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FOUNTAINHEAD CAPITAL MANAGEMENT LTD

Disclosed activity across 1 company

Tapewire entity
123021
SEC CIK
0001399726

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
VYCOR MEDICAL INCVYCO · Entity 849710% ownerSeptember 30, 2022October 18, 2022

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

VYCOR MEDICAL INC

Report date September 30, 2022 · Filed October 18, 2022

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common stockSEC Table I · non-derivativeDirect20,340,520 Reported balance After 2022-09-30 transaction · row 1
1 source row

Row 1 · 2022-09-30 · Other · Acquired 535,714 · Balance 20,340,520

F1: Shares issued on account of accrued consultancy fees as of September 30, 2022

Series D Preferred StockSEC Table I · non-derivativeDirect188,363 Reported balance Holding disclosure · report date 2022-09-30 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 188,363

Filing footnotes · ownership attribution and instrument terms

F1: Shares issued on account of accrued consultancy fees as of September 30, 2022

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
September 30, 2022 Filed Oct 18, 2022 20:47 UTC VYCOR MEDICAL INC VYCO · Entity 8497 OtherCommon stock 535,714 $0.11 $56,785.68
Disclosure

SEC source: 0001493152-22-028659 · ownership.xml · nonDerivative · entry 1

FOUNTAINHEAD CAPITAL MANAGEMENT LTD · CIK 0001399726 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,340,520

F1 · kind: Shares issued on account of accrued consultancy fees as of September 30, 2022

Read SEC document
June 30, 2022 Filed Jul 13, 2022 10:07 UTC VYCOR MEDICAL INC VYCO · Entity 8497 OtherCommon stock 535,714 $0.14 $73,928.53
Disclosure

SEC source: 0001493152-22-019121 · ownership.xml · nonDerivative · entry 1

FOUNTAINHEAD CAPITAL MANAGEMENT LTD · CIK 0001399726 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,804,806

F1 · kind: Shares issued on account of accrued consultancy fees as of June 30, 2022

Read SEC document
March 31, 2022 Filed Apr 13, 2022 21:20 UTC VYCOR MEDICAL INC VYCO · Entity 8497 OtherCommon stock 535,714 $0.09 $45,535.69
Disclosure

SEC source: 0001493152-22-009848 · ownership.xml · nonDerivative · entry 1

FOUNTAINHEAD CAPITAL MANAGEMENT LTD · CIK 0001399726 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,269,092

F1 · kind: Shares issued on account of accrued consultancy fees as of March 31, 2022

Read SEC document
September 30, 2021 Filed Oct 8, 2021 17:19 UTC VYCOR MEDICAL INC VYCO · Entity 8497 OtherCommon stock 535,714 $0.14 $77,142.82
Disclosure

SEC source: 0001493152-21-025019 · ownership.xml · nonDerivative · entry 1

FOUNTAINHEAD CAPITAL MANAGEMENT LTD · CIK 0001399726 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,197,664

F1 · kind: Shares issued on account of accrued consultancy fees as of June 30, 2021

Read SEC document
September 30, 2021 Filed Jan 18, 2022 11:15 UTC VYCOR MEDICAL INC VYCO · Entity 8497 OtherCommon stock 535,714 $0.10 $51,964.26
Disclosure

SEC source: 0001493152-22-001390 · ownership.xml · nonDerivative · entry 1

FOUNTAINHEAD CAPITAL MANAGEMENT LTD · CIK 0001399726 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,733,378

F1 · kind: Shares issued on account of accrued consultancy fees as of June 30, 2021

Read SEC document
June 30, 2021 Filed Jul 20, 2021 16:12 UTC VYCOR MEDICAL INC VYCO · Entity 8497 OtherCommon stock 535,714 $0.14 $74,999.96
Disclosure

SEC source: 0001493152-21-017286 · ownership.xml · nonDerivative · entry 1

FOUNTAINHEAD CAPITAL MANAGEMENT LTD · CIK 0001399726 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,661,950

F1 · kind: Shares issued on account of accrued consultancy fees as of June 30, 2021

Read SEC document
March 31, 2021 Filed Apr 8, 2021 10:33 UTC VYCOR MEDICAL INC VYCO · Entity 8497 OtherCommon stock 535,714 $0.21 $112,499.94
Disclosure

SEC source: 0001493152-21-008264 · ownership.xml · nonDerivative · entry 1

FOUNTAINHEAD CAPITAL MANAGEMENT LTD · CIK 0001399726 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,126,236

F1 · kind: Shares issued on account of accrued consultancy fees as of March 31, 2021.

Read SEC document
December 31, 2020 Filed Jan 11, 2021 20:19 UTC VYCOR MEDICAL INC VYCO · Entity 8497 OtherCommon stock 535,714 $0.21 $112,499.94
Disclosure

SEC source: 0001493152-21-000733 · ownership.xml · nonDerivative · entry 1

FOUNTAINHEAD CAPITAL MANAGEMENT LTD · CIK 0001399726 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,590,522

F1 · kind: Shares issued on account of accrued consultancy fees as of September 30, 2020.

Read SEC document
September 30, 2020 Filed Oct 6, 2020 21:18 UTC VYCOR MEDICAL INC VYCO · Entity 8497 OtherCommon Stock 535,714 $0.21 $112,499.94
Disclosure

SEC source: 0001493152-20-019041 · ownership.xml · nonDerivative · entry 1

FOUNTAINHEAD CAPITAL MANAGEMENT LTD · CIK 0001399726 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,054,808

F1 · kind: Shares issued on account of accrued consultancy fees as of September 30, 2020.

Read SEC document
June 30, 2020 Filed Jul 8, 2020 01:35 UTC VYCOR MEDICAL INC VYCO · Entity 8497 OtherCommon Stock 535,714 $0.21 $112,499.94
Disclosure

SEC source: 0001493152-20-012773 · ownership.xml · nonDerivative · entry 1

FOUNTAINHEAD CAPITAL MANAGEMENT LTD · CIK 0001399726 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,519,094

F1 · kind: Shares issued on account of accrued consultancy fees as of June 30, 2020.

Read SEC document
March 31, 2020 Filed Apr 7, 2020 10:15 UTC VYCOR MEDICAL INC VYCO · Entity 8497 OtherCommon Stock 535,714 $0.21 $112,499.94
Disclosure

SEC source: 0001493152-20-005942 · ownership.xml · nonDerivative · entry 1

FOUNTAINHEAD CAPITAL MANAGEMENT LTD · CIK 0001399726 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,983,381

F1 · kind: Shares issued on account of accrued consultancy fees as of March 31, 2020.

Read SEC document
December 31, 2019 Filed Jan 7, 2020 11:04 UTC VYCOR MEDICAL INC VYCO · Entity 8497 OtherCommon Stock 535,714 $0.21 $112,499.94
Disclosure

SEC source: 0001493152-20-000283 · ownership.xml · nonDerivative · entry 1

FOUNTAINHEAD CAPITAL MANAGEMENT LTD · CIK 0001399726 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,447,667

F1 · kind: Shares issued on account of accrued consultancy fees as of December 31, 2019.

Read SEC document
September 30, 2019 Filed Oct 9, 2019 18:53 UTC VYCOR MEDICAL INC VYCO · Entity 8497 OtherCommon Stock 535,714 $0.21 $112,499.94
Disclosure

SEC source: 0001493152-19-015299 · ownership.xml · nonDerivative · entry 1

FOUNTAINHEAD CAPITAL MANAGEMENT LTD · CIK 0001399726 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,911,952

F1 · kind: Shares issued on account of accrued consultancy fees as of June 30, 2019.

Read SEC document
June 30, 2019 Filed Jul 2, 2019 20:35 UTC VYCOR MEDICAL INC VYCO · Entity 8497 OtherCommon Stock 535,714 $0.21 $112,499.94
Disclosure

SEC source: 0001493152-19-010154 · ownership.xml · nonDerivative · entry 1

FOUNTAINHEAD CAPITAL MANAGEMENT LTD · CIK 0001399726 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,376,238

F1 · kind: Shares issued on account of accrued consultancy fees as of June 30, 2019.

Read SEC document
March 31, 2019 Filed Apr 3, 2019 19:28 UTC VYCOR MEDICAL INC VYCO · Entity 8497 OtherCommon Stock 535,714 $0.21 $112,499.94
Disclosure

SEC source: 0001493152-19-004816 · ownership.xml · nonDerivative · entry 1

FOUNTAINHEAD CAPITAL MANAGEMENT LTD · CIK 0001399726 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,840,524

F1 · kind: Shares issued on account of accrued consultancy fees as of March 31, 2019.

Read SEC document
December 31, 2018 Filed Jan 8, 2019 18:42 UTC VYCOR MEDICAL INC VYCO · Entity 8497 OtherCommon Stock 535,714 $0.21 $112,499.94
Disclosure

SEC source: 0001493152-19-000301 · ownership.xml · nonDerivative · entry 1

FOUNTAINHEAD CAPITAL MANAGEMENT LTD · CIK 0001399726 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,304,810

F1 · kind: Shares issued on account of accrued consultancy fees as of December, 2018.

Read SEC document
September 30, 2018 Filed Oct 23, 2018 13:28 UTC VYCOR MEDICAL INC VYCO · Entity 8497 OtherCommon Stock 387,931 $0.29 $112,499.99
Disclosure

SEC source: 0001493152-18-014774 · ownership.xml · nonDerivative · entry 1

FOUNTAINHEAD CAPITAL MANAGEMENT LTD · CIK 0001399726 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,769,096

F1 · kind: Shares issued on account of accrued consultancy fees as of June 30, 2018.

Read SEC document
June 30, 2018 Filed Jul 11, 2018 21:29 UTC VYCOR MEDICAL INC VYCO · Entity 8497 OtherCommon Stock 340,909 $0.33 $112,499.97
Disclosure

SEC source: 0001493152-18-009905 · form4.xml · nonDerivative · entry 1

FOUNTAINHEAD CAPITAL MANAGEMENT LTD · CIK 0001399726 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,381,165

F1 · kind: Shares issued on account of accrued consultancy fees as of June 30, 2018.

Read SEC document
April 20, 2018 Filed Apr 24, 2018 18:40 UTC VYCOR MEDICAL INC VYCO · Entity 8497 OtherWarrant · Derivative 1,924,697 $0.43 Strike: $0.30 $827,619.71
Disclosure

SEC source: 0001493152-18-005700 · form4.xml · derivative · entry 10

FOUNTAINHEAD CAPITAL MANAGEMENT LTD · CIK 0001399726 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,924,697 shares

Expires 2020-01-10

F4 · kind: Cashless exercise of 1,924,697 Warrants to purchase common stock at $0.27 per share.

Read SEC document
April 20, 2018 Filed Apr 24, 2018 18:40 UTC VYCOR MEDICAL INC VYCO · Entity 8497 OtherWarrant · Derivative 351,204 $0.43 Strike: $0.27 $151,017.72
Disclosure

SEC source: 0001493152-18-005700 · form4.xml · derivative · entry 9

FOUNTAINHEAD CAPITAL MANAGEMENT LTD · CIK 0001399726 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 351,204 shares

Expires 2020-02-22

F3 · kind: Cashless exercise of 351,204 Warrants to purchase common stock at $0.27 per share.

Read SEC document
April 20, 2018 Filed Apr 24, 2018 18:40 UTC VYCOR MEDICAL INC VYCO · Entity 8497 OtherWarrant · Derivative 438,053 $0.43 Strike: $0.27 $188,362.79
Disclosure

SEC source: 0001493152-18-005700 · form4.xml · derivative · entry 8

FOUNTAINHEAD CAPITAL MANAGEMENT LTD · CIK 0001399726 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 438,053 shares

Expires 2022-08-04

F2 · kind: Cashless exercise of 438,053 Warrants to purchase common stock at $0.30 per share.

Read SEC document
April 20, 2018 Filed Apr 24, 2018 18:40 UTC VYCOR MEDICAL INC VYCO · Entity 8497 OtherCommon Stock 716,167 $0.43 $307,951.81
Disclosure

SEC source: 0001493152-18-005700 · form4.xml · nonDerivative · entry 6

FOUNTAINHEAD CAPITAL MANAGEMENT LTD · CIK 0001399726 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,040,256

F4 · kind: Cashless exercise of 1,924,697 Warrants to purchase common stock at $0.27 per share.

Read SEC document
April 20, 2018 Filed Apr 24, 2018 18:40 UTC VYCOR MEDICAL INC VYCO · Entity 8497 OtherCommon Stock 130,681 $0.43 $56,192.83
Disclosure

SEC source: 0001493152-18-005700 · form4.xml · nonDerivative · entry 5

FOUNTAINHEAD CAPITAL MANAGEMENT LTD · CIK 0001399726 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,324,089

F3 · kind: Cashless exercise of 351,204 Warrants to purchase common stock at $0.27 per share.

Read SEC document
April 20, 2018 Filed Apr 24, 2018 18:40 UTC VYCOR MEDICAL INC VYCO · Entity 8497 OtherCommon Stock 132,435 $0.43 $56,947.05
Disclosure

SEC source: 0001493152-18-005700 · form4.xml · nonDerivative · entry 4

FOUNTAINHEAD CAPITAL MANAGEMENT LTD · CIK 0001399726 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,193,408

F2 · kind: Cashless exercise of 438,053 Warrants to purchase common stock at $0.30 per share.

Read SEC document
April 20, 2018 Filed Apr 24, 2018 18:40 UTC VYCOR MEDICAL INC VYCO · Entity 8497 OtherCommon Stock 234,375 $0.48 $112,500.00
Disclosure

SEC source: 0001493152-18-005700 · form4.xml · nonDerivative · entry 3

FOUNTAINHEAD CAPITAL MANAGEMENT LTD · CIK 0001399726 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,060,973

F1 · kind: Shares issued on account of accrued consultancy fees as of September 30, 2017, December 31, 2017 and March 31, 2018, respectively.

Read SEC document
April 20, 2018 Filed Apr 24, 2018 18:40 UTC VYCOR MEDICAL INC VYCO · Entity 8497 OtherCommon Stock 54,055 $0.37 $20,000.35
Disclosure

SEC source: 0001493152-18-005700 · form4.xml · nonDerivative · entry 2

FOUNTAINHEAD CAPITAL MANAGEMENT LTD · CIK 0001399726 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,826,598

F1 · kind: Shares issued on account of accrued consultancy fees as of September 30, 2017, December 31, 2017 and March 31, 2018, respectively.

Read SEC document
April 20, 2018 Filed Apr 24, 2018 18:40 UTC VYCOR MEDICAL INC VYCO · Entity 8497 OtherCommon Stock 401,786 $0.28 $112,500.08
Disclosure

SEC source: 0001493152-18-005700 · form4.xml · nonDerivative · entry 1

FOUNTAINHEAD CAPITAL MANAGEMENT LTD · CIK 0001399726 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,772,543

F1 · kind: Shares issued on account of accrued consultancy fees as of September 30, 2017, December 31, 2017 and March 31, 2018, respectively.

Read SEC document
February 01, 2018 Filed Feb 10, 2018 00:59 UTC VYCOR MEDICAL INC VYCO · Entity 8497 GrantCommon Stock par value $0.0001 250,000 $0.37 $92,500.00
Disclosure

SEC source: 0001493152-18-001780 · form4.xml · nonDerivative · entry 2

FOUNTAINHEAD CAPITAL MANAGEMENT LTD · CIK 0001399726 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,370,757

F1 · shares: Issued pursuant to Fountain head Consultancy Agreement

Read SEC document
August 05, 2017 Filed Sep 15, 2017 19:05 UTC VYCOR MEDICAL INC VYCO · Entity 8497 OtherWarrant · Derivative 438,053 $0.00 Strike: $0.30 $0.00
Disclosure

SEC source: 0001493152-17-010662 · form4.xml · derivative · entry 6

FOUNTAINHEAD CAPITAL MANAGEMENT LTD · CIK 0001399726 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 438,053

Underlying: Common Stock · 438,053 shares

Expires 2022-08-04

F2 · kind: Warrants issued pursuant to Share Exchange Agreement dated August 5, 2014.

Read SEC document
August 05, 2017 Filed Feb 10, 2018 00:59 UTC VYCOR MEDICAL INC VYCO · Entity 8497 OtherWarrant · Derivative 438,053 $0.00 Strike: $0.30 $0.00
Disclosure

SEC source: 0001493152-18-001780 · form4.xml · derivative · entry 6

FOUNTAINHEAD CAPITAL MANAGEMENT LTD · CIK 0001399726 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 438,053

Underlying: Common Stock · 438,053 shares

Expires 2022-08-04

Read SEC document
June 30, 2017 Filed Jul 21, 2017 19:41 UTC VYCOR MEDICAL INC VYCO · Entity 8497 GrantCommon Stock par value $0.0001 501,429 $0.21 $105,300.09
Disclosure

SEC source: 0001493152-17-008081 · form4.xml · nonDerivative · entry 3

FOUNTAINHEAD CAPITAL MANAGEMENT LTD · CIK 0001399726 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,120,757

F1 · shares: Issuance Pursuant to Fountainhead Consultancy Agreement.

Read SEC document
April 30, 2017 Filed Jul 21, 2017 19:41 UTC VYCOR MEDICAL INC VYCO · Entity 8497 GrantCommon Stock par value $0.0001 1,571,429 $0.21 $330,000.09
Disclosure

SEC source: 0001493152-17-008081 · form4.xml · nonDerivative · entry 2

FOUNTAINHEAD CAPITAL MANAGEMENT LTD · CIK 0001399726 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,619,328

F1 · shares: Issuance Pursuant to Fountainhead Consultancy Agreement.

Read SEC document
March 31, 2017 Filed Apr 6, 2017 20:03 UTC VYCOR MEDICAL INC VYCO · Entity 8497 GrantCommon Stock par value $0.0001 142,857 $0.21 $29,999.97
Disclosure

SEC source: 0001493152-17-003591 · form4.xml · nonDerivative · entry 2

FOUNTAINHEAD CAPITAL MANAGEMENT LTD · CIK 0001399726 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,047,899

F1 · shares: Payment of consulting fee in stock.

Read SEC document
March 31, 2017 Filed Apr 11, 2017 10:15 UTC Amendment VYCOR MEDICAL INC VYCO · Entity 8497 GrantOption · Derivative 660,000 $0.27 Strike: $0.27 $178,200.00
Disclosure

SEC source: 0001493152-17-003717 · form4a.xml · derivative · entry 10

FOUNTAINHEAD CAPITAL MANAGEMENT LTD · CIK 0001399726 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 660,000

Underlying: Common Stock · 660,000 shares

Expires not disclosed

F1 · date: Grant of option on March 31, 2017. Option vesting is subject to achievement of certain milestones prior to March 31, 2018.

F2 · derivative.exercise_date: Exercisable upon achievement of certain milestones prior to March 31, 2018 for a period of three years from date of vesting.

F2 · derivative.expiration_date: Exercisable upon achievement of certain milestones prior to March 31, 2018 for a period of three years from date of vesting.

Read SEC document
March 31, 2017 Filed Apr 11, 2017 10:15 UTC Amendment VYCOR MEDICAL INC VYCO · Entity 8497 GrantCommon Stock par value $0.0001 142,857 $0.21 $29,999.97
Disclosure

SEC source: 0001493152-17-003717 · form4a.xml · nonDerivative · entry 2

FOUNTAINHEAD CAPITAL MANAGEMENT LTD · CIK 0001399726 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,047,899

Read SEC document
February 23, 2017 Filed Mar 2, 2017 22:20 UTC VYCOR MEDICAL INC VYCO · Entity 8497 OtherWarrant · Derivative 351,204 $0.00 Strike: $0.27 $0.00
Disclosure

SEC source: 0001493152-17-002076 · form4.xml · derivative · entry 9

FOUNTAINHEAD CAPITAL MANAGEMENT LTD · CIK 0001399726 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 351,204

Underlying: Common Stock · 351,204 shares

Expires 2010-02-22

F1 · kind: Acquired in connection with purchase of 351,204 shares of common stock in a private placement by the issuer.

Read SEC document
February 23, 2017 Filed Mar 2, 2017 22:20 UTC VYCOR MEDICAL INC VYCO · Entity 8497 GrantCommon Stock par value $0.0001 351,204 $0.21 $73,752.84
Disclosure

SEC source: 0001493152-17-002076 · form4.xml · nonDerivative · entry 2

FOUNTAINHEAD CAPITAL MANAGEMENT LTD · CIK 0001399726 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,905,042

Read SEC document
January 11, 2017 Filed Jan 19, 2017 22:40 UTC VYCOR MEDICAL INC VYCO · Entity 8497 OtherWarrant · Derivative 1,924,697 $0.00 Strike: $0.27 $0.00
Disclosure

SEC source: 0001493152-17-000652 · form4.xml · derivative · entry 8

FOUNTAINHEAD CAPITAL MANAGEMENT LTD · CIK 0001399726 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,924,697

Underlying: Common Stock · 1,924,697 shares

Expires 2020-01-10

F1 · kind: Acquired in connection with purchase of 1,924,697 shares of common stock in a private placement by the issuer.

Read SEC document
January 11, 2017 Filed Jan 19, 2017 22:40 UTC VYCOR MEDICAL INC VYCO · Entity 8497 GrantCommon Stock par value $0.0001 1,924,697 $0.21 $404,186.37
Disclosure

SEC source: 0001493152-17-000652 · form4.xml · nonDerivative · entry 2

FOUNTAINHEAD CAPITAL MANAGEMENT LTD · CIK 0001399726 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,553,838

Read SEC document
December 31, 2016 Filed Jan 13, 2017 19:01 UTC VYCOR MEDICAL INC VYCO · Entity 8497 GrantCommon Stock par value $0.0001 90,909 $0.33 $29,999.97
Disclosure

SEC source: 0001493152-17-000448 · form4.xml · nonDerivative · entry 2

FOUNTAINHEAD CAPITAL MANAGEMENT LTD · CIK 0001399726 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,629,141

Read SEC document
September 30, 2016 Filed Oct 11, 2016 20:51 UTC VYCOR MEDICAL INC VYCO · Entity 8497 GrantCommon Stock par value $0.0001 88,235 $0.34 $29,999.90
Disclosure

SEC source: 0001354488-16-008378 · issuerdirect_section16.xml · nonDerivative · entry 2

FOUNTAINHEAD CAPITAL MANAGEMENT LTD · CIK 0001399726 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,538,232

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.