Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| OPENLANE, Inc.KAR · Entity 4015 | CSO & Pres Dgtl Data Mob Sol | March 02, 2020 | March 03, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
OPENLANE, Inc.
Report date March 02, 2020 · Filed March 03, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 57,358.1805 |
Reported balance
After 2020-03-02 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2020-03-02 · Exercise / conversion · Acquired 1,572 · Balance 57,358.1805 F1: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on March 2, 2020. F2: Includes 3,966.2876 shares acquired pursuant to the Company's Employee Stock Purchase Plan. |
| Common StockSEC Table I · non-derivative | Direct | 56,672.1805 |
Reported balance
After 2020-03-02 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2020-03-02 · Tax withholding · Disposed 686 · Balance 56,672.1805 F3: Shares withheld by the Company to satisfy tax withholding requirements. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 1,573 |
Reported balance
After 2020-03-02 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2020-03-02 · Exercise / conversion · Disposed 1,572 · Balance 1,573 F4: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. F5: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on March 2, 2019, one-third of these restricted stock units vested on March 2, 2020 and the remaining one-third of these restricted stock units vest on March 2, 2021, assuming continued employment through the applicable vesting date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 2,214 |
Reported balance
Holding disclosure · report date 2020-03-02 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 2,214 F4: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. F6: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 22, 2020, one-third of these restricted stock units vest on February 22, 2021 and the remaining one-third of these restricted stock units vest on February 22, 2022, assuming continued employment through the applicable vesting date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 14,708.62 |
Reported balance
Holding disclosure · report date 2020-03-02 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 14,708.62 F4: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. F7: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock on March 2, 2021, assuming continued employment through the applicable vesting date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 7,290.287 |
Reported balance
Holding disclosure · report date 2020-03-02 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 7,290.287 F4: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. F8: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock on February 22, 2022, assuming continued employment through the applicable vesting date. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on March 2, 2020.
F2: Includes 3,966.2876 shares acquired pursuant to the Company's Employee Stock Purchase Plan.
F3: Shares withheld by the Company to satisfy tax withholding requirements.
F4: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.
F5: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on March 2, 2019, one-third of these restricted stock units vested on March 2, 2020 and the remaining one-third of these restricted stock units vest on March 2, 2021, assuming continued employment through the applicable vesting date.
F6: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 22, 2020, one-third of these restricted stock units vest on February 22, 2021 and the remaining one-third of these restricted stock units vest on February 22, 2022, assuming continued employment through the applicable vesting date.
F7: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock on March 2, 2021, assuming continued employment through the applicable vesting date.
F8: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock on February 22, 2022, assuming continued employment through the applicable vesting date.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Romeo Power, Inc.
Report date October 13, 2022 · Filed October 17, 2022
Section 16 reporting ended · disclosed 2022-10-17. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2022-10-13 transaction · row 1
1 source rowRow 1 · 2022-10-13 · Other · Disposed 21,531 · Balance 0 F1: Pursuant to the exchange offer conducted by Nikola Corporation, the reporting person exchanged all shares of common stock of the Issuer held by the reporting person for shares of Nikola Corporation common stock on a 1-for-0.1186 basis. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2022-10-14 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2022-10-14 · Other · Acquired 151,544 · Balance 0 F2: Each restricted stock unit represents a contingent right to receive one share of common stock. F3: (3) Pursuant to the Agreement and Plan of Merger and Reorganization, dated as of July 30, 2022, by and among Nikola Corporation, J Purchaser Corp. and Romeo Power, Inc. (the "Merger Agreement"), each restricted stock unit of the Issuer that was outstanding as of the effective time of the merger, whether vested or unvested, was automatically converted into a restricted stock unit with respect to shares of Nikola Corporation common stock, as adjusted for the 1-for-0.1186 exchange ratio detailed in the merger agreement. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the exchange offer conducted by Nikola Corporation, the reporting person exchanged all shares of common stock of the Issuer held by the reporting person for shares of Nikola Corporation common stock on a 1-for-0.1186 basis.
F2: Each restricted stock unit represents a contingent right to receive one share of common stock.
F3: (3) Pursuant to the Agreement and Plan of Merger and Reorganization, dated as of July 30, 2022, by and among Nikola Corporation, J Purchaser Corp. and Romeo Power, Inc. (the "Merger Agreement"), each restricted stock unit of the Issuer that was outstanding as of the effective time of the merger, whether vested or unvested, was automatically converted into a restricted stock unit with respect to shares of Nikola Corporation common stock, as adjusted for the 1-for-0.1186 exchange ratio detailed in the merger agreement.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 14, 2022 Filed Oct 17, 2022 16:18 UTC | Romeo Power, Inc. RMO · Entity 123033 | OtherRestricted Stock Units · Derivative | 151,544 | $0.00 | $0.00 |
DisclosureSEC source: 0001757932-22-000064 · wf-form4_166603787579748.xml · derivative · entry 2 Gottwald Donald S. · CIK 0001478000 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 151,544 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock. F3 · price: (3) Pursuant to the Agreement and Plan of Merger and Reorganization, dated as of July 30, 2022, by and among Nikola Corporation, J Purchaser Corp. and Romeo Power, Inc. (the "Merger Agreement"), each restricted stock unit of the Issuer that was outstanding as of the effective time of the merger, whether vested or unvested, was automatically converted into a restricted stock unit with respect to shares of Nikola Corporation common stock, as adjusted for the 1-for-0.1186 exchange ratio detailed in the merger agreement. F3 · derivative.exercise_date: (3) Pursuant to the Agreement and Plan of Merger and Reorganization, dated as of July 30, 2022, by and among Nikola Corporation, J Purchaser Corp. and Romeo Power, Inc. (the "Merger Agreement"), each restricted stock unit of the Issuer that was outstanding as of the effective time of the merger, whether vested or unvested, was automatically converted into a restricted stock unit with respect to shares of Nikola Corporation common stock, as adjusted for the 1-for-0.1186 exchange ratio detailed in the merger agreement. F3 · derivative.expiration_date: (3) Pursuant to the Agreement and Plan of Merger and Reorganization, dated as of July 30, 2022, by and among Nikola Corporation, J Purchaser Corp. and Romeo Power, Inc. (the "Merger Agreement"), each restricted stock unit of the Issuer that was outstanding as of the effective time of the merger, whether vested or unvested, was automatically converted into a restricted stock unit with respect to shares of Nikola Corporation common stock, as adjusted for the 1-for-0.1186 exchange ratio detailed in the merger agreement. Read SEC document |
| October 13, 2022 Filed Oct 17, 2022 16:18 UTC | Romeo Power, Inc. RMO · Entity 123033 | OtherCommon Stock | 21,531 | $0.00 | $0.00 |
DisclosureSEC source: 0001757932-22-000064 · wf-form4_166603787579748.xml · nonDerivative · entry 1 Gottwald Donald S. · CIK 0001478000 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: Pursuant to the exchange offer conducted by Nikola Corporation, the reporting person exchanged all shares of common stock of the Issuer held by the reporting person for shares of Nikola Corporation common stock on a 1-for-0.1186 basis. Read SEC document |
| June 30, 2022 Filed Jul 5, 2022 21:41 UTC | Romeo Power, Inc. RMO · Entity 123033 | GrantCommon Stock | 151,544 | $0.00 | $0.00 |
DisclosureSEC source: 0001757932-22-000039 · wf-form4_165707168284816.xml · nonDerivative · entry 1 Gottwald Donald S. · CIK 0001478000 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 173,075 F1 · shares: The reported securities represent Restricted Stock Units that were fully vested upon grant for which the reporting person has elected to defer settlement until the earlier of (a) his separation from service on the board of directors, and (b) July 1, 2025. F2 · balance_after: Includes 151,544 Restricted Stock Units that were fully vested upon grant for which the reporting person has elected to defer settlement until the earlier of (a) his separation from service on the board of directors, and (b) July 1, 2025. Read SEC document |
| July 01, 2021 Filed Jul 6, 2021 11:29 UTC | Romeo Power, Inc. RMO · Entity 123033 | Exercise / conversionRestricted Stock Units · Derivative | 21,531 | $0.00 | $0.00 |
DisclosureSEC source: 0001757932-21-000046 · wf-form4_162558533625857.xml · derivative · entry 2 Gottwald Donald S. · CIK 0001478000 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 21,531 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock. F2 · derivative.exercise_date: On June 11, 2021, the reporting person was granted 21,531 restricted stock units which vested on July 1, 2021. F2 · derivative.expiration_date: On June 11, 2021, the reporting person was granted 21,531 restricted stock units which vested on July 1, 2021. Read SEC document |
| July 01, 2021 Filed Jul 6, 2021 11:29 UTC | Romeo Power, Inc. RMO · Entity 123033 | Exercise / conversionCommon Stock | 21,531 | $0.00 | $0.00 |
DisclosureSEC source: 0001757932-21-000046 · wf-form4_162558533625857.xml · nonDerivative · entry 1 Gottwald Donald S. · CIK 0001478000 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,531 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock. Read SEC document |
| June 11, 2021 Filed Jun 15, 2021 21:21 UTC | Romeo Power, Inc. RMO · Entity 123033 | GrantRestricted Stock Units · Derivative | 21,531 | $0.00 | $0.00 |
DisclosureSEC source: 0001757932-21-000029 · wf-form4_162380644124057.xml · derivative · entry 1 Gottwald Donald S. · CIK 0001478000 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,531 Underlying: Common Stock · 21,531 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock. F2 · derivative.exercise_date: The restricted stock units will vest on July 1, 2021. F2 · derivative.expiration_date: The restricted stock units will vest on July 1, 2021. Read SEC document |
| March 02, 2020 Filed Mar 3, 2020 17:54 UTC | OPENLANE, Inc. KAR · Entity 4015 | Exercise / conversionRestricted Stock Units · Derivative | 1,572 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-20-000047 · wf-form4_158327607710698.xml · derivative · entry 3 Gottwald Donald S. · CIK 0001478000 · CSO & Pres Dgtl Data Mob Sol 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,573 Underlying: Common Stock · 1,572 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. F5 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on March 2, 2019, one-third of these restricted stock units vested on March 2, 2020 and the remaining one-third of these restricted stock units vest on March 2, 2021, assuming continued employment through the applicable vesting date. F5 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on March 2, 2019, one-third of these restricted stock units vested on March 2, 2020 and the remaining one-third of these restricted stock units vest on March 2, 2021, assuming continued employment through the applicable vesting date. Read SEC document |
| March 02, 2020 Filed Mar 3, 2020 17:54 UTC | OPENLANE, Inc. KAR · Entity 4015 | Tax withholdingCommon Stock | 686 | $20.21 | $13,864.06 |
DisclosureSEC source: 0001395942-20-000047 · wf-form4_158327607710698.xml · nonDerivative · entry 2 Gottwald Donald S. · CIK 0001478000 · CSO & Pres Dgtl Data Mob Sol 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,672.1805 F3 · kind: Shares withheld by the Company to satisfy tax withholding requirements. Read SEC document |
| March 02, 2020 Filed Mar 3, 2020 17:54 UTC | OPENLANE, Inc. KAR · Entity 4015 | Exercise / conversionCommon Stock | 1,572 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-20-000047 · wf-form4_158327607710698.xml · nonDerivative · entry 1 Gottwald Donald S. · CIK 0001478000 · CSO & Pres Dgtl Data Mob Sol 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,358.1805 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on March 2, 2020. F2 · balance_after: Includes 3,966.2876 shares acquired pursuant to the Company's Employee Stock Purchase Plan. Read SEC document |
| February 24, 2020 Filed Feb 25, 2020 20:24 UTC | OPENLANE, Inc. KAR · Entity 4015 | Exercise / conversionRestricted Stock Units · Derivative | 17,951 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-20-000030 · wf-form4_158268026433077.xml · derivative · entry 10 Gottwald Donald S. · CIK 0001478000 · CSO & Pres Dgtl Data Mob Sol 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 17,951 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. F9 · derivative.exercise_date: These restricted stock units vested and settled in common stock on February 24, 2020. F9 · derivative.expiration_date: These restricted stock units vested and settled in common stock on February 24, 2020. Read SEC document |
| February 24, 2020 Filed Feb 25, 2020 20:24 UTC | OPENLANE, Inc. KAR · Entity 4015 | Exercise / conversionRestricted Stock Units · Derivative | 1,865 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-20-000030 · wf-form4_158268026433077.xml · derivative · entry 7 Gottwald Donald S. · CIK 0001478000 · CSO & Pres Dgtl Data Mob Sol 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,865 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. F6 · derivative.exercise_date: These restricted stock units were subject to a time-vesting requirement and vested and settled in common stock as follows: one-third of these restricted stock units vested on February 24, 2018, one-third of these restricted stock units vested on February 24, 2019 and the remaining one-third of these restricted stock units vested on February 24, 2020. F6 · derivative.expiration_date: These restricted stock units were subject to a time-vesting requirement and vested and settled in common stock as follows: one-third of these restricted stock units vested on February 24, 2018, one-third of these restricted stock units vested on February 24, 2019 and the remaining one-third of these restricted stock units vested on February 24, 2020. Read SEC document |
| February 24, 2020 Filed Feb 25, 2020 20:24 UTC | OPENLANE, Inc. KAR · Entity 4015 | Tax withholdingCommon Stock | 5,131 | $21.55 | $110,573.05 |
DisclosureSEC source: 0001395942-20-000030 · wf-form4_158268026433077.xml · nonDerivative · entry 6 Gottwald Donald S. · CIK 0001478000 · CSO & Pres Dgtl Data Mob Sol 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,487.4792 F3 · kind: Shares withheld by the Company to satisfy tax withholding requirements. Read SEC document |
| February 24, 2020 Filed Feb 25, 2020 20:24 UTC | OPENLANE, Inc. KAR · Entity 4015 | Exercise / conversionCommon Stock | 17,951 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-20-000030 · wf-form4_158268026433077.xml · nonDerivative · entry 5 Gottwald Donald S. · CIK 0001478000 · CSO & Pres Dgtl Data Mob Sol 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,618.4792 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on February 24, 2020. Read SEC document |
| February 24, 2020 Filed Feb 25, 2020 20:24 UTC | OPENLANE, Inc. KAR · Entity 4015 | Tax withholdingCommon Stock | 534 | $21.55 | $11,507.70 |
DisclosureSEC source: 0001395942-20-000030 · wf-form4_158268026433077.xml · nonDerivative · entry 4 Gottwald Donald S. · CIK 0001478000 · CSO & Pres Dgtl Data Mob Sol 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,667.4792 F3 · kind: Shares withheld by the Company to satisfy tax withholding requirements. Read SEC document |
| February 24, 2020 Filed Feb 25, 2020 20:24 UTC | OPENLANE, Inc. KAR · Entity 4015 | Exercise / conversionCommon Stock | 1,865 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-20-000030 · wf-form4_158268026433077.xml · nonDerivative · entry 3 Gottwald Donald S. · CIK 0001478000 · CSO & Pres Dgtl Data Mob Sol 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,201.4792 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on February 24, 2020. Read SEC document |
| February 22, 2020 Filed Feb 25, 2020 20:24 UTC | OPENLANE, Inc. KAR · Entity 4015 | Exercise / conversionRestricted Stock Units · Derivative | 1,107 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-20-000030 · wf-form4_158268026433077.xml · derivative · entry 9 Gottwald Donald S. · CIK 0001478000 · CSO & Pres Dgtl Data Mob Sol 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,214 Underlying: Common Stock · 1,107 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. F8 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 22, 2020, one-third of these restricted stock units vest on February 22, 2021 and the remaining one-third of these restricted stock units vest on February 22, 2022, assuming continued employment through the applicable vesting date. F8 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 22, 2020, one-third of these restricted stock units vest on February 22, 2021 and the remaining one-third of these restricted stock units vest on February 22, 2022, assuming continued employment through the applicable vesting date. Read SEC document |
| February 22, 2020 Filed Feb 25, 2020 20:24 UTC | OPENLANE, Inc. KAR · Entity 4015 | Tax withholdingCommon Stock | 317 | $22.25 | $7,053.25 |
DisclosureSEC source: 0001395942-20-000030 · wf-form4_158268026433077.xml · nonDerivative · entry 2 Gottwald Donald S. · CIK 0001478000 · CSO & Pres Dgtl Data Mob Sol 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,336.4792 F3 · kind: Shares withheld by the Company to satisfy tax withholding requirements. Read SEC document |
| February 22, 2020 Filed Feb 25, 2020 20:24 UTC | OPENLANE, Inc. KAR · Entity 4015 | Exercise / conversionCommon Stock | 1,107 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-20-000030 · wf-form4_158268026433077.xml · nonDerivative · entry 1 Gottwald Donald S. · CIK 0001478000 · CSO & Pres Dgtl Data Mob Sol 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,653.4792 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on February 22, 2020. F2 · balance_after: Includes 2,667.5863 shares acquired pursuant to the Company's Employee Stock Purchase Plan. Read SEC document |
| February 19, 2020 Filed Feb 21, 2020 17:01 UTC | OPENLANE, Inc. KAR · Entity 4015 | GrantRestricted Stock Units · Derivative | 7,290.287 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-20-000024 · wf-form4_158232248481378.xml · derivative · entry 7 Gottwald Donald S. · CIK 0001478000 · CSO & Pres Dgtl Data Mob Sol 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,290.287 Underlying: Common Stock · 7,290.287 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. F9 · price: The number of performance restricted stock units that were converted into restricted stock units was determined based on the Company's operating adjusted net income per share exceeding certain levels over the one-year period beginning on December 1, 2019 and ending on December 31, 2019. F8 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock on February 22, 2022, assuming continued employment through the applicable vesting date. F8 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock on February 22, 2022, assuming continued employment through the applicable vesting date. Read SEC document |
| June 28, 2019 Filed Jul 2, 2019 20:48 UTC | OPENLANE, Inc. KAR · Entity 4015 | GrantRestricted Stock Units · Derivative | 14,708.62 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-19-000089 · wf-form4_156211486879508.xml · derivative · entry 6 Gottwald Donald S. · CIK 0001478000 · CSO & Pres Dgtl Data Mob Sol 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,708.62 Underlying: Common Stock · 14,708.62 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. F7 · price: In connection with the Company's separation of IAA, Inc. into an independent publicly-traded company, certain previously-issued performance restricted stock units held by the reporting person, which were subject to performance-based vesting conditions (as described in further detail in the Company's annual proxy statement filed with the SEC on April 24, 2019) were converted at the target level of performance into restricted stock units subject only to the service-based vesting conditions described in this Form 4. F8 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock on March 2, 2021, assuming continued employment through the applicable vesting date. F8 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock on March 2, 2021, assuming continued employment through the applicable vesting date. Read SEC document |
| June 28, 2019 Filed Jul 2, 2019 20:48 UTC | OPENLANE, Inc. KAR · Entity 4015 | GrantRestricted Stock Units · Derivative | 17,950.72 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-19-000089 · wf-form4_156211486879508.xml · derivative · entry 5 Gottwald Donald S. · CIK 0001478000 · CSO & Pres Dgtl Data Mob Sol 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,950.72 Underlying: Common Stock · 17,950.72 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. F7 · price: In connection with the Company's separation of IAA, Inc. into an independent publicly-traded company, certain previously-issued performance restricted stock units held by the reporting person, which were subject to performance-based vesting conditions (as described in further detail in the Company's annual proxy statement filed with the SEC on April 24, 2019) were converted at the target level of performance into restricted stock units subject only to the service-based vesting conditions described in this Form 4. F6 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock on February 24, 2020, assuming continued employment through the applicable vesting date. F6 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock on February 24, 2020, assuming continued employment through the applicable vesting date. Read SEC document |
| March 02, 2019 Filed Mar 5, 2019 17:11 UTC | OPENLANE, Inc. KAR · Entity 4015 | Exercise / conversionRestricted Stock Units · Derivative | 1,573 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-19-000038 · wf-form4_155182386049216.xml · derivative · entry 4 Gottwald Donald S. · CIK 0001478000 · CSO & Pres Dgtl Data Mob Sol 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,145 Underlying: Common Stock · 1,573 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. F6 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on March 2, 2019, one-third of these restricted stock units vest on March 2, 2020 and the remaining one-third of these restricted stock units vest on March 2, 2021, assuming continued employment through the applicable vesting date. F6 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on March 2, 2019, one-third of these restricted stock units vest on March 2, 2020 and the remaining one-third of these restricted stock units vest on March 2, 2021, assuming continued employment through the applicable vesting date. Read SEC document |
| March 02, 2019 Filed Mar 5, 2019 17:11 UTC | OPENLANE, Inc. KAR · Entity 4015 | Tax withholdingCommon Stock | 686 | $47.72 | $32,735.92 |
DisclosureSEC source: 0001395942-19-000038 · wf-form4_155182386049216.xml · nonDerivative · entry 2 Gottwald Donald S. · CIK 0001478000 · CSO & Pres Dgtl Data Mob Sol 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,593.8929 F3 · kind: Shares withheld by the Company to satisfy tax withholding requirements. Read SEC document |
| March 02, 2019 Filed Mar 5, 2019 17:11 UTC | OPENLANE, Inc. KAR · Entity 4015 | Exercise / conversionCommon Stock | 1,573 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-19-000038 · wf-form4_155182386049216.xml · nonDerivative · entry 1 Gottwald Donald S. · CIK 0001478000 · CSO & Pres Dgtl Data Mob Sol 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,279.8929 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on March 2, 2019. F2 · balance_after: Includes 1,715 shares acquired (including 86.7969 shares acquired by dividend reinvestment) pursuant to the Company's Employee Stock Purchase Plan. Read SEC document |
| February 24, 2019 Filed Feb 26, 2019 20:38 UTC | OPENLANE, Inc. KAR · Entity 4015 | Exercise / conversionRestricted Stock Units · Derivative | 1,865 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-19-000029 · wf-form4_155123148863138.xml · derivative · entry 6 Gottwald Donald S. · CIK 0001478000 · CSO & Pres Dgtl Data Mob Sol 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,865 Underlying: Common Stock · 1,865 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. F7 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 24, 2018, one-third of these restricted stock units vested on February 24, 2019 and the remaining one-third of these restricted stock units vest on February 24, 2020, assuming continued employment through the applicable vesting date. F7 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 24, 2018, one-third of these restricted stock units vested on February 24, 2019 and the remaining one-third of these restricted stock units vest on February 24, 2020, assuming continued employment through the applicable vesting date. Read SEC document |
| February 24, 2019 Filed Feb 26, 2019 20:38 UTC | OPENLANE, Inc. KAR · Entity 4015 | Tax withholdingCommon Stock | 813 | $47.06 | $38,259.78 |
DisclosureSEC source: 0001395942-19-000029 · wf-form4_155123148863138.xml · nonDerivative · entry 4 Gottwald Donald S. · CIK 0001478000 · CSO & Pres Dgtl Data Mob Sol 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,706.8929 F3 · kind: Shares withheld by the Company to satisfy tax withholding requirements. Read SEC document |
| February 24, 2019 Filed Feb 26, 2019 20:38 UTC | OPENLANE, Inc. KAR · Entity 4015 | Exercise / conversionCommon Stock | 1,865 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-19-000029 · wf-form4_155123148863138.xml · nonDerivative · entry 3 Gottwald Donald S. · CIK 0001478000 · CSO & Pres Dgtl Data Mob Sol 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,519.8929 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on February 24, 2019. Read SEC document |
| February 22, 2019 Filed Feb 26, 2019 20:38 UTC | OPENLANE, Inc. KAR · Entity 4015 | GrantRestricted Stock Units · Derivative | 3,321 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-19-000029 · wf-form4_155123148863138.xml · derivative · entry 8 Gottwald Donald S. · CIK 0001478000 · CSO & Pres Dgtl Data Mob Sol 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,321 Underlying: Common Stock · 3,321 shares Expires not disclosed F5 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. F9 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vest on February 22, 2020, one-third of these restricted stock units vest on February 22, 2021 and the remaining one-third of these restricted stock units vest on February 22, 2022, assuming continued employment through the applicable vesting date. F9 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vest on February 22, 2020, one-third of these restricted stock units vest on February 22, 2021 and the remaining one-third of these restricted stock units vest on February 22, 2022, assuming continued employment through the applicable vesting date. Read SEC document |
| February 22, 2019 Filed Feb 26, 2019 20:38 UTC | OPENLANE, Inc. KAR · Entity 4015 | Exercise / conversionRestricted Stock Units · Derivative | 1,781 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-19-000029 · wf-form4_155123148863138.xml · derivative · entry 5 Gottwald Donald S. · CIK 0001478000 · CSO & Pres Dgtl Data Mob Sol 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,781 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. F6 · derivative.exercise_date: These restricted stock units were subject to a time-vesting requirement and vested and settled in common stock as follows: one-third of these restricted stock units vested on February 23, 2017, one-third of these restricted stock units vested on February 22, 2018 and the remaining one-third of these restricted stock units vested on February 22, 2019. F6 · derivative.expiration_date: These restricted stock units were subject to a time-vesting requirement and vested and settled in common stock as follows: one-third of these restricted stock units vested on February 23, 2017, one-third of these restricted stock units vested on February 22, 2018 and the remaining one-third of these restricted stock units vested on February 22, 2019. Read SEC document |
| February 22, 2019 Filed Feb 26, 2019 20:38 UTC | OPENLANE, Inc. KAR · Entity 4015 | Tax withholdingCommon Stock | 777 | $47.06 | $36,565.62 |
DisclosureSEC source: 0001395942-19-000029 · wf-form4_155123148863138.xml · nonDerivative · entry 2 Gottwald Donald S. · CIK 0001478000 · CSO & Pres Dgtl Data Mob Sol 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,654.8929 F3 · kind: Shares withheld by the Company to satisfy tax withholding requirements. Read SEC document |
| February 22, 2019 Filed Feb 26, 2019 20:38 UTC | OPENLANE, Inc. KAR · Entity 4015 | Exercise / conversionCommon Stock | 1,781 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-19-000029 · wf-form4_155123148863138.xml · nonDerivative · entry 1 Gottwald Donald S. · CIK 0001478000 · CSO & Pres Dgtl Data Mob Sol 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,431.8929 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on February 22, 2019. F2 · balance_after: Includes 1,715 shares acquired (including 86.7969 shares acquired by dividend reinvestment) pursuant to the Company's Employee Stock Purchase Plan. Read SEC document |
| February 19, 2019 Filed Feb 21, 2019 19:48 UTC | OPENLANE, Inc. KAR · Entity 4015 | Tax withholdingCommon Stock | 7,746 | $53.85 | $417,122.10 |
DisclosureSEC source: 0001395942-19-000025 · wf-form4_155079647591767.xml · nonDerivative · entry 2 Gottwald Donald S. · CIK 0001478000 · CSO & Pres Dgtl Data Mob Sol 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,650.8929 F4 · kind: Shares withheld by the Company to satisfy tax withholding requirements. Read SEC document |
| February 19, 2019 Filed Feb 21, 2019 19:48 UTC | OPENLANE, Inc. KAR · Entity 4015 | GrantCommon Stock | 20,396 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-19-000025 · wf-form4_155079647591767.xml · nonDerivative · entry 1 Gottwald Donald S. · CIK 0001478000 · CSO & Pres Dgtl Data Mob Sol 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,396.8929 F1 · shares: The number of performance-based restricted stock units that vested was determined based on the Company's cumulative operating adjusted net income per share exceeding certain levels over the three-year period beginning on January 1, 2016 and ending on December 31, 2018. F2 · price: Each performance-based restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The performance-based restricted stock units vested into common stock on February 19, 2019. F3 · balance_after: Includes 1,715 shares acquired (including 86.7969 shares acquired by dividend reinvestment) pursuant to the Company's Employee Stock Purchase Plan. Read SEC document |
| September 12, 2018 Filed Sep 14, 2018 10:18 UTC | OPENLANE, Inc. KAR · Entity 4015 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 10,000 | $10.00 Strike: $10.00 | $100,000.00 |
DisclosureSEC source: 0001395942-18-000119 · wf-form4_153693467098318.xml · derivative · entry 3 Gottwald Donald S. · CIK 0001478000 · COO & Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,000 shares Expires 2019-05-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: All of these options are currently exercisable. Read SEC document |
| September 12, 2018 Filed Sep 14, 2018 10:18 UTC | OPENLANE, Inc. KAR · Entity 4015 | SaleCommon Stock | 10,000 | $62.98 | $629,809.00 |
DisclosureSEC source: 0001395942-18-000119 · wf-form4_153693467098318.xml · nonDerivative · entry 2 Gottwald Donald S. · CIK 0001478000 · COO & Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,978.0001 F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on March 12, 2018. F3 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $62.66 to $63.60 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| September 12, 2018 Filed Sep 14, 2018 10:18 UTC | OPENLANE, Inc. KAR · Entity 4015 | Exercise / conversionCommon Stock | 10,000 | $10.00 | $100,000.00 |
DisclosureSEC source: 0001395942-18-000119 · wf-form4_153693467098318.xml · nonDerivative · entry 1 Gottwald Donald S. · CIK 0001478000 · COO & Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,978.0001 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 1,692.1072 shares acquired (including 63.9040 shares acquired by dividend reinvestment) pursuant to the Company's Employee Stock Purchase Plan. Read SEC document |
| August 14, 2018 Filed Aug 15, 2018 12:04 UTC | OPENLANE, Inc. KAR · Entity 4015 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 10,000 | $10.00 Strike: $10.00 | $100,000.00 |
DisclosureSEC source: 0001395942-18-000116 · wf-form4_153434902827785.xml · derivative · entry 3 Gottwald Donald S. · CIK 0001478000 · COO & Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires 2019-05-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: All of these options are currently exercisable. Read SEC document |
| August 14, 2018 Filed Aug 15, 2018 12:04 UTC | OPENLANE, Inc. KAR · Entity 4015 | SaleCommon Stock | 10,000 | $61.53 | $615,276.00 |
DisclosureSEC source: 0001395942-18-000116 · wf-form4_153434902827785.xml · nonDerivative · entry 2 Gottwald Donald S. · CIK 0001478000 · COO & Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,978.0001 F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on March 12, 2018. F3 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $61.19 to $61.83 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| August 14, 2018 Filed Aug 15, 2018 12:04 UTC | OPENLANE, Inc. KAR · Entity 4015 | Exercise / conversionCommon Stock | 10,000 | $10.00 | $100,000.00 |
DisclosureSEC source: 0001395942-18-000116 · wf-form4_153434902827785.xml · nonDerivative · entry 1 Gottwald Donald S. · CIK 0001478000 · COO & Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,978.0001 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 1,692.1072 shares acquired (including 63.9040 shares acquired by dividend reinvestment) pursuant to the Company's Employee Stock Purchase Plan. Read SEC document |
| July 10, 2018 Filed Jul 12, 2018 15:26 UTC | OPENLANE, Inc. KAR · Entity 4015 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 10,000 | $10.00 Strike: $10.00 | $100,000.00 |
DisclosureSEC source: 0001395942-18-000107 · wf-form4_153142359685808.xml · derivative · entry 3 Gottwald Donald S. · CIK 0001478000 · COO & Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 10,000 shares Expires 2019-05-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: All of these options are currently exercisable. Read SEC document |
| July 10, 2018 Filed Jul 12, 2018 15:26 UTC | OPENLANE, Inc. KAR · Entity 4015 | SaleCommon Stock | 10,000 | $57.97 | $579,709.00 |
DisclosureSEC source: 0001395942-18-000107 · wf-form4_153142359685808.xml · nonDerivative · entry 2 Gottwald Donald S. · CIK 0001478000 · COO & Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,978.0001 F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on March 12, 2018. F3 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $57.80 to $58.22 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| July 10, 2018 Filed Jul 12, 2018 15:26 UTC | OPENLANE, Inc. KAR · Entity 4015 | Exercise / conversionCommon Stock | 10,000 | $10.00 | $100,000.00 |
DisclosureSEC source: 0001395942-18-000107 · wf-form4_153142359685808.xml · nonDerivative · entry 1 Gottwald Donald S. · CIK 0001478000 · COO & Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,978.0001 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 1,692.1072 shares acquired (including 63.9040 shares acquired by dividend reinvestment) pursuant to the Company's Employee Stock Purchase Plan. Read SEC document |
| June 12, 2018 Filed Jun 14, 2018 12:35 UTC | OPENLANE, Inc. KAR · Entity 4015 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 10,000 | $10.00 Strike: $10.00 | $100,000.00 |
DisclosureSEC source: 0001395942-18-000094 · wf-form4_152899408433088.xml · derivative · entry 3 Gottwald Donald S. · CIK 0001478000 · COO & Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Underlying: Common Stock · 10,000 shares Expires 2019-05-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: All of these options are currently exercisable. Read SEC document |
| June 12, 2018 Filed Jun 14, 2018 12:35 UTC | OPENLANE, Inc. KAR · Entity 4015 | SaleCommon Stock | 10,000 | $55.20 | $552,013.00 |
DisclosureSEC source: 0001395942-18-000094 · wf-form4_152899408433088.xml · nonDerivative · entry 2 Gottwald Donald S. · CIK 0001478000 · COO & Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,967.4716 F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on March 12, 2018. F3 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.05 to $55.31 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| June 12, 2018 Filed Jun 14, 2018 12:35 UTC | OPENLANE, Inc. KAR · Entity 4015 | Exercise / conversionCommon Stock | 10,000 | $10.00 | $100,000.00 |
DisclosureSEC source: 0001395942-18-000094 · wf-form4_152899408433088.xml · nonDerivative · entry 1 Gottwald Donald S. · CIK 0001478000 · COO & Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,967.4716 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 1,681.5786 shares acquired (including 53.3755 shares acquired by dividend reinvestment) pursuant to the Company's Employee Stock Purchase Plan. Read SEC document |
| May 15, 2018 Filed May 17, 2018 17:58 UTC | OPENLANE, Inc. KAR · Entity 4015 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 10,000 | $10.00 Strike: $10.00 | $100,000.00 |
DisclosureSEC source: 0001395942-18-000082 · wf-form4_152659429642994.xml · derivative · entry 3 Gottwald Donald S. · CIK 0001478000 · COO & Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,000 Underlying: Common Stock · 10,000 shares Expires 2019-05-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: All of these options are currently exercisable. Read SEC document |
| May 15, 2018 Filed May 17, 2018 17:58 UTC | OPENLANE, Inc. KAR · Entity 4015 | SaleCommon Stock | 10,000 | $53.39 | $533,900.00 |
DisclosureSEC source: 0001395942-18-000082 · wf-form4_152659429642994.xml · nonDerivative · entry 2 Gottwald Donald S. · CIK 0001478000 · COO & Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,967.4716 F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on June 2, 2017. F3 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.23 to $53.59 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| May 15, 2018 Filed May 17, 2018 17:58 UTC | OPENLANE, Inc. KAR · Entity 4015 | Exercise / conversionCommon Stock | 10,000 | $10.00 | $100,000.00 |
DisclosureSEC source: 0001395942-18-000082 · wf-form4_152659429642994.xml · nonDerivative · entry 1 Gottwald Donald S. · CIK 0001478000 · COO & Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,967.4716 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 1,681.5786 shares acquired (including 53.3755 shares acquired by dividend reinvestment) pursuant to the Company's Employee Stock Purchase Plan. Read SEC document |
| March 06, 2018 Filed Mar 6, 2018 21:32 UTC | OPENLANE, Inc. KAR · Entity 4015 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 10,000 | $10.00 Strike: $10.00 | $100,000.00 |
DisclosureSEC source: 0001395942-18-000063 · wf-form4_152038991099962.xml · derivative · entry 3 Gottwald Donald S. · CIK 0001478000 · COO & Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 10,000 shares Expires 2019-05-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: All of these options are currently exercisable. Read SEC document |
| March 06, 2018 Filed Mar 6, 2018 21:32 UTC | OPENLANE, Inc. KAR · Entity 4015 | SaleCommon Stock | 10,000 | $54.96 | $549,634.00 |
DisclosureSEC source: 0001395942-18-000063 · wf-form4_152038991099962.xml · nonDerivative · entry 2 Gottwald Donald S. · CIK 0001478000 · COO & Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,498.5083 F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on June 2, 2017. F3 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $54.77 to $55.08 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.