Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| NVIDIA CORPNVDA · Entity 1023 | SVP, Human Resources | January 29, 2017 | March 15, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
NVIDIA CORP
Report date January 29, 2017 · Filed March 15, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 310,356 |
Ending reported balance
After 2016-10-28 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2016-02-19 · Exercise / conversion · Acquired 5,524 · Balance 390,356 Row 2 · 2016-10-28 · Gift · Disposed 80,000 · Balance 310,356 |
| Common StockSEC Table I · non-derivative | IndirectThe David M Shannon 2016 Annuity Trust dtd 10/12/16 | 40,000 |
Reported balance
After 2016-10-28 transaction · row 3
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 3 · 2016-10-28 · Gift · Acquired 40,000 · Balance 40,000 |
| Common StockSEC Table I · non-derivative | IndirectThe Maureen M Shannon 2016 Annuity Trust dtd 10/12/16 | 40,000 |
Reported balance
After 2016-10-28 transaction · row 4
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 4 · 2016-10-28 · Gift · Acquired 40,000 · Balance 40,000 |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $18.10 · Expires 2016-03-16 | Direct | 0 |
Reported balance
After 2016-02-19 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2016-02-19 · Exercise / conversion · Disposed 5,524 · Balance 0 F2: Fully vested. |
| Common StockSEC Table I · non-derivative | IndirectShannon Revocable Trust | 110,800 |
Reported balance
Holding disclosure · report date 2017-01-29 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 110,800 F1: The shares are held by the Shannon Revocable Trust, dated 9/24/1997, of which the Reporting Person is co-trustee. |
Filing footnotes · ownership attribution and instrument terms
F1: The shares are held by the Shannon Revocable Trust, dated 9/24/1997, of which the Reporting Person is co-trustee.
F2: Fully vested.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 19, 2014 Filed Mar 22, 2014 00:02 UTC | NVIDIA CORP NVDA · Entity 1023 | GrantCommon Stock | 13,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001045810-14-000044 · wf-form4_139544656237239.xml · nonDerivative · entry 1 SHANNON DAVID M · CIK 0001197653 · EVP, CAO & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,101 F1 · shares: The restricted stock unit shall vest as to 25% of the shares on March 18, 2015 and 12.5% of the shares every six months thereafter, such that the shares are fully vested on approximately the four (4) year anniversary of the date of grant. F2 · price: The shares represent restricted stock units that were received as an award, for no consideration. Read SEC document |
| March 18, 2014 Filed Mar 20, 2014 21:30 UTC | NVIDIA CORP NVDA · Entity 1023 | Exercise / conversionStock Option (Right to Buy) · Derivative | 2,446 | $0.00 Strike: $10.00 | $0.00 |
DisclosureSEC source: 0001045810-14-000032 · wf-form4_139535103726725.xml · derivative · entry 5 SHANNON DAVID M · CIK 0001197653 · EVP, CAO & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,664 Underlying: Common Stock · 2,446 shares Expires 2014-09-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was pursuant to a 10b5-1 Plan. F4 · derivative.exercise_date: Fully vested. Read SEC document |
| March 18, 2014 Filed Mar 20, 2014 21:30 UTC | NVIDIA CORP NVDA · Entity 1023 | SaleCommon Stock | 2,446 | $18.10 | $44,280.67 |
DisclosureSEC source: 0001045810-14-000032 · wf-form4_139535103726725.xml · nonDerivative · entry 4 SHANNON DAVID M · CIK 0001197653 · EVP, CAO & Secretary 10b5-1 filing: Not disclosed Ownership: Indirect · Shannon Revocable Trust Disclosed balance after: 110,800 F1 · kind: This transaction was pursuant to a 10b5-1 Plan. F3 · price: Represents weighted average sales price. The shares were sold at prices ranging from $18.18 to $18.31. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. F2 · ownership.nature: The shares are held by the Shannon Revocable Trust, dated 9/24/1997, of which the Reporting Person is co-trustee. Read SEC document |
| March 18, 2014 Filed Mar 20, 2014 21:30 UTC | NVIDIA CORP NVDA · Entity 1023 | GiftCommon Stock | 2,446 | $0.00 | $0.00 |
DisclosureSEC source: 0001045810-14-000032 · wf-form4_139535103726725.xml · nonDerivative · entry 3 SHANNON DAVID M · CIK 0001197653 · EVP, CAO & Secretary 10b5-1 filing: Not disclosed Ownership: Indirect · Shannon Revocable Trust Disclosed balance after: 113,246 F1 · kind: This transaction was pursuant to a 10b5-1 Plan. F2 · ownership.nature: The shares are held by the Shannon Revocable Trust, dated 9/24/1997, of which the Reporting Person is co-trustee. Read SEC document |
| March 18, 2014 Filed Mar 20, 2014 21:30 UTC | NVIDIA CORP NVDA · Entity 1023 | GiftCommon Stock | 2,446 | $0.00 | $0.00 |
DisclosureSEC source: 0001045810-14-000032 · wf-form4_139535103726725.xml · nonDerivative · entry 2 SHANNON DAVID M · CIK 0001197653 · EVP, CAO & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,101 F1 · kind: This transaction was pursuant to a 10b5-1 Plan. Read SEC document |
| March 18, 2014 Filed Mar 20, 2014 21:30 UTC | NVIDIA CORP NVDA · Entity 1023 | Exercise / conversionCommon Stock | 2,446 | $10.00 | $24,460.00 |
DisclosureSEC source: 0001045810-14-000032 · wf-form4_139535103726725.xml · nonDerivative · entry 1 SHANNON DAVID M · CIK 0001197653 · EVP, CAO & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,547 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was pursuant to a 10b5-1 Plan. Read SEC document |
| March 11, 2014 Filed Mar 11, 2014 23:14 UTC | NVIDIA CORP NVDA · Entity 1023 | Exercise / conversionStock Option (Right to Buy) · Derivative | 2,445 | $0.00 Strike: $10.00 | $0.00 |
DisclosureSEC source: 0001045810-14-000024 · wf-form4_139457963727650.xml · derivative · entry 5 SHANNON DAVID M · CIK 0001197653 · EVP, CAO & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,110 Underlying: Common Stock · 2,445 shares Expires 2014-09-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was pursuant to a 10b5-1 Plan. F4 · derivative.exercise_date: Fully vested. Read SEC document |
| March 11, 2014 Filed Mar 11, 2014 23:14 UTC | NVIDIA CORP NVDA · Entity 1023 | SaleCommon Stock | 2,445 | $18.32 | $44,790.20 |
DisclosureSEC source: 0001045810-14-000024 · wf-form4_139457963727650.xml · nonDerivative · entry 4 SHANNON DAVID M · CIK 0001197653 · EVP, CAO & Secretary 10b5-1 filing: Not disclosed Ownership: Indirect · Shannon Revocable Trust Disclosed balance after: 110,800 F1 · kind: This transaction was pursuant to a 10b5-1 Plan. F3 · price: Represents weighted average sales price. The shares were sold at prices ranging from $18.18 to $18.42. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. F2 · ownership.nature: The shares are held by the Shannon Revocable Trust, dated 9/24/1997, of which the Reporting Person is co-trustee. Read SEC document |
| March 11, 2014 Filed Mar 11, 2014 23:14 UTC | NVIDIA CORP NVDA · Entity 1023 | GiftCommon Stock | 2,445 | $0.00 | $0.00 |
DisclosureSEC source: 0001045810-14-000024 · wf-form4_139457963727650.xml · nonDerivative · entry 3 SHANNON DAVID M · CIK 0001197653 · EVP, CAO & Secretary 10b5-1 filing: Not disclosed Ownership: Indirect · Shannon Revocable Trust Disclosed balance after: 113,245 F1 · kind: This transaction was pursuant to a 10b5-1 Plan. F2 · ownership.nature: The shares are held by the Shannon Revocable Trust, dated 9/24/1997, of which the Reporting Person is co-trustee. Read SEC document |
| March 11, 2014 Filed Mar 11, 2014 23:14 UTC | NVIDIA CORP NVDA · Entity 1023 | GiftCommon Stock | 2,445 | $0.00 | $0.00 |
DisclosureSEC source: 0001045810-14-000024 · wf-form4_139457963727650.xml · nonDerivative · entry 2 SHANNON DAVID M · CIK 0001197653 · EVP, CAO & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,101 F1 · kind: This transaction was pursuant to a 10b5-1 Plan. Read SEC document |
| March 11, 2014 Filed Mar 11, 2014 23:14 UTC | NVIDIA CORP NVDA · Entity 1023 | Exercise / conversionCommon Stock | 2,445 | $10.00 | $24,450.00 |
DisclosureSEC source: 0001045810-14-000024 · wf-form4_139457963727650.xml · nonDerivative · entry 1 SHANNON DAVID M · CIK 0001197653 · EVP, CAO & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,546 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was pursuant to a 10b5-1 Plan. Read SEC document |
| March 04, 2014 Filed Mar 5, 2014 23:37 UTC | NVIDIA CORP NVDA · Entity 1023 | Exercise / conversionStock Option (Right to Buy) · Derivative | 2,446 | $0.00 Strike: $10.00 | $0.00 |
DisclosureSEC source: 0001045810-14-000016 · wf-form4_139406262038878.xml · derivative · entry 10 SHANNON DAVID M · CIK 0001197653 · EVP, CAO & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,555 Underlying: Common Stock · 2,446 shares Expires 2014-09-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was pursuant to a 10b5-1 Plan. F4 · derivative.exercise_date: Fully vested. Read SEC document |
| March 04, 2014 Filed Mar 5, 2014 23:37 UTC | NVIDIA CORP NVDA · Entity 1023 | SaleCommon Stock | 2,446 | $18.48 | $45,191.32 |
DisclosureSEC source: 0001045810-14-000016 · wf-form4_139406262038878.xml · nonDerivative · entry 8 SHANNON DAVID M · CIK 0001197653 · EVP, CAO & Secretary 10b5-1 filing: Not disclosed Ownership: Indirect · Shannon Revocable Trust Disclosed balance after: 110,800 F1 · kind: This transaction was pursuant to a 10b5-1 Plan. F3 · price: Represents weighted average sales price. The shares were sold at prices ranging from $18.41 to $18.53. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. F2 · ownership.nature: The shares are held by the Shannon Revocable Trust, dated 9/24/1997, of which the Reporting Person is co-trustee. Read SEC document |
| March 04, 2014 Filed Mar 5, 2014 23:37 UTC | NVIDIA CORP NVDA · Entity 1023 | GiftCommon Stock | 2,446 | $0.00 | $0.00 |
DisclosureSEC source: 0001045810-14-000016 · wf-form4_139406262038878.xml · nonDerivative · entry 7 SHANNON DAVID M · CIK 0001197653 · EVP, CAO & Secretary 10b5-1 filing: Not disclosed Ownership: Indirect · Shannon Revocable Trust Disclosed balance after: 113,246 F1 · kind: This transaction was pursuant to a 10b5-1 Plan. F2 · ownership.nature: The shares are held by the Shannon Revocable Trust, dated 9/24/1997, of which the Reporting Person is co-trustee. Read SEC document |
| March 04, 2014 Filed Mar 5, 2014 23:37 UTC | NVIDIA CORP NVDA · Entity 1023 | GiftCommon Stock | 2,446 | $0.00 | $0.00 |
DisclosureSEC source: 0001045810-14-000016 · wf-form4_139406262038878.xml · nonDerivative · entry 6 SHANNON DAVID M · CIK 0001197653 · EVP, CAO & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,101 F1 · kind: This transaction was pursuant to a 10b5-1 Plan. Read SEC document |
| March 04, 2014 Filed Mar 5, 2014 23:37 UTC | NVIDIA CORP NVDA · Entity 1023 | Exercise / conversionCommon Stock | 2,446 | $10.00 | $24,460.00 |
DisclosureSEC source: 0001045810-14-000016 · wf-form4_139406262038878.xml · nonDerivative · entry 5 SHANNON DAVID M · CIK 0001197653 · EVP, CAO & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,547 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was pursuant to a 10b5-1 Plan. Read SEC document |
| March 03, 2014 Filed Mar 5, 2014 23:37 UTC | NVIDIA CORP NVDA · Entity 1023 | Exercise / conversionStock Option (Right to Buy) · Derivative | 60,268 | $0.00 Strike: $17.66 | $0.00 |
DisclosureSEC source: 0001045810-14-000016 · wf-form4_139406262038878.xml · derivative · entry 9 SHANNON DAVID M · CIK 0001197653 · EVP, CAO & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 60,268 shares Expires 2014-03-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was pursuant to a 10b5-1 Plan. F4 · derivative.exercise_date: Fully vested. Read SEC document |
| March 03, 2014 Filed Mar 5, 2014 23:37 UTC | NVIDIA CORP NVDA · Entity 1023 | SaleCommon Stock | 60,268 | $18.06 | $1,088,428.03 |
DisclosureSEC source: 0001045810-14-000016 · wf-form4_139406262038878.xml · nonDerivative · entry 4 SHANNON DAVID M · CIK 0001197653 · EVP, CAO & Secretary 10b5-1 filing: Not disclosed Ownership: Indirect · Shannon Revocable Trust Disclosed balance after: 110,800 F1 · kind: This transaction was pursuant to a 10b5-1 Plan. F2 · ownership.nature: The shares are held by the Shannon Revocable Trust, dated 9/24/1997, of which the Reporting Person is co-trustee. Read SEC document |
| March 03, 2014 Filed Mar 5, 2014 23:37 UTC | NVIDIA CORP NVDA · Entity 1023 | GiftCommon Stock | 60,268 | $0.00 | $0.00 |
DisclosureSEC source: 0001045810-14-000016 · wf-form4_139406262038878.xml · nonDerivative · entry 3 SHANNON DAVID M · CIK 0001197653 · EVP, CAO & Secretary 10b5-1 filing: Not disclosed Ownership: Indirect · Shannon Revocable Trust Disclosed balance after: 171,068 F1 · kind: This transaction was pursuant to a 10b5-1 Plan. F2 · ownership.nature: The shares are held by the Shannon Revocable Trust, dated 9/24/1997, of which the Reporting Person is co-trustee. Read SEC document |
| March 03, 2014 Filed Mar 5, 2014 23:37 UTC | NVIDIA CORP NVDA · Entity 1023 | GiftCommon Stock | 60,268 | $0.00 | $0.00 |
DisclosureSEC source: 0001045810-14-000016 · wf-form4_139406262038878.xml · nonDerivative · entry 2 SHANNON DAVID M · CIK 0001197653 · EVP, CAO & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,101 F1 · kind: This transaction was pursuant to a 10b5-1 Plan. Read SEC document |
| March 03, 2014 Filed Mar 5, 2014 23:37 UTC | NVIDIA CORP NVDA · Entity 1023 | Exercise / conversionCommon Stock | 60,268 | $17.66 | $1,064,332.88 |
DisclosureSEC source: 0001045810-14-000016 · wf-form4_139406262038878.xml · nonDerivative · entry 1 SHANNON DAVID M · CIK 0001197653 · EVP, CAO & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 175,369 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was pursuant to a 10b5-1 Plan. Read SEC document |
| February 21, 2014 Filed Feb 24, 2014 22:09 UTC | NVIDIA CORP NVDA · Entity 1023 | Exercise / conversionStock Option (Right to Buy) · Derivative | 1,116 | $0.00 Strike: $17.66 | $0.00 |
DisclosureSEC source: 0001045810-14-000008 · wf-form4_139327975973799.xml · derivative · entry 10 SHANNON DAVID M · CIK 0001197653 · EVP, CAO & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,268 Underlying: Common Stock · 1,116 shares Expires 2014-03-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was pursuant to a 10b5-1 Plan. F3 · derivative.exercise_date: Fully vested. Read SEC document |
| February 21, 2014 Filed Feb 24, 2014 22:09 UTC | NVIDIA CORP NVDA · Entity 1023 | SaleCommon Stock | 1,116 | $18.75 | $20,925.00 |
DisclosureSEC source: 0001045810-14-000008 · wf-form4_139327975973799.xml · nonDerivative · entry 8 SHANNON DAVID M · CIK 0001197653 · EVP, CAO & Secretary 10b5-1 filing: Not disclosed Ownership: Indirect · Shannon Revocable Trust Disclosed balance after: 110,800 F1 · kind: This transaction was pursuant to a 10b5-1 Plan. F2 · ownership.nature: The shares are held by the Shannon Revocable Trust, dated 9/24/1997, of which the Reporting Person is co-trustee. Read SEC document |
| February 21, 2014 Filed Feb 24, 2014 22:09 UTC | NVIDIA CORP NVDA · Entity 1023 | GiftCommon Stock | 1,116 | $0.00 | $0.00 |
DisclosureSEC source: 0001045810-14-000008 · wf-form4_139327975973799.xml · nonDerivative · entry 7 SHANNON DAVID M · CIK 0001197653 · EVP, CAO & Secretary 10b5-1 filing: Not disclosed Ownership: Indirect · Shannon Revocable Trust Disclosed balance after: 111,916 F1 · kind: This transaction was pursuant to a 10b5-1 Plan. F2 · ownership.nature: The shares are held by the Shannon Revocable Trust, dated 9/24/1997, of which the Reporting Person is co-trustee. Read SEC document |
| February 21, 2014 Filed Feb 24, 2014 22:09 UTC | NVIDIA CORP NVDA · Entity 1023 | GiftCommon Stock | 1,116 | $0.00 | $0.00 |
DisclosureSEC source: 0001045810-14-000008 · wf-form4_139327975973799.xml · nonDerivative · entry 6 SHANNON DAVID M · CIK 0001197653 · EVP, CAO & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,101 F1 · kind: This transaction was pursuant to a 10b5-1 Plan. Read SEC document |
| February 21, 2014 Filed Feb 24, 2014 22:09 UTC | NVIDIA CORP NVDA · Entity 1023 | Exercise / conversionCommon Stock | 1,116 | $17.66 | $19,708.56 |
DisclosureSEC source: 0001045810-14-000008 · wf-form4_139327975973799.xml · nonDerivative · entry 5 SHANNON DAVID M · CIK 0001197653 · EVP, CAO & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,217 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was pursuant to a 10b5-1 Plan. Read SEC document |
| February 20, 2014 Filed Feb 24, 2014 22:09 UTC | NVIDIA CORP NVDA · Entity 1023 | Exercise / conversionStock Option (Right to Buy) · Derivative | 1,116 | $0.00 Strike: $17.66 | $0.00 |
DisclosureSEC source: 0001045810-14-000008 · wf-form4_139327975973799.xml · derivative · entry 9 SHANNON DAVID M · CIK 0001197653 · EVP, CAO & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,384 Underlying: Common Stock · 1,116 shares Expires 2014-03-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was pursuant to a 10b5-1 Plan. F3 · derivative.exercise_date: Fully vested. Read SEC document |
| February 20, 2014 Filed Feb 24, 2014 22:09 UTC | NVIDIA CORP NVDA · Entity 1023 | SaleCommon Stock | 1,116 | $18.57 | $20,726.58 |
DisclosureSEC source: 0001045810-14-000008 · wf-form4_139327975973799.xml · nonDerivative · entry 4 SHANNON DAVID M · CIK 0001197653 · EVP, CAO & Secretary 10b5-1 filing: Not disclosed Ownership: Indirect · Shannon Revocable Trust Disclosed balance after: 110,800 F1 · kind: This transaction was pursuant to a 10b5-1 Plan. F2 · ownership.nature: The shares are held by the Shannon Revocable Trust, dated 9/24/1997, of which the Reporting Person is co-trustee. Read SEC document |
| February 20, 2014 Filed Feb 24, 2014 22:09 UTC | NVIDIA CORP NVDA · Entity 1023 | GiftCommon Stock | 1,116 | $0.00 | $0.00 |
DisclosureSEC source: 0001045810-14-000008 · wf-form4_139327975973799.xml · nonDerivative · entry 3 SHANNON DAVID M · CIK 0001197653 · EVP, CAO & Secretary 10b5-1 filing: Not disclosed Ownership: Indirect · Shannon Revocable Trust Disclosed balance after: 111,916 F1 · kind: This transaction was pursuant to a 10b5-1 Plan. F2 · ownership.nature: The shares are held by the Shannon Revocable Trust, dated 9/24/1997, of which the Reporting Person is co-trustee. Read SEC document |
| February 20, 2014 Filed Feb 24, 2014 22:09 UTC | NVIDIA CORP NVDA · Entity 1023 | GiftCommon Stock | 1,116 | $0.00 | $0.00 |
DisclosureSEC source: 0001045810-14-000008 · wf-form4_139327975973799.xml · nonDerivative · entry 2 SHANNON DAVID M · CIK 0001197653 · EVP, CAO & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,101 F1 · kind: This transaction was pursuant to a 10b5-1 Plan. Read SEC document |
| February 20, 2014 Filed Feb 24, 2014 22:09 UTC | NVIDIA CORP NVDA · Entity 1023 | Exercise / conversionCommon Stock | 1,116 | $17.66 | $19,708.56 |
DisclosureSEC source: 0001045810-14-000008 · wf-form4_139327975973799.xml · nonDerivative · entry 1 SHANNON DAVID M · CIK 0001197653 · EVP, CAO & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,217 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was pursuant to a 10b5-1 Plan. Read SEC document |
| September 18, 2013 Filed Sep 20, 2013 22:37 UTC | NVIDIA CORP NVDA · Entity 1023 | GrantStock Option (Right to Buy) · Derivative | 39,800 | $0.00 Strike: $16.00 | $0.00 |
DisclosureSEC source: 0001045810-13-000089 · wf-form4_137971666235789.xml · derivative · entry 4 SHANNON DAVID M · CIK 0001197653 · EVP, Gen. Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,800 Underlying: Common Stock · 39,800 shares Expires 2023-09-17 F5 · derivative.exercise_date: The option shall vest as to 25% of the shares on September 18, 2014 and 6.25% of the shares at the end of each quarterly period thereafter, such that the option is fully vested on the four (4) year anniversary of the date of grant. Read SEC document |
| September 18, 2013 Filed Sep 20, 2013 22:37 UTC | NVIDIA CORP NVDA · Entity 1023 | Tax withholdingCommon Stock | 3,525 | $16.00 | $56,400.00 |
DisclosureSEC source: 0001045810-13-000089 · wf-form4_137971666235789.xml · nonDerivative · entry 2 SHANNON DAVID M · CIK 0001197653 · EVP, Gen. Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,101 F3 · shares: Represents shares of the Issuer's common stock withheld by the Issuer to satisfy taxes due by the Reporting Person in connection with the vesting of restricted stock units previously reported on a Form 4. Read SEC document |
| September 18, 2013 Filed Sep 20, 2013 22:37 UTC | NVIDIA CORP NVDA · Entity 1023 | GrantCommon Stock | 23,900 | $0.00 | $0.00 |
DisclosureSEC source: 0001045810-13-000089 · wf-form4_137971666235789.xml · nonDerivative · entry 1 SHANNON DAVID M · CIK 0001197653 · EVP, Gen. Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,626 F1 · price: The shares represent restricted stock units that were received as an award, for no consideration. The restricted stock unit shall vest as to 25% of the shares on September 17, 2014 and 12.5% of the shares every six months thereafter, such that the shares are fully vested on approximately the four (4) year anniversary of the date of grant. F2 · balance_after: Includes 9,375 shares issued upon the vesting of restricted stock units previously reported on a Form 4. Read SEC document |
| March 20, 2013 Filed Mar 23, 2013 00:43 UTC | NVIDIA CORP NVDA · Entity 1023 | GrantStock Option (Right to Buy) · Derivative | 39,800 | $0.00 Strike: $12.62 | $0.00 |
DisclosureSEC source: 0001045810-13-000019 · wf-form4_136399939269749.xml · derivative · entry 4 SHANNON DAVID M · CIK 0001197653 · EVP, Gen. Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,800 Underlying: Common Stock · 39,800 shares Expires 2023-03-19 F5 · derivative.exercise_date: The option shall vest as to 25% of the shares on March 20, 2014 and 6.25% of the shares at the end of each quarterly period thereafter, such that the option is fully vested on the four (4) year anniversary of the date of grant. Read SEC document |
| March 20, 2013 Filed Mar 23, 2013 00:43 UTC | NVIDIA CORP NVDA · Entity 1023 | Tax withholdingCommon Stock | 5,532 | $12.62 | $69,813.84 |
DisclosureSEC source: 0001045810-13-000019 · wf-form4_136399939269749.xml · nonDerivative · entry 2 SHANNON DAVID M · CIK 0001197653 · EVP, Gen. Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,726 F3 · shares: Represents shares of the Issuer's common stock withheld by the Issuer to satisfy taxes due by the Reporting Person in connection with the vesting of restricted stock units previously reported on a Form 4. Read SEC document |
| March 20, 2013 Filed Mar 23, 2013 00:43 UTC | NVIDIA CORP NVDA · Entity 1023 | GrantCommon Stock | 23,900 | $0.00 | $0.00 |
DisclosureSEC source: 0001045810-13-000019 · wf-form4_136399939269749.xml · nonDerivative · entry 1 SHANNON DAVID M · CIK 0001197653 · EVP, Gen. Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,258 F1 · price: The shares represent restricted stock units that were received as an award, for no consideration. The restricted stock unit shall vest as to 25% of the shares on March 19, 2014 and 12.5% of the shares every six months thereafter, such that the shares are fully vested on approximately the four (4) year anniversary of the date of grant. F2 · balance_after: Includes 1,883 shares purchased pursuant to the Issuer's Employee Stock Purchase Plan on February 28, 2013 and 14,062 shares issued upon the vesting of restricted stock units previously reported on a Form 4. Read SEC document |
| September 19, 2012 Filed Sep 21, 2012 22:27 UTC | NVIDIA CORP NVDA · Entity 1023 | GrantStock Option (Right to Buy) · Derivative | 50,000 | $0.00 Strike: $13.71 | $0.00 |
DisclosureSEC source: 0001045810-12-000049 · wf-form4_134826645497916.xml · derivative · entry 4 SHANNON DAVID M · CIK 0001197653 · EVP, Gen. Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2022-09-18 F5 · derivative.exercise_date: The option shall vest as to 25% of the shares on September 19, 2013 and 6.25% of the shares at the end of each quarterly period thereafter, such that the option is fully vested on the four (4) year anniversary of the date of grant. Read SEC document |
| September 19, 2012 Filed Sep 21, 2012 22:27 UTC | NVIDIA CORP NVDA · Entity 1023 | Tax withholdingCommon Stock | 5,497 | $13.71 | $75,363.87 |
DisclosureSEC source: 0001045810-12-000049 · wf-form4_134826645497916.xml · nonDerivative · entry 2 SHANNON DAVID M · CIK 0001197653 · EVP, Gen. Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,475 F3 · shares: Represents shares of the Issuer's common stock withheld by the Issuer to satisfy taxes due by the Reporting Person in connection with the vesting of restricted stock units previously reported on a Form 4. Read SEC document |
| September 19, 2012 Filed Sep 21, 2012 22:27 UTC | NVIDIA CORP NVDA · Entity 1023 | GrantCommon Stock | 12,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001045810-12-000049 · wf-form4_134826645497916.xml · nonDerivative · entry 1 SHANNON DAVID M · CIK 0001197653 · EVP, Gen. Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,972 F1 · price: The shares represent restricted stock units that were received as an award, for no consideration. The restricted stock unit shall vest as to 25% of the shares on September 18, 2013 and 12.5% of the shares every six months thereafter, such that the shares are fully vested on approximately the four (4) year anniversary of the date of grant. F2 · balance_after: Includes 14,979 shares issued upon the vesting of restricted stock units previously reported on a Form 4. Read SEC document |
| March 21, 2012 Filed Mar 23, 2012 22:41 UTC | NVIDIA CORP NVDA · Entity 1023 | GrantStock Option (Right to Buy) · Derivative | 50,000 | $0.00 Strike: $14.46 | $0.00 |
DisclosureSEC source: 0001209191-12-019803 · doc4.xml · derivative · entry 5 SHANNON DAVID M · CIK 0001197653 · EVP, Gen. Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2022-03-20 F4 · derivative.exercise_date: The option shall vest as to 25% of the shares on March 21, 2013 and 6.25% of the shares at the end of each quarterly period thereafter, such that the option is fully vested on the four (4) year anniversary of the date of grant. Read SEC document |
| March 21, 2012 Filed Mar 23, 2012 22:41 UTC | NVIDIA CORP NVDA · Entity 1023 | Tax withholdingCommon Stock | 6,165 | $14.46 | $89,145.90 |
DisclosureSEC source: 0001209191-12-019803 · doc4.xml · nonDerivative · entry 4 SHANNON DAVID M · CIK 0001197653 · EVP, Gen. Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,472 Read SEC document |
| March 21, 2012 Filed Mar 23, 2012 22:41 UTC | NVIDIA CORP NVDA · Entity 1023 | GrantCommon Stock | 12,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-12-019803 · doc4.xml · nonDerivative · entry 3 SHANNON DAVID M · CIK 0001197653 · EVP, Gen. Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,637 F2 · price: The shares represent restricted stock units that were received as an award, for no consideration. The restricted stock unit shall vest as to 25% of the shares on March 20, 2013 and 12.5% of the shares every six months thereafter, such that the shares are fully vested on approximately the four (4) year anniversary of the date of grant. F3 · balance_after: Includes 1,882 shares purchased pursuant to the Issuer's Employee Stock Purchase Plan on February 29, 2012 and 16,617 shares issued upon the vesting of restricted stock units previously reported on a Form 4. Read SEC document |
| February 28, 2012 Filed Mar 23, 2012 22:41 UTC | NVIDIA CORP NVDA · Entity 1023 | GiftCommon Stock | 43,920 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-12-019803 · doc4.xml · nonDerivative · entry 2 SHANNON DAVID M · CIK 0001197653 · EVP, Gen. Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Indirect · Shannon Revocable Trust Disclosed balance after: 110,800 F1 · ownership.nature: The shares are held by the Shannon Revocable Trust, dated 9/24/1997, of which the Reporting Person is co-trustee. Read SEC document |
| February 28, 2012 Filed Mar 23, 2012 22:41 UTC | NVIDIA CORP NVDA · Entity 1023 | GiftCommon Stock | 43,920 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-12-019803 · doc4.xml · nonDerivative · entry 1 SHANNON DAVID M · CIK 0001197653 · EVP, Gen. Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,255 Read SEC document |
| September 21, 2011 Filed Sep 23, 2011 23:39 UTC | NVIDIA CORP NVDA · Entity 1023 | GrantStock Option (Right to Buy) · Derivative | 42,500 | $0.00 Strike: $14.47 | $0.00 |
DisclosureSEC source: 0001209191-11-048945 · doc4.xml · derivative · entry 4 SHANNON DAVID M · CIK 0001197653 · EVP, Gen. Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,500 Underlying: Common Stock · 42,500 shares Expires 2021-09-20 F4 · derivative.exercise_date: The option shall vest as to 25% of the shares on September 21, 2012 and 6.25% of the shares at the end of each quarterly period thereafter, such that the option is fully vested on the four (4) year anniversary of the date of grant. Read SEC document |
| September 21, 2011 Filed Sep 23, 2011 23:39 UTC | NVIDIA CORP NVDA · Entity 1023 | Tax withholdingCommon Stock | 7,028 | $14.47 | $101,660.02 |
DisclosureSEC source: 0001209191-11-048945 · doc4.xml · nonDerivative · entry 2 SHANNON DAVID M · CIK 0001197653 · EVP, Gen. Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,175 Read SEC document |
| September 21, 2011 Filed Sep 23, 2011 23:39 UTC | NVIDIA CORP NVDA · Entity 1023 | GrantCommon Stock | 12,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-11-048945 · doc4.xml · nonDerivative · entry 1 SHANNON DAVID M · CIK 0001197653 · EVP, Gen. Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,203 F1 · price: The shares represent restricted stock units that were received as an award, for no consideration. The restricted stock unit shall vest as to 25% of the shares on September 19, 2012 and 12.5% of the shares every six months thereafter, such that the shares are fully vested on approximately the four (4) year anniversary of the date of grant. F2 · balance_after: Includes 104 shares purchased pursuant to the Issuer's Employee Stock Purchase Plan on August 31, 2011 and 15,053 shares issued upon the vesting of restricted stock units previously reported on a Form 4. Read SEC document |
| April 26, 2011 Filed Apr 28, 2011 00:31 UTC | NVIDIA CORP NVDA · Entity 1023 | Exercise / conversionStock Option (Right to Buy) · Derivative | 3,980 | $0.00 Strike: $8.47 | $0.00 |
DisclosureSEC source: 0001209191-11-024691 · doc4.xml · derivative · entry 5 SHANNON DAVID M · CIK 0001197653 · EVP, Gen. Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,980 shares Expires 2011-05-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was pursuant to a 10b5-1 Plan. F4 · derivative.exercise_date: Fully vested. Read SEC document |
| April 26, 2011 Filed Apr 28, 2011 00:31 UTC | NVIDIA CORP NVDA · Entity 1023 | SaleCommon Stock | 3,980 | $19.20 | $76,416.00 |
DisclosureSEC source: 0001209191-11-024691 · doc4.xml · nonDerivative · entry 4 SHANNON DAVID M · CIK 0001197653 · EVP, Gen. Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Indirect · Shannon Revocable Trust Disclosed balance after: 66,880 F1 · kind: This transaction was pursuant to a 10b5-1 Plan. F3 · price: Represents weighted average sales price. The shares were sold at prices ranging from $18.86 to $19.48. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. F2 · ownership.nature: The shares are held by the Shannon Revocable Trust, dated 9/24/1997, of which the Reporting Person is co-trustee. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.