Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Vivid Seats Inc.SEAT · Entity 7035 | General Counsel | October 19, 2022 | October 21, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Vivid Seats Inc.
Report date October 19, 2022 · Filed October 21, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 4,143 |
Ending reported balance
After 2022-10-20 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2022-10-19 · Exercise / conversion · Acquired 1,504 · Balance 4,590 F1: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock Row 2 · 2022-10-20 · Sale · Disposed 447 · Balance 4,143 F2: Represents the aggregate number of shares sold by the Reporting Person solely to cover required taxes and fees due upon the vesting and settlement of RSUs. F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.72 to $7.71, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 18,048 |
Reported balance
After 2022-10-19 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2022-10-19 · Exercise / conversion · Disposed 1,504 · Balance 18,048 F1: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock F4: The RSUs have vested and settled or will vest and settle, as applicable, in 16 equal quarterly installments beginning on January 19, 2022. The RSUs do not have an expiration date. |
Filing footnotes · ownership attribution and instrument terms
F1: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock
F2: Represents the aggregate number of shares sold by the Reporting Person solely to cover required taxes and fees due upon the vesting and settlement of RSUs.
F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.72 to $7.71, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes.
F4: The RSUs have vested and settled or will vest and settle, as applicable, in 16 equal quarterly installments beginning on January 19, 2022. The RSUs do not have an expiration date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 20, 2022 Filed Oct 21, 2022 19:51 UTC | Vivid Seats Inc. SEAT · Entity 7035 | SaleClass A Common Stock | 447 | $7.72 | $3,450.84 |
DisclosureSEC source: 0001209191-22-054339 · doc4.xml · nonDerivative · entry 2 Morris David E. · CIK 0001880289 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,143 F2 · shares: Represents the aggregate number of shares sold by the Reporting Person solely to cover required taxes and fees due upon the vesting and settlement of RSUs. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.72 to $7.71, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes. Read SEC document |
| October 19, 2022 Filed Oct 21, 2022 19:51 UTC | Vivid Seats Inc. SEAT · Entity 7035 | Exercise / conversionRestricted Stock Units · Derivative | 1,504 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-054339 · doc4.xml · derivative · entry 3 Morris David E. · CIK 0001880289 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,048 Underlying: Class A Common Stock · 1,504 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock F4 · derivative.exercise_date: The RSUs have vested and settled or will vest and settle, as applicable, in 16 equal quarterly installments beginning on January 19, 2022. The RSUs do not have an expiration date. F4 · derivative.expiration_date: The RSUs have vested and settled or will vest and settle, as applicable, in 16 equal quarterly installments beginning on January 19, 2022. The RSUs do not have an expiration date. Read SEC document |
| October 19, 2022 Filed Oct 21, 2022 19:51 UTC | Vivid Seats Inc. SEAT · Entity 7035 | Exercise / conversionClass A Common Stock | 1,504 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-054339 · doc4.xml · nonDerivative · entry 1 Morris David E. · CIK 0001880289 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,590 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock Read SEC document |
| July 20, 2022 Filed Jul 21, 2022 17:14 UTC | Vivid Seats Inc. SEAT · Entity 7035 | SaleClass A Common Stock | 446 | $8.44 | $3,764.24 |
DisclosureSEC source: 0001209191-22-042890 · doc4.xml · nonDerivative · entry 2 Morris David E. · CIK 0001880289 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,086 F2 · shares: Represents the aggregate number of shares sold by the Reporting Person solely to cover required taxes and fees due upon the vesting and settlement of RSUs. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.32 to $8.44, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes. Read SEC document |
| July 19, 2022 Filed Jul 21, 2022 17:14 UTC | Vivid Seats Inc. SEAT · Entity 7035 | Exercise / conversionRestricted Stock Units · Derivative | 1,504 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-042890 · doc4.xml · derivative · entry 3 Morris David E. · CIK 0001880289 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,552 Underlying: Class A Common Stock · 1,504 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock F4 · derivative.exercise_date: The RSUs have vested and settled or will vest and settle, as applicable, in 16 equal quarterly installments beginning on January 19, 2022. The RSUs do not have an expiration date. F4 · derivative.expiration_date: The RSUs have vested and settled or will vest and settle, as applicable, in 16 equal quarterly installments beginning on January 19, 2022. The RSUs do not have an expiration date. Read SEC document |
| July 19, 2022 Filed Jul 21, 2022 17:14 UTC | Vivid Seats Inc. SEAT · Entity 7035 | Exercise / conversionClass A Common Stock | 1,504 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-042890 · doc4.xml · nonDerivative · entry 1 Morris David E. · CIK 0001880289 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,532 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock Read SEC document |
| April 20, 2022 Filed Apr 21, 2022 19:57 UTC | Vivid Seats Inc. SEAT · Entity 7035 | SaleClass A Common Stock | 445 | $10.35 | $4,605.75 |
DisclosureSEC source: 0000899243-22-015357 · doc4.xml · nonDerivative · entry 2 Morris David E. · CIK 0001880289 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,028 Read SEC document |
| April 19, 2022 Filed Apr 21, 2022 19:57 UTC | Vivid Seats Inc. SEAT · Entity 7035 | Exercise / conversionRestricted Stock Units · Derivative | 1,504 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-015357 · doc4.xml · derivative · entry 3 Morris David E. · CIK 0001880289 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,056 Underlying: Class A Common Stock · 1,504 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock. F2 · derivative.exercise_date: The RSUs have vested and settled or will vest and settle, as applicable, in 16 equal quarterly installments beginning on January 19, 2022. The RSUs do not have an expiration date. F2 · derivative.expiration_date: The RSUs have vested and settled or will vest and settle, as applicable, in 16 equal quarterly installments beginning on January 19, 2022. The RSUs do not have an expiration date. Read SEC document |
| April 19, 2022 Filed Apr 21, 2022 19:57 UTC | Vivid Seats Inc. SEAT · Entity 7035 | Exercise / conversionClass A Common Stock | 1,504 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-22-015357 · doc4.xml · nonDerivative · entry 1 Morris David E. · CIK 0001880289 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,473 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock. Read SEC document |
| April 04, 2022 Filed Apr 6, 2022 16:05 UTC | Vivid Seats Inc. SEAT · Entity 7035 | GrantStock Option · Derivative | 87,719 | $0.00 Strike: $10.26 | $0.00 |
DisclosureSEC source: 0000899243-22-014054 · doc4.xml · derivative · entry 1 Morris David E. · CIK 0001880289 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,719 Underlying: Class A Common Stock · 87,719 shares Expires 2032-03-11 F1 · derivative.exercise_date: The stock option will vest and settle with respect to one third of the underlying shares on March 11, 2023 and in equal quarterly installments thereafter such that the underlying shares will be fully vested on March 11, 2025, subject to the Reporting Person's continued service to Issuer. Read SEC document |
| March 11, 2022 Filed Mar 15, 2022 21:04 UTC | Vivid Seats Inc. SEAT · Entity 7035 | GrantRestricted Stock Units · Derivative | 34,113 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-011153 · doc4.xml · derivative · entry 1 Morris David E. · CIK 0001880289 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,113 Underlying: Class A Common Stock · 34,113 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock. F2 · derivative.exercise_date: The RSUs will vest and settle with respect to one third of the RSUs on March 11, 2023 and in equal quarterly installments thereafter such that the RSUs will become fully vested on March 11, 2025. The RSUs do not have an expiration date. F2 · derivative.expiration_date: The RSUs will vest and settle with respect to one third of the RSUs on March 11, 2023 and in equal quarterly installments thereafter such that the RSUs will become fully vested on March 11, 2025. The RSUs do not have an expiration date. Read SEC document |
| January 20, 2022 Filed Jan 21, 2022 18:52 UTC | Vivid Seats Inc. SEAT · Entity 7035 | SaleClass A Common Stock | 534 | $10.50 | $5,606.31 |
DisclosureSEC source: 0000899243-22-002919 · doc4.xml · nonDerivative · entry 2 Morris David E. · CIK 0001880289 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 969 F2 · price: The price reported is a weighted average price. The securities were sold in multiple transactions at per share prices ranging from $ 10.3300 to $ 10.5000. The Reporting Person undertakes to provide upon request the SEC staff, the Issuer, or any shareholder of the Issuer, full information regarding the number of securities sold at each separate price within the range set forth in this footnote 2. Read SEC document |
| January 19, 2022 Filed Jan 21, 2022 18:52 UTC | Vivid Seats Inc. SEAT · Entity 7035 | Exercise / conversionRestricted Stock Units · Derivative | 1,503 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-002919 · doc4.xml · derivative · entry 3 Morris David E. · CIK 0001880289 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,560 Underlying: Class A Common Stock · 1,503 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock. F3 · derivative.exercise_date: The RSUs have vested and settled or will vest and settle, as applicable, in 16 equal quarterly installments beginning on January 19, 2022. The RSUs do not have an expiration date. F3 · derivative.expiration_date: The RSUs have vested and settled or will vest and settle, as applicable, in 16 equal quarterly installments beginning on January 19, 2022. The RSUs do not have an expiration date. Read SEC document |
| January 19, 2022 Filed Jan 21, 2022 18:52 UTC | Vivid Seats Inc. SEAT · Entity 7035 | Exercise / conversionClass A Common Stock | 1,503 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-22-002919 · doc4.xml · nonDerivative · entry 1 Morris David E. · CIK 0001880289 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,503 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock. Read SEC document |
| November 05, 2021 Filed Nov 9, 2021 19:45 UTC | Vivid Seats Inc. SEAT · Entity 7035 | GrantStock Option · Derivative | 63,826 | $0.00 Strike: $13.09 | $0.00 |
DisclosureSEC source: 0000899243-21-043698 · doc4.xml · derivative · entry 1 Morris David E. · CIK 0001880289 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,826 Underlying: Class A Common Stock · 63,826 shares Expires 2031-11-04 F1 · derivative.exercise_date: The stock options will vest in 16 equal quarterly installments beginning on January 19, 2022, subject to the Reporting Person's continued service to Issuer. Read SEC document |
| October 19, 2021 Filed Oct 21, 2021 21:54 UTC | Vivid Seats Inc. SEAT · Entity 7035 | GrantStock Option · Derivative | 26,534 | $0.00 Strike: $15.00 | $0.00 |
DisclosureSEC source: 0000899243-21-041143 · doc4.xml · derivative · entry 3 Morris David E. · CIK 0001880289 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,534 Underlying: Class A Common Stock · 26,534 shares Expires 2031-10-19 F3 · derivative.exercise_date: The stock options will vest in 16 equal quarterly installments beginning on January 19, 2022. Read SEC document |
| October 19, 2021 Filed Oct 21, 2021 21:54 UTC | Vivid Seats Inc. SEAT · Entity 7035 | GrantStock Option · Derivative | 26,534 | $0.00 Strike: $13.09 | $0.00 |
DisclosureSEC source: 0000899243-21-041143 · doc4.xml · derivative · entry 2 Morris David E. · CIK 0001880289 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,534 Underlying: Class A Common Stock · 26,534 shares Expires 2031-10-19 F3 · derivative.exercise_date: The stock options will vest in 16 equal quarterly installments beginning on January 19, 2022. Read SEC document |
| October 19, 2021 Filed Oct 21, 2021 21:54 UTC | Vivid Seats Inc. SEAT · Entity 7035 | GrantRestricted Stock Unit · Derivative | 24,063 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-041143 · doc4.xml · derivative · entry 1 Morris David E. · CIK 0001880289 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,063 Underlying: Class A Common Stock · 24,063 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock. F2 · derivative.exercise_date: The restricted stock units will vest in 16 equal quarterly installments beginning on January 19, 2022. F2 · derivative.expiration_date: The restricted stock units will vest in 16 equal quarterly installments beginning on January 19, 2022. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.