Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| OPENLANE, Inc.KAR · Entity 4015 | CSO & Pres Dgtl Data Mob Sol | March 02, 2020 | March 03, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
OPENLANE, Inc.
Report date March 02, 2020 · Filed March 03, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 57,358.1805 |
Reported balance
After 2020-03-02 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2020-03-02 · Exercise / conversion · Acquired 1,572 · Balance 57,358.1805 F1: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on March 2, 2020. F2: Includes 3,966.2876 shares acquired pursuant to the Company's Employee Stock Purchase Plan. |
| Common StockSEC Table I · non-derivative | Direct | 56,672.1805 |
Reported balance
After 2020-03-02 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2020-03-02 · Tax withholding · Disposed 686 · Balance 56,672.1805 F3: Shares withheld by the Company to satisfy tax withholding requirements. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 1,573 |
Reported balance
After 2020-03-02 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2020-03-02 · Exercise / conversion · Disposed 1,572 · Balance 1,573 F4: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. F5: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on March 2, 2019, one-third of these restricted stock units vested on March 2, 2020 and the remaining one-third of these restricted stock units vest on March 2, 2021, assuming continued employment through the applicable vesting date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 2,214 |
Reported balance
Holding disclosure · report date 2020-03-02 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 2,214 F4: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. F6: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 22, 2020, one-third of these restricted stock units vest on February 22, 2021 and the remaining one-third of these restricted stock units vest on February 22, 2022, assuming continued employment through the applicable vesting date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 14,708.62 |
Reported balance
Holding disclosure · report date 2020-03-02 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 14,708.62 F4: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. F7: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock on March 2, 2021, assuming continued employment through the applicable vesting date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 7,290.287 |
Reported balance
Holding disclosure · report date 2020-03-02 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 7,290.287 F4: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. F8: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock on February 22, 2022, assuming continued employment through the applicable vesting date. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on March 2, 2020.
F2: Includes 3,966.2876 shares acquired pursuant to the Company's Employee Stock Purchase Plan.
F3: Shares withheld by the Company to satisfy tax withholding requirements.
F4: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.
F5: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on March 2, 2019, one-third of these restricted stock units vested on March 2, 2020 and the remaining one-third of these restricted stock units vest on March 2, 2021, assuming continued employment through the applicable vesting date.
F6: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 22, 2020, one-third of these restricted stock units vest on February 22, 2021 and the remaining one-third of these restricted stock units vest on February 22, 2022, assuming continued employment through the applicable vesting date.
F7: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock on March 2, 2021, assuming continued employment through the applicable vesting date.
F8: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock on February 22, 2022, assuming continued employment through the applicable vesting date.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Romeo Power, Inc.
Report date October 13, 2022 · Filed October 17, 2022
Section 16 reporting ended · disclosed 2022-10-17. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2022-10-13 transaction · row 1
1 source rowRow 1 · 2022-10-13 · Other · Disposed 21,531 · Balance 0 F1: Pursuant to the exchange offer conducted by Nikola Corporation, the reporting person exchanged all shares of common stock of the Issuer held by the reporting person for shares of Nikola Corporation common stock on a 1-for-0.1186 basis. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2022-10-14 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2022-10-14 · Other · Acquired 151,544 · Balance 0 F2: Each restricted stock unit represents a contingent right to receive one share of common stock. F3: (3) Pursuant to the Agreement and Plan of Merger and Reorganization, dated as of July 30, 2022, by and among Nikola Corporation, J Purchaser Corp. and Romeo Power, Inc. (the "Merger Agreement"), each restricted stock unit of the Issuer that was outstanding as of the effective time of the merger, whether vested or unvested, was automatically converted into a restricted stock unit with respect to shares of Nikola Corporation common stock, as adjusted for the 1-for-0.1186 exchange ratio detailed in the merger agreement. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the exchange offer conducted by Nikola Corporation, the reporting person exchanged all shares of common stock of the Issuer held by the reporting person for shares of Nikola Corporation common stock on a 1-for-0.1186 basis.
F2: Each restricted stock unit represents a contingent right to receive one share of common stock.
F3: (3) Pursuant to the Agreement and Plan of Merger and Reorganization, dated as of July 30, 2022, by and among Nikola Corporation, J Purchaser Corp. and Romeo Power, Inc. (the "Merger Agreement"), each restricted stock unit of the Issuer that was outstanding as of the effective time of the merger, whether vested or unvested, was automatically converted into a restricted stock unit with respect to shares of Nikola Corporation common stock, as adjusted for the 1-for-0.1186 exchange ratio detailed in the merger agreement.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 06, 2018 Filed Mar 6, 2018 21:32 UTC | OPENLANE, Inc. KAR · Entity 4015 | Exercise / conversionCommon Stock | 10,000 | $10.00 | $100,000.00 |
DisclosureSEC source: 0001395942-18-000063 · wf-form4_152038991099962.xml · nonDerivative · entry 1 Gottwald Donald S. · CIK 0001478000 · COO & Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,498.5083 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 1,212.6153 shares acquired (including 45.6668 shares acquired by dividend reinvestment) pursuant to the Company's Employee Stock Purchase Plan. Read SEC document |
| March 02, 2018 Filed Mar 6, 2018 21:32 UTC | OPENLANE, Inc. KAR · Entity 4015 | GrantRestricted Stock Units · Derivative | 4,718 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-18-000063 · wf-form4_152038991099962.xml · derivative · entry 6 Gottwald Donald S. · CIK 0001478000 · COO & Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,718 Underlying: Common Stock · 4,718 shares Expires not disclosed F5 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. F8 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vest on March 2, 2019, one-third of these restricted stock units vest on March 2, 2020 and the remaining one-third of these restricted stock units vest on March 2, 2021, assuming continued employment through the applicable vesting date. F8 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vest on March 2, 2019, one-third of these restricted stock units vest on March 2, 2020 and the remaining one-third of these restricted stock units vest on March 2, 2021, assuming continued employment through the applicable vesting date. Read SEC document |
| February 24, 2018 Filed Feb 26, 2018 20:44 UTC | OPENLANE, Inc. KAR · Entity 4015 | Exercise / conversionRestricted Stock Units · Derivative | 1,865 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-18-000042 · wf-form4_151969584937159.xml · derivative · entry 7 Gottwald Donald S. · CIK 0001478000 · COO & Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,730 Underlying: Common Stock · 1,865 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. F8 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 24, 2018, one-third of these restricted stock units vest on February 24, 2019 and the remaining one-third of these restricted stock units vest on February 24, 2020, assuming continued employment through the applicable vesting date. F8 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 24, 2018, one-third of these restricted stock units vest on February 24, 2019 and the remaining one-third of these restricted stock units vest on February 24, 2020, assuming continued employment through the applicable vesting date. Read SEC document |
| February 24, 2018 Filed Feb 26, 2018 20:44 UTC | OPENLANE, Inc. KAR · Entity 4015 | Tax withholdingCommon Stock | 813 | $51.42 | $41,804.46 |
DisclosureSEC source: 0001395942-18-000042 · wf-form4_151969584937159.xml · nonDerivative · entry 4 Gottwald Donald S. · CIK 0001478000 · COO & Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,498.5083 F3 · kind: Shares withheld by the Company to satisfy tax withholding requirements. Read SEC document |
| February 24, 2018 Filed Feb 26, 2018 20:44 UTC | OPENLANE, Inc. KAR · Entity 4015 | Exercise / conversionCommon Stock | 1,865 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-18-000042 · wf-form4_151969584937159.xml · nonDerivative · entry 3 Gottwald Donald S. · CIK 0001478000 · COO & Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,311.5083 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on February 24, 2018. Read SEC document |
| February 22, 2018 Filed Feb 26, 2018 20:44 UTC | OPENLANE, Inc. KAR · Entity 4015 | Exercise / conversionRestricted Stock Units · Derivative | 1,781 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-18-000042 · wf-form4_151969584937159.xml · derivative · entry 6 Gottwald Donald S. · CIK 0001478000 · COO & Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,781 Underlying: Common Stock · 1,781 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. F7 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 23, 2017, one-third of these restricted stock units vested on February 22, 2018 and the remaining one-third of these restricted stock units vest on February 22, 2019, assuming continued employment through the applicable vesting date. F7 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 23, 2017, one-third of these restricted stock units vested on February 22, 2018 and the remaining one-third of these restricted stock units vest on February 22, 2019, assuming continued employment through the applicable vesting date. Read SEC document |
| February 22, 2018 Filed Feb 26, 2018 20:44 UTC | OPENLANE, Inc. KAR · Entity 4015 | Tax withholdingCommon Stock | 777 | $50.87 | $39,525.99 |
DisclosureSEC source: 0001395942-18-000042 · wf-form4_151969584937159.xml · nonDerivative · entry 2 Gottwald Donald S. · CIK 0001478000 · COO & Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,446.5083 F3 · kind: Shares withheld by the Company to satisfy tax withholding requirements. Read SEC document |
| February 22, 2018 Filed Feb 26, 2018 20:44 UTC | OPENLANE, Inc. KAR · Entity 4015 | Exercise / conversionCommon Stock | 1,781 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-18-000042 · wf-form4_151969584937159.xml · nonDerivative · entry 1 Gottwald Donald S. · CIK 0001478000 · COO & Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,223.5083 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on February 22, 2018. F2 · balance_after: Includes 1,212.6153 shares acquired (including 45.6668 shares acquired by dividend reinvestment) pursuant to the Company's Employee Stock Purchase Plan. Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 18:12 UTC | OPENLANE, Inc. KAR · Entity 4015 | Exercise / conversionRestricted Stock Units · Derivative | 1,638 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-18-000040 · wf-form4_151934114376373.xml · derivative · entry 4 Gottwald Donald S. · CIK 0001478000 · COO & Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,638 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. F6 · derivative.exercise_date: These restricted stock units were subject to a time-vesting requirement and vested and settled in common stock as follows: one-third of these restricted stock units vested on February 20, 2016, one-third of these restricted stock units vested on February 20, 2017 and the remaining one-third of these restricted stock units vested on February 20, 2018. F6 · derivative.expiration_date: These restricted stock units were subject to a time-vesting requirement and vested and settled in common stock as follows: one-third of these restricted stock units vested on February 20, 2016, one-third of these restricted stock units vested on February 20, 2017 and the remaining one-third of these restricted stock units vested on February 20, 2018. Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 18:12 UTC | OPENLANE, Inc. KAR · Entity 4015 | Tax withholdingCommon Stock | 714 | $50.49 | $36,049.86 |
DisclosureSEC source: 0001395942-18-000040 · wf-form4_151934114376373.xml · nonDerivative · entry 2 Gottwald Donald S. · CIK 0001478000 · COO & Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,442.5083 F3 · kind: Shares withheld by the Company to satisfy tax withholding requirements. F2 · balance_after: Includes 1,212.6153 shares acquired (including 45.6668 shares acquired by dividend reinvestment) pursuant to the Company's Employee Stock Purchase Plan. Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 18:12 UTC | OPENLANE, Inc. KAR · Entity 4015 | Exercise / conversionCommon Stock | 1,638 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-18-000040 · wf-form4_151934114376373.xml · nonDerivative · entry 1 Gottwald Donald S. · CIK 0001478000 · COO & Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,156.5083 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on February 20, 2018. F2 · balance_after: Includes 1,212.6153 shares acquired (including 45.6668 shares acquired by dividend reinvestment) pursuant to the Company's Employee Stock Purchase Plan. Read SEC document |
| February 06, 2018 Filed Feb 8, 2018 21:10 UTC | OPENLANE, Inc. KAR · Entity 4015 | GrantRestricted Stock Units · Derivative | 5,595 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-18-000021 · wf-form4_151814224339424.xml · derivative · entry 6 Gottwald Donald S. · CIK 0001478000 · COO & Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,595 Underlying: Common Stock · 5,595 shares Expires not disclosed F6 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. F9 · derivative.exercise_date: The compensation committee certified on February 6, 2018 that the Company achieved the 2017 net income performance goal for the restricted stock unit awards granted in 2017 under the KAR Auction Services, Inc. 2009 Omnibus Stock and Incentive Plan. These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vest on February 24, 2018, one-third of these restricted stock units vest on February 24, 2019 and the remaining one-third of these restricted stock units vest on February 24, 2020, assuming continued employment through the applicable vesting date. F9 · derivative.expiration_date: The compensation committee certified on February 6, 2018 that the Company achieved the 2017 net income performance goal for the restricted stock unit awards granted in 2017 under the KAR Auction Services, Inc. 2009 Omnibus Stock and Incentive Plan. These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vest on February 24, 2018, one-third of these restricted stock units vest on February 24, 2019 and the remaining one-third of these restricted stock units vest on February 24, 2020, assuming continued employment through the applicable vesting date. Read SEC document |
| February 06, 2018 Filed Feb 8, 2018 21:10 UTC | OPENLANE, Inc. KAR · Entity 4015 | Tax withholdingCommon Stock | 10,681 | $51.04 | $545,158.24 |
DisclosureSEC source: 0001395942-18-000021 · wf-form4_151814224339424.xml · nonDerivative · entry 2 Gottwald Donald S. · CIK 0001478000 · COO & Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,297.5083 F4 · kind: Shares withheld by the Company to satisfy tax withholding requirements. F3 · balance_after: Includes 1,212.6153 shares acquired (including 45.6668 shares acquired by dividend reinvestment) pursuant to the Company's Employee Stock Purchase Plan. Read SEC document |
| February 06, 2018 Filed Feb 8, 2018 21:10 UTC | OPENLANE, Inc. KAR · Entity 4015 | GrantCommon Stock | 21,454.8938 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-18-000021 · wf-form4_151814224339424.xml · nonDerivative · entry 1 Gottwald Donald S. · CIK 0001478000 · COO & Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,978.5083 F1 · shares: The number of performance-based restricted stock units that vested was determined based on the Company's cumulative adjusted net income per share exceeding certain levels over the three-year period beginning on January 1, 2015 and ending on December 31, 2017. F2 · price: Each performance-based restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The performance-based restricted stock units vested into common stock on February 6, 2018. F3 · balance_after: Includes 1,212.6153 shares acquired (including 45.6668 shares acquired by dividend reinvestment) pursuant to the Company's Employee Stock Purchase Plan. Read SEC document |
| February 06, 2018 Filed Feb 22, 2018 14:24 UTC Amendment | OPENLANE, Inc. KAR · Entity 4015 | Tax withholdingCommon Stock | 6,460 | $51.04 | $329,718.40 |
DisclosureSEC source: 0001395942-18-000029 · wf-form4a_151932744644086.xml · nonDerivative · entry 1 Gottwald Donald S. · CIK 0001478000 · COO & Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,518.5083 F1 · kind: Shares withheld by the Company to satisfy tax withholding requirements. F2 · shares: Due to an administrative error, the original Form 4 filed on February 8, 2018 overstated the total number of shares withheld by the Company to satisfy tax withholding requirements by 4,221 shares. F2 · balance_after: Due to an administrative error, the original Form 4 filed on February 8, 2018 overstated the total number of shares withheld by the Company to satisfy tax withholding requirements by 4,221 shares. Read SEC document |
| November 14, 2017 Filed Nov 16, 2017 12:48 UTC | OPENLANE, Inc. KAR · Entity 4015 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 10,000 | $10.00 Strike: $10.00 | $100,000.00 |
DisclosureSEC source: 0001395942-17-000123 · wf-form4_151085446949694.xml · derivative · entry 3 Gottwald Donald S. · CIK 0001478000 · COO & Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,000 Underlying: Common Stock · 10,000 shares Expires 2019-05-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: All of these options are currently exercisable. Read SEC document |
| November 14, 2017 Filed Nov 16, 2017 12:48 UTC | OPENLANE, Inc. KAR · Entity 4015 | SaleCommon Stock | 10,000 | $48.14 | $481,425.00 |
DisclosureSEC source: 0001395942-17-000123 · wf-form4_151085446949694.xml · nonDerivative · entry 2 Gottwald Donald S. · CIK 0001478000 · COO & Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,515.5137 F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on June 2, 2017. F3 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $47.8700 to $48.3400 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F1 · balance_after: Includes 1,204.5137 shares acquired (including 37.5652 shares acquired by dividend reinvestment) pursuant to the Company's Employee Stock Purchase Plan. Read SEC document |
| November 14, 2017 Filed Nov 16, 2017 12:48 UTC | OPENLANE, Inc. KAR · Entity 4015 | Exercise / conversionCommon Stock | 10,000 | $10.00 | $100,000.00 |
DisclosureSEC source: 0001395942-17-000123 · wf-form4_151085446949694.xml · nonDerivative · entry 1 Gottwald Donald S. · CIK 0001478000 · COO & Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,515.5137 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 1,204.5137 shares acquired (including 37.5652 shares acquired by dividend reinvestment) pursuant to the Company's Employee Stock Purchase Plan. Read SEC document |
| August 15, 2017 Filed Aug 17, 2017 20:50 UTC | OPENLANE, Inc. KAR · Entity 4015 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 10,000 | $10.00 Strike: $10.00 | $100,000.00 |
DisclosureSEC source: 0001395942-17-000103 · wf-form4_150301743389569.xml · derivative · entry 3 Gottwald Donald S. · CIK 0001478000 · COO & Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,000 Underlying: Common Stock · 10,000 shares Expires 2019-05-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: All of these options are currently exercisable. Read SEC document |
| August 15, 2017 Filed Aug 17, 2017 20:50 UTC | OPENLANE, Inc. KAR · Entity 4015 | SaleCommon Stock | 10,000 | $43.68 | $436,794.00 |
DisclosureSEC source: 0001395942-17-000103 · wf-form4_150301743389569.xml · nonDerivative · entry 2 Gottwald Donald S. · CIK 0001478000 · COO & Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,507.578 F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on August 10, 2016. F3 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $43.5700 to $43.9000 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F1 · balance_after: Includes 1,196.5780 shares acquired (including 29.6295 shares acquired by dividend reinvestment) pursuant to the Company's Employee Stock Purchase Plan. Read SEC document |
| August 15, 2017 Filed Aug 17, 2017 20:50 UTC | OPENLANE, Inc. KAR · Entity 4015 | Exercise / conversionCommon Stock | 10,000 | $10.00 | $100,000.00 |
DisclosureSEC source: 0001395942-17-000103 · wf-form4_150301743389569.xml · nonDerivative · entry 1 Gottwald Donald S. · CIK 0001478000 · COO & Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,507.578 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 1,196.5780 shares acquired (including 29.6295 shares acquired by dividend reinvestment) pursuant to the Company's Employee Stock Purchase Plan. Read SEC document |
| May 10, 2017 Filed May 10, 2017 18:04 UTC | OPENLANE, Inc. KAR · Entity 4015 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 18,125 | $10.00 Strike: $10.00 | $181,250.00 |
DisclosureSEC source: 0001395942-17-000075 · wf-form4_149445385259565.xml · derivative · entry 4 Gottwald Donald S. · CIK 0001478000 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,000 Underlying: Common Stock · 18,125 shares Expires 2019-05-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: All of these options are currently exercisable. Read SEC document |
| May 10, 2017 Filed May 10, 2017 18:04 UTC | OPENLANE, Inc. KAR · Entity 4015 | SaleCommon Stock | 9,682 | $44.49 | $430,739.59 |
DisclosureSEC source: 0001395942-17-000075 · wf-form4_149445385259565.xml · nonDerivative · entry 3 Gottwald Donald S. · CIK 0001478000 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,498.3722 F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on August 10, 2016. F4 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $44.3800 to $45.1675 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F1 · balance_after: Includes 1,187.3722 shares acquired (including 20.4238 shares acquired by dividend reinvestment) pursuant to the Company's Employee Stock Purchase Plan. Read SEC document |
| May 10, 2017 Filed May 10, 2017 18:04 UTC | OPENLANE, Inc. KAR · Entity 4015 | SaleCommon Stock | 8,443 | $44.06 | $372,023.91 |
DisclosureSEC source: 0001395942-17-000075 · wf-form4_149445385259565.xml · nonDerivative · entry 2 Gottwald Donald S. · CIK 0001478000 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,180.3722 F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on August 10, 2016. F3 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $43.3800 to $44.3700 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F1 · balance_after: Includes 1,187.3722 shares acquired (including 20.4238 shares acquired by dividend reinvestment) pursuant to the Company's Employee Stock Purchase Plan. Read SEC document |
| May 10, 2017 Filed May 10, 2017 18:04 UTC | OPENLANE, Inc. KAR · Entity 4015 | Exercise / conversionCommon Stock | 18,125 | $10.00 | $181,250.00 |
DisclosureSEC source: 0001395942-17-000075 · wf-form4_149445385259565.xml · nonDerivative · entry 1 Gottwald Donald S. · CIK 0001478000 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,623.3722 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 1,187.3722 shares acquired (including 20.4238 shares acquired by dividend reinvestment) pursuant to the Company's Employee Stock Purchase Plan. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 17:14 UTC | OPENLANE, Inc. KAR · Entity 4015 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 18,125 | $10.00 Strike: $10.00 | $181,250.00 |
DisclosureSEC source: 0001395942-17-000049 · wf-form4_148857924328171.xml · derivative · entry 4 Gottwald Donald S. · CIK 0001478000 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,125 Underlying: Common Stock · 18,125 shares Expires 2019-05-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: All of these options are currently exercisable. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 17:14 UTC | OPENLANE, Inc. KAR · Entity 4015 | SaleCommon Stock | 18,125 | $44.98 | $815,298.75 |
DisclosureSEC source: 0001395942-17-000049 · wf-form4_148857924328171.xml · nonDerivative · entry 3 Gottwald Donald S. · CIK 0001478000 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on August 10, 2016. F3 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $44.8100 to $45.1200 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 17:14 UTC | OPENLANE, Inc. KAR · Entity 4015 | Exercise / conversionCommon Stock | 18,125 | $10.00 | $181,250.00 |
DisclosureSEC source: 0001395942-17-000049 · wf-form4_148857924328171.xml · nonDerivative · entry 2 Gottwald Donald S. · CIK 0001478000 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,125 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 23, 2017 Filed Feb 27, 2017 21:32 UTC | OPENLANE, Inc. KAR · Entity 4015 | Exercise / conversionRestricted Stock Units · Derivative | 1,782 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-17-000038 · wf-form4_148824911370386.xml · derivative · entry 7 Gottwald Donald S. · CIK 0001478000 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,562 Underlying: Common Stock · 1,782 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on February 23, 2017. F8 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 23, 2017, one-third of these restricted stock units vest on February 22, 2018 and the remaining one-third of these restricted stock units vest on February 22, 2019, assuming continued employment through the applicable vesting date. F8 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 23, 2017, one-third of these restricted stock units vest on February 22, 2018 and the remaining one-third of these restricted stock units vest on February 22, 2019, assuming continued employment through the applicable vesting date. Read SEC document |
| February 23, 2017 Filed Feb 27, 2017 21:32 UTC | OPENLANE, Inc. KAR · Entity 4015 | GrantRestricted Stock Units · Derivative | 5,344 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-17-000038 · wf-form4_148824911370386.xml · derivative · entry 6 Gottwald Donald S. · CIK 0001478000 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,344 Underlying: Common Stock · 5,344 shares Expires not disclosed F5 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. F7 · derivative.exercise_date: The compensation committee certified on February 23, 2017 that the Company achieved the 2016 net income performance goal for the restricted stock unit awards granted in 2016 under the KAR Auction Services, Inc. 2009 Omnibus Stock and Incentive Plan. These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 23, 2017, one-third of these restricted stock units vest on February 22, 2018 and the remaining one-third of these restricted stock units vest on February 22, 2019, assuming continued employment through the applicable vesting date. F7 · derivative.expiration_date: The compensation committee certified on February 23, 2017 that the Company achieved the 2016 net income performance goal for the restricted stock unit awards granted in 2016 under the KAR Auction Services, Inc. 2009 Omnibus Stock and Incentive Plan. These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 23, 2017, one-third of these restricted stock units vest on February 22, 2018 and the remaining one-third of these restricted stock units vest on February 22, 2019, assuming continued employment through the applicable vesting date. Read SEC document |
| February 23, 2017 Filed Feb 27, 2017 21:32 UTC | OPENLANE, Inc. KAR · Entity 4015 | Tax withholdingCommon Stock | 565 | $44.80 | $25,312.00 |
DisclosureSEC source: 0001395942-17-000038 · wf-form4_148824911370386.xml · nonDerivative · entry 3 Gottwald Donald S. · CIK 0001478000 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,217 F3 · kind: Shares withheld by the Company to satisfy tax withholding requirements. Read SEC document |
| February 23, 2017 Filed Feb 27, 2017 21:32 UTC | OPENLANE, Inc. KAR · Entity 4015 | Exercise / conversionCommon Stock | 1,782 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-17-000038 · wf-form4_148824911370386.xml · nonDerivative · entry 2 Gottwald Donald S. · CIK 0001478000 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,782 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on February 23, 2017. Read SEC document |
| February 20, 2017 Filed Feb 22, 2017 20:40 UTC | OPENLANE, Inc. KAR · Entity 4015 | Exercise / conversionRestricted Stock Units · Derivative | 1,637 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-17-000023 · wf-form4_148781402511147.xml · derivative · entry 5 Gottwald Donald S. · CIK 0001478000 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,638 Underlying: Common Stock · 1,637 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on February 20, 2017. F5 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 20, 2016, one-third of these restricted stock units vested on February 20, 2017 and the remaining one-third of these restricted stock units vest on February 20, 2018, assuming continued employment through the applicable vesting date. F5 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 20, 2016, one-third of these restricted stock units vested on February 20, 2017 and the remaining one-third of these restricted stock units vest on February 20, 2018, assuming continued employment through the applicable vesting date. Read SEC document |
| February 20, 2017 Filed Feb 22, 2017 20:40 UTC | OPENLANE, Inc. KAR · Entity 4015 | Tax withholdingCommon Stock | 582 | $46.48 | $27,051.36 |
DisclosureSEC source: 0001395942-17-000023 · wf-form4_148781402511147.xml · nonDerivative · entry 3 Gottwald Donald S. · CIK 0001478000 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,055 F3 · kind: Shares withheld by the Company to satisfy tax withholding requirements. Read SEC document |
| February 20, 2017 Filed Feb 22, 2017 20:40 UTC | OPENLANE, Inc. KAR · Entity 4015 | Exercise / conversionCommon Stock | 1,637 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-17-000023 · wf-form4_148781402511147.xml · nonDerivative · entry 2 Gottwald Donald S. · CIK 0001478000 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,637 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on February 20, 2017. Read SEC document |
| November 09, 2016 Filed Nov 10, 2016 19:47 UTC | OPENLANE, Inc. KAR · Entity 4015 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 18,125 | $10.00 Strike: $10.00 | $181,250.00 |
DisclosureSEC source: 0001395942-16-000369 · wf-form4_147882523492783.xml · derivative · entry 4 Gottwald Donald S. · CIK 0001478000 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,250 Underlying: Common Stock · 18,125 shares Expires 2019-05-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: All of these options are currently exercisable. Read SEC document |
| November 09, 2016 Filed Nov 10, 2016 19:47 UTC | OPENLANE, Inc. KAR · Entity 4015 | SaleCommon Stock | 18,125 | $38.51 | $697,962.94 |
DisclosureSEC source: 0001395942-16-000369 · wf-form4_147882523492783.xml · nonDerivative · entry 3 Gottwald Donald S. · CIK 0001478000 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on August 10, 2016. F3 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.2900 to $38.7100 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| November 09, 2016 Filed Nov 10, 2016 19:47 UTC | OPENLANE, Inc. KAR · Entity 4015 | Exercise / conversionCommon Stock | 18,125 | $10.00 | $181,250.00 |
DisclosureSEC source: 0001395942-16-000369 · wf-form4_147882523492783.xml · nonDerivative · entry 2 Gottwald Donald S. · CIK 0001478000 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,125 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.