person · Reporting owner

Paz George

Disclosed activity across 3 companies

Tapewire entity: 122872
SEC CIK: 0001235682

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
PRUDENTIAL FINANCIAL INCPRU · Entity 148	Director	September 15, 2022	September 19, 2022

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

PRUDENTIAL FINANCIAL INC

Report date September 15, 2022 · Filed September 19, 2022

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Notional Shares - MandatorySEC Table II · derivative / convertible security · Conversion / exercise price $0.00	Direct	10,914	Reported balance After 2022-09-15 transaction · row 1 Instrument identity requires review; Table II rows are not merged. 1 source row Row 1 · 2022-09-15 · Grant · Acquired 139 · Balance 10,914 F1: Each notional share - mandatory represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock under the Issuer's deferred compensation plan for non-employee directors. F2: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2.
Notional Shares - OptionalSEC Table II · derivative / convertible security · Conversion / exercise price $0.00	Direct	4,680	Reported balance After 2022-09-15 transaction · row 2 Instrument identity requires review; Table II rows are not merged. 1 source row Row 2 · 2022-09-15 · Grant · Acquired 59 · Balance 4,680 F3: Each notional share - optional represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock or the cash value thereof under the Issuer's deferred compensation plan for non-employee directors. F4: Such shares are payable in common stock or cash, at the election of the reporting person, with payment to begin, at the election of the reporting person provided that such date shall be at least two (2) years after the end of the plan year with respect to which such elective deferrals relate. The reporting person may transfer her investment in the notional shares - optional to an alternative investment account, subject to the terms of the Issuer's deferred compensation plan for non-employee directors.
2022 Restricted Stock UnitsSEC Table II · derivative / convertible security	Direct	1,476	Reported balance After 2022-09-15 transaction · row 3 Instrument identity requires review; Table II rows are not merged. 1 source row Row 3 · 2022-09-15 · Grant · Acquired 18 · Balance 1,476 F5: Each restricted stock unit represents a contingent right to receive one share of PRU common stock or the economic equivalent thereof. The restricted stock units become payable, in PRU common stock or in cash, at the election of the reporting person, upon or following the reporting person's termination of service as a Director unless the reporting person elects an earlier date pursuant to the terms of the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors. F6: The restricted stock units vest the earlier of the annual meeting or in one year on May 10, 2023 and were deferred under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors.

Filing footnotes · ownership attribution and instrument terms

F1: Each notional share - mandatory represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock under the Issuer's deferred compensation plan for non-employee directors.

F2: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2.

F3: Each notional share - optional represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock or the cash value thereof under the Issuer's deferred compensation plan for non-employee directors.

F4: Such shares are payable in common stock or cash, at the election of the reporting person, with payment to begin, at the election of the reporting person provided that such date shall be at least two (2) years after the end of the plan year with respect to which such elective deferrals relate. The reporting person may transfer her investment in the notional shares - optional to an alternative investment account, subject to the terms of the Issuer's deferred compensation plan for non-employee directors.

F5: Each restricted stock unit represents a contingent right to receive one share of PRU common stock or the economic equivalent thereof. The restricted stock units become payable, in PRU common stock or in cash, at the election of the reporting person, upon or following the reporting person's termination of service as a Director unless the reporting person elects an earlier date pursuant to the terms of the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors.

F6: The restricted stock units vest the earlier of the annual meeting or in one year on May 10, 2023 and were deferred under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors.

Past disclosures · reporting ended (2)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Express Scripts Holding Co.

Report date June 01, 2017 · Filed December 21, 2018

Section 16 reporting ended · disclosed 2018-12-21. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosure context
Common StockSEC Table I · non-derivative	Direct	Ending reported balance After 2018-12-20 transaction · row 4 4 source rows · reconciled sequence Row 1 · 2017-06-01 · Exercise / conversion · Acquired 69,847 · Balance 960,401 F1: Each share of phantom stock was the economic equivalent of one share of the Issuer's common stock. The Reporting Person settled his shares of phantom stock for shares of the Issuer's common stock. Row 2 · 2017-06-01 · Tax withholding · Disposed 31,851 · Balance 928,550 F2: Represents shares tendered to Company to cover Reporting Person's tax liability due upon conversion of phantom stock previously awarded under deferred compensation plans. Row 3 · 2018-11-28 · Gift · Disposed 100,000 · Balance 828,550 Row 4 · 2018-12-20 · Disposition to issuer · Disposed 828,550 · Balance 0 F3: Pursuant to the agreement and plan of merger ("Merger Agreement") between the Issuer and Cigna Corporation, Halfmoon Parent, Inc., Halfmoon I, Inc. and Halfmoon II, Inc., upon closing of the merger of Halfmoon II, Inc. with and into the Issuer (the "Merger"), each common share of the Issuer was converted into the right to receive 0.2434 shares of Halfmoon Parent, Inc. common stock and $48.75 in cash. Each restricted stock unit granted to the Reporting Person in his capacity as a director of the Issuer was converted into a right to receive a cash payment in accordance with the payment ratio set forth in the Merger Agreement. Each restricted stock unit granted to the Reporting Person in his capacity as an executive officer of the Issuer was converted into a unit with respect to common stock of Halfmoon Parent, Inc. in accordance with the exchange ratio set forth in the Merger Agreement.
Common StockSEC Table I · non-derivative	IndirectBy Spouse Trust	Reported balance After 2018-12-20 transaction · row 5 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 5 · 2018-12-20 · Disposition to issuer · Disposed 132,527 · Balance 0 F3: Pursuant to the agreement and plan of merger ("Merger Agreement") between the Issuer and Cigna Corporation, Halfmoon Parent, Inc., Halfmoon I, Inc. and Halfmoon II, Inc., upon closing of the merger of Halfmoon II, Inc. with and into the Issuer (the "Merger"), each common share of the Issuer was converted into the right to receive 0.2434 shares of Halfmoon Parent, Inc. common stock and $48.75 in cash. Each restricted stock unit granted to the Reporting Person in his capacity as a director of the Issuer was converted into a right to receive a cash payment in accordance with the payment ratio set forth in the Merger Agreement. Each restricted stock unit granted to the Reporting Person in his capacity as an executive officer of the Issuer was converted into a unit with respect to common stock of Halfmoon Parent, Inc. in accordance with the exchange ratio set forth in the Merger Agreement.
Common StockSEC Table I · non-derivative	IndirectBy Reporting Person's Trust	Reported balance After 2018-12-20 transaction · row 6 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 6 · 2018-12-20 · Disposition to issuer · Disposed 132,850 · Balance 0 F3: Pursuant to the agreement and plan of merger ("Merger Agreement") between the Issuer and Cigna Corporation, Halfmoon Parent, Inc., Halfmoon I, Inc. and Halfmoon II, Inc., upon closing of the merger of Halfmoon II, Inc. with and into the Issuer (the "Merger"), each common share of the Issuer was converted into the right to receive 0.2434 shares of Halfmoon Parent, Inc. common stock and $48.75 in cash. Each restricted stock unit granted to the Reporting Person in his capacity as a director of the Issuer was converted into a right to receive a cash payment in accordance with the payment ratio set forth in the Merger Agreement. Each restricted stock unit granted to the Reporting Person in his capacity as an executive officer of the Issuer was converted into a unit with respect to common stock of Halfmoon Parent, Inc. in accordance with the exchange ratio set forth in the Merger Agreement.
Phantom Stock UnitsSEC Table II · derivative / convertible security · Expires 2017-06-01	Direct	Reported balance After 2017-06-01 transaction · row 7 Instrument identity requires review; Table II rows are not merged. 1 source row Row 7 · 2017-06-01 · Exercise / conversion · Disposed 69,847 · Balance 0 F1: Each share of phantom stock was the economic equivalent of one share of the Issuer's common stock. The Reporting Person settled his shares of phantom stock for shares of the Issuer's common stock.
Non-Qualified Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $53.50 · Expires 2019-02-27	Direct	Reported balance After 2018-12-20 transaction · row 8 Instrument identity requires review; Table II rows are not merged. 1 source row Row 8 · 2018-12-20 · Disposition to issuer · Disposed 209,358 · Balance 0 F5: Pursuant to the Merger Agreement, upon closing of the Merger, the option was converted into an option to purchase common shares of Halfmoon Parent, Inc. in accordance with the exchange ratio set forth in the Merger Agreement. F4: The options vest on varying dates pursuant to the terms of the plans and/or agreements under which they were granted.
Non-Qualified Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $77.15 · Expires 2021-03-05	Direct	Reported balance After 2018-12-20 transaction · row 10 Instrument identity requires review; Table II rows are not merged. 1 source row Row 10 · 2018-12-20 · Disposition to issuer · Disposed 221,506 · Balance 0 F5: Pursuant to the Merger Agreement, upon closing of the Merger, the option was converted into an option to purchase common shares of Halfmoon Parent, Inc. in accordance with the exchange ratio set forth in the Merger Agreement. F4: The options vest on varying dates pursuant to the terms of the plans and/or agreements under which they were granted.
Non-Qualified Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $84.83 · Expires 2025-03-04	Direct	Reported balance After 2018-12-20 transaction · row 11 Instrument identity requires review; Table II rows are not merged. 1 source row Row 11 · 2018-12-20 · Disposition to issuer · Disposed 189,385 · Balance 0 F5: Pursuant to the Merger Agreement, upon closing of the Merger, the option was converted into an option to purchase common shares of Halfmoon Parent, Inc. in accordance with the exchange ratio set forth in the Merger Agreement. F4: The options vest on varying dates pursuant to the terms of the plans and/or agreements under which they were granted.
Non-Qualified Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $69.57 · Expires 2026-03-09	Direct	Reported balance After 2018-12-20 transaction · row 12 Instrument identity requires review; Table II rows are not merged. 1 source row Row 12 · 2018-12-20 · Disposition to issuer · Disposed 249,770 · Balance 0 F5: Pursuant to the Merger Agreement, upon closing of the Merger, the option was converted into an option to purchase common shares of Halfmoon Parent, Inc. in accordance with the exchange ratio set forth in the Merger Agreement. F4: The options vest on varying dates pursuant to the terms of the plans and/or agreements under which they were granted.
Non-Qualified Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $60.66 · Expires 2027-05-11	Direct	Reported balance After 2018-12-20 transaction · row 13 Instrument identity requires review; Table II rows are not merged. 1 source row Row 13 · 2018-12-20 · Disposition to issuer · Disposed 8,006 · Balance 0 F5: Pursuant to the Merger Agreement, upon closing of the Merger, the option was converted into an option to purchase common shares of Halfmoon Parent, Inc. in accordance with the exchange ratio set forth in the Merger Agreement. F4: The options vest on varying dates pursuant to the terms of the plans and/or agreements under which they were granted.
Non-Qualified Stock Units (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $58.17 · Expires 2020-03-06	Direct	Reported balance After 2018-12-20 transaction · row 9 Instrument identity requires review; Table II rows are not merged. 1 source row Row 9 · 2018-12-20 · Disposition to issuer · Disposed 210,091 · Balance 0 F5: Pursuant to the Merger Agreement, upon closing of the Merger, the option was converted into an option to purchase common shares of Halfmoon Parent, Inc. in accordance with the exchange ratio set forth in the Merger Agreement. F4: The options vest on varying dates pursuant to the terms of the plans and/or agreements under which they were granted.

Filing footnotes · ownership attribution and instrument terms

F1: Each share of phantom stock was the economic equivalent of one share of the Issuer's common stock. The Reporting Person settled his shares of phantom stock for shares of the Issuer's common stock.

F2: Represents shares tendered to Company to cover Reporting Person's tax liability due upon conversion of phantom stock previously awarded under deferred compensation plans.

F3: Pursuant to the agreement and plan of merger ("Merger Agreement") between the Issuer and Cigna Corporation, Halfmoon Parent, Inc., Halfmoon I, Inc. and Halfmoon II, Inc., upon closing of the merger of Halfmoon II, Inc. with and into the Issuer (the "Merger"), each common share of the Issuer was converted into the right to receive 0.2434 shares of Halfmoon Parent, Inc. common stock and $48.75 in cash. Each restricted stock unit granted to the Reporting Person in his capacity as a director of the Issuer was converted into a right to receive a cash payment in accordance with the payment ratio set forth in the Merger Agreement. Each restricted stock unit granted to the Reporting Person in his capacity as an executive officer of the Issuer was converted into a unit with respect to common stock of Halfmoon Parent, Inc. in accordance with the exchange ratio set forth in the Merger Agreement.

F4: The options vest on varying dates pursuant to the terms of the plans and/or agreements under which they were granted.

F5: Pursuant to the Merger Agreement, upon closing of the Merger, the option was converted into an option to purchase common shares of Halfmoon Parent, Inc. in accordance with the exchange ratio set forth in the Merger Agreement.

HONEYWELL INTERNATIONAL INC

Report date October 23, 2022 · Filed October 26, 2022

Section 16 reporting ended · disclosed 2022-10-26. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	23,350	Reported balance After 2022-10-23 transaction · row 1 1 source row Row 1 · 2022-10-23 · Exercise / conversion · Acquired 346 · Balance 23,350 F1: Instrument converts to common stock on a one-for-one basis.
Restricted Stock UnitsSEC Table II · derivative / convertible security	Direct	0	Reported balance After 2022-10-23 transaction · row 2 Instrument identity requires review; Table II rows are not merged. 1 source row Row 2 · 2022-10-23 · Exercise / conversion · Disposed 346 · Balance 0 F1: Instrument converts to common stock on a one-for-one basis. F2: Includes the reinvestment of dividend equivalents into 3 additional restricted stock units. F3: The Restricted Stock Units were granted under the 2016 Stock Plan for Non-Employee Directors of Honeywell International Inc. with all units vesting on October 23, 2022 upon the death of Mr. Paz.

Filing footnotes · ownership attribution and instrument terms

F1: Instrument converts to common stock on a one-for-one basis.

F2: Includes the reinvestment of dividend equivalents into 3 additional restricted stock units.

F3: The Restricted Stock Units were granted under the 2016 Stock Plan for Non-Employee Directors of Honeywell International Inc. with all units vesting on October 23, 2022 upon the death of Mr. Paz.

Transaction history

JSON API

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
May 12, 2020 Filed May 14, 2020 19:02 UTC	PRUDENTIAL FINANCIAL INC PRU · Entity 148	Grant2020 Restricted Stock Units · Derivative	2,764	$0.00	$0.00	Disclosure SEC source: 0001127602-20-016528 · form4.xml · derivative · entry 1 Paz George · CIK 0001235682 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,764 Underlying: Common Stock · 2,764 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PRU common stock or the economic equivalent thereof. The restricted stock units become payable, in PRU common stock or in cash, at the election of the reporting person, upon or following the reporting person's termination of service as a Director unless the reporting person elects an earlier date pursuant to the terms of the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors. F2 · derivative.exercise_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 12, 2021 and were deferred until retirement from the Board under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors. F2 · derivative.expiration_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 12, 2021 and were deferred until retirement from the Board under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors. Read SEC document
April 27, 2020 Filed Apr 29, 2020 21:09 UTC	HONEYWELL INTERNATIONAL INC HON · Entity 2988	GrantRestricted Stock Units · Derivative	470	$0.00	$0.00	Disclosure SEC source: 0000950117-20-000228 · cfp_24653.xml · derivative · entry 2 Paz George · CIK 0001235682 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 470 Underlying: Common Stock · 470 shares Expires not disclosed F2 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis. F3 · derivative.exercise_date: The Restricted Stock Units were granted under the 2016 Stock Plan for Non-Employee Directors of Honeywell International Inc. and vest on April 27, 2021. F3 · derivative.expiration_date: The Restricted Stock Units were granted under the 2016 Stock Plan for Non-Employee Directors of Honeywell International Inc. and vest on April 27, 2021. Read SEC document
April 27, 2020 Filed Apr 29, 2020 21:09 UTC	HONEYWELL INTERNATIONAL INC HON · Entity 2988	GrantStock Option (right to buy) · Derivative	2,340	$0.00 Strike: $138.43	$0.00	Disclosure SEC source: 0000950117-20-000228 · cfp_24653.xml · derivative · entry 1 Paz George · CIK 0001235682 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,340 Underlying: Common Stock · 2,340 shares Expires 2030-04-26 F1 · kind: Represents exempt grant of non-qualified stock options under the 2016 Stock Plan for Non-Employee Directors of Honeywell International Inc. that vest in four equal annual installments, with the first installment vesting on April 27, 2021. F1 · derivative.exercise_date: Represents exempt grant of non-qualified stock options under the 2016 Stock Plan for Non-Employee Directors of Honeywell International Inc. that vest in four equal annual installments, with the first installment vesting on April 27, 2021. Read SEC document
April 24, 2020 Filed Apr 28, 2020 21:03 UTC	HONEYWELL INTERNATIONAL INC HON · Entity 2988	Exercise / conversionRestricted Units · Derivative	429	$134.30	$57,614.70	Disclosure SEC source: 0000950117-20-000204 · cfp_24643.xml · derivative · entry 2 Paz George · CIK 0001235682 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 429 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis. F2 · shares: Includes the reinvestment of dividend equivalents into 25 additional restricted stock units. F3 · shares: All options and restricted stock units held by the Reporting Person have been adjusted to increase the number of shares and, in the case of the options, reduce the exercise price, in a manner subject to the adjustment provisions of the Garrett Motion Inc. spin-off from Honeywell which occurred on October 1, 2018 and the Resideo Technologies, Inc. spin-off from Honeywell which occurred on October 29, 2018. F4 · derivative.exercise_date: The Restricted Stock Units were granted under the 2016 Stock Plan for Non-Employee Directors of Honeywell International Inc. with all units vesting on April 24, 2020. F4 · derivative.expiration_date: The Restricted Stock Units were granted under the 2016 Stock Plan for Non-Employee Directors of Honeywell International Inc. with all units vesting on April 24, 2020. F2 · derivative.underlying_shares: Includes the reinvestment of dividend equivalents into 25 additional restricted stock units. F3 · derivative.underlying_shares: All options and restricted stock units held by the Reporting Person have been adjusted to increase the number of shares and, in the case of the options, reduce the exercise price, in a manner subject to the adjustment provisions of the Garrett Motion Inc. spin-off from Honeywell which occurred on October 1, 2018 and the Resideo Technologies, Inc. spin-off from Honeywell which occurred on October 29, 2018. Read SEC document
April 24, 2020 Filed Apr 28, 2020 21:03 UTC	HONEYWELL INTERNATIONAL INC HON · Entity 2988	Exercise / conversionCommon Stock	429	$134.30	$57,614.70	Disclosure SEC source: 0000950117-20-000204 · cfp_24643.xml · nonDerivative · entry 1 Paz George · CIK 0001235682 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,610 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
March 12, 2020 Filed Mar 16, 2020 22:12 UTC	PRUDENTIAL FINANCIAL INC PRU · Entity 148	Grant2019 Restricted Stock Units · Derivative	37	$46.31	$1,713.47	Disclosure SEC source: 0001127602-20-010909 · form4.xml · derivative · entry 2 Paz George · CIK 0001235682 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,607 Underlying: Common Stock · 37 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PRU common stock. F4 · derivative.exercise_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 14, 2020 and were deferred until retirement from the Board under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors. F4 · derivative.expiration_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 14, 2020 and were deferred until retirement from the Board under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors. Read SEC document
March 12, 2020 Filed Mar 16, 2020 22:12 UTC	PRUDENTIAL FINANCIAL INC PRU · Entity 148	GrantNotional Shares - Mandatory · Derivative	185	$46.31 Strike: $0.00	$8,567.35	Disclosure SEC source: 0001127602-20-010909 · form4.xml · derivative · entry 1 Paz George · CIK 0001235682 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,980 Underlying: Common Stock · 185 shares Expires not disclosed F1 · derivative.exercise_price: Each notional share - mandatory represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock under the Issuer's deferred compensation plan for non-employee directors. F2 · derivative.exercise_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2. F2 · derivative.expiration_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2. Read SEC document
February 18, 2020 Filed Feb 20, 2020 21:09 UTC	HONEYWELL INTERNATIONAL INC HON · Entity 2988	Exercise / conversionStock Option (right to buy) · Derivative	5,250	$0.00 Strike: $45.81	$0.00	Disclosure SEC source: 0000950117-20-000103 · cfp_24602.xml · derivative · entry 3 Paz George · CIK 0001235682 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,250 shares Expires 2020-04-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: All options and restricted stock units held by the Reporting Person have been adjusted to increase the number of shares and, in the case of the options, reduce the exercise price, in a manner subject to the adjustment provisions of the AdvanSix Inc. spin-off from Honeywell which occurred on October 1, 2016; the Garrett Motion Inc. spin-off from Honeywell which occurred on October 1, 2018; and the Resideo Technologies, Inc. spin-off from Honeywell which occurred on October 29, 2018. F1 · shares: All options and restricted stock units held by the Reporting Person have been adjusted to increase the number of shares and, in the case of the options, reduce the exercise price, in a manner subject to the adjustment provisions of the AdvanSix Inc. spin-off from Honeywell which occurred on October 1, 2016; the Garrett Motion Inc. spin-off from Honeywell which occurred on October 1, 2018; and the Resideo Technologies, Inc. spin-off from Honeywell which occurred on October 29, 2018. F2 · derivative.exercise_date: The Employee Stock Options were granted under the 2006 Stock Incentive Plan of Honeywell International Inc. and its Affiliates and vested in four equal annual installments, with the first installment vesting on April 1, 2011. F1 · derivative.underlying_shares: All options and restricted stock units held by the Reporting Person have been adjusted to increase the number of shares and, in the case of the options, reduce the exercise price, in a manner subject to the adjustment provisions of the AdvanSix Inc. spin-off from Honeywell which occurred on October 1, 2016; the Garrett Motion Inc. spin-off from Honeywell which occurred on October 1, 2018; and the Resideo Technologies, Inc. spin-off from Honeywell which occurred on October 29, 2018. Read SEC document
February 18, 2020 Filed Feb 20, 2020 21:09 UTC	HONEYWELL INTERNATIONAL INC HON · Entity 2988	Tax withholdingCommon Stock	1,343	$179.57	$241,162.51	Disclosure SEC source: 0000950117-20-000103 · cfp_24602.xml · nonDerivative · entry 2 Paz George · CIK 0001235682 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,181 Read SEC document
February 18, 2020 Filed Feb 20, 2020 21:09 UTC	HONEYWELL INTERNATIONAL INC HON · Entity 2988	Exercise / conversionCommon Stock	5,250	$45.81	$240,502.50	Disclosure SEC source: 0000950117-20-000103 · cfp_24602.xml · nonDerivative · entry 1 Paz George · CIK 0001235682 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,524 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: All options and restricted stock units held by the Reporting Person have been adjusted to increase the number of shares and, in the case of the options, reduce the exercise price, in a manner subject to the adjustment provisions of the AdvanSix Inc. spin-off from Honeywell which occurred on October 1, 2016; the Garrett Motion Inc. spin-off from Honeywell which occurred on October 1, 2018; and the Resideo Technologies, Inc. spin-off from Honeywell which occurred on October 29, 2018. Read SEC document
January 02, 2020 Filed Jan 6, 2020 21:04 UTC	HONEYWELL INTERNATIONAL INC HON · Entity 2988	GrantDeferred Compensation (Phantom Shares) · Derivative	338.983	$177.00	$59,999.99	Disclosure SEC source: 0000950117-20-000027 · cfp_24578.xml · derivative · entry 1 Paz George · CIK 0001235682 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,524.238 Underlying: Common Stock · 338.983 shares Expires not disclosed F1 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis. F2 · kind: Phantom shares are accrued under the Deferred Compensation Plan for Non-Employee Directors and will be settled in cash upon termination or retirement. F2 · derivative.exercise_date: Phantom shares are accrued under the Deferred Compensation Plan for Non-Employee Directors and will be settled in cash upon termination or retirement. F2 · derivative.expiration_date: Phantom shares are accrued under the Deferred Compensation Plan for Non-Employee Directors and will be settled in cash upon termination or retirement. Read SEC document
December 12, 2019 Filed Dec 16, 2019 21:05 UTC	PRUDENTIAL FINANCIAL INC PRU · Entity 148	GrantNotional Shares - Mandatory · Derivative	81	$94.55 Strike: $0.00	$7,658.55	Disclosure SEC source: 0001127602-19-035032 · form4.xml · derivative · entry 2 Paz George · CIK 0001235682 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,795 Underlying: Common Stock · 81 shares Expires not disclosed F3 · derivative.exercise_price: Each notional share - mandatory represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock under the Issuer's deferred compensation plan for non-employee directors. F4 · derivative.exercise_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2. F4 · derivative.expiration_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2. Read SEC document
December 12, 2019 Filed Dec 16, 2019 21:05 UTC	PRUDENTIAL FINANCIAL INC PRU · Entity 148	Grant2019 Restricted Stock Units · Derivative	16	$94.55	$1,512.80	Disclosure SEC source: 0001127602-19-035032 · form4.xml · derivative · entry 1 Paz George · CIK 0001235682 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,570 Underlying: Common Stock · 16 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PRU common stock. F2 · derivative.exercise_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 14, 2020 and were deferred until retirement from the Board under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors. F2 · derivative.expiration_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 14, 2020 and were deferred until retirement from the Board under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors. Read SEC document
September 12, 2019 Filed Sep 16, 2019 20:07 UTC	PRUDENTIAL FINANCIAL INC PRU · Entity 148	GrantNotional Shares - Mandatory · Derivative	86	$88.22 Strike: $0.00	$7,586.92	Disclosure SEC source: 0001127602-19-028450 · form4.xml · derivative · entry 2 Paz George · CIK 0001235682 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,713 Underlying: Common Stock · 86 shares Expires not disclosed F3 · derivative.exercise_price: Each notional share - mandatory represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock under the Issuer's deferred compensation plan for non-employee directors. F4 · derivative.exercise_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2. F4 · derivative.expiration_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2. Read SEC document
September 12, 2019 Filed Sep 16, 2019 20:07 UTC	PRUDENTIAL FINANCIAL INC PRU · Entity 148	Grant2019 Restricted Stock Units · Derivative	17	$88.22	$1,499.74	Disclosure SEC source: 0001127602-19-028450 · form4.xml · derivative · entry 1 Paz George · CIK 0001235682 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,554 Underlying: Common Stock · 17 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PRU common stock. F2 · derivative.exercise_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 14, 2020 and were deferred until retirement from the Board under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors. F2 · derivative.expiration_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 14, 2020 and were deferred until retirement from the Board under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors. Read SEC document
June 20, 2019 Filed Jun 24, 2019 19:27 UTC	PRUDENTIAL FINANCIAL INC PRU · Entity 148	Grant2019 Restricted Stock Units · Derivative	15	$100.13	$1,501.95	Disclosure SEC source: 0001127602-19-022634 · form4.xml · derivative · entry 2 Paz George · CIK 0001235682 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,536 Underlying: Common Stock · 15 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PRU common stock. F4 · derivative.exercise_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 14, 2020 and were deferred until retirement from the Board under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors. F4 · derivative.expiration_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 14, 2020 and were deferred until retirement from the Board under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors. Read SEC document
June 20, 2019 Filed Jun 24, 2019 19:27 UTC	PRUDENTIAL FINANCIAL INC PRU · Entity 148	GrantNotional Shares - Mandatory · Derivative	75	$100.13 Strike: $0.00	$7,509.75	Disclosure SEC source: 0001127602-19-022634 · form4.xml · derivative · entry 1 Paz George · CIK 0001235682 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,627 Underlying: Common Stock · 75 shares Expires not disclosed F1 · derivative.exercise_price: Each notional share - mandatory represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock under the Issuer's deferred compensation plan for non-employee directors. F2 · derivative.exercise_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2. F2 · derivative.expiration_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2. Read SEC document
May 14, 2019 Filed May 16, 2019 21:16 UTC	PRUDENTIAL FINANCIAL INC PRU · Entity 148	Grant2019 Restricted Stock Units · Derivative	1,521	$0.00	$0.00	Disclosure SEC source: 0001127602-19-018789 · form4.xml · derivative · entry 1 Paz George · CIK 0001235682 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,521 Underlying: Common Stock · 1,521 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PRU common stock. F2 · derivative.exercise_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 14, 2020 and were deferred until retirement from the Board under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors F2 · derivative.expiration_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 14, 2020 and were deferred until retirement from the Board under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors Read SEC document
April 29, 2019 Filed May 1, 2019 19:03 UTC	HONEYWELL INTERNATIONAL INC HON · Entity 2988	GrantRestricted Stock Units · Derivative	290	$0.00	$0.00	Disclosure SEC source: 0000950117-19-000165 · cfp_24513.xml · derivative · entry 2 Paz George · CIK 0001235682 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 290 Underlying: Common Stock · 290 shares Expires not disclosed F2 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis. F3 · derivative.exercise_date: The Restricted Stock Units were granted under the 2016 Stock Plan for Non-Employee Directors of Honeywell International Inc. and vest on April 29, 2022. F3 · derivative.expiration_date: The Restricted Stock Units were granted under the 2016 Stock Plan for Non-Employee Directors of Honeywell International Inc. and vest on April 29, 2022. Read SEC document
April 29, 2019 Filed May 1, 2019 19:03 UTC	HONEYWELL INTERNATIONAL INC HON · Entity 2988	GrantStock Option (right to buy) · Derivative	2,070	$0.00 Strike: $172.45	$0.00	Disclosure SEC source: 0000950117-19-000165 · cfp_24513.xml · derivative · entry 1 Paz George · CIK 0001235682 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,070 Underlying: Common Stock · 2,070 shares Expires 2029-04-28 F1 · kind: Represents exempt grant of non-qualified stock options under the 2016 Stock Plan for Non-Employee Directors of Honeywell International Inc. that vest in four equal annual installments, with the first installment vesting on April 29, 2020. F1 · derivative.exercise_date: Represents exempt grant of non-qualified stock options under the 2016 Stock Plan for Non-Employee Directors of Honeywell International Inc. that vest in four equal annual installments, with the first installment vesting on April 29, 2020. Read SEC document
April 25, 2019 Filed Apr 30, 2019 00:04 UTC	HONEYWELL INTERNATIONAL INC HON · Entity 2988	Exercise / conversionRestricted Units · Derivative	492	$169.79	$83,536.68	Disclosure SEC source: 0000950117-19-000141 · cfp_24502.xml · derivative · entry 2 Paz George · CIK 0001235682 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 492 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis. F2 · shares: Includes the reinvestment of dividend equivalents into 29 additional restricted stock units. F3 · shares: All options and restricted stock units held by the Reporting Person have been adjusted to increase the number of shares and, in the case of the options, reduce the exercise price, in a manner subject to the adjustment provisions of the AdvanSix Inc. spin-off from Honeywell which occurred on October 1, 2016; the Garrett Motion Inc. spin-off from Honeywell which occurred on October 1, 2018; and the Resideo Technologies, Inc. spin-off from Honeywell which occurred on October 29, 2018. F4 · derivative.exercise_date: The Restricted Stock Units were granted under the 2016 Stock Plan for Non-Employee Directors of Honeywell International Inc. with all units vesting on April 25, 2019. F4 · derivative.expiration_date: The Restricted Stock Units were granted under the 2016 Stock Plan for Non-Employee Directors of Honeywell International Inc. with all units vesting on April 25, 2019. F2 · derivative.underlying_shares: Includes the reinvestment of dividend equivalents into 29 additional restricted stock units. F3 · derivative.underlying_shares: All options and restricted stock units held by the Reporting Person have been adjusted to increase the number of shares and, in the case of the options, reduce the exercise price, in a manner subject to the adjustment provisions of the AdvanSix Inc. spin-off from Honeywell which occurred on October 1, 2016; the Garrett Motion Inc. spin-off from Honeywell which occurred on October 1, 2018; and the Resideo Technologies, Inc. spin-off from Honeywell which occurred on October 29, 2018. Read SEC document
April 25, 2019 Filed Apr 30, 2019 00:04 UTC	HONEYWELL INTERNATIONAL INC HON · Entity 2988	Exercise / conversionCommon Stock	492	$169.79	$83,536.68	Disclosure SEC source: 0000950117-19-000141 · cfp_24502.xml · nonDerivative · entry 1 Paz George · CIK 0001235682 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,255 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
March 14, 2019 Filed Mar 18, 2019 19:37 UTC	PRUDENTIAL FINANCIAL INC PRU · Entity 148	Grant2018 Restricted Stock Units · Derivative	16	$95.27	$1,524.32	Disclosure SEC source: 0001127602-19-011769 · form4.xml · derivative · entry 2 Paz George · CIK 0001235682 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,558 Underlying: Common Stock · 16 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PRU common stock. F4 · derivative.exercise_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 8, 2019 and were deferred until retirement from the Board under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors. F4 · derivative.expiration_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 8, 2019 and were deferred until retirement from the Board under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors. Read SEC document
March 14, 2019 Filed Mar 18, 2019 19:37 UTC	PRUDENTIAL FINANCIAL INC PRU · Entity 148	GrantNotional Shares - Mandatory · Derivative	62	$95.27 Strike: $0.00	$5,906.74	Disclosure SEC source: 0001127602-19-011769 · form4.xml · derivative · entry 1 Paz George · CIK 0001235682 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,992 Underlying: Common Stock · 62 shares Expires not disclosed F1 · derivative.exercise_price: Each notional share - mandatory represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock under the Issuer's deferred compensation plan for non-employee directors. F2 · derivative.exercise_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2. F2 · derivative.expiration_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2. Read SEC document
February 06, 2019 Filed Feb 7, 2019 21:14 UTC	HONEYWELL INTERNATIONAL INC HON · Entity 2988	Exercise / conversionStock Option (right to buy) · Derivative	5,250	$0.00 Strike: $29.25	$0.00	Disclosure SEC source: 0000950117-19-000044 · cfp_24464.xml · derivative · entry 3 Paz George · CIK 0001235682 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,250 shares Expires 2019-04-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: All options and restricted stock units held by the Reporting Person have been adjusted to increase the number of shares and, in the case of the options, reduce the exercise price, in a manner subject to the adjustment provisions of the Garrett Motion Inc. spin-off from Honeywell which occurred on October 1, 2018 and the Resideo Technologies, Inc. spin-off from Honeywell which occurred on October 29, 2018. F1 · shares: All options and restricted stock units held by the Reporting Person have been adjusted to increase the number of shares and, in the case of the options, reduce the exercise price, in a manner subject to the adjustment provisions of the Garrett Motion Inc. spin-off from Honeywell which occurred on October 1, 2018 and the Resideo Technologies, Inc. spin-off from Honeywell which occurred on October 29, 2018. F1 · derivative.underlying_shares: All options and restricted stock units held by the Reporting Person have been adjusted to increase the number of shares and, in the case of the options, reduce the exercise price, in a manner subject to the adjustment provisions of the Garrett Motion Inc. spin-off from Honeywell which occurred on October 1, 2018 and the Resideo Technologies, Inc. spin-off from Honeywell which occurred on October 29, 2018. Read SEC document
February 06, 2019 Filed Feb 7, 2019 21:14 UTC	HONEYWELL INTERNATIONAL INC HON · Entity 2988	SaleCommon Stock	1,035	$148.93	$154,142.55	Disclosure SEC source: 0000950117-19-000044 · cfp_24464.xml · nonDerivative · entry 2 Paz George · CIK 0001235682 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,755 F2 · price: The price reported in this column is a weighted average price. These shares were sold in multiple transactions at prices ranging from $148.93 to $148.94, inclusive. The Reporting Person undertakes to provide to Honeywell International Inc., any security holder of Honeywell International Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document
February 06, 2019 Filed Feb 7, 2019 21:14 UTC	HONEYWELL INTERNATIONAL INC HON · Entity 2988	Exercise / conversionCommon Stock	5,250	$29.25	$153,562.50	Disclosure SEC source: 0000950117-19-000044 · cfp_24464.xml · nonDerivative · entry 1 Paz George · CIK 0001235682 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,790 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: All options and restricted stock units held by the Reporting Person have been adjusted to increase the number of shares and, in the case of the options, reduce the exercise price, in a manner subject to the adjustment provisions of the Garrett Motion Inc. spin-off from Honeywell which occurred on October 1, 2018 and the Resideo Technologies, Inc. spin-off from Honeywell which occurred on October 29, 2018. Read SEC document
January 02, 2019 Filed Jan 3, 2019 22:55 UTC	HONEYWELL INTERNATIONAL INC HON · Entity 2988	GrantDeferred Compensation (Phantom Shares) · Derivative	454.132	$132.12	$59,999.92	Disclosure SEC source: 0000950117-19-000020 · cfp_24457.xml · derivative · entry 1 Paz George · CIK 0001235682 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,940.25 Underlying: Common Stock · 454.132 shares Expires not disclosed F1 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis. F2 · kind: Phantom shares are accrued under the Deferred Compensation Plan for Non-Employee Directors and will be settled in cash upon termination or retirement. F2 · derivative.exercise_date: Phantom shares are accrued under the Deferred Compensation Plan for Non-Employee Directors and will be settled in cash upon termination or retirement. F2 · derivative.expiration_date: Phantom shares are accrued under the Deferred Compensation Plan for Non-Employee Directors and will be settled in cash upon termination or retirement. Read SEC document
December 20, 2018 Filed Dec 21, 2018 17:28 UTC	Express Scripts Holding Co. ESRX · Entity 161583	Disposition to issuerNon-Qualified Stock Option (Right to Buy) · Derivative	8,006	$0.00 Strike: $60.66	$0.00	Disclosure SEC source: 0000950138-18-000699 · edgar.xml · derivative · entry 13 Paz George · CIK 0001235682 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Express Scripts Holding Company Common Stock · 8,006 shares Expires 2027-05-11 F5 · price: Pursuant to the Merger Agreement, upon closing of the Merger, the option was converted into an option to purchase common shares of Halfmoon Parent, Inc. in accordance with the exchange ratio set forth in the Merger Agreement. F4 · derivative.exercise_date: The options vest on varying dates pursuant to the terms of the plans and/or agreements under which they were granted. Read SEC document
December 20, 2018 Filed Dec 21, 2018 17:28 UTC	Express Scripts Holding Co. ESRX · Entity 161583	Disposition to issuerNon-Qualified Stock Option (Right to Buy) · Derivative	249,770	$0.00 Strike: $69.57	$0.00	Disclosure SEC source: 0000950138-18-000699 · edgar.xml · derivative · entry 12 Paz George · CIK 0001235682 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Express Scripts Holding Company Common Stock · 249,770 shares Expires 2026-03-09 F5 · price: Pursuant to the Merger Agreement, upon closing of the Merger, the option was converted into an option to purchase common shares of Halfmoon Parent, Inc. in accordance with the exchange ratio set forth in the Merger Agreement. F4 · derivative.exercise_date: The options vest on varying dates pursuant to the terms of the plans and/or agreements under which they were granted. Read SEC document
December 20, 2018 Filed Dec 21, 2018 17:28 UTC	Express Scripts Holding Co. ESRX · Entity 161583	Disposition to issuerNon-Qualified Stock Option (Right to Buy) · Derivative	189,385	$0.00 Strike: $84.83	$0.00	Disclosure SEC source: 0000950138-18-000699 · edgar.xml · derivative · entry 11 Paz George · CIK 0001235682 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Express Scripts Holding Company Common Stock · 189,385 shares Expires 2025-03-04 F5 · price: Pursuant to the Merger Agreement, upon closing of the Merger, the option was converted into an option to purchase common shares of Halfmoon Parent, Inc. in accordance with the exchange ratio set forth in the Merger Agreement. F4 · derivative.exercise_date: The options vest on varying dates pursuant to the terms of the plans and/or agreements under which they were granted. Read SEC document
December 20, 2018 Filed Dec 21, 2018 17:28 UTC	Express Scripts Holding Co. ESRX · Entity 161583	Disposition to issuerNon-Qualified Stock Option (Right to Buy) · Derivative	221,506	$0.00 Strike: $77.15	$0.00	Disclosure SEC source: 0000950138-18-000699 · edgar.xml · derivative · entry 10 Paz George · CIK 0001235682 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Express Scripts Holding Company Common Stock · 221,506 shares Expires 2021-03-05 F5 · price: Pursuant to the Merger Agreement, upon closing of the Merger, the option was converted into an option to purchase common shares of Halfmoon Parent, Inc. in accordance with the exchange ratio set forth in the Merger Agreement. F4 · derivative.exercise_date: The options vest on varying dates pursuant to the terms of the plans and/or agreements under which they were granted. Read SEC document
December 20, 2018 Filed Dec 21, 2018 17:28 UTC	Express Scripts Holding Co. ESRX · Entity 161583	Disposition to issuerNon-Qualified Stock Units (Right to Buy) · Derivative	210,091	$0.00 Strike: $58.17	$0.00	Disclosure SEC source: 0000950138-18-000699 · edgar.xml · derivative · entry 9 Paz George · CIK 0001235682 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Express Scripts Holding Company Common Stock · 210,091 shares Expires 2020-03-06 F5 · price: Pursuant to the Merger Agreement, upon closing of the Merger, the option was converted into an option to purchase common shares of Halfmoon Parent, Inc. in accordance with the exchange ratio set forth in the Merger Agreement. F4 · derivative.exercise_date: The options vest on varying dates pursuant to the terms of the plans and/or agreements under which they were granted. Read SEC document
December 20, 2018 Filed Dec 21, 2018 17:28 UTC	Express Scripts Holding Co. ESRX · Entity 161583	Disposition to issuerNon-Qualified Stock Option (Right to Buy) · Derivative	209,358	$0.00 Strike: $53.50	$0.00	Disclosure SEC source: 0000950138-18-000699 · edgar.xml · derivative · entry 8 Paz George · CIK 0001235682 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Express Scripts Holding Company Common Stock · 209,358 shares Expires 2019-02-27 F5 · price: Pursuant to the Merger Agreement, upon closing of the Merger, the option was converted into an option to purchase common shares of Halfmoon Parent, Inc. in accordance with the exchange ratio set forth in the Merger Agreement. F4 · derivative.exercise_date: The options vest on varying dates pursuant to the terms of the plans and/or agreements under which they were granted. Read SEC document
December 20, 2018 Filed Dec 21, 2018 17:28 UTC	Express Scripts Holding Co. ESRX · Entity 161583	Disposition to issuerCommon Stock	132,850	Not disclosed	Not disclosed	Disclosure SEC source: 0000950138-18-000699 · edgar.xml · nonDerivative · entry 6 Paz George · CIK 0001235682 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Reporting Person's Trust Disclosed balance after: 0 F3 · shares: Pursuant to the agreement and plan of merger ("Merger Agreement") between the Issuer and Cigna Corporation, Halfmoon Parent, Inc., Halfmoon I, Inc. and Halfmoon II, Inc., upon closing of the merger of Halfmoon II, Inc. with and into the Issuer (the "Merger"), each common share of the Issuer was converted into the right to receive 0.2434 shares of Halfmoon Parent, Inc. common stock and $48.75 in cash. Each restricted stock unit granted to the Reporting Person in his capacity as a director of the Issuer was converted into a right to receive a cash payment in accordance with the payment ratio set forth in the Merger Agreement. Each restricted stock unit granted to the Reporting Person in his capacity as an executive officer of the Issuer was converted into a unit with respect to common stock of Halfmoon Parent, Inc. in accordance with the exchange ratio set forth in the Merger Agreement. F3 · price: Pursuant to the agreement and plan of merger ("Merger Agreement") between the Issuer and Cigna Corporation, Halfmoon Parent, Inc., Halfmoon I, Inc. and Halfmoon II, Inc., upon closing of the merger of Halfmoon II, Inc. with and into the Issuer (the "Merger"), each common share of the Issuer was converted into the right to receive 0.2434 shares of Halfmoon Parent, Inc. common stock and $48.75 in cash. Each restricted stock unit granted to the Reporting Person in his capacity as a director of the Issuer was converted into a right to receive a cash payment in accordance with the payment ratio set forth in the Merger Agreement. Each restricted stock unit granted to the Reporting Person in his capacity as an executive officer of the Issuer was converted into a unit with respect to common stock of Halfmoon Parent, Inc. in accordance with the exchange ratio set forth in the Merger Agreement. Read SEC document
December 20, 2018 Filed Dec 21, 2018 17:28 UTC	Express Scripts Holding Co. ESRX · Entity 161583	Disposition to issuerCommon Stock	132,527	Not disclosed	Not disclosed	Disclosure SEC source: 0000950138-18-000699 · edgar.xml · nonDerivative · entry 5 Paz George · CIK 0001235682 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Trust Disclosed balance after: 0 F3 · shares: Pursuant to the agreement and plan of merger ("Merger Agreement") between the Issuer and Cigna Corporation, Halfmoon Parent, Inc., Halfmoon I, Inc. and Halfmoon II, Inc., upon closing of the merger of Halfmoon II, Inc. with and into the Issuer (the "Merger"), each common share of the Issuer was converted into the right to receive 0.2434 shares of Halfmoon Parent, Inc. common stock and $48.75 in cash. Each restricted stock unit granted to the Reporting Person in his capacity as a director of the Issuer was converted into a right to receive a cash payment in accordance with the payment ratio set forth in the Merger Agreement. Each restricted stock unit granted to the Reporting Person in his capacity as an executive officer of the Issuer was converted into a unit with respect to common stock of Halfmoon Parent, Inc. in accordance with the exchange ratio set forth in the Merger Agreement. F3 · price: Pursuant to the agreement and plan of merger ("Merger Agreement") between the Issuer and Cigna Corporation, Halfmoon Parent, Inc., Halfmoon I, Inc. and Halfmoon II, Inc., upon closing of the merger of Halfmoon II, Inc. with and into the Issuer (the "Merger"), each common share of the Issuer was converted into the right to receive 0.2434 shares of Halfmoon Parent, Inc. common stock and $48.75 in cash. Each restricted stock unit granted to the Reporting Person in his capacity as a director of the Issuer was converted into a right to receive a cash payment in accordance with the payment ratio set forth in the Merger Agreement. Each restricted stock unit granted to the Reporting Person in his capacity as an executive officer of the Issuer was converted into a unit with respect to common stock of Halfmoon Parent, Inc. in accordance with the exchange ratio set forth in the Merger Agreement. Read SEC document
December 20, 2018 Filed Dec 21, 2018 17:28 UTC	Express Scripts Holding Co. ESRX · Entity 161583	Disposition to issuerCommon Stock	828,550	Not disclosed	Not disclosed	Disclosure SEC source: 0000950138-18-000699 · edgar.xml · nonDerivative · entry 4 Paz George · CIK 0001235682 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F3 · shares: Pursuant to the agreement and plan of merger ("Merger Agreement") between the Issuer and Cigna Corporation, Halfmoon Parent, Inc., Halfmoon I, Inc. and Halfmoon II, Inc., upon closing of the merger of Halfmoon II, Inc. with and into the Issuer (the "Merger"), each common share of the Issuer was converted into the right to receive 0.2434 shares of Halfmoon Parent, Inc. common stock and $48.75 in cash. Each restricted stock unit granted to the Reporting Person in his capacity as a director of the Issuer was converted into a right to receive a cash payment in accordance with the payment ratio set forth in the Merger Agreement. Each restricted stock unit granted to the Reporting Person in his capacity as an executive officer of the Issuer was converted into a unit with respect to common stock of Halfmoon Parent, Inc. in accordance with the exchange ratio set forth in the Merger Agreement. F3 · price: Pursuant to the agreement and plan of merger ("Merger Agreement") between the Issuer and Cigna Corporation, Halfmoon Parent, Inc., Halfmoon I, Inc. and Halfmoon II, Inc., upon closing of the merger of Halfmoon II, Inc. with and into the Issuer (the "Merger"), each common share of the Issuer was converted into the right to receive 0.2434 shares of Halfmoon Parent, Inc. common stock and $48.75 in cash. Each restricted stock unit granted to the Reporting Person in his capacity as a director of the Issuer was converted into a right to receive a cash payment in accordance with the payment ratio set forth in the Merger Agreement. Each restricted stock unit granted to the Reporting Person in his capacity as an executive officer of the Issuer was converted into a unit with respect to common stock of Halfmoon Parent, Inc. in accordance with the exchange ratio set forth in the Merger Agreement. Read SEC document
December 13, 2018 Filed Dec 17, 2018 21:45 UTC	PRUDENTIAL FINANCIAL INC PRU · Entity 148	Grant2018 Restricted Stock Units · Derivative	16	$82.74	$1,323.84	Disclosure SEC source: 0001127602-18-036468 · form4.xml · derivative · entry 2 Paz George · CIK 0001235682 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,542 Underlying: Common Stock · 16 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PRU common stock. F4 · derivative.exercise_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 8, 2019 and were deferred until retirement from the Board under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors. F4 · derivative.expiration_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 8, 2019 and were deferred until retirement from the Board under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors. Read SEC document
December 13, 2018 Filed Dec 17, 2018 21:45 UTC	PRUDENTIAL FINANCIAL INC PRU · Entity 148	GrantNotional Shares - Mandatory · Derivative	63	$82.74 Strike: $0.00	$5,212.62	Disclosure SEC source: 0001127602-18-036468 · form4.xml · derivative · entry 1 Paz George · CIK 0001235682 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,930 Underlying: Common Stock · 63 shares Expires not disclosed F1 · derivative.exercise_price: Each notional share - mandatory represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock under the Issuer's deferred compensation plan for non-employee directors. F2 · derivative.exercise_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2. F2 · derivative.expiration_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2. Read SEC document
November 28, 2018 Filed Dec 21, 2018 17:28 UTC	Express Scripts Holding Co. ESRX · Entity 161583	GiftCommon Stock	100,000	$0.00	$0.00	Disclosure SEC source: 0000950138-18-000699 · edgar.xml · nonDerivative · entry 3 Paz George · CIK 0001235682 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 828,550 Read SEC document
September 13, 2018 Filed Sep 17, 2018 18:00 UTC	PRUDENTIAL FINANCIAL INC PRU · Entity 148	Grant2018 Restricted Stock Units · Derivative	14	$97.08	$1,359.12	Disclosure SEC source: 0001127602-18-027714 · form4.xml · derivative · entry 2 Paz George · CIK 0001235682 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,526 Underlying: Common Stock · 14 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PRU common stock. F4 · derivative.exercise_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 8, 2019 and were deferred until retirement from the Board under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors. F4 · derivative.expiration_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 8, 2019 and were deferred until retirement from the Board under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors. Read SEC document
September 13, 2018 Filed Sep 17, 2018 18:00 UTC	PRUDENTIAL FINANCIAL INC PRU · Entity 148	GrantNotional Shares - Mandatory · Derivative	53	$97.08 Strike: $0.00	$5,145.24	Disclosure SEC source: 0001127602-18-027714 · form4.xml · derivative · entry 1 Paz George · CIK 0001235682 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,866 Underlying: Common Stock · 53 shares Expires not disclosed F1 · derivative.exercise_price: Each notional share - mandatory represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock under the Issuer's deferred compensation plan for non-employee directors. F2 · derivative.exercise_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2. F2 · derivative.expiration_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2. Read SEC document
June 14, 2018 Filed Jun 18, 2018 20:19 UTC	PRUDENTIAL FINANCIAL INC PRU · Entity 148	Grant2018 Restricted Stock Units · Derivative	13	$98.75	$1,283.75	Disclosure SEC source: 0001127602-18-021165 · form4.xml · derivative · entry 2 Paz George · CIK 0001235682 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,512 Underlying: Common Stock · 13 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PRU common stock. F4 · derivative.exercise_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 8, 2019 and were deferred until retirement from the Board under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors. F4 · derivative.expiration_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 8, 2019 and were deferred until retirement from the Board under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors. Read SEC document
June 14, 2018 Filed Jun 18, 2018 20:19 UTC	PRUDENTIAL FINANCIAL INC PRU · Entity 148	GrantNotional Shares - Mandatory · Derivative	52	$98.75 Strike: $0.00	$5,135.00	Disclosure SEC source: 0001127602-18-021165 · form4.xml · derivative · entry 1 Paz George · CIK 0001235682 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,812 Underlying: Common Stock · 52 shares Expires not disclosed F1 · derivative.exercise_price: Each notional share - mandatory represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock under the Issuer's deferred compensation plan for non-employee directors. F2 · derivative.exercise_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2. F2 · derivative.expiration_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2. Read SEC document
May 10, 2018 Filed May 14, 2018 18:13 UTC	Express Scripts Holding Co. ESRX · Entity 161583	GrantCommon Stock	2,818	$0.00	$0.00	Disclosure SEC source: 0000950138-18-000385 · edgar.xml · nonDerivative · entry 1 Paz George · CIK 0001235682 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 890,554 F1 · price: Grant of restricted stock units pursuant to Express Scripts Holding Company 2016 Long-Term Incentive Plan. Awards vest in three equal installments on May 1, 2019, May 1, 2020, and May 1, 2021. Read SEC document
May 08, 2018 Filed May 10, 2018 16:40 UTC	PRUDENTIAL FINANCIAL INC PRU · Entity 148	Grant2018 Restricted Stock Units · Derivative	1,498	$0.00	$0.00	Disclosure SEC source: 0001127602-18-016888 · form4.xml · derivative · entry 1 Paz George · CIK 0001235682 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,498 Underlying: Common Stock · 1,498 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PRU common stock. F2 · derivative.exercise_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 8, 2019 and were deferred until retirement from the Board under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors. F2 · derivative.expiration_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 8, 2019 and were deferred until retirement from the Board under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors. Read SEC document
April 27, 2018 Filed Apr 30, 2018 22:44 UTC	HONEYWELL INTERNATIONAL INC HON · Entity 2988	Exercise / conversionRestricted Units · Derivative	521	$146.53	$76,342.13	Disclosure SEC source: 0000950117-18-000152 · cfp_24401.xml · derivative · entry 2 Paz George · CIK 0001235682 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 521 shares Expires 2018-04-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis. F2 · shares: Includes the reinvestment of dividend equivalents into 31 additional restricted stock units. F3 · shares: All options and restricted stock units held by the Reporting Person have been adjusted to increase the number of shares in a manner subject to the adjustment provisions of the AdvanSix Inc. spin-off from Honeywell which occurred on October 1, 2016. F2 · derivative.underlying_shares: Includes the reinvestment of dividend equivalents into 31 additional restricted stock units. F3 · derivative.underlying_shares: All options and restricted stock units held by the Reporting Person have been adjusted to increase the number of shares in a manner subject to the adjustment provisions of the AdvanSix Inc. spin-off from Honeywell which occurred on October 1, 2016. Read SEC document
April 27, 2018 Filed Apr 30, 2018 22:44 UTC	HONEYWELL INTERNATIONAL INC HON · Entity 2988	Exercise / conversionCommon Stock	521	$146.53	$76,342.13	Disclosure SEC source: 0000950117-18-000152 · cfp_24401.xml · nonDerivative · entry 1 Paz George · CIK 0001235682 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,518 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
April 23, 2018 Filed Apr 25, 2018 22:46 UTC	HONEYWELL INTERNATIONAL INC HON · Entity 2988	GrantRestricted Stock Units · Derivative	335	$0.00	$0.00	Disclosure SEC source: 0000950117-18-000132 · cfp_24379.xml · derivative · entry 2 Paz George · CIK 0001235682 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 335 Underlying: Common Stock · 335 shares Expires not disclosed F2 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis. F3 · derivative.exercise_date: The Restricted Stock Units were granted under the 2016 Stock Plan for Non-Employee Directors of Honeywell International Inc. and vest on April 23, 2021. F3 · derivative.expiration_date: The Restricted Stock Units were granted under the 2016 Stock Plan for Non-Employee Directors of Honeywell International Inc. and vest on April 23, 2021. Read SEC document
April 23, 2018 Filed Apr 25, 2018 22:46 UTC	HONEYWELL INTERNATIONAL INC HON · Entity 2988	GrantStock Option (right to buy) · Derivative	2,200	$0.00 Strike: $149.60	$0.00	Disclosure SEC source: 0000950117-18-000132 · cfp_24379.xml · derivative · entry 1 Paz George · CIK 0001235682 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,200 Underlying: Common Stock · 2,200 shares Expires 2028-04-22 F1 · kind: Represents exempt grant of non-qualified stock options under the 2016 Stock Plan for Non-Employee Directors of Honeywell International Inc. that vest in four equal annual installments, with the first installment vesting on April 23, 2019. F1 · derivative.exercise_date: Represents exempt grant of non-qualified stock options under the 2016 Stock Plan for Non-Employee Directors of Honeywell International Inc. that vest in four equal annual installments, with the first installment vesting on April 23, 2019. Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.