Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Mastercard IncMA · Entity 1763 | President, Gl Prod & Solutions | April 24, 2017 | April 25, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Mastercard Inc
Report date April 24, 2017 · Filed April 25, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 37,060 |
Ending reported balance
After 2017-04-24 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2017-04-24 · Exercise / conversion · Acquired 34,140 · Balance 78,819 F1: The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. The pre-planned trading plan was adopted by the reporting person on February 22, 2017. Row 2 · 2017-04-24 · Exercise / conversion · Acquired 42,200 · Balance 121,019 F1: The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. The pre-planned trading plan was adopted by the reporting person on February 22, 2017. Row 3 · 2017-04-24 · Sale · Disposed 83,959 · Balance 37,060 F1: The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. The pre-planned trading plan was adopted by the reporting person on February 22, 2017. F2: The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $115.05 to $115.80. The reporting person hereby undertakes to provide to the SEC staff, Mastercard Incorporated, or a security holder of Mastercard Incorporated, upon request, full information regarding the number of shares sold at each separate price within this range. |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $42.04 · Expires 2022-03-01 | Direct | 0 |
Reported balance
After 2017-04-24 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2017-04-24 · Exercise / conversion · Disposed 34,140 · Balance 0 F1: The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. The pre-planned trading plan was adopted by the reporting person on February 22, 2017. F3: The Reporting Person was awarded 60,640 employee stock options on March 1, 2012, which vested in four equal annual installments beginning on March 1, 2013. |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $51.83 · Expires 2023-03-01 | Direct | 51,040 |
Reported balance
After 2017-04-24 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2017-04-24 · Exercise / conversion · Disposed 42,200 · Balance 51,040 F1: The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. The pre-planned trading plan was adopted by the reporting person on February 22, 2017. F4: The Reporting Person was awarded 93,240 employee stock options on March 1, 2013, which vested in four equal annual installments beginning March 1, 2014. |
Filing footnotes · ownership attribution and instrument terms
F1: The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. The pre-planned trading plan was adopted by the reporting person on February 22, 2017.
F2: The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $115.05 to $115.80. The reporting person hereby undertakes to provide to the SEC staff, Mastercard Incorporated, or a security holder of Mastercard Incorporated, upon request, full information regarding the number of shares sold at each separate price within this range.
F3: The Reporting Person was awarded 60,640 employee stock options on March 1, 2012, which vested in four equal annual installments beginning on March 1, 2013.
F4: The Reporting Person was awarded 93,240 employee stock options on March 1, 2013, which vested in four equal annual installments beginning March 1, 2014.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 04, 2009 Filed Aug 6, 2009 21:14 UTC | Mastercard Inc MA · Entity 1763 | Exercise / conversionClass A Common Stock | 4,904 | $39.00 | $191,256.00 |
DisclosureSEC source: 0001181431-09-038342 · rrd249841.xml · nonDerivative · entry 1 Flood Gary J · CIK 0001418221 · Pres. Glob. Prod. & Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,840 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 02, 2009 Filed Jul 8, 2008 01:43 UTC | Mastercard Inc MA · Entity 1763 | Exercise / conversionClass A Common Stock · Derivative | 2,678 | $0.00 Strike: $106.29 | $0.00 |
DisclosureSEC source: 0001181431-08-042430 · rrd212751.xml · derivative · entry 22 Flood Gary J · CIK 0001418221 · President, Products & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,034 Underlying: Class A Common Stock · 2,678 shares Expires 2017-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934 and previously referrenced in a MasterCard Incorporated Form 8-K filed on May 6, 2008. The pre-planned trading plan was adopted by the reporting person on May 2, 2008. F17 · derivative.exercise_date: The Reporting Person was awarded 10,712 options on March 1, 2007. The remaining 8,034 options will vest in three equal annual installments beginning on March 1, 2009. Read SEC document |
| March 01, 2009 Filed Mar 3, 2009 21:38 UTC | Mastercard Inc MA · Entity 1763 | GrantEmployee Stock Option (right to buy) · Derivative | 7,236 | $0.00 Strike: $158.03 | $0.00 |
DisclosureSEC source: 0001181431-09-013090 · rrd235694.xml · derivative · entry 1 Flood Gary J · CIK 0001418221 · President, Global Products 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,236 Underlying: Class A Common Stock · 7,236 shares Expires 2019-03-01 F1 · derivative.exercise_date: The employee stock options vest in four equal annual installments beginning March 1, 2010. Read SEC document |
| December 31, 2008 Filed Jan 5, 2009 23:07 UTC | Mastercard Inc MA · Entity 1763 | Tax withholdingClass A Common Stock | 2,797 | $141.34 | $395,327.98 |
DisclosureSEC source: 0001181431-09-001153 · rrd228076.xml · nonDerivative · entry 1 Flood Gary J · CIK 0001418221 · President, Products & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,936 F1 · shares: Represents withholding of shares to pay tax liability incident to the vesting of restricted stock units pursuant to the terms of a shareholder-approved stock plan. Read SEC document |
| July 02, 2008 Filed Jul 8, 2008 01:43 UTC | Mastercard Inc MA · Entity 1763 | Exercise / conversionClass A Common Stock · Derivative | 4,904 | $0.00 Strike: $39.00 | $0.00 |
DisclosureSEC source: 0001181431-08-042430 · rrd212751.xml · derivative · entry 21 Flood Gary J · CIK 0001418221 · President, Products & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,808 Underlying: Class A Common Stock · 4,904 shares Expires 2016-05-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934 and previously referrenced in a MasterCard Incorporated Form 8-K filed on May 6, 2008. The pre-planned trading plan was adopted by the reporting person on May 2, 2008. F16 · derivative.exercise_date: The Reporting Person was awarded 19,616 options on May 25, 2006. The remaining 9,808 options will vest in two equal annual installments beginning on May 25, 2009. Read SEC document |
| July 02, 2008 Filed Jul 8, 2008 01:43 UTC | Mastercard Inc MA · Entity 1763 | SaleClass A Common Stock | 200 | $269.00 | $53,800.00 |
DisclosureSEC source: 0001181431-08-042430 · rrd212751.xml · nonDerivative · entry 20 Flood Gary J · CIK 0001418221 · President, Products & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,733 F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934 and previously referrenced in a MasterCard Incorporated Form 8-K filed on May 6, 2008. The pre-planned trading plan was adopted by the reporting person on May 2, 2008. F15 · price: The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4. Read SEC document |
| July 02, 2008 Filed Jul 8, 2008 01:43 UTC | Mastercard Inc MA · Entity 1763 | SaleClass A Common Stock | 300 | $268.61 | $80,583.00 |
DisclosureSEC source: 0001181431-08-042430 · rrd212751.xml · nonDerivative · entry 19 Flood Gary J · CIK 0001418221 · President, Products & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,933 F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934 and previously referrenced in a MasterCard Incorporated Form 8-K filed on May 6, 2008. The pre-planned trading plan was adopted by the reporting person on May 2, 2008. F14 · price: Represents the weighted average sales price for price increments ranging from $268.09 to $268.87. Read SEC document |
| July 02, 2008 Filed Jul 8, 2008 01:43 UTC | Mastercard Inc MA · Entity 1763 | SaleClass A Common Stock | 300 | $267.79 | $80,338.11 |
DisclosureSEC source: 0001181431-08-042430 · rrd212751.xml · nonDerivative · entry 18 Flood Gary J · CIK 0001418221 · President, Products & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,233 F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934 and previously referrenced in a MasterCard Incorporated Form 8-K filed on May 6, 2008. The pre-planned trading plan was adopted by the reporting person on May 2, 2008. F13 · price: Represents the weighted average sales price for price increments ranging from $267.69 to $267.99. Read SEC document |
| July 02, 2008 Filed Jul 8, 2008 01:43 UTC | Mastercard Inc MA · Entity 1763 | SaleClass A Common Stock | 100 | $266.02 | $26,602.00 |
DisclosureSEC source: 0001181431-08-042430 · rrd212751.xml · nonDerivative · entry 17 Flood Gary J · CIK 0001418221 · President, Products & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,533 F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934 and previously referrenced in a MasterCard Incorporated Form 8-K filed on May 6, 2008. The pre-planned trading plan was adopted by the reporting person on May 2, 2008. Read SEC document |
| July 02, 2008 Filed Jul 8, 2008 01:43 UTC | Mastercard Inc MA · Entity 1763 | SaleClass A Common Stock | 800 | $265.50 | $212,398.00 |
DisclosureSEC source: 0001181431-08-042430 · rrd212751.xml · nonDerivative · entry 16 Flood Gary J · CIK 0001418221 · President, Products & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,633 F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934 and previously referrenced in a MasterCard Incorporated Form 8-K filed on May 6, 2008. The pre-planned trading plan was adopted by the reporting person on May 2, 2008. F12 · price: Represents the weighted average sales price for price increments ranging from $265.28 to $265.86. Read SEC document |
| July 02, 2008 Filed Jul 8, 2008 01:43 UTC | Mastercard Inc MA · Entity 1763 | SaleClass A Common Stock | 300 | $264.56 | $79,368.99 |
DisclosureSEC source: 0001181431-08-042430 · rrd212751.xml · nonDerivative · entry 15 Flood Gary J · CIK 0001418221 · President, Products & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,433 F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934 and previously referrenced in a MasterCard Incorporated Form 8-K filed on May 6, 2008. The pre-planned trading plan was adopted by the reporting person on May 2, 2008. F11 · price: Represents the weighted average sales price for price increments ranging from $264.25 to $264.92. Read SEC document |
| July 02, 2008 Filed Jul 8, 2008 01:43 UTC | Mastercard Inc MA · Entity 1763 | SaleClass A Common Stock | 300 | $263.96 | $79,188.00 |
DisclosureSEC source: 0001181431-08-042430 · rrd212751.xml · nonDerivative · entry 14 Flood Gary J · CIK 0001418221 · President, Products & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,733 F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934 and previously referrenced in a MasterCard Incorporated Form 8-K filed on May 6, 2008. The pre-planned trading plan was adopted by the reporting person on May 2, 2008. Read SEC document |
| July 02, 2008 Filed Jul 8, 2008 01:43 UTC | Mastercard Inc MA · Entity 1763 | SaleClass A Common Stock | 900 | $262.24 | $236,019.96 |
DisclosureSEC source: 0001181431-08-042430 · rrd212751.xml · nonDerivative · entry 13 Flood Gary J · CIK 0001418221 · President, Products & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,033 F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934 and previously referrenced in a MasterCard Incorporated Form 8-K filed on May 6, 2008. The pre-planned trading plan was adopted by the reporting person on May 2, 2008. F10 · price: Represents the weighted average sales price for price increments ranging from $262.00 to $262.72. Read SEC document |
| July 02, 2008 Filed Jul 8, 2008 01:43 UTC | Mastercard Inc MA · Entity 1763 | SaleClass A Common Stock | 700 | $261.31 | $182,920.01 |
DisclosureSEC source: 0001181431-08-042430 · rrd212751.xml · nonDerivative · entry 12 Flood Gary J · CIK 0001418221 · President, Products & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,933 F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934 and previously referrenced in a MasterCard Incorporated Form 8-K filed on May 6, 2008. The pre-planned trading plan was adopted by the reporting person on May 2, 2008. F9 · price: Represents the weighted average sales price for price increments ranging from $261.11 to $261.52. Read SEC document |
| July 02, 2008 Filed Jul 8, 2008 01:43 UTC | Mastercard Inc MA · Entity 1763 | SaleClass A Common Stock | 1,000 | $260.31 | $260,309.00 |
DisclosureSEC source: 0001181431-08-042430 · rrd212751.xml · nonDerivative · entry 11 Flood Gary J · CIK 0001418221 · President, Products & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,633 F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934 and previously referrenced in a MasterCard Incorporated Form 8-K filed on May 6, 2008. The pre-planned trading plan was adopted by the reporting person on May 2, 2008. F8 · price: Represents the weighted average sales price for price increments ranging from $260.06 to $260.68. Read SEC document |
| July 02, 2008 Filed Jul 8, 2008 01:43 UTC | Mastercard Inc MA · Entity 1763 | SaleClass A Common Stock | 500 | $259.38 | $129,691.00 |
DisclosureSEC source: 0001181431-08-042430 · rrd212751.xml · nonDerivative · entry 10 Flood Gary J · CIK 0001418221 · President, Products & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,633 F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934 and previously referrenced in a MasterCard Incorporated Form 8-K filed on May 6, 2008. The pre-planned trading plan was adopted by the reporting person on May 2, 2008. F7 · price: Represents the weighted average sales price for price increments ranging from $259.34 to $259.41. Read SEC document |
| July 02, 2008 Filed Jul 8, 2008 01:43 UTC | Mastercard Inc MA · Entity 1763 | SaleClass A Common Stock | 600 | $258.83 | $155,297.58 |
DisclosureSEC source: 0001181431-08-042430 · rrd212751.xml · nonDerivative · entry 9 Flood Gary J · CIK 0001418221 · President, Products & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,133 F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934 and previously referrenced in a MasterCard Incorporated Form 8-K filed on May 6, 2008. The pre-planned trading plan was adopted by the reporting person on May 2, 2008. F6 · price: Represents the weighted average sales price for price increments ranging from $258.70 to $258.97. Read SEC document |
| July 02, 2008 Filed Jul 8, 2008 01:43 UTC | Mastercard Inc MA · Entity 1763 | SaleClass A Common Stock | 100 | $256.98 | $25,698.00 |
DisclosureSEC source: 0001181431-08-042430 · rrd212751.xml · nonDerivative · entry 8 Flood Gary J · CIK 0001418221 · President, Products & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,733 F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934 and previously referrenced in a MasterCard Incorporated Form 8-K filed on May 6, 2008. The pre-planned trading plan was adopted by the reporting person on May 2, 2008. Read SEC document |
| July 02, 2008 Filed Jul 8, 2008 01:43 UTC | Mastercard Inc MA · Entity 1763 | SaleClass A Common Stock | 300 | $255.56 | $76,668.99 |
DisclosureSEC source: 0001181431-08-042430 · rrd212751.xml · nonDerivative · entry 7 Flood Gary J · CIK 0001418221 · President, Products & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,833 F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934 and previously referrenced in a MasterCard Incorporated Form 8-K filed on May 6, 2008. The pre-planned trading plan was adopted by the reporting person on May 2, 2008. F5 · price: Represents the weighted average sales price for price increments ranging from $255.06 to $255.89. Read SEC document |
| July 02, 2008 Filed Jul 8, 2008 01:43 UTC | Mastercard Inc MA · Entity 1763 | SaleClass A Common Stock | 304 | $254.35 | $77,320.88 |
DisclosureSEC source: 0001181431-08-042430 · rrd212751.xml · nonDerivative · entry 6 Flood Gary J · CIK 0001418221 · President, Products & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,133 F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934 and previously referrenced in a MasterCard Incorporated Form 8-K filed on May 6, 2008. The pre-planned trading plan was adopted by the reporting person on May 2, 2008. F4 · price: Represents the weighted average sales price for price increments ranging from $254.00 to $254.52. Read SEC document |
| July 02, 2008 Filed Jul 8, 2008 01:43 UTC | Mastercard Inc MA · Entity 1763 | SaleClass A Common Stock | 578 | $253.72 | $146,647.33 |
DisclosureSEC source: 0001181431-08-042430 · rrd212751.xml · nonDerivative · entry 5 Flood Gary J · CIK 0001418221 · President, Products & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,437 F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934 and previously referrenced in a MasterCard Incorporated Form 8-K filed on May 6, 2008. The pre-planned trading plan was adopted by the reporting person on May 2, 2008. F3 · price: Represents the weighted average sales price for price increments ranging from $253.58 to $253.99. Read SEC document |
| July 02, 2008 Filed Jul 8, 2008 01:43 UTC | Mastercard Inc MA · Entity 1763 | SaleClass A Common Stock | 100 | $252.08 | $25,208.00 |
DisclosureSEC source: 0001181431-08-042430 · rrd212751.xml · nonDerivative · entry 4 Flood Gary J · CIK 0001418221 · President, Products & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,015 F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934 and previously referrenced in a MasterCard Incorporated Form 8-K filed on May 6, 2008. The pre-planned trading plan was adopted by the reporting person on May 2, 2008. Read SEC document |
| July 02, 2008 Filed Jul 8, 2008 01:43 UTC | Mastercard Inc MA · Entity 1763 | SaleClass A Common Stock | 200 | $251.77 | $50,354.00 |
DisclosureSEC source: 0001181431-08-042430 · rrd212751.xml · nonDerivative · entry 3 Flood Gary J · CIK 0001418221 · President, Products & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,115 F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934 and previously referrenced in a MasterCard Incorporated Form 8-K filed on May 6, 2008. The pre-planned trading plan was adopted by the reporting person on May 2, 2008. Read SEC document |
| July 02, 2008 Filed Jul 8, 2008 01:43 UTC | Mastercard Inc MA · Entity 1763 | Exercise / conversionClass A Common Stock | 2,678 | $106.29 | $284,644.62 |
DisclosureSEC source: 0001181431-08-042430 · rrd212751.xml · nonDerivative · entry 2 Flood Gary J · CIK 0001418221 · President, Products & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,315 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934 and previously referrenced in a MasterCard Incorporated Form 8-K filed on May 6, 2008. The pre-planned trading plan was adopted by the reporting person on May 2, 2008. Read SEC document |
| July 02, 2008 Filed Jul 8, 2008 01:43 UTC | Mastercard Inc MA · Entity 1763 | Exercise / conversionClass A Common Stock | 4,904 | $39.00 | $191,256.00 |
DisclosureSEC source: 0001181431-08-042430 · rrd212751.xml · nonDerivative · entry 1 Flood Gary J · CIK 0001418221 · President, Products & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,637 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934 and previously referrenced in a MasterCard Incorporated Form 8-K filed on May 6, 2008. The pre-planned trading plan was adopted by the reporting person on May 2, 2008. F2 · balance_after: The total number of securities beneficially owned by the Reporting Person following this reported transaction has been decreased by a total of 3,765 shares. This is intended to correct an adminstrative error in Column 2 of Table I (Non-Derivative Securities Beneficially Owned) in the Reporting Person's Form 3, filed on November 15, 2007. The shares being deducted represent withholding of shares to pay tax liability incident to the vesting of restricted stock units on December 31, 2006, pursuant to the terms of a stockholder-approved stock plan and prior to the Reporting Person having become subject to the filing obligations of Section 16 of the Securities Exchange Act of 1934. Read SEC document |
| March 01, 2008 Filed Mar 4, 2008 22:35 UTC | Mastercard Inc MA · Entity 1763 | GrantEmployee Stock Option (right to buy) · Derivative | 6,368 | $0.00 Strike: $190.00 | $0.00 |
DisclosureSEC source: 0001181431-08-015990 · rrd197898.xml · derivative · entry 1 Flood Gary J · CIK 0001418221 · President, Products & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,368 Underlying: Class A Common Stock · 6,368 shares Expires 2018-03-01 F1 · derivative.exercise_date: The employee stock options vest in four equal annual installments beginning March 1, 2009. Read SEC document |
| January 22, 2008 Filed Jan 24, 2008 22:27 UTC | Mastercard Inc MA · Entity 1763 | SaleClass A Common Stock | 300 | $170.12 | $51,036.00 |
DisclosureSEC source: 0001181431-08-005207 · rrd190233.xml · nonDerivative · entry 25 Flood Gary J · CIK 0001418221 · President, Products & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,298 F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934 and previously referrenced in a MasterCard Incorporated Form 8-K filed on November 23, 2007. The pre-planned trading plan was adopted by the reporting person on November 21, 2007. F2 · balance_after: This Form 4 contains 25 of 50 price increments relating to a transaction that was executed on January 22, 2008. This is the first of two Form 4s relating to such transaction. One additional Form 4 containing the balance of the price increments related to such transaction is being filed simultaneously. Read SEC document |
| January 22, 2008 Filed Jan 24, 2008 22:27 UTC | Mastercard Inc MA · Entity 1763 | SaleClass A Common Stock | 100 | $170.10 | $17,010.00 |
DisclosureSEC source: 0001181431-08-005207 · rrd190233.xml · nonDerivative · entry 24 Flood Gary J · CIK 0001418221 · President, Products & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,598 F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934 and previously referrenced in a MasterCard Incorporated Form 8-K filed on November 23, 2007. The pre-planned trading plan was adopted by the reporting person on November 21, 2007. Read SEC document |
| January 22, 2008 Filed Jan 24, 2008 22:27 UTC | Mastercard Inc MA · Entity 1763 | SaleClass A Common Stock | 600 | $170.05 | $102,030.00 |
DisclosureSEC source: 0001181431-08-005207 · rrd190233.xml · nonDerivative · entry 23 Flood Gary J · CIK 0001418221 · President, Products & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,698 F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934 and previously referrenced in a MasterCard Incorporated Form 8-K filed on November 23, 2007. The pre-planned trading plan was adopted by the reporting person on November 21, 2007. Read SEC document |
| January 22, 2008 Filed Jan 24, 2008 22:27 UTC | Mastercard Inc MA · Entity 1763 | SaleClass A Common Stock | 200 | $170.02 | $34,004.00 |
DisclosureSEC source: 0001181431-08-005207 · rrd190233.xml · nonDerivative · entry 22 Flood Gary J · CIK 0001418221 · President, Products & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,298 F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934 and previously referrenced in a MasterCard Incorporated Form 8-K filed on November 23, 2007. The pre-planned trading plan was adopted by the reporting person on November 21, 2007. Read SEC document |
| January 22, 2008 Filed Jan 24, 2008 22:27 UTC | Mastercard Inc MA · Entity 1763 | SaleClass A Common Stock | 300 | $170.01 | $51,003.00 |
DisclosureSEC source: 0001181431-08-005207 · rrd190233.xml · nonDerivative · entry 21 Flood Gary J · CIK 0001418221 · President, Products & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,498 F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934 and previously referrenced in a MasterCard Incorporated Form 8-K filed on November 23, 2007. The pre-planned trading plan was adopted by the reporting person on November 21, 2007. Read SEC document |
| January 22, 2008 Filed Jan 24, 2008 22:27 UTC | Mastercard Inc MA · Entity 1763 | SaleClass A Common Stock | 1,500 | $170.00 | $255,000.00 |
DisclosureSEC source: 0001181431-08-005207 · rrd190233.xml · nonDerivative · entry 20 Flood Gary J · CIK 0001418221 · President, Products & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,798 F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934 and previously referrenced in a MasterCard Incorporated Form 8-K filed on November 23, 2007. The pre-planned trading plan was adopted by the reporting person on November 21, 2007. Read SEC document |
| January 22, 2008 Filed Jan 24, 2008 22:27 UTC | Mastercard Inc MA · Entity 1763 | SaleClass A Common Stock | 200 | $169.76 | $33,952.00 |
DisclosureSEC source: 0001181431-08-005207 · rrd190233.xml · nonDerivative · entry 19 Flood Gary J · CIK 0001418221 · President, Products & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,298 F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934 and previously referrenced in a MasterCard Incorporated Form 8-K filed on November 23, 2007. The pre-planned trading plan was adopted by the reporting person on November 21, 2007. Read SEC document |
| January 22, 2008 Filed Jan 24, 2008 22:27 UTC | Mastercard Inc MA · Entity 1763 | SaleClass A Common Stock | 500 | $169.60 | $84,800.00 |
DisclosureSEC source: 0001181431-08-005207 · rrd190233.xml · nonDerivative · entry 18 Flood Gary J · CIK 0001418221 · President, Products & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,498 F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934 and previously referrenced in a MasterCard Incorporated Form 8-K filed on November 23, 2007. The pre-planned trading plan was adopted by the reporting person on November 21, 2007. Read SEC document |
| January 22, 2008 Filed Jan 24, 2008 22:27 UTC | Mastercard Inc MA · Entity 1763 | SaleClass A Common Stock | 100 | $169.44 | $16,944.00 |
DisclosureSEC source: 0001181431-08-005207 · rrd190233.xml · nonDerivative · entry 17 Flood Gary J · CIK 0001418221 · President, Products & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,998 F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934 and previously referrenced in a MasterCard Incorporated Form 8-K filed on November 23, 2007. The pre-planned trading plan was adopted by the reporting person on November 21, 2007. Read SEC document |
| January 22, 2008 Filed Jan 24, 2008 22:27 UTC | Mastercard Inc MA · Entity 1763 | SaleClass A Common Stock | 300 | $169.28 | $50,784.00 |
DisclosureSEC source: 0001181431-08-005207 · rrd190233.xml · nonDerivative · entry 16 Flood Gary J · CIK 0001418221 · President, Products & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,098 F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934 and previously referrenced in a MasterCard Incorporated Form 8-K filed on November 23, 2007. The pre-planned trading plan was adopted by the reporting person on November 21, 2007. Read SEC document |
| January 22, 2008 Filed Jan 24, 2008 22:27 UTC | Mastercard Inc MA · Entity 1763 | SaleClass A Common Stock | 100 | $169.26 | $16,926.00 |
DisclosureSEC source: 0001181431-08-005207 · rrd190233.xml · nonDerivative · entry 15 Flood Gary J · CIK 0001418221 · President, Products & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,398 F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934 and previously referrenced in a MasterCard Incorporated Form 8-K filed on November 23, 2007. The pre-planned trading plan was adopted by the reporting person on November 21, 2007. Read SEC document |
| January 22, 2008 Filed Jan 24, 2008 22:27 UTC | Mastercard Inc MA · Entity 1763 | SaleClass A Common Stock | 363 | $169.25 | $61,437.75 |
DisclosureSEC source: 0001181431-08-005207 · rrd190233.xml · nonDerivative · entry 14 Flood Gary J · CIK 0001418221 · President, Products & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,498 F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934 and previously referrenced in a MasterCard Incorporated Form 8-K filed on November 23, 2007. The pre-planned trading plan was adopted by the reporting person on November 21, 2007. Read SEC document |
| January 22, 2008 Filed Jan 24, 2008 22:27 UTC | Mastercard Inc MA · Entity 1763 | SaleClass A Common Stock | 100 | $169.24 | $16,924.00 |
DisclosureSEC source: 0001181431-08-005207 · rrd190233.xml · nonDerivative · entry 13 Flood Gary J · CIK 0001418221 · President, Products & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,861 F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934 and previously referrenced in a MasterCard Incorporated Form 8-K filed on November 23, 2007. The pre-planned trading plan was adopted by the reporting person on November 21, 2007. Read SEC document |
| January 22, 2008 Filed Jan 24, 2008 22:27 UTC | Mastercard Inc MA · Entity 1763 | SaleClass A Common Stock | 100 | $169.16 | $16,916.00 |
DisclosureSEC source: 0001181431-08-005207 · rrd190233.xml · nonDerivative · entry 12 Flood Gary J · CIK 0001418221 · President, Products & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,961 F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934 and previously referrenced in a MasterCard Incorporated Form 8-K filed on November 23, 2007. The pre-planned trading plan was adopted by the reporting person on November 21, 2007. Read SEC document |
| January 22, 2008 Filed Jan 24, 2008 22:27 UTC | Mastercard Inc MA · Entity 1763 | SaleClass A Common Stock | 100 | $169.00 | $16,900.00 |
DisclosureSEC source: 0001181431-08-005207 · rrd190233.xml · nonDerivative · entry 11 Flood Gary J · CIK 0001418221 · President, Products & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,061 F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934 and previously referrenced in a MasterCard Incorporated Form 8-K filed on November 23, 2007. The pre-planned trading plan was adopted by the reporting person on November 21, 2007. Read SEC document |
| January 22, 2008 Filed Jan 24, 2008 22:27 UTC | Mastercard Inc MA · Entity 1763 | SaleClass A Common Stock | 100 | $168.80 | $16,880.00 |
DisclosureSEC source: 0001181431-08-005207 · rrd190233.xml · nonDerivative · entry 10 Flood Gary J · CIK 0001418221 · President, Products & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,161 F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934 and previously referrenced in a MasterCard Incorporated Form 8-K filed on November 23, 2007. The pre-planned trading plan was adopted by the reporting person on November 21, 2007. Read SEC document |
| January 22, 2008 Filed Jan 24, 2008 22:27 UTC | Mastercard Inc MA · Entity 1763 | SaleClass A Common Stock | 100 | $168.67 | $16,867.00 |
DisclosureSEC source: 0001181431-08-005207 · rrd190233.xml · nonDerivative · entry 9 Flood Gary J · CIK 0001418221 · President, Products & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,261 F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934 and previously referrenced in a MasterCard Incorporated Form 8-K filed on November 23, 2007. The pre-planned trading plan was adopted by the reporting person on November 21, 2007. Read SEC document |
| January 22, 2008 Filed Jan 24, 2008 22:27 UTC | Mastercard Inc MA · Entity 1763 | SaleClass A Common Stock | 500 | $168.66 | $84,330.00 |
DisclosureSEC source: 0001181431-08-005207 · rrd190233.xml · nonDerivative · entry 8 Flood Gary J · CIK 0001418221 · President, Products & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,361 F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934 and previously referrenced in a MasterCard Incorporated Form 8-K filed on November 23, 2007. The pre-planned trading plan was adopted by the reporting person on November 21, 2007. Read SEC document |
| January 22, 2008 Filed Jan 24, 2008 22:27 UTC | Mastercard Inc MA · Entity 1763 | SaleClass A Common Stock | 100 | $168.54 | $16,854.00 |
DisclosureSEC source: 0001181431-08-005207 · rrd190233.xml · nonDerivative · entry 7 Flood Gary J · CIK 0001418221 · President, Products & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,861 F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934 and previously referrenced in a MasterCard Incorporated Form 8-K filed on November 23, 2007. The pre-planned trading plan was adopted by the reporting person on November 21, 2007. Read SEC document |
| January 22, 2008 Filed Jan 24, 2008 22:27 UTC | Mastercard Inc MA · Entity 1763 | SaleClass A Common Stock | 400 | $168.50 | $67,400.00 |
DisclosureSEC source: 0001181431-08-005207 · rrd190233.xml · nonDerivative · entry 6 Flood Gary J · CIK 0001418221 · President, Products & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,961 F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934 and previously referrenced in a MasterCard Incorporated Form 8-K filed on November 23, 2007. The pre-planned trading plan was adopted by the reporting person on November 21, 2007. Read SEC document |
| January 22, 2008 Filed Jan 24, 2008 22:27 UTC | Mastercard Inc MA · Entity 1763 | SaleClass A Common Stock | 200 | $168.35 | $33,670.00 |
DisclosureSEC source: 0001181431-08-005207 · rrd190233.xml · nonDerivative · entry 5 Flood Gary J · CIK 0001418221 · President, Products & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,361 F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934 and previously referrenced in a MasterCard Incorporated Form 8-K filed on November 23, 2007. The pre-planned trading plan was adopted by the reporting person on November 21, 2007. Read SEC document |
| January 22, 2008 Filed Jan 24, 2008 22:27 UTC | Mastercard Inc MA · Entity 1763 | SaleClass A Common Stock | 37 | $167.34 | $6,191.58 |
DisclosureSEC source: 0001181431-08-005207 · rrd190233.xml · nonDerivative · entry 4 Flood Gary J · CIK 0001418221 · President, Products & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,561 F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934 and previously referrenced in a MasterCard Incorporated Form 8-K filed on November 23, 2007. The pre-planned trading plan was adopted by the reporting person on November 21, 2007. Read SEC document |
| January 22, 2008 Filed Jan 24, 2008 22:27 UTC | Mastercard Inc MA · Entity 1763 | SaleClass A Common Stock | 100 | $165.44 | $16,544.00 |
DisclosureSEC source: 0001181431-08-005207 · rrd190233.xml · nonDerivative · entry 3 Flood Gary J · CIK 0001418221 · President, Products & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,598 F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934 and previously referrenced in a MasterCard Incorporated Form 8-K filed on November 23, 2007. The pre-planned trading plan was adopted by the reporting person on November 21, 2007. Read SEC document |
| January 22, 2008 Filed Jan 24, 2008 22:27 UTC | Mastercard Inc MA · Entity 1763 | SaleClass A Common Stock | 100 | $165.43 | $16,543.00 |
DisclosureSEC source: 0001181431-08-005207 · rrd190233.xml · nonDerivative · entry 2 Flood Gary J · CIK 0001418221 · President, Products & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,698 F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934 and previously referrenced in a MasterCard Incorporated Form 8-K filed on November 23, 2007. The pre-planned trading plan was adopted by the reporting person on November 21, 2007. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.