Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| NVIDIA CORPNVDA · Entity 1023 | SVP, Human Resources | January 29, 2017 | March 15, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
NVIDIA CORP
Report date January 29, 2017 · Filed March 15, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 310,356 |
Ending reported balance
After 2016-10-28 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2016-02-19 · Exercise / conversion · Acquired 5,524 · Balance 390,356 Row 2 · 2016-10-28 · Gift · Disposed 80,000 · Balance 310,356 |
| Common StockSEC Table I · non-derivative | IndirectThe David M Shannon 2016 Annuity Trust dtd 10/12/16 | 40,000 |
Reported balance
After 2016-10-28 transaction · row 3
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 3 · 2016-10-28 · Gift · Acquired 40,000 · Balance 40,000 |
| Common StockSEC Table I · non-derivative | IndirectThe Maureen M Shannon 2016 Annuity Trust dtd 10/12/16 | 40,000 |
Reported balance
After 2016-10-28 transaction · row 4
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 4 · 2016-10-28 · Gift · Acquired 40,000 · Balance 40,000 |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $18.10 · Expires 2016-03-16 | Direct | 0 |
Reported balance
After 2016-02-19 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2016-02-19 · Exercise / conversion · Disposed 5,524 · Balance 0 F2: Fully vested. |
| Common StockSEC Table I · non-derivative | IndirectShannon Revocable Trust | 110,800 |
Reported balance
Holding disclosure · report date 2017-01-29 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 110,800 F1: The shares are held by the Shannon Revocable Trust, dated 9/24/1997, of which the Reporting Person is co-trustee. |
Filing footnotes · ownership attribution and instrument terms
F1: The shares are held by the Shannon Revocable Trust, dated 9/24/1997, of which the Reporting Person is co-trustee.
F2: Fully vested.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 27, 2014 Filed May 28, 2014 20:54 UTC | NVIDIA CORP NVDA · Entity 1023 | GiftCommon Stock | 2,445 | $0.00 | $0.00 |
DisclosureSEC source: 0001045810-14-000102 · wf-form4_140131044534451.xml · nonDerivative · entry 3 SHANNON DAVID M · CIK 0001197653 · EVP, CAO & Secretary 10b5-1 filing: Not disclosed Ownership: Indirect · Shannon Revocable Trust Disclosed balance after: 113,245 F1 · kind: This transaction was pursuant to a 10b5-1 Plan. F2 · ownership.nature: The shares are held by the Shannon Revocable Trust, dated 9/24/1997, of which the Reporting Person is co-trustee. Read SEC document |
| May 27, 2014 Filed May 28, 2014 20:54 UTC | NVIDIA CORP NVDA · Entity 1023 | GiftCommon Stock | 2,445 | $0.00 | $0.00 |
DisclosureSEC source: 0001045810-14-000102 · wf-form4_140131044534451.xml · nonDerivative · entry 2 SHANNON DAVID M · CIK 0001197653 · EVP, CAO & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 240,917 F1 · kind: This transaction was pursuant to a 10b5-1 Plan. Read SEC document |
| May 27, 2014 Filed May 28, 2014 20:54 UTC | NVIDIA CORP NVDA · Entity 1023 | Exercise / conversionCommon Stock | 2,445 | $10.00 | $24,450.00 |
DisclosureSEC source: 0001045810-14-000102 · wf-form4_140131044534451.xml · nonDerivative · entry 1 SHANNON DAVID M · CIK 0001197653 · EVP, CAO & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 243,362 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was pursuant to a 10b5-1 Plan. Read SEC document |
| May 20, 2014 Filed May 21, 2014 20:15 UTC | NVIDIA CORP NVDA · Entity 1023 | Exercise / conversionStock Option (Right to Buy) · Derivative | 2,446 | $0.00 Strike: $10.00 | $0.00 |
DisclosureSEC source: 0001045810-14-000086 · wf-form4_140070332552957.xml · derivative · entry 5 SHANNON DAVID M · CIK 0001197653 · EVP, CAO & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,346 Underlying: Common Stock · 2,446 shares Expires 2014-09-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was pursuant to a 10b5-1 Plan. F4 · derivative.exercise_date: Fully vested. Read SEC document |
| May 20, 2014 Filed May 21, 2014 20:15 UTC | NVIDIA CORP NVDA · Entity 1023 | SaleCommon Stock | 2,446 | $18.35 | $44,893.15 |
DisclosureSEC source: 0001045810-14-000086 · wf-form4_140070332552957.xml · nonDerivative · entry 4 SHANNON DAVID M · CIK 0001197653 · EVP, CAO & Secretary 10b5-1 filing: Not disclosed Ownership: Indirect · Shannon Revocable Trust Disclosed balance after: 110,800 F1 · kind: This transaction was pursuant to a 10b5-1 Plan. F3 · price: Represents weighted average sales price. The shares were sold at prices ranging from $18.288 to $18.49. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. F2 · ownership.nature: The shares are held by the Shannon Revocable Trust, dated 9/24/1997, of which the Reporting Person is co-trustee. Read SEC document |
| May 20, 2014 Filed May 21, 2014 20:15 UTC | NVIDIA CORP NVDA · Entity 1023 | GiftCommon Stock | 2,446 | $0.00 | $0.00 |
DisclosureSEC source: 0001045810-14-000086 · wf-form4_140070332552957.xml · nonDerivative · entry 3 SHANNON DAVID M · CIK 0001197653 · EVP, CAO & Secretary 10b5-1 filing: Not disclosed Ownership: Indirect · Shannon Revocable Trust Disclosed balance after: 113,246 F1 · kind: This transaction was pursuant to a 10b5-1 Plan. F2 · ownership.nature: The shares are held by the Shannon Revocable Trust, dated 9/24/1997, of which the Reporting Person is co-trustee. Read SEC document |
| May 20, 2014 Filed May 21, 2014 20:15 UTC | NVIDIA CORP NVDA · Entity 1023 | GiftCommon Stock | 2,446 | $0.00 | $0.00 |
DisclosureSEC source: 0001045810-14-000086 · wf-form4_140070332552957.xml · nonDerivative · entry 2 SHANNON DAVID M · CIK 0001197653 · EVP, CAO & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 240,917 F1 · kind: This transaction was pursuant to a 10b5-1 Plan. Read SEC document |
| May 20, 2014 Filed May 21, 2014 20:15 UTC | NVIDIA CORP NVDA · Entity 1023 | Exercise / conversionCommon Stock | 2,446 | $10.00 | $24,460.00 |
DisclosureSEC source: 0001045810-14-000086 · wf-form4_140070332552957.xml · nonDerivative · entry 1 SHANNON DAVID M · CIK 0001197653 · EVP, CAO & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 243,363 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was pursuant to a 10b5-1 Plan. Read SEC document |
| May 13, 2014 Filed May 13, 2014 22:46 UTC | NVIDIA CORP NVDA · Entity 1023 | Exercise / conversionStock Option (Right to Buy) · Derivative | 2,446 | $0.00 Strike: $10.00 | $0.00 |
DisclosureSEC source: 0001045810-14-000078 · wf-form4_140002115660803.xml · derivative · entry 5 SHANNON DAVID M · CIK 0001197653 · EVP, CAO & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,792 Underlying: Common Stock · 2,446 shares Expires 2014-09-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was pursuant to a 10b5-1 Plan. F4 · derivative.exercise_date: Fully vested. Read SEC document |
| May 13, 2014 Filed May 13, 2014 22:46 UTC | NVIDIA CORP NVDA · Entity 1023 | SaleCommon Stock | 2,446 | $18.45 | $45,136.53 |
DisclosureSEC source: 0001045810-14-000078 · wf-form4_140002115660803.xml · nonDerivative · entry 4 SHANNON DAVID M · CIK 0001197653 · EVP, CAO & Secretary 10b5-1 filing: Not disclosed Ownership: Indirect · Shannon Revocable Trust Disclosed balance after: 110,800 F1 · kind: This transaction was pursuant to a 10b5-1 Plan. F3 · price: Represents weighted average sales price. The shares were sold at prices ranging from $18.2963 to $18.5603. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. F2 · ownership.nature: The shares are held by the Shannon Revocable Trust, dated 9/24/1997, of which the Reporting Person is co-trustee. Read SEC document |
| May 13, 2014 Filed May 13, 2014 22:46 UTC | NVIDIA CORP NVDA · Entity 1023 | GiftCommon Stock | 2,446 | $0.00 | $0.00 |
DisclosureSEC source: 0001045810-14-000078 · wf-form4_140002115660803.xml · nonDerivative · entry 3 SHANNON DAVID M · CIK 0001197653 · EVP, CAO & Secretary 10b5-1 filing: Not disclosed Ownership: Indirect · Shannon Revocable Trust Disclosed balance after: 113,246 F1 · kind: This transaction was pursuant to a 10b5-1 Plan. F2 · ownership.nature: The shares are held by the Shannon Revocable Trust, dated 9/24/1997, of which the Reporting Person is co-trustee. Read SEC document |
| May 13, 2014 Filed May 13, 2014 22:46 UTC | NVIDIA CORP NVDA · Entity 1023 | GiftCommon Stock | 2,446 | $0.00 | $0.00 |
DisclosureSEC source: 0001045810-14-000078 · wf-form4_140002115660803.xml · nonDerivative · entry 2 SHANNON DAVID M · CIK 0001197653 · EVP, CAO & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 240,917 F1 · kind: This transaction was pursuant to a 10b5-1 Plan. Read SEC document |
| May 13, 2014 Filed May 13, 2014 22:46 UTC | NVIDIA CORP NVDA · Entity 1023 | Exercise / conversionCommon Stock | 2,446 | $10.00 | $24,460.00 |
DisclosureSEC source: 0001045810-14-000078 · wf-form4_140002115660803.xml · nonDerivative · entry 1 SHANNON DAVID M · CIK 0001197653 · EVP, CAO & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 243,363 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was pursuant to a 10b5-1 Plan. Read SEC document |
| May 06, 2014 Filed May 7, 2014 21:16 UTC | NVIDIA CORP NVDA · Entity 1023 | Exercise / conversionStock Option (Right to Buy) · Derivative | 2,446 | $0.00 Strike: $10.00 | $0.00 |
DisclosureSEC source: 0001045810-14-000073 · wf-form4_139949738627608.xml · derivative · entry 5 SHANNON DAVID M · CIK 0001197653 · EVP, CAO & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,238 Underlying: Common Stock · 2,446 shares Expires 2014-09-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was pursuant to a 10b5-1 Plan. F4 · derivative.exercise_date: Fully vested. Read SEC document |
| May 06, 2014 Filed May 7, 2014 21:16 UTC | NVIDIA CORP NVDA · Entity 1023 | SaleCommon Stock | 2,446 | $18.45 | $45,120.38 |
DisclosureSEC source: 0001045810-14-000073 · wf-form4_139949738627608.xml · nonDerivative · entry 4 SHANNON DAVID M · CIK 0001197653 · EVP, CAO & Secretary 10b5-1 filing: Not disclosed Ownership: Indirect · Shannon Revocable Trust Disclosed balance after: 110,800 F1 · kind: This transaction was pursuant to a 10b5-1 Plan. F3 · price: Represents weighted average sales price. The shares were sold at prices ranging from $18.25 to $18.94. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. F2 · ownership.nature: The shares are held by the Shannon Revocable Trust, dated 9/24/1997, of which the Reporting Person is co-trustee. Read SEC document |
| May 06, 2014 Filed May 7, 2014 21:16 UTC | NVIDIA CORP NVDA · Entity 1023 | GiftCommon Stock | 2,446 | $0.00 | $0.00 |
DisclosureSEC source: 0001045810-14-000073 · wf-form4_139949738627608.xml · nonDerivative · entry 3 SHANNON DAVID M · CIK 0001197653 · EVP, CAO & Secretary 10b5-1 filing: Not disclosed Ownership: Indirect · Shannon Revocable Trust Disclosed balance after: 113,246 F1 · kind: This transaction was pursuant to a 10b5-1 Plan. F2 · ownership.nature: The shares are held by the Shannon Revocable Trust, dated 9/24/1997, of which the Reporting Person is co-trustee. Read SEC document |
| May 06, 2014 Filed May 7, 2014 21:16 UTC | NVIDIA CORP NVDA · Entity 1023 | GiftCommon Stock | 2,446 | $0.00 | $0.00 |
DisclosureSEC source: 0001045810-14-000073 · wf-form4_139949738627608.xml · nonDerivative · entry 2 SHANNON DAVID M · CIK 0001197653 · EVP, CAO & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 240,917 F1 · kind: This transaction was pursuant to a 10b5-1 Plan. Read SEC document |
| May 06, 2014 Filed May 7, 2014 21:16 UTC | NVIDIA CORP NVDA · Entity 1023 | Exercise / conversionCommon Stock | 2,446 | $10.00 | $24,460.00 |
DisclosureSEC source: 0001045810-14-000073 · wf-form4_139949738627608.xml · nonDerivative · entry 1 SHANNON DAVID M · CIK 0001197653 · EVP, CAO & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 243,363 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was pursuant to a 10b5-1 Plan. Read SEC document |
| April 29, 2014 Filed Apr 30, 2014 20:44 UTC | NVIDIA CORP NVDA · Entity 1023 | Exercise / conversionStock Option (Right to Buy) · Derivative | 2,446 | $0.00 Strike: $10.00 | $0.00 |
DisclosureSEC source: 0001045810-14-000070 · wf-form4_139889065995222.xml · derivative · entry 5 SHANNON DAVID M · CIK 0001197653 · EVP, CAO & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,684 Underlying: Common Stock · 2,446 shares Expires 2014-09-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was pursuant to a 10b5-1 Plan. F4 · derivative.exercise_date: Fully vested. Read SEC document |
| April 29, 2014 Filed Apr 30, 2014 20:44 UTC | NVIDIA CORP NVDA · Entity 1023 | SaleCommon Stock | 2,446 | $18.58 | $45,435.43 |
DisclosureSEC source: 0001045810-14-000070 · wf-form4_139889065995222.xml · nonDerivative · entry 4 SHANNON DAVID M · CIK 0001197653 · EVP, CAO & Secretary 10b5-1 filing: Not disclosed Ownership: Indirect · Shannon Revocable Trust Disclosed balance after: 110,800 F1 · kind: This transaction was pursuant to a 10b5-1 Plan. F3 · price: Represents weighted average sales price. The shares were sold at prices ranging from $18.514 to $18.73. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. F2 · ownership.nature: The shares are held by the Shannon Revocable Trust, dated 9/24/1997, of which the Reporting Person is co-trustee. Read SEC document |
| April 29, 2014 Filed Apr 30, 2014 20:44 UTC | NVIDIA CORP NVDA · Entity 1023 | GiftCommon Stock | 2,446 | $0.00 | $0.00 |
DisclosureSEC source: 0001045810-14-000070 · wf-form4_139889065995222.xml · nonDerivative · entry 3 SHANNON DAVID M · CIK 0001197653 · EVP, CAO & Secretary 10b5-1 filing: Not disclosed Ownership: Indirect · Shannon Revocable Trust Disclosed balance after: 113,246 F1 · kind: This transaction was pursuant to a 10b5-1 Plan. F2 · ownership.nature: The shares are held by the Shannon Revocable Trust, dated 9/24/1997, of which the Reporting Person is co-trustee. Read SEC document |
| April 29, 2014 Filed Apr 30, 2014 20:44 UTC | NVIDIA CORP NVDA · Entity 1023 | GiftCommon Stock | 2,446 | $0.00 | $0.00 |
DisclosureSEC source: 0001045810-14-000070 · wf-form4_139889065995222.xml · nonDerivative · entry 2 SHANNON DAVID M · CIK 0001197653 · EVP, CAO & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 240,917 F1 · kind: This transaction was pursuant to a 10b5-1 Plan. Read SEC document |
| April 29, 2014 Filed Apr 30, 2014 20:44 UTC | NVIDIA CORP NVDA · Entity 1023 | Exercise / conversionCommon Stock | 2,446 | $10.00 | $24,460.00 |
DisclosureSEC source: 0001045810-14-000070 · wf-form4_139889065995222.xml · nonDerivative · entry 1 SHANNON DAVID M · CIK 0001197653 · EVP, CAO & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 243,363 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was pursuant to a 10b5-1 Plan. Read SEC document |
| April 22, 2014 Filed Apr 23, 2014 20:23 UTC | NVIDIA CORP NVDA · Entity 1023 | Exercise / conversionStock Option (Right to Buy) · Derivative | 2,446 | $0.00 Strike: $10.00 | $0.00 |
DisclosureSEC source: 0001045810-14-000067 · wf-form4_139828459646409.xml · derivative · entry 5 SHANNON DAVID M · CIK 0001197653 · EVP, CAO & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,130 Underlying: Common Stock · 2,446 shares Expires 2014-09-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was pursuant to a 10b5-1 Plan. F4 · derivative.exercise_date: Fully vested. Read SEC document |
| April 22, 2014 Filed Apr 23, 2014 20:23 UTC | NVIDIA CORP NVDA · Entity 1023 | SaleCommon Stock | 2,446 | $18.80 | $45,986.02 |
DisclosureSEC source: 0001045810-14-000067 · wf-form4_139828459646409.xml · nonDerivative · entry 4 SHANNON DAVID M · CIK 0001197653 · EVP, CAO & Secretary 10b5-1 filing: Not disclosed Ownership: Indirect · Shannon Revocable Trust Disclosed balance after: 110,800 F1 · kind: This transaction was pursuant to a 10b5-1 Plan. F3 · price: Represents weighted average sales price. The shares were sold at prices ranging from $18.6827 to $18.9564. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. F2 · ownership.nature: The shares are held by the Shannon Revocable Trust, dated 9/24/1997, of which the Reporting Person is co-trustee. Read SEC document |
| April 22, 2014 Filed Apr 23, 2014 20:23 UTC | NVIDIA CORP NVDA · Entity 1023 | GiftCommon Stock | 2,446 | $0.00 | $0.00 |
DisclosureSEC source: 0001045810-14-000067 · wf-form4_139828459646409.xml · nonDerivative · entry 3 SHANNON DAVID M · CIK 0001197653 · EVP, CAO & Secretary 10b5-1 filing: Not disclosed Ownership: Indirect · Shannon Revocable Trust Disclosed balance after: 113,246 F1 · kind: This transaction was pursuant to a 10b5-1 Plan. F2 · ownership.nature: The shares are held by the Shannon Revocable Trust, dated 9/24/1997, of which the Reporting Person is co-trustee. Read SEC document |
| April 22, 2014 Filed Apr 23, 2014 20:23 UTC | NVIDIA CORP NVDA · Entity 1023 | GiftCommon Stock | 2,446 | $0.00 | $0.00 |
DisclosureSEC source: 0001045810-14-000067 · wf-form4_139828459646409.xml · nonDerivative · entry 2 SHANNON DAVID M · CIK 0001197653 · EVP, CAO & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 240,917 F1 · kind: This transaction was pursuant to a 10b5-1 Plan. Read SEC document |
| April 22, 2014 Filed Apr 23, 2014 20:23 UTC | NVIDIA CORP NVDA · Entity 1023 | Exercise / conversionCommon Stock | 2,446 | $10.00 | $24,460.00 |
DisclosureSEC source: 0001045810-14-000067 · wf-form4_139828459646409.xml · nonDerivative · entry 1 SHANNON DAVID M · CIK 0001197653 · EVP, CAO & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 243,363 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was pursuant to a 10b5-1 Plan. Read SEC document |
| April 15, 2014 Filed Apr 15, 2014 21:25 UTC | NVIDIA CORP NVDA · Entity 1023 | Exercise / conversionStock Option (Right to Buy) · Derivative | 2,446 | $0.00 Strike: $10.00 | $0.00 |
DisclosureSEC source: 0001045810-14-000064 · wf-form4_139759712840065.xml · derivative · entry 5 SHANNON DAVID M · CIK 0001197653 · EVP, CAO & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,576 Underlying: Common Stock · 2,446 shares Expires 2014-09-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was pursuant to a 10b5-1 Plan. F4 · derivative.exercise_date: Fully vested. Read SEC document |
| April 15, 2014 Filed Apr 15, 2014 21:25 UTC | NVIDIA CORP NVDA · Entity 1023 | SaleCommon Stock | 2,446 | $18.33 | $44,840.81 |
DisclosureSEC source: 0001045810-14-000064 · wf-form4_139759712840065.xml · nonDerivative · entry 4 SHANNON DAVID M · CIK 0001197653 · EVP, CAO & Secretary 10b5-1 filing: Not disclosed Ownership: Indirect · Shannon Revocable Trust Disclosed balance after: 110,800 F1 · kind: This transaction was pursuant to a 10b5-1 Plan. F3 · price: Represents weighted average sales price. The shares were sold at prices ranging from $18.2511 to $18.53. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. F2 · ownership.nature: The shares are held by the Shannon Revocable Trust, dated 9/24/1997, of which the Reporting Person is co-trustee. Read SEC document |
| April 15, 2014 Filed Apr 15, 2014 21:25 UTC | NVIDIA CORP NVDA · Entity 1023 | GiftCommon Stock | 2,446 | $0.00 | $0.00 |
DisclosureSEC source: 0001045810-14-000064 · wf-form4_139759712840065.xml · nonDerivative · entry 3 SHANNON DAVID M · CIK 0001197653 · EVP, CAO & Secretary 10b5-1 filing: Not disclosed Ownership: Indirect · Shannon Revocable Trust Disclosed balance after: 113,246 F1 · kind: This transaction was pursuant to a 10b5-1 Plan. F2 · ownership.nature: The shares are held by the Shannon Revocable Trust, dated 9/24/1997, of which the Reporting Person is co-trustee. Read SEC document |
| April 15, 2014 Filed Apr 15, 2014 21:25 UTC | NVIDIA CORP NVDA · Entity 1023 | GiftCommon Stock | 2,446 | $0.00 | $0.00 |
DisclosureSEC source: 0001045810-14-000064 · wf-form4_139759712840065.xml · nonDerivative · entry 2 SHANNON DAVID M · CIK 0001197653 · EVP, CAO & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 240,917 F1 · kind: This transaction was pursuant to a 10b5-1 Plan. Read SEC document |
| April 15, 2014 Filed Apr 15, 2014 21:25 UTC | NVIDIA CORP NVDA · Entity 1023 | Exercise / conversionCommon Stock | 2,446 | $10.00 | $24,460.00 |
DisclosureSEC source: 0001045810-14-000064 · wf-form4_139759712840065.xml · nonDerivative · entry 1 SHANNON DAVID M · CIK 0001197653 · EVP, CAO & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 243,363 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was pursuant to a 10b5-1 Plan. Read SEC document |
| April 08, 2014 Filed Apr 8, 2014 21:54 UTC | NVIDIA CORP NVDA · Entity 1023 | Exercise / conversionStock Option (Right to Buy) · Derivative | 2,227 | $0.00 Strike: $10.00 | $0.00 |
DisclosureSEC source: 0001045810-14-000054 · wf-form4_139699407873856.xml · derivative · entry 5 SHANNON DAVID M · CIK 0001197653 · EVP, CAO & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,022 Underlying: Common Stock · 2,227 shares Expires 2014-09-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was pursuant to a 10b5-1 Plan. F4 · derivative.exercise_date: Fully vested. Read SEC document |
| April 08, 2014 Filed Apr 8, 2014 21:54 UTC | NVIDIA CORP NVDA · Entity 1023 | SaleCommon Stock | 2,227 | $18.62 | $41,462.51 |
DisclosureSEC source: 0001045810-14-000054 · wf-form4_139699407873856.xml · nonDerivative · entry 4 SHANNON DAVID M · CIK 0001197653 · EVP, CAO & Secretary 10b5-1 filing: Not disclosed Ownership: Indirect · Shannon Revocable Trust Disclosed balance after: 110,800 F1 · kind: This transaction was pursuant to a 10b5-1 Plan. F3 · price: Represents weighted average sales price. The shares were sold at prices ranging from $18.26 to $18.77. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. F2 · ownership.nature: The shares are held by the Shannon Revocable Trust, dated 9/24/1997, of which the Reporting Person is co-trustee. Read SEC document |
| April 08, 2014 Filed Apr 8, 2014 21:54 UTC | NVIDIA CORP NVDA · Entity 1023 | GiftCommon Stock | 2,227 | $0.00 | $0.00 |
DisclosureSEC source: 0001045810-14-000054 · wf-form4_139699407873856.xml · nonDerivative · entry 3 SHANNON DAVID M · CIK 0001197653 · EVP, CAO & Secretary 10b5-1 filing: Not disclosed Ownership: Indirect · Shannon Revocable Trust Disclosed balance after: 113,027 F1 · kind: This transaction was pursuant to a 10b5-1 Plan. F2 · ownership.nature: The shares are held by the Shannon Revocable Trust, dated 9/24/1997, of which the Reporting Person is co-trustee. Read SEC document |
| April 08, 2014 Filed Apr 8, 2014 21:54 UTC | NVIDIA CORP NVDA · Entity 1023 | GiftCommon Stock | 2,227 | $0.00 | $0.00 |
DisclosureSEC source: 0001045810-14-000054 · wf-form4_139699407873856.xml · nonDerivative · entry 2 SHANNON DAVID M · CIK 0001197653 · EVP, CAO & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 240,917 F1 · kind: This transaction was pursuant to a 10b5-1 Plan. Read SEC document |
| April 08, 2014 Filed Apr 8, 2014 21:54 UTC | NVIDIA CORP NVDA · Entity 1023 | Exercise / conversionCommon Stock | 2,227 | $10.00 | $22,270.00 |
DisclosureSEC source: 0001045810-14-000054 · wf-form4_139699407873856.xml · nonDerivative · entry 1 SHANNON DAVID M · CIK 0001197653 · EVP, CAO & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 243,144 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was pursuant to a 10b5-1 Plan. Read SEC document |
| April 01, 2014 Filed Apr 2, 2014 20:10 UTC | NVIDIA CORP NVDA · Entity 1023 | Exercise / conversionStock Option (Right to Buy) · Derivative | 219 | $0.00 Strike: $10.00 | $0.00 |
DisclosureSEC source: 0001045810-14-000052 · wf-form4_139646943890495.xml · derivative · entry 5 SHANNON DAVID M · CIK 0001197653 · EVP, CAO & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 219 shares Expires 2014-09-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was pursuant to a 10b5-1 Plan. F3 · derivative.exercise_date: Fully vested. Read SEC document |
| April 01, 2014 Filed Apr 2, 2014 20:10 UTC | NVIDIA CORP NVDA · Entity 1023 | SaleCommon Stock | 219 | $18.51 | $4,053.69 |
DisclosureSEC source: 0001045810-14-000052 · wf-form4_139646943890495.xml · nonDerivative · entry 4 SHANNON DAVID M · CIK 0001197653 · EVP, CAO & Secretary 10b5-1 filing: Not disclosed Ownership: Indirect · Shannon Revocable Trust Disclosed balance after: 110,800 F1 · kind: This transaction was pursuant to a 10b5-1 Plan. F2 · ownership.nature: The shares are held by the Shannon Revocable Trust, dated 9/24/1997, of which the Reporting Person is co-trustee. Read SEC document |
| April 01, 2014 Filed Apr 2, 2014 20:10 UTC | NVIDIA CORP NVDA · Entity 1023 | GiftCommon Stock | 219 | $0.00 | $0.00 |
DisclosureSEC source: 0001045810-14-000052 · wf-form4_139646943890495.xml · nonDerivative · entry 3 SHANNON DAVID M · CIK 0001197653 · EVP, CAO & Secretary 10b5-1 filing: Not disclosed Ownership: Indirect · Shannon Revocable Trust Disclosed balance after: 111,019 F1 · kind: This transaction was pursuant to a 10b5-1 Plan. F2 · ownership.nature: The shares are held by the Shannon Revocable Trust, dated 9/24/1997, of which the Reporting Person is co-trustee. Read SEC document |
| April 01, 2014 Filed Apr 2, 2014 20:10 UTC | NVIDIA CORP NVDA · Entity 1023 | GiftCommon Stock | 219 | $0.00 | $0.00 |
DisclosureSEC source: 0001045810-14-000052 · wf-form4_139646943890495.xml · nonDerivative · entry 2 SHANNON DAVID M · CIK 0001197653 · EVP, CAO & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 240,917 F1 · kind: This transaction was pursuant to a 10b5-1 Plan. Read SEC document |
| April 01, 2014 Filed Apr 2, 2014 20:10 UTC | NVIDIA CORP NVDA · Entity 1023 | Exercise / conversionCommon Stock | 219 | $10.00 | $2,190.00 |
DisclosureSEC source: 0001045810-14-000052 · wf-form4_139646943890495.xml · nonDerivative · entry 1 SHANNON DAVID M · CIK 0001197653 · EVP, CAO & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 241,136 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was pursuant to a 10b5-1 Plan. Read SEC document |
| March 25, 2014 Filed Mar 27, 2014 20:52 UTC | NVIDIA CORP NVDA · Entity 1023 | Exercise / conversionStock Option (Right to Buy) · Derivative | 2,445 | $0.00 Strike: $10.00 | $0.00 |
DisclosureSEC source: 0001045810-14-000050 · wf-form4_139595353809887.xml · derivative · entry 5 SHANNON DAVID M · CIK 0001197653 · EVP, CAO & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 219 Underlying: Common Stock · 2,445 shares Expires 2014-09-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was pursuant to a 10b5-1 Plan. F4 · derivative.exercise_date: Fully vested. Read SEC document |
| March 25, 2014 Filed Mar 27, 2014 20:52 UTC | NVIDIA CORP NVDA · Entity 1023 | SaleCommon Stock | 2,445 | $18.50 | $45,242.77 |
DisclosureSEC source: 0001045810-14-000050 · wf-form4_139595353809887.xml · nonDerivative · entry 4 SHANNON DAVID M · CIK 0001197653 · EVP, CAO & Secretary 10b5-1 filing: Not disclosed Ownership: Indirect · Shannon Revocable Trust Disclosed balance after: 110,800 F1 · kind: This transaction was pursuant to a 10b5-1 Plan. F3 · price: Represents weighted average sales price. The shares were sold at prices ranging from $18.34 to $18.61. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. F2 · ownership.nature: The shares are held by the Shannon Revocable Trust, dated 9/24/1997, of which the Reporting Person is co-trustee. Read SEC document |
| March 25, 2014 Filed Mar 27, 2014 20:52 UTC | NVIDIA CORP NVDA · Entity 1023 | GiftCommon Stock | 2,445 | $0.00 | $0.00 |
DisclosureSEC source: 0001045810-14-000050 · wf-form4_139595353809887.xml · nonDerivative · entry 3 SHANNON DAVID M · CIK 0001197653 · EVP, CAO & Secretary 10b5-1 filing: Not disclosed Ownership: Indirect · Shannon Revocable Trust Disclosed balance after: 113,245 F1 · kind: This transaction was pursuant to a 10b5-1 Plan. F2 · ownership.nature: The shares are held by the Shannon Revocable Trust, dated 9/24/1997, of which the Reporting Person is co-trustee. Read SEC document |
| March 25, 2014 Filed Mar 27, 2014 20:52 UTC | NVIDIA CORP NVDA · Entity 1023 | GiftCommon Stock | 2,445 | $0.00 | $0.00 |
DisclosureSEC source: 0001045810-14-000050 · wf-form4_139595353809887.xml · nonDerivative · entry 2 SHANNON DAVID M · CIK 0001197653 · EVP, CAO & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 240,917 F1 · kind: This transaction was pursuant to a 10b5-1 Plan. Read SEC document |
| March 25, 2014 Filed Mar 27, 2014 20:52 UTC | NVIDIA CORP NVDA · Entity 1023 | Exercise / conversionCommon Stock | 2,445 | $10.00 | $24,450.00 |
DisclosureSEC source: 0001045810-14-000050 · wf-form4_139595353809887.xml · nonDerivative · entry 1 SHANNON DAVID M · CIK 0001197653 · EVP, CAO & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 243,362 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was pursuant to a 10b5-1 Plan. Read SEC document |
| March 19, 2014 Filed Mar 22, 2014 00:02 UTC | NVIDIA CORP NVDA · Entity 1023 | Tax withholdingCommon Stock | 5,150 | $18.56 | $95,584.00 |
DisclosureSEC source: 0001045810-14-000044 · wf-form4_139544656237239.xml · nonDerivative · entry 3 SHANNON DAVID M · CIK 0001197653 · EVP, CAO & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 240,917 F5 · shares: Represents shares of the Issuer's common stock withheld by the Issuer to satisfy taxes due by the Reporting Person in connection with the vesting of restricted stock units previously reported on a Form 4. Read SEC document |
| March 19, 2014 Filed Mar 22, 2014 00:02 UTC | NVIDIA CORP NVDA · Entity 1023 | GrantCommon Stock | 116,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001045810-14-000044 · wf-form4_139544656237239.xml · nonDerivative · entry 2 SHANNON DAVID M · CIK 0001197653 · EVP, CAO & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 246,067 F3 · shares: Represents the maximum number of shares that will be earned, if at all, based on the achievement of a pre-established performance goal during the Issuer's fiscal year ending January 25, 2015. Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. The maximum number represents 200% of the target payout of 58,000 shares. If the pre-established performance goal is achieved, the shares earned will vest as to 25% on March 18, 2015 and as to 12.5% of the shares every six months thereafter, such that the shares are fully vested on approximately the four (4) year anniversary of the date of grant. F2 · price: The shares represent restricted stock units that were received as an award, for no consideration. F4 · balance_after: Includes 1,966 shares purchased pursuant to the Issuer's Employee Stock Purchase Plan on February 28, 2014 and 13,787 shares issued upon the vesting of restricted stock units previously reported on a Form 4. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.