Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BANK OF THE OZARKS INCOZRK · Entity 175203 | EVP/Director of M & A | January 25, 2017 | January 26, 2017 |
| RTB Digital, Inc.GBOX · Entity 6387 | Director | October 17, 2022 | October 20, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BANK OF THE OZARKS INC
Report date January 25, 2017 · Filed January 26, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 37,502 |
Ending reported balance
After 2017-01-25 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2017-01-25 · Exercise / conversion · Acquired 2,800 · Balance 40,302 Row 2 · 2017-01-25 · Exercise / conversion · Acquired 1,600 · Balance 41,902 Row 3 · 2017-01-25 · Sale · Disposed 2,800 · Balance 39,102 Row 4 · 2017-01-25 · Sale · Disposed 1,600 · Balance 37,502 |
| Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $9.42 · Expires 2017-10-19 | Direct | 0 |
Reported balance
After 2017-01-25 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2017-01-25 · Exercise / conversion · Disposed 2,800 · Balance 0 |
| Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $11.84 · Expires 2018-10-18 | Direct | 0 |
Reported balance
After 2017-01-25 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2017-01-25 · Exercise / conversion · Disposed 1,600 · Balance 0 |
| Common StockSEC Table I · non-derivative | IndirectShares held in 401(k) at 01/25/2017 | 8,413 |
Reported balance
Holding disclosure · report date 2017-01-25 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 8,413 |
| Common StockSEC Table I · non-derivative | IndirectShares held by Spouse | 10,730 |
Reported balance
Holding disclosure · report date 2017-01-25 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 10,730 |
RTB Digital, Inc.
Report date October 17, 2022 · Filed October 20, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.001SEC Table I · non-derivative | Direct | 34,812 |
Reported balance
After 2022-10-17 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2022-10-17 · Grant · Acquired 7,140 · Balance 34,812 F1: Mr. James earns $2,500 worth of shares of Common Stock monthly, issuable on the 15th day of each month in the number based on the closing price of our Common stock on that date or the next trading day. F2: On October 17th 2022, as part of his quarterly compensation as a director of the Company, the Board of Directors of the Company granted Mr. James 7,140 shares of common Stock pursuant to the Company's 2021 Restricted Stock Plan, whereby 1/3 of the shares granted shall vest in 6 months, and an additional 1/3 of the shares shall vest each month thereafter. All shares will vest fully on June 14th, 2023. |
Filing footnotes · ownership attribution and instrument terms
F1: Mr. James earns $2,500 worth of shares of Common Stock monthly, issuable on the 15th day of each month in the number based on the closing price of our Common stock on that date or the next trading day.
F2: On October 17th 2022, as part of his quarterly compensation as a director of the Company, the Board of Directors of the Company granted Mr. James 7,140 shares of common Stock pursuant to the Company's 2021 Restricted Stock Plan, whereby 1/3 of the shares granted shall vest in 6 months, and an additional 1/3 of the shares shall vest each month thereafter. All shares will vest fully on June 14th, 2023.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 17, 2022 Filed Oct 20, 2022 20:57 UTC | RTB Digital, Inc. GBOX · Entity 6387 | GrantCommon Stock, par value $0.001 | 7,140 | $1.05 | $7,497.00 |
DisclosureSEC source: 0001185185-22-001193 · ownership.xml · nonDerivative · entry 1 James Dennis R · CIK 0001675408 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,812 F1 · security: Mr. James earns $2,500 worth of shares of Common Stock monthly, issuable on the 15th day of each month in the number based on the closing price of our Common stock on that date or the next trading day. F2 · security: On October 17th 2022, as part of his quarterly compensation as a director of the Company, the Board of Directors of the Company granted Mr. James 7,140 shares of common Stock pursuant to the Company's 2021 Restricted Stock Plan, whereby 1/3 of the shares granted shall vest in 6 months, and an additional 1/3 of the shares shall vest each month thereafter. All shares will vest fully on June 14th, 2023. Read SEC document |
| July 15, 2022 Filed Jul 25, 2022 21:29 UTC | RTB Digital, Inc. GBOX · Entity 6387 | GrantCommon Stock, par value $0.001 | 8,823 | $0.85 | $7,499.55 |
DisclosureSEC source: 0001185185-22-000850 · ownership.xml · nonDerivative · entry 1 James Dennis R · CIK 0001675408 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,672 F1 · security: Mr. James earns $2,500 worth of shares of Common Stock monthly, issuable on the 15th day of each month in the number based on the closing price of our Common stock on that date or the next trading day. F2 · security: On July 15th 2022, as part of his quarterly compensation as a director of the Company, the Board of Directors of the Company granted Mr. James 8,823 shares of common Stock pursuant to the Company's 2021 Restricted Stock Plan, whereby 1/3 of the shares granted shall vest in 6 months, and an additional 1/3 of the shares shall vest each month thereafter. All shares will vest fully on March 15th, 2023. Read SEC document |
| April 27, 2022 Filed May 4, 2022 21:51 UTC | RTB Digital, Inc. GBOX · Entity 6387 | GrantCommon Stock, par value $0.001 | 1,146 | $3.40 | $3,896.40 |
DisclosureSEC source: 0001185185-22-000553 · ownership.xml · nonDerivative · entry 1 James Dennis R · CIK 0001675408 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,849 F1 · security: Mr. James earns $2,500 worth of shares of Common Stock monthly, issuable on the 15th day of each month in the number based on the closing price of our Common stock on that date or the next trading day. F2 · security: On April 27th 2022, as part of his quarterly compensation as a director of the Company, the Board of Directors of the Company granted Mr. James 1,146 shares of common Stock pursuant to the Company's 2021 Restricted Stock Plan, whereby 1/3 of the shares granted shall vest in 6 months, and an additional 1/3 of the shares shall vest each month thereafter. All shares will vest fully on December 15, 2022. Read SEC document |
| March 15, 2022 Filed Mar 17, 2022 22:52 UTC | RTB Digital, Inc. GBOX · Entity 6387 | GrantCommon Stock, par value $0.001 | 1,481 | $2.43 | $3,598.83 |
DisclosureSEC source: 0001185185-22-000300 · ownership.xml · nonDerivative · entry 1 James Dennis R · CIK 0001675408 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,703 F1 · security: Mr. James earns $2,500 worth of shares of Common Stock monthly, issuable on the 15th day of each month in the number based on the closing price of our Common stock on that date or the next trading day. As part of his quarterly compensation as a director of the Company, the Board of Directors of the Company granted shares valued at $3,600 in a March issuance that will be applied against Q2 issuances. Read SEC document |
| January 27, 2022 Filed Jan 28, 2022 22:31 UTC | RTB Digital, Inc. GBOX · Entity 6387 | GrantCommon Stock, par value $0.001 | 1,755 | $4.27 | $7,493.85 |
DisclosureSEC source: 0001185185-22-000121 · ownership.xml · nonDerivative · entry 3 James Dennis R · CIK 0001675408 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,222 F2 · security: On January 21, 2022, as part of his quarterly compensation as a director of the Company, the Board of Directors of the Company granted Mr. James 1,755 shares of common stock pursuant to the Company's 2021 Restricted Stock Plan, whereby 1/3 of the shares granted vest immediately upon issuance, an additional 1/3 of the shares shall vest each month thereafter, and all shares vest fully on March 15, 2022 Read SEC document |
| January 20, 2022 Filed Jan 28, 2022 22:31 UTC | RTB Digital, Inc. GBOX · Entity 6387 | GrantCommon Stock, par value $0.001 | 504 | $4.96 | $2,499.84 |
DisclosureSEC source: 0001185185-22-000121 · ownership.xml · nonDerivative · entry 2 James Dennis R · CIK 0001675408 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,467 Read SEC document |
| January 20, 2022 Filed Jan 28, 2022 22:31 UTC | RTB Digital, Inc. GBOX · Entity 6387 | GrantCommon Stock, par value $0.001 | 379 | $6.60 | $2,501.40 |
DisclosureSEC source: 0001185185-22-000121 · ownership.xml · nonDerivative · entry 1 James Dennis R · CIK 0001675408 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,963 F1 · security: Mr. James earns $2,500 worth of shares of Common Stock monthly, issuable on the 15th day of each month in the number based on the closing price of our Common stock on that date or the next trading day. The issuances for November and December 2021 were delayed and consolidated in one issuance. Read SEC document |
| October 15, 2021 Filed Oct 20, 2021 19:04 UTC | RTB Digital, Inc. GBOX · Entity 6387 | GrantCommon Stock, par value $0.001 | 329 | $7.59 | $2,497.11 |
DisclosureSEC source: 0001185185-21-001499 · ownership.xml · nonDerivative · entry 1 James Dennis R · CIK 0001675408 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,584 F1 · shares: Mr. James earns $2,500 worth of shares of Common Stock monthly, issuable on the 15th day of each month in the number based on the closing price of our Common stock on that date or the next trading day. Read SEC document |
| September 15, 2021 Filed Sep 28, 2021 00:06 UTC | RTB Digital, Inc. GBOX · Entity 6387 | GrantCommon Stock, par value $0.001 | 248 | $10.09 | $2,502.32 |
DisclosureSEC source: 0001185185-21-001369 · ownership.xml · nonDerivative · entry 1 James Dennis R · CIK 0001675408 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,255 F1 · shares: Mr. James earns $2,500 worth of shares of Common Stock monthly, issuable on the 15th day of each month in the number based on the closing price of our Common stock on that date or the next trading day. Read SEC document |
| August 15, 2021 Filed Sep 16, 2021 18:42 UTC | RTB Digital, Inc. GBOX · Entity 6387 | GrantCommon Stock, par value $0.001 | 323 | $7.73 | $2,496.79 |
DisclosureSEC source: 0001185185-21-001311 · ownership.xml · nonDerivative · entry 4 James Dennis R · CIK 0001675408 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,007 Read SEC document |
| July 15, 2021 Filed Sep 16, 2021 18:42 UTC | RTB Digital, Inc. GBOX · Entity 6387 | GrantCommon Stock, par value $0.001 | 241 | $10.37 | $2,499.17 |
DisclosureSEC source: 0001185185-21-001311 · ownership.xml · nonDerivative · entry 3 James Dennis R · CIK 0001675408 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,684 Read SEC document |
| June 15, 2021 Filed Sep 16, 2021 18:42 UTC | RTB Digital, Inc. GBOX · Entity 6387 | GrantCommon Stock, par value $0.001 | 172 | $14.60 | $2,511.20 |
DisclosureSEC source: 0001185185-21-001311 · ownership.xml · nonDerivative · entry 2 James Dennis R · CIK 0001675408 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,443 Read SEC document |
| May 15, 2021 Filed Sep 16, 2021 18:42 UTC | RTB Digital, Inc. GBOX · Entity 6387 | GrantCommon Stock, par value $0.001 | 271 | $9.22 | $2,498.62 |
DisclosureSEC source: 0001185185-21-001311 · ownership.xml · nonDerivative · entry 1 James Dennis R · CIK 0001675408 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,271 F1 · shares: Mr. James earns $2,500 worth of shares of Common Stock monthly, issuable on the 15th day of each month in the number based on the closing price of our Common stock on that date or the next trading day. Read SEC document |
| January 25, 2017 Filed Jan 26, 2017 13:35 UTC | BANK OF THE OZARKS INC OZRK · Entity 175203 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 1,600 | $0.00 Strike: $11.84 | $0.00 |
DisclosureSEC source: 0001209191-17-005680 · doc4.xml · derivative · entry 8 James Dennis R · CIK 0001675408 · EVP/Director of M & A 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,600 shares Expires 2018-10-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 25, 2017 Filed Jan 26, 2017 13:35 UTC | BANK OF THE OZARKS INC OZRK · Entity 175203 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 2,800 | $0.00 Strike: $9.42 | $0.00 |
DisclosureSEC source: 0001209191-17-005680 · doc4.xml · derivative · entry 7 James Dennis R · CIK 0001675408 · EVP/Director of M & A 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,800 shares Expires 2017-10-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 25, 2017 Filed Jan 26, 2017 13:35 UTC | BANK OF THE OZARKS INC OZRK · Entity 175203 | SaleCommon Stock | 1,600 | $55.59 | $88,944.00 |
DisclosureSEC source: 0001209191-17-005680 · doc4.xml · nonDerivative · entry 4 James Dennis R · CIK 0001675408 · EVP/Director of M & A 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,502 Read SEC document |
| January 25, 2017 Filed Jan 26, 2017 13:35 UTC | BANK OF THE OZARKS INC OZRK · Entity 175203 | SaleCommon Stock | 2,800 | $55.59 | $155,652.00 |
DisclosureSEC source: 0001209191-17-005680 · doc4.xml · nonDerivative · entry 3 James Dennis R · CIK 0001675408 · EVP/Director of M & A 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,102 Read SEC document |
| January 25, 2017 Filed Jan 26, 2017 13:35 UTC | BANK OF THE OZARKS INC OZRK · Entity 175203 | Exercise / conversionCommon Stock | 1,600 | $11.84 | $18,948.00 |
DisclosureSEC source: 0001209191-17-005680 · doc4.xml · nonDerivative · entry 2 James Dennis R · CIK 0001675408 · EVP/Director of M & A 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,902 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 25, 2017 Filed Jan 26, 2017 13:35 UTC | BANK OF THE OZARKS INC OZRK · Entity 175203 | Exercise / conversionCommon Stock | 2,800 | $9.42 | $26,369.00 |
DisclosureSEC source: 0001209191-17-005680 · doc4.xml · nonDerivative · entry 1 James Dennis R · CIK 0001675408 · EVP/Director of M & A 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,302 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 18, 2017 Filed Jan 20, 2017 17:22 UTC | BANK OF THE OZARKS INC OZRK · Entity 175203 | GrantEmployee Stock Option (Right to Buy) · Derivative | 4,032 | $0.00 Strike: $52.08 | $0.00 |
DisclosureSEC source: 0001209191-17-004942 · doc4.xml · derivative · entry 4 James Dennis R · CIK 0001675408 · EVP/Director of M & A 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,032 Underlying: Common Stock · 4,032 shares Expires 2024-01-18 Read SEC document |
| January 18, 2017 Filed Jan 20, 2017 17:22 UTC | BANK OF THE OZARKS INC OZRK · Entity 175203 | GrantCommon Stock | 4,032 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-004942 · doc4.xml · nonDerivative · entry 1 James Dennis R · CIK 0001675408 · EVP/Director of M & A 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,502 F1 · shares: These shares were issued under the Company's Restricted Stock and Incentive Plan in accordance with Rule 16b-3(d) and are subject to a substantial risk of forfeiture until vested. 100% of these shares vest on 01/18/2020, three years after the date of grant, if the individual remains employed with the Company through such date. Read SEC document |
| December 13, 2016 Filed Dec 14, 2016 13:53 UTC | BANK OF THE OZARKS INC OZRK · Entity 175203 | SaleCommon Stock | 6,000 | $52.85 | $317,100.00 |
DisclosureSEC source: 0001209191-16-155104 · doc4.xml · nonDerivative · entry 1 James Dennis R · CIK 0001675408 · EVP/Director of M & A 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,470 Read SEC document |
| November 17, 2016 Filed Nov 21, 2016 17:34 UTC | BANK OF THE OZARKS INC OZRK · Entity 175203 | SaleCommon Stock | 2,629 | $46.00 | $120,934.00 |
DisclosureSEC source: 0001209191-16-151485 · doc4.xml · nonDerivative · entry 1 James Dennis R · CIK 0001675408 · EVP/Director of M & A 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,470 Read SEC document |
| November 04, 2016 Filed Nov 8, 2016 16:09 UTC | BANK OF THE OZARKS INC OZRK · Entity 175203 | Tax withholdingCommon Stock | 1,371 | $36.19 | $49,616.49 |
DisclosureSEC source: 0001209191-16-148842 · doc4.xml · nonDerivative · entry 1 James Dennis R · CIK 0001675408 · EVP/Director of M & A 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,099 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.