person · Reporting owner

Paz George

Disclosed activity across 3 companies

Tapewire entity: 122872
SEC CIK: 0001235682

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
PRUDENTIAL FINANCIAL INCPRU · Entity 148	Director	September 15, 2022	September 19, 2022

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

PRUDENTIAL FINANCIAL INC

Report date September 15, 2022 · Filed September 19, 2022

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Notional Shares - MandatorySEC Table II · derivative / convertible security · Conversion / exercise price $0.00	Direct	10,914	Reported balance After 2022-09-15 transaction · row 1 Instrument identity requires review; Table II rows are not merged. 1 source row Row 1 · 2022-09-15 · Grant · Acquired 139 · Balance 10,914 F1: Each notional share - mandatory represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock under the Issuer's deferred compensation plan for non-employee directors. F2: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2.
Notional Shares - OptionalSEC Table II · derivative / convertible security · Conversion / exercise price $0.00	Direct	4,680	Reported balance After 2022-09-15 transaction · row 2 Instrument identity requires review; Table II rows are not merged. 1 source row Row 2 · 2022-09-15 · Grant · Acquired 59 · Balance 4,680 F3: Each notional share - optional represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock or the cash value thereof under the Issuer's deferred compensation plan for non-employee directors. F4: Such shares are payable in common stock or cash, at the election of the reporting person, with payment to begin, at the election of the reporting person provided that such date shall be at least two (2) years after the end of the plan year with respect to which such elective deferrals relate. The reporting person may transfer her investment in the notional shares - optional to an alternative investment account, subject to the terms of the Issuer's deferred compensation plan for non-employee directors.
2022 Restricted Stock UnitsSEC Table II · derivative / convertible security	Direct	1,476	Reported balance After 2022-09-15 transaction · row 3 Instrument identity requires review; Table II rows are not merged. 1 source row Row 3 · 2022-09-15 · Grant · Acquired 18 · Balance 1,476 F5: Each restricted stock unit represents a contingent right to receive one share of PRU common stock or the economic equivalent thereof. The restricted stock units become payable, in PRU common stock or in cash, at the election of the reporting person, upon or following the reporting person's termination of service as a Director unless the reporting person elects an earlier date pursuant to the terms of the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors. F6: The restricted stock units vest the earlier of the annual meeting or in one year on May 10, 2023 and were deferred under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors.

Filing footnotes · ownership attribution and instrument terms

F1: Each notional share - mandatory represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock under the Issuer's deferred compensation plan for non-employee directors.

F2: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2.

F3: Each notional share - optional represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock or the cash value thereof under the Issuer's deferred compensation plan for non-employee directors.

F4: Such shares are payable in common stock or cash, at the election of the reporting person, with payment to begin, at the election of the reporting person provided that such date shall be at least two (2) years after the end of the plan year with respect to which such elective deferrals relate. The reporting person may transfer her investment in the notional shares - optional to an alternative investment account, subject to the terms of the Issuer's deferred compensation plan for non-employee directors.

F5: Each restricted stock unit represents a contingent right to receive one share of PRU common stock or the economic equivalent thereof. The restricted stock units become payable, in PRU common stock or in cash, at the election of the reporting person, upon or following the reporting person's termination of service as a Director unless the reporting person elects an earlier date pursuant to the terms of the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors.

F6: The restricted stock units vest the earlier of the annual meeting or in one year on May 10, 2023 and were deferred under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors.

Past disclosures · reporting ended (2)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Express Scripts Holding Co.

Report date June 01, 2017 · Filed December 21, 2018

Section 16 reporting ended · disclosed 2018-12-21. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosure context
Common StockSEC Table I · non-derivative	Direct	Ending reported balance After 2018-12-20 transaction · row 4 4 source rows · reconciled sequence Row 1 · 2017-06-01 · Exercise / conversion · Acquired 69,847 · Balance 960,401 F1: Each share of phantom stock was the economic equivalent of one share of the Issuer's common stock. The Reporting Person settled his shares of phantom stock for shares of the Issuer's common stock. Row 2 · 2017-06-01 · Tax withholding · Disposed 31,851 · Balance 928,550 F2: Represents shares tendered to Company to cover Reporting Person's tax liability due upon conversion of phantom stock previously awarded under deferred compensation plans. Row 3 · 2018-11-28 · Gift · Disposed 100,000 · Balance 828,550 Row 4 · 2018-12-20 · Disposition to issuer · Disposed 828,550 · Balance 0 F3: Pursuant to the agreement and plan of merger ("Merger Agreement") between the Issuer and Cigna Corporation, Halfmoon Parent, Inc., Halfmoon I, Inc. and Halfmoon II, Inc., upon closing of the merger of Halfmoon II, Inc. with and into the Issuer (the "Merger"), each common share of the Issuer was converted into the right to receive 0.2434 shares of Halfmoon Parent, Inc. common stock and $48.75 in cash. Each restricted stock unit granted to the Reporting Person in his capacity as a director of the Issuer was converted into a right to receive a cash payment in accordance with the payment ratio set forth in the Merger Agreement. Each restricted stock unit granted to the Reporting Person in his capacity as an executive officer of the Issuer was converted into a unit with respect to common stock of Halfmoon Parent, Inc. in accordance with the exchange ratio set forth in the Merger Agreement.
Common StockSEC Table I · non-derivative	IndirectBy Spouse Trust	Reported balance After 2018-12-20 transaction · row 5 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 5 · 2018-12-20 · Disposition to issuer · Disposed 132,527 · Balance 0 F3: Pursuant to the agreement and plan of merger ("Merger Agreement") between the Issuer and Cigna Corporation, Halfmoon Parent, Inc., Halfmoon I, Inc. and Halfmoon II, Inc., upon closing of the merger of Halfmoon II, Inc. with and into the Issuer (the "Merger"), each common share of the Issuer was converted into the right to receive 0.2434 shares of Halfmoon Parent, Inc. common stock and $48.75 in cash. Each restricted stock unit granted to the Reporting Person in his capacity as a director of the Issuer was converted into a right to receive a cash payment in accordance with the payment ratio set forth in the Merger Agreement. Each restricted stock unit granted to the Reporting Person in his capacity as an executive officer of the Issuer was converted into a unit with respect to common stock of Halfmoon Parent, Inc. in accordance with the exchange ratio set forth in the Merger Agreement.
Common StockSEC Table I · non-derivative	IndirectBy Reporting Person's Trust	Reported balance After 2018-12-20 transaction · row 6 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 6 · 2018-12-20 · Disposition to issuer · Disposed 132,850 · Balance 0 F3: Pursuant to the agreement and plan of merger ("Merger Agreement") between the Issuer and Cigna Corporation, Halfmoon Parent, Inc., Halfmoon I, Inc. and Halfmoon II, Inc., upon closing of the merger of Halfmoon II, Inc. with and into the Issuer (the "Merger"), each common share of the Issuer was converted into the right to receive 0.2434 shares of Halfmoon Parent, Inc. common stock and $48.75 in cash. Each restricted stock unit granted to the Reporting Person in his capacity as a director of the Issuer was converted into a right to receive a cash payment in accordance with the payment ratio set forth in the Merger Agreement. Each restricted stock unit granted to the Reporting Person in his capacity as an executive officer of the Issuer was converted into a unit with respect to common stock of Halfmoon Parent, Inc. in accordance with the exchange ratio set forth in the Merger Agreement.
Phantom Stock UnitsSEC Table II · derivative / convertible security · Expires 2017-06-01	Direct	Reported balance After 2017-06-01 transaction · row 7 Instrument identity requires review; Table II rows are not merged. 1 source row Row 7 · 2017-06-01 · Exercise / conversion · Disposed 69,847 · Balance 0 F1: Each share of phantom stock was the economic equivalent of one share of the Issuer's common stock. The Reporting Person settled his shares of phantom stock for shares of the Issuer's common stock.
Non-Qualified Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $53.50 · Expires 2019-02-27	Direct	Reported balance After 2018-12-20 transaction · row 8 Instrument identity requires review; Table II rows are not merged. 1 source row Row 8 · 2018-12-20 · Disposition to issuer · Disposed 209,358 · Balance 0 F5: Pursuant to the Merger Agreement, upon closing of the Merger, the option was converted into an option to purchase common shares of Halfmoon Parent, Inc. in accordance with the exchange ratio set forth in the Merger Agreement. F4: The options vest on varying dates pursuant to the terms of the plans and/or agreements under which they were granted.
Non-Qualified Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $77.15 · Expires 2021-03-05	Direct	Reported balance After 2018-12-20 transaction · row 10 Instrument identity requires review; Table II rows are not merged. 1 source row Row 10 · 2018-12-20 · Disposition to issuer · Disposed 221,506 · Balance 0 F5: Pursuant to the Merger Agreement, upon closing of the Merger, the option was converted into an option to purchase common shares of Halfmoon Parent, Inc. in accordance with the exchange ratio set forth in the Merger Agreement. F4: The options vest on varying dates pursuant to the terms of the plans and/or agreements under which they were granted.
Non-Qualified Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $84.83 · Expires 2025-03-04	Direct	Reported balance After 2018-12-20 transaction · row 11 Instrument identity requires review; Table II rows are not merged. 1 source row Row 11 · 2018-12-20 · Disposition to issuer · Disposed 189,385 · Balance 0 F5: Pursuant to the Merger Agreement, upon closing of the Merger, the option was converted into an option to purchase common shares of Halfmoon Parent, Inc. in accordance with the exchange ratio set forth in the Merger Agreement. F4: The options vest on varying dates pursuant to the terms of the plans and/or agreements under which they were granted.
Non-Qualified Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $69.57 · Expires 2026-03-09	Direct	Reported balance After 2018-12-20 transaction · row 12 Instrument identity requires review; Table II rows are not merged. 1 source row Row 12 · 2018-12-20 · Disposition to issuer · Disposed 249,770 · Balance 0 F5: Pursuant to the Merger Agreement, upon closing of the Merger, the option was converted into an option to purchase common shares of Halfmoon Parent, Inc. in accordance with the exchange ratio set forth in the Merger Agreement. F4: The options vest on varying dates pursuant to the terms of the plans and/or agreements under which they were granted.
Non-Qualified Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $60.66 · Expires 2027-05-11	Direct	Reported balance After 2018-12-20 transaction · row 13 Instrument identity requires review; Table II rows are not merged. 1 source row Row 13 · 2018-12-20 · Disposition to issuer · Disposed 8,006 · Balance 0 F5: Pursuant to the Merger Agreement, upon closing of the Merger, the option was converted into an option to purchase common shares of Halfmoon Parent, Inc. in accordance with the exchange ratio set forth in the Merger Agreement. F4: The options vest on varying dates pursuant to the terms of the plans and/or agreements under which they were granted.
Non-Qualified Stock Units (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $58.17 · Expires 2020-03-06	Direct	Reported balance After 2018-12-20 transaction · row 9 Instrument identity requires review; Table II rows are not merged. 1 source row Row 9 · 2018-12-20 · Disposition to issuer · Disposed 210,091 · Balance 0 F5: Pursuant to the Merger Agreement, upon closing of the Merger, the option was converted into an option to purchase common shares of Halfmoon Parent, Inc. in accordance with the exchange ratio set forth in the Merger Agreement. F4: The options vest on varying dates pursuant to the terms of the plans and/or agreements under which they were granted.

Filing footnotes · ownership attribution and instrument terms

F1: Each share of phantom stock was the economic equivalent of one share of the Issuer's common stock. The Reporting Person settled his shares of phantom stock for shares of the Issuer's common stock.

F2: Represents shares tendered to Company to cover Reporting Person's tax liability due upon conversion of phantom stock previously awarded under deferred compensation plans.

F3: Pursuant to the agreement and plan of merger ("Merger Agreement") between the Issuer and Cigna Corporation, Halfmoon Parent, Inc., Halfmoon I, Inc. and Halfmoon II, Inc., upon closing of the merger of Halfmoon II, Inc. with and into the Issuer (the "Merger"), each common share of the Issuer was converted into the right to receive 0.2434 shares of Halfmoon Parent, Inc. common stock and $48.75 in cash. Each restricted stock unit granted to the Reporting Person in his capacity as a director of the Issuer was converted into a right to receive a cash payment in accordance with the payment ratio set forth in the Merger Agreement. Each restricted stock unit granted to the Reporting Person in his capacity as an executive officer of the Issuer was converted into a unit with respect to common stock of Halfmoon Parent, Inc. in accordance with the exchange ratio set forth in the Merger Agreement.

F4: The options vest on varying dates pursuant to the terms of the plans and/or agreements under which they were granted.

F5: Pursuant to the Merger Agreement, upon closing of the Merger, the option was converted into an option to purchase common shares of Halfmoon Parent, Inc. in accordance with the exchange ratio set forth in the Merger Agreement.

HONEYWELL INTERNATIONAL INC

Report date October 23, 2022 · Filed October 26, 2022

Section 16 reporting ended · disclosed 2022-10-26. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	23,350	Reported balance After 2022-10-23 transaction · row 1 1 source row Row 1 · 2022-10-23 · Exercise / conversion · Acquired 346 · Balance 23,350 F1: Instrument converts to common stock on a one-for-one basis.
Restricted Stock UnitsSEC Table II · derivative / convertible security	Direct	0	Reported balance After 2022-10-23 transaction · row 2 Instrument identity requires review; Table II rows are not merged. 1 source row Row 2 · 2022-10-23 · Exercise / conversion · Disposed 346 · Balance 0 F1: Instrument converts to common stock on a one-for-one basis. F2: Includes the reinvestment of dividend equivalents into 3 additional restricted stock units. F3: The Restricted Stock Units were granted under the 2016 Stock Plan for Non-Employee Directors of Honeywell International Inc. with all units vesting on October 23, 2022 upon the death of Mr. Paz.

Filing footnotes · ownership attribution and instrument terms

F1: Instrument converts to common stock on a one-for-one basis.

F2: Includes the reinvestment of dividend equivalents into 3 additional restricted stock units.

F3: The Restricted Stock Units were granted under the 2016 Stock Plan for Non-Employee Directors of Honeywell International Inc. with all units vesting on October 23, 2022 upon the death of Mr. Paz.

Transaction history

JSON API

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
March 15, 2018 Filed Mar 19, 2018 18:42 UTC	PRUDENTIAL FINANCIAL INC PRU · Entity 148	Grant2017 Restricted Stock Units · Derivative	11	$108.49	$1,193.39	Disclosure SEC source: 0001127602-18-012002 · form4.xml · derivative · entry 2 Paz George · CIK 0001235682 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,431 Underlying: Common Stock · 11 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PRU common stock. F4 · derivative.exercise_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 10, 2018 and were deferred until retirement from the Board under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors. F4 · derivative.expiration_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 10, 2018 and were deferred until retirement from the Board under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors. Read SEC document
March 15, 2018 Filed Mar 19, 2018 18:42 UTC	PRUDENTIAL FINANCIAL INC PRU · Entity 148	GrantNotional Shares - Mandatory · Derivative	35	$108.49 Strike: $0.00	$3,797.15	Disclosure SEC source: 0001127602-18-012002 · form4.xml · derivative · entry 1 Paz George · CIK 0001235682 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,328 Underlying: Common Stock · 35 shares Expires not disclosed F1 · derivative.exercise_price: Each notional share - mandatory represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock under the Issuer's deferred compensation plan for non-employee directors. F2 · derivative.exercise_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2. F2 · derivative.expiration_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2. Read SEC document
March 06, 2018 Filed Mar 8, 2018 18:52 UTC	Express Scripts Holding Co. ESRX · Entity 161583	GrantCommon Stock	46,988	$0.00	$0.00	Disclosure SEC source: 0000950138-18-000254 · edgar.xml · nonDerivative · entry 1 Paz George · CIK 0001235682 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 887,736 F1 · price: Vesting of performance shares granted under Express Scripts, Inc. 2011 Long-Term Incentive Plan. Read SEC document
March 02, 2018 Filed Mar 6, 2018 16:26 UTC	Express Scripts Holding Co. ESRX · Entity 161583	Exercise / conversionNon-Qualified Stock Option (Right-to-Buy) · Derivative	161,666	Not disclosed Strike: $56.50	Not disclosed	Disclosure SEC source: 0000950138-18-000234 · edgar.xml · derivative · entry 5 Paz George · CIK 0001235682 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Express Scripts Holding Company Common Stock · 161,666 shares Expires 2018-03-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Represents options that were automatically exercised immediately prior to the expiration of the options. F3 · price: Stock option previously awarded pursuant to Express Scripts, Inc. 2000 Long-Term Incentive Plan. Options vested in three (3) equal installments on February 28, 2012, February 28, 2013, and February 28, 2014. F3 · derivative.exercise_date: Stock option previously awarded pursuant to Express Scripts, Inc. 2000 Long-Term Incentive Plan. Options vested in three (3) equal installments on February 28, 2012, February 28, 2013, and February 28, 2014. Read SEC document
March 02, 2018 Filed Mar 6, 2018 16:26 UTC	Express Scripts Holding Co. ESRX · Entity 161583	Tax withholdingCommon Stock	140,078	$74.77	$10,473,632.06	Disclosure SEC source: 0000950138-18-000234 · edgar.xml · nonDerivative · entry 2 Paz George · CIK 0001235682 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 840,748 F1 · shares: Represents shares tendered to Company to cover payment of exercise price and Reporting Person's tax liability due upon exercise of stock option previously awarded under long-term incentive plans. Read SEC document
March 02, 2018 Filed Mar 6, 2018 16:26 UTC	Express Scripts Holding Co. ESRX · Entity 161583	Exercise / conversionCommon Stock	161,666	$56.50	$9,134,129.00	Disclosure SEC source: 0000950138-18-000234 · edgar.xml · nonDerivative · entry 1 Paz George · CIK 0001235682 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 980,826 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
February 28, 2018 Filed Mar 2, 2018 16:17 UTC	Express Scripts Holding Co. ESRX · Entity 161583	Tax withholdingCommon Stock	10,831	$75.45	$817,198.95	Disclosure SEC source: 0000950138-18-000187 · edgar.xml · nonDerivative · entry 5 Paz George · CIK 0001235682 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 819,160 F3 · shares: Represents shares tendered to Company to cover Reporting Person's tax liability due upon vesting of restricted stock units previously awarded under long-term incentive plans. Read SEC document
January 22, 2018 Filed Mar 2, 2018 16:17 UTC	Express Scripts Holding Co. ESRX · Entity 161583	GiftCommon Stock	62,500	$0.00	$0.00	Disclosure SEC source: 0000950138-18-000187 · edgar.xml · nonDerivative · entry 4 Paz George · CIK 0001235682 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Reporting Person's Trust Disclosed balance after: 132,850 F2 · kind: Gift of shares to irrevocable trust for the benefit of the Reporting Person. Read SEC document
January 22, 2018 Filed Mar 2, 2018 16:17 UTC	Express Scripts Holding Co. ESRX · Entity 161583	GiftCommon Stock	62,500	$0.00	$0.00	Disclosure SEC source: 0000950138-18-000187 · edgar.xml · nonDerivative · entry 3 Paz George · CIK 0001235682 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 829,991 F2 · kind: Gift of shares to irrevocable trust for the benefit of the Reporting Person. Read SEC document
January 22, 2018 Filed Mar 2, 2018 16:17 UTC	Express Scripts Holding Co. ESRX · Entity 161583	GiftCommon Stock	62,500	$0.00	$0.00	Disclosure SEC source: 0000950138-18-000187 · edgar.xml · nonDerivative · entry 2 Paz George · CIK 0001235682 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Trust Disclosed balance after: 132,527 F1 · kind: Gift of shares to irrevocable trust for the benefit of the Reporting Person's spouse. Read SEC document
January 22, 2018 Filed Mar 2, 2018 16:17 UTC	Express Scripts Holding Co. ESRX · Entity 161583	GiftCommon Stock	62,500	$0.00	$0.00	Disclosure SEC source: 0000950138-18-000187 · edgar.xml · nonDerivative · entry 1 Paz George · CIK 0001235682 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 892,491 F1 · kind: Gift of shares to irrevocable trust for the benefit of the Reporting Person's spouse. Read SEC document
January 02, 2018 Filed Jan 4, 2018 19:57 UTC	HONEYWELL INTERNATIONAL INC HON · Entity 2988	GrantDeferred Compensation (Phantom Shares) · Derivative	391.236	$153.36	$59,999.95	Disclosure SEC source: 0000950117-18-000009 · cfp_24331.xml · derivative · entry 1 Paz George · CIK 0001235682 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,809.618 Underlying: Common Stock · 391.236 shares Expires not disclosed F1 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis. F2 · kind: Phantom shares are accrued under the Deferred Compensation Plan for Non-Employee Directors and will be settled in cash upon termination or retirement. F2 · derivative.exercise_date: Phantom shares are accrued under the Deferred Compensation Plan for Non-Employee Directors and will be settled in cash upon termination or retirement. F2 · derivative.expiration_date: Phantom shares are accrued under the Deferred Compensation Plan for Non-Employee Directors and will be settled in cash upon termination or retirement. Read SEC document
December 14, 2017 Filed Dec 18, 2017 16:41 UTC	PRUDENTIAL FINANCIAL INC PRU · Entity 148	Grant2017 Restricted Stock Units · Derivative	9	$114.47	$1,030.23	Disclosure SEC source: 0001127602-17-034860 · form4.xml · derivative · entry 2 Paz George · CIK 0001235682 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,419 Underlying: Common Stock · 9 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PRU common stock. F4 · derivative.exercise_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 10, 2018 and were deferred until retirement from the Board under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors. F4 · derivative.expiration_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 10, 2018 and were deferred until retirement from the Board under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors. Read SEC document
December 14, 2017 Filed Dec 18, 2017 16:41 UTC	PRUDENTIAL FINANCIAL INC PRU · Entity 148	GrantNotional Shares - Mandatory · Derivative	27	$114.47 Strike: $0.00	$3,090.69	Disclosure SEC source: 0001127602-17-034860 · form4.xml · derivative · entry 1 Paz George · CIK 0001235682 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,293 Underlying: Common Stock · 27 shares Expires not disclosed F1 · derivative.exercise_price: Each notional share - mandatory represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock under the Issuer's deferred compensation plan for non-employee directors. F2 · derivative.exercise_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2. F2 · derivative.expiration_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2. Read SEC document
September 14, 2017 Filed Sep 18, 2017 18:56 UTC	PRUDENTIAL FINANCIAL INC PRU · Entity 148	Grant2017 Restricted Stock Units · Derivative	10	$101.97	$1,019.70	Disclosure SEC source: 0001127602-17-027600 · form4.xml · derivative · entry 2 Paz George · CIK 0001235682 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,410 Underlying: Common Stock · 10 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PRU common stock. F4 · derivative.exercise_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 10, 2018 and were deferred until retirement from the Board under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors. F4 · derivative.expiration_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 10, 2018 and were deferred until retirement from the Board under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors. Read SEC document
September 14, 2017 Filed Sep 18, 2017 18:56 UTC	PRUDENTIAL FINANCIAL INC PRU · Entity 148	GrantNotional Shares - Mandatory · Derivative	31	$101.97 Strike: $0.00	$3,161.07	Disclosure SEC source: 0001127602-17-027600 · form4.xml · derivative · entry 1 Paz George · CIK 0001235682 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,265 Underlying: Common Stock · 31 shares Expires not disclosed F1 · derivative.exercise_price: Each notional share - mandatory represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock under the Issuer's deferred compensation plan for non-employee directors. F2 · derivative.exercise_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2. F2 · derivative.expiration_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2. Read SEC document
June 15, 2017 Filed Jun 19, 2017 19:17 UTC	PRUDENTIAL FINANCIAL INC PRU · Entity 148	Grant2017 Restricted Stock Units · Derivative	9	$108.28	$974.52	Disclosure SEC source: 0001127602-17-021704 · form4.xml · derivative · entry 2 Paz George · CIK 0001235682 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,400 Underlying: Common Stock · 9 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PRU common stock. F4 · derivative.exercise_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 10, 2018 and were deferred until retirement from the Board under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors. F4 · derivative.expiration_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 10, 2018 and were deferred until retirement from the Board under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors. Read SEC document
June 15, 2017 Filed Jun 19, 2017 19:17 UTC	PRUDENTIAL FINANCIAL INC PRU · Entity 148	GrantNotional Shares - Mandatory · Derivative	29	$108.28 Strike: $0.00	$3,140.12	Disclosure SEC source: 0001127602-17-021704 · form4.xml · derivative · entry 1 Paz George · CIK 0001235682 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,234 Underlying: Common Stock · 29 shares Expires not disclosed F1 · derivative.exercise_price: Each notional share - mandatory represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock under the Issuer's deferred compensation plan for non-employee directors. F2 · derivative.exercise_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2. F2 · derivative.expiration_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2. Read SEC document
June 01, 2017 Filed Dec 21, 2018 17:28 UTC	Express Scripts Holding Co. ESRX · Entity 161583	Exercise / conversionPhantom Stock Units · Derivative	69,847	Not disclosed	Not disclosed	Disclosure SEC source: 0000950138-18-000699 · edgar.xml · derivative · entry 7 Paz George · CIK 0001235682 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Express Scripts Holding Company Common Stock · 69,847 shares Expires 2017-06-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of phantom stock was the economic equivalent of one share of the Issuer's common stock. The Reporting Person settled his shares of phantom stock for shares of the Issuer's common stock. F1 · price: Each share of phantom stock was the economic equivalent of one share of the Issuer's common stock. The Reporting Person settled his shares of phantom stock for shares of the Issuer's common stock. Read SEC document
June 01, 2017 Filed Dec 21, 2018 17:28 UTC	Express Scripts Holding Co. ESRX · Entity 161583	Tax withholdingCommon Stock	31,851	$60.40	$1,923,800.40	Disclosure SEC source: 0000950138-18-000699 · edgar.xml · nonDerivative · entry 2 Paz George · CIK 0001235682 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 928,550 F2 · shares: Represents shares tendered to Company to cover Reporting Person's tax liability due upon conversion of phantom stock previously awarded under deferred compensation plans. Read SEC document
June 01, 2017 Filed Dec 21, 2018 17:28 UTC	Express Scripts Holding Co. ESRX · Entity 161583	Exercise / conversionCommon Stock	69,847	Not disclosed	Not disclosed	Disclosure SEC source: 0000950138-18-000699 · edgar.xml · nonDerivative · entry 1 Paz George · CIK 0001235682 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 960,401 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of phantom stock was the economic equivalent of one share of the Issuer's common stock. The Reporting Person settled his shares of phantom stock for shares of the Issuer's common stock. Read SEC document
May 11, 2017 Filed May 15, 2017 16:53 UTC	Express Scripts Holding Co. ESRX · Entity 161583	GrantNon-Qualified Stock Option (Right-to-Buy) · Derivative	8,006	Not disclosed Strike: $60.66	Not disclosed	Disclosure SEC source: 0000950138-17-000432 · edgar.xml · derivative · entry 4 Paz George · CIK 0001235682 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,006 Underlying: Express Scripts Holding Company Common Stock · 8,006 shares Expires 2027-05-11 F2 · price: Grant of stock option pursuant to Express Scripts Holding Company 2016 Long-Term Incentive Plan. Vests in three equal installments on May 1, 2018, May 1, 2019, and May 1, 2020. F2 · derivative.exercise_date: Grant of stock option pursuant to Express Scripts Holding Company 2016 Long-Term Incentive Plan. Vests in three equal installments on May 1, 2018, May 1, 2019, and May 1, 2020. Read SEC document
May 11, 2017 Filed May 15, 2017 16:53 UTC	Express Scripts Holding Co. ESRX · Entity 161583	GrantCommon Stock	1,648	$0.00	$0.00	Disclosure SEC source: 0000950138-17-000432 · edgar.xml · nonDerivative · entry 1 Paz George · CIK 0001235682 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 954,991 F1 · price: Grant of restricted stock units pursuant to Express Scripts Holding Company 2016 Long-Term Incentive Plan. Awards vest in three equal installments on May 1, 2018, May 1, 2019, and May 1, 2020. Read SEC document
May 09, 2017 Filed May 11, 2017 20:06 UTC	PRUDENTIAL FINANCIAL INC PRU · Entity 148	Grant2017 Restricted Stock Units · Derivative	1,390	$0.00	$0.00	Disclosure SEC source: 0001127602-17-017727 · form4.xml · derivative · entry 1 Paz George · CIK 0001235682 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,390 Underlying: Common Stock · 1,390 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PRU common stock. F2 · derivative.exercise_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 10, 2018 and were deferred until retirement from the Board under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors. F2 · derivative.expiration_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 10, 2018 and were deferred until retirement from the Board under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors. Read SEC document
April 28, 2017 Filed May 2, 2017 20:09 UTC	HONEYWELL INTERNATIONAL INC HON · Entity 2988	Exercise / conversionRestricted Units · Derivative	435	$132.97	$57,841.95	Disclosure SEC source: 0000950117-17-000318 · cfp_24264.xml · derivative · entry 2 Paz George · CIK 0001235682 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 435 shares Expires 2017-04-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis. F2 · shares: Includes the reinvestment of dividend equivalents into 26 additional restricted stock units. F3 · shares: All options and restricted stock units held by the Reporting Person have been adjusted to increase the number of shares in a manner subject to the adjustment provisions of the AdvanSix Inc. spin-off from Honeywell which occurred on October 1, 2016. F2 · derivative.underlying_shares: Includes the reinvestment of dividend equivalents into 26 additional restricted stock units. F3 · derivative.underlying_shares: All options and restricted stock units held by the Reporting Person have been adjusted to increase the number of shares in a manner subject to the adjustment provisions of the AdvanSix Inc. spin-off from Honeywell which occurred on October 1, 2016. Read SEC document
April 28, 2017 Filed May 2, 2017 20:09 UTC	HONEYWELL INTERNATIONAL INC HON · Entity 2988	Exercise / conversionCommon Stock	435	$132.97	$57,841.95	Disclosure SEC source: 0000950117-17-000318 · cfp_24264.xml · nonDerivative · entry 1 Paz George · CIK 0001235682 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,975 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
April 24, 2017 Filed Apr 26, 2017 20:03 UTC	HONEYWELL INTERNATIONAL INC HON · Entity 2988	GrantRestricted Stock Units · Derivative	386	$0.00	$0.00	Disclosure SEC source: 0000950117-17-000288 · cfp_24252.xml · derivative · entry 2 Paz George · CIK 0001235682 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 386 Underlying: Common Stock · 386 shares Expires not disclosed F2 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis. F3 · derivative.exercise_date: The Restricted Stock Units were granted under the 2016 Stock Plan for Non-Employee Directors of Honeywell International Inc. and vest on April 24, 2020. F3 · derivative.expiration_date: The Restricted Stock Units were granted under the 2016 Stock Plan for Non-Employee Directors of Honeywell International Inc. and vest on April 24, 2020. Read SEC document
April 24, 2017 Filed Apr 26, 2017 20:03 UTC	HONEYWELL INTERNATIONAL INC HON · Entity 2988	GrantStock Option (right to buy) · Derivative	2,879	$0.00 Strike: $129.55	$0.00	Disclosure SEC source: 0000950117-17-000288 · cfp_24252.xml · derivative · entry 1 Paz George · CIK 0001235682 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,879 Underlying: Common Stock · 2,879 shares Expires 2027-04-23 F1 · kind: Represents exempt grant of non-qualified stock options under the 2016 Stock Plan for Non-Employee Directors of Honeywell International Inc. that vest in four equal annual installments, with the first installment vesting on April 24, 2018. F1 · derivative.exercise_date: Represents exempt grant of non-qualified stock options under the 2016 Stock Plan for Non-Employee Directors of Honeywell International Inc. that vest in four equal annual installments, with the first installment vesting on April 24, 2018. Read SEC document
March 16, 2017 Filed Mar 20, 2017 20:36 UTC	PRUDENTIAL FINANCIAL INC PRU · Entity 148	GrantNotional Shares - Mandatory · Derivative	14	$111.62 Strike: $0.00	$1,562.68	Disclosure SEC source: 0001127602-17-012404 · form4.xml · derivative · entry 2 Paz George · CIK 0001235682 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,198 Underlying: Common Stock · 14 shares Expires not disclosed F3 · derivative.exercise_price: Each notional share - mandatory represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock under the Issuer's deferred compensation plan for non-employee directors. F4 · derivative.exercise_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2. F4 · derivative.expiration_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2. Read SEC document
March 16, 2017 Filed Mar 20, 2017 20:36 UTC	PRUDENTIAL FINANCIAL INC PRU · Entity 148	Grant5/10/2016 Restricted Stock Units · Derivative	13	$111.62 Strike: $0.00	$1,451.06	Disclosure SEC source: 0001127602-17-012404 · form4.xml · derivative · entry 1 Paz George · CIK 0001235682 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,006 Underlying: Common Stock · 13 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PRU common stock. F2 · derivative.exercise_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 10, 2017 and were deferred until retirement from the Board under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors. F2 · derivative.expiration_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 10, 2017 and were deferred until retirement from the Board under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors. Read SEC document
March 08, 2017 Filed Mar 10, 2017 16:09 UTC	Express Scripts Holding Co. ESRX · Entity 161583	Tax withholdingCommon Stock	36,263	$67.62	$2,452,104.06	Disclosure SEC source: 0000950138-17-000311 · edgar.xml · nonDerivative · entry 2 Paz George · CIK 0001235682 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 953,343 F2 · shares: Represents shares tendered to Company to cover Reporting Person's tax liability due upon vesting of performance shares. Read SEC document
March 08, 2017 Filed Mar 10, 2017 16:09 UTC	Express Scripts Holding Co. ESRX · Entity 161583	GrantCommon Stock	75,625	$0.00	$0.00	Disclosure SEC source: 0000950138-17-000311 · edgar.xml · nonDerivative · entry 1 Paz George · CIK 0001235682 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 989,606 F1 · price: Vesting of performance shares granted under Express Scripts, Inc. 2011 Long-Term Incentive Plan. Read SEC document
March 03, 2017 Filed Mar 7, 2017 16:32 UTC	Express Scripts Holding Co. ESRX · Entity 161583	Exercise / conversionNon-Qualified Stock Option (Right-to-Buy) · Derivative	174,386	Not disclosed Strike: $49.50	Not disclosed	Disclosure SEC source: 0000950138-17-000281 · edgar.xml · derivative · entry 5 Paz George · CIK 0001235682 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Express Scripits Holding Company Common Stock · 174,386 shares Expires 2017-03-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Represents options that were automatically exercised immediately prior to the expiration of the options. F3 · price: Stock option previously awarded pursuant to Express Scripts, Inc. 2000 Long-Term Incentive Plan. All shares vested on February 28, 2013. F3 · derivative.exercise_date: Stock option previously awarded pursuant to Express Scripts, Inc. 2000 Long-Term Incentive Plan. All shares vested on February 28, 2013. Read SEC document
March 03, 2017 Filed Mar 7, 2017 16:32 UTC	Express Scripts Holding Co. ESRX · Entity 161583	Tax withholdingCommon Stock	146,381	$71.58	$10,477,951.98	Disclosure SEC source: 0000950138-17-000281 · edgar.xml · nonDerivative · entry 2 Paz George · CIK 0001235682 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 913,981 F1 · shares: Represents shares tendered to Company to cover payment of exercise price and Reporting Person's tax liability due upon exercise of stock option previously awarded under long-term incentive plans. Read SEC document
March 03, 2017 Filed Mar 7, 2017 16:32 UTC	Express Scripts Holding Co. ESRX · Entity 161583	Exercise / conversionCommon Stock	174,386	$49.50	$8,631,235.07	Disclosure SEC source: 0000950138-17-000281 · edgar.xml · nonDerivative · entry 1 Paz George · CIK 0001235682 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,060,362 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
February 28, 2017 Filed Mar 2, 2017 16:52 UTC	Express Scripts Holding Co. ESRX · Entity 161583	Tax withholdingCommon Stock	16,452	$70.65	$1,162,333.80	Disclosure SEC source: 0000950138-17-000248 · edgar.xml · nonDerivative · entry 1 Paz George · CIK 0001235682 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 885,976 F1 · shares: Represents shares tendered to Company to cover Reporting Person's tax liability due upon vesting of restricted stock units previously awarded under long-term incentive plans. Read SEC document
February 23, 2017 Filed Feb 23, 2017 16:46 UTC	PRUDENTIAL FINANCIAL INC PRU · Entity 148	PurchaseCommon Stock	500	$110.73	$55,365.00	Disclosure SEC source: 0001127602-17-007946 · form4.xml · nonDerivative · entry 1 Paz George · CIK 0001235682 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 500 Read SEC document
January 03, 2017 Filed Jan 5, 2017 21:06 UTC	HONEYWELL INTERNATIONAL INC HON · Entity 2988	GrantDeferred Compensation (Phantom Shares) · Derivative	517.911	$115.85	$59,999.99	Disclosure SEC source: 0000950117-17-000019 · cfp_24147.xml · derivative · entry 1 Paz George · CIK 0001235682 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,209.299 Underlying: Common Stock · 517.911 shares Expires not disclosed F1 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis. F2 · kind: Phantom shares are accrued under the Deferred Compensation Plan for Non-Employee Directors and will be settled in cash upon termination or retirement. F2 · derivative.exercise_date: Phantom shares are accrued under the Deferred Compensation Plan for Non-Employee Directors and will be settled in cash upon termination or retirement. F2 · derivative.expiration_date: Phantom shares are accrued under the Deferred Compensation Plan for Non-Employee Directors and will be settled in cash upon termination or retirement. Read SEC document
December 15, 2016 Filed Dec 19, 2016 19:20 UTC	PRUDENTIAL FINANCIAL INC PRU · Entity 148	Grant2016 Restricted Stock Units · Derivative	14	$107.08 Strike: $0.00	$1,499.12	Disclosure SEC source: 0001127602-16-070383 · form4.xml · derivative · entry 2 Paz George · CIK 0001235682 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,184 Underlying: Common Stock · 14 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PRU common stock. F3 · derivative.exercise_date: The restricted stock units vest in one year on March 9, 2017 and were deferred until retirement from the Board under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors. F3 · derivative.expiration_date: The restricted stock units vest in one year on March 9, 2017 and were deferred until retirement from the Board under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors. Read SEC document
December 15, 2016 Filed Dec 19, 2016 19:20 UTC	PRUDENTIAL FINANCIAL INC PRU · Entity 148	Grant5/10/2016 Restricted Stock Units · Derivative	12	$107.08 Strike: $0.00	$1,284.96	Disclosure SEC source: 0001127602-16-070383 · form4.xml · derivative · entry 1 Paz George · CIK 0001235682 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,993 Underlying: Common Stock · 12 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PRU common stock. F2 · derivative.exercise_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 10, 2017 and were deferred until retirement from the Board under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors. F2 · derivative.expiration_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 10, 2017 and were deferred until retirement from the Board under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors. Read SEC document
September 15, 2016 Filed Sep 19, 2016 21:20 UTC	PRUDENTIAL FINANCIAL INC PRU · Entity 148	Grant5/10/2016 Restricted Stock Units · Derivative	17	$80.45 Strike: $0.00	$1,367.65	Disclosure SEC source: 0001127602-16-062827 · form4.xml · derivative · entry 2 Paz George · CIK 0001235682 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,980 Underlying: Common Stock · 17 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PRU common stock. F3 · derivative.exercise_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 10, 2017 and were deferred until retirement from the Board under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors. F3 · derivative.expiration_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 10, 2017 and were deferred until retirement from the Board under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors. Read SEC document
September 15, 2016 Filed Sep 19, 2016 21:20 UTC	PRUDENTIAL FINANCIAL INC PRU · Entity 148	Grant2016 Restricted Stock Units · Derivative	18	$80.45 Strike: $0.00	$1,448.10	Disclosure SEC source: 0001127602-16-062827 · form4.xml · derivative · entry 1 Paz George · CIK 0001235682 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,169 Underlying: Common Stock · 18 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PRU common stock. F2 · derivative.exercise_date: The restricted stock units vest in one year on March 9, 2017 and were deferred until retirement from the Board under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors. F2 · derivative.expiration_date: The restricted stock units vest in one year on March 9, 2017 and were deferred until retirement from the Board under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors. Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.