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2007 Stock Incentive Plan and vest one-third on each of the first three anniversaries of the grant date.

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August 01, 2017 Filed Aug 3, 2017 20:39 UTC MONRO, INC. MNRO · Entity 5682 GrantOptions (Right to Buy) · Derivative 100,000 $0.00 Strike: $65.00 $0.00
Disclosure

SEC source: 0000899243-17-019715 · doc4.xml · derivative · entry 3

Ponton Brett · CIK 0001713306 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2023-07-31

F2 · derivative.exercise_date: This Option was granted under the Company's 2007 Stock Incentive Plan and becomes exercisable, if at all, if the average daily closing price of the Company's common stock on the NASDAQ Stock Market during any 45 consecutive day period exceeds $65.00.

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August 01, 2017 Filed Aug 3, 2017 20:39 UTC MONRO, INC. MNRO · Entity 5682 GrantOptions (Right to Buy) · Derivative 300,000 $0.00 Strike: $47.15 $0.00
Disclosure

SEC source: 0000899243-17-019715 · doc4.xml · derivative · entry 2

Ponton Brett · CIK 0001713306 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300,000

Underlying: Common Stock · 300,000 shares

Expires 2023-07-31

F1 · derivative.exercise_date: This Option was granted under the Company's 2007 Stock Incentive Plan and vests one-third on each of the first three anniversaries of the grant date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.