Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Mastercard IncMA · Entity 1763 | President, Gl Prod & Solutions | April 24, 2017 | April 25, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Mastercard Inc
Report date April 24, 2017 · Filed April 25, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 37,060 |
Ending reported balance
After 2017-04-24 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2017-04-24 · Exercise / conversion · Acquired 34,140 · Balance 78,819 F1: The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. The pre-planned trading plan was adopted by the reporting person on February 22, 2017. Row 2 · 2017-04-24 · Exercise / conversion · Acquired 42,200 · Balance 121,019 F1: The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. The pre-planned trading plan was adopted by the reporting person on February 22, 2017. Row 3 · 2017-04-24 · Sale · Disposed 83,959 · Balance 37,060 F1: The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. The pre-planned trading plan was adopted by the reporting person on February 22, 2017. F2: The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $115.05 to $115.80. The reporting person hereby undertakes to provide to the SEC staff, Mastercard Incorporated, or a security holder of Mastercard Incorporated, upon request, full information regarding the number of shares sold at each separate price within this range. |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $42.04 · Expires 2022-03-01 | Direct | 0 |
Reported balance
After 2017-04-24 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2017-04-24 · Exercise / conversion · Disposed 34,140 · Balance 0 F1: The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. The pre-planned trading plan was adopted by the reporting person on February 22, 2017. F3: The Reporting Person was awarded 60,640 employee stock options on March 1, 2012, which vested in four equal annual installments beginning on March 1, 2013. |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $51.83 · Expires 2023-03-01 | Direct | 51,040 |
Reported balance
After 2017-04-24 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2017-04-24 · Exercise / conversion · Disposed 42,200 · Balance 51,040 F1: The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. The pre-planned trading plan was adopted by the reporting person on February 22, 2017. F4: The Reporting Person was awarded 93,240 employee stock options on March 1, 2013, which vested in four equal annual installments beginning March 1, 2014. |
Filing footnotes · ownership attribution and instrument terms
F1: The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. The pre-planned trading plan was adopted by the reporting person on February 22, 2017.
F2: The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $115.05 to $115.80. The reporting person hereby undertakes to provide to the SEC staff, Mastercard Incorporated, or a security holder of Mastercard Incorporated, upon request, full information regarding the number of shares sold at each separate price within this range.
F3: The Reporting Person was awarded 60,640 employee stock options on March 1, 2012, which vested in four equal annual installments beginning on March 1, 2013.
F4: The Reporting Person was awarded 93,240 employee stock options on March 1, 2013, which vested in four equal annual installments beginning March 1, 2014.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 29, 2012 Filed Mar 3, 2012 00:14 UTC | Mastercard Inc MA · Entity 1763 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 2,678 | $0.00 Strike: $106.29 | $0.00 |
DisclosureSEC source: 0001225208-12-006508 · doc4.xml · derivative · entry 12 Flood Gary J · CIK 0001418221 · President, Gl Prod & Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 2,678 shares Expires 2017-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: The Reporting Person was awarded 10,712 employee stock options on March 1, 2007. Read SEC document |
| February 29, 2012 Filed Mar 3, 2012 00:14 UTC | Mastercard Inc MA · Entity 1763 | SaleClass A Common Stock | 4,461 | $422.50 | $1,884,765.81 |
DisclosureSEC source: 0001225208-12-006508 · doc4.xml · nonDerivative · entry 11 Flood Gary J · CIK 0001418221 · President, Gl Prod & Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,388 F5 · price: Represents the weighted average sales price for price increments ranging from $422.10 to $422.9180. Read SEC document |
| February 29, 2012 Filed Mar 3, 2012 00:14 UTC | Mastercard Inc MA · Entity 1763 | SaleClass A Common Stock | 2,678 | $423.98 | $1,135,429.15 |
DisclosureSEC source: 0001225208-12-006508 · doc4.xml · nonDerivative · entry 10 Flood Gary J · CIK 0001418221 · President, Gl Prod & Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,849 Read SEC document |
| February 29, 2012 Filed Mar 3, 2012 00:14 UTC | Mastercard Inc MA · Entity 1763 | SaleClass A Common Stock | 2,040 | $423.75 | $864,451.43 |
DisclosureSEC source: 0001225208-12-006508 · doc4.xml · nonDerivative · entry 9 Flood Gary J · CIK 0001418221 · President, Gl Prod & Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,527 F4 · price: Represents the weighted average sales price for price increments ranging from $423.72 to $423.991. Read SEC document |
| February 29, 2012 Filed Mar 3, 2012 00:14 UTC | Mastercard Inc MA · Entity 1763 | SaleClass A Common Stock | 1,622 | $424.02 | $687,759.14 |
DisclosureSEC source: 0001225208-12-006508 · doc4.xml · nonDerivative · entry 8 Flood Gary J · CIK 0001418221 · President, Gl Prod & Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,567 F3 · price: Represents the weighted average sales price for price increments ranging from $424.06 to $424.0010. Read SEC document |
| February 29, 2012 Filed Mar 3, 2012 00:14 UTC | Mastercard Inc MA · Entity 1763 | SaleClass A Common Stock | 1,578 | $424.13 | $669,273.35 |
DisclosureSEC source: 0001225208-12-006508 · doc4.xml · nonDerivative · entry 7 Flood Gary J · CIK 0001418221 · President, Gl Prod & Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,189 F2 · price: Represents the weighted average sales price for price increments ranging from $424.053 to $424.154. Read SEC document |
| February 29, 2012 Filed Mar 3, 2012 00:14 UTC | Mastercard Inc MA · Entity 1763 | SaleClass A Common Stock | 315 | $423.01 | $133,247.84 |
DisclosureSEC source: 0001225208-12-006508 · doc4.xml · nonDerivative · entry 6 Flood Gary J · CIK 0001418221 · President, Gl Prod & Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,767 Read SEC document |
| February 29, 2012 Filed Mar 3, 2012 00:14 UTC | Mastercard Inc MA · Entity 1763 | Exercise / conversionClass A Common Stock | 1,622 | $232.74 | $377,504.28 |
DisclosureSEC source: 0001225208-12-006508 · doc4.xml · nonDerivative · entry 5 Flood Gary J · CIK 0001418221 · President, Gl Prod & Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,082 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 29, 2012 Filed Mar 3, 2012 00:14 UTC | Mastercard Inc MA · Entity 1763 | GrantClass A Common Stock | 2,445 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-006508 · doc4.xml · nonDerivative · entry 4 Flood Gary J · CIK 0001418221 · President, Gl Prod & Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,460 F1 · shares: Settlement of performance stock units in shares of Class A Common Stock. Read SEC document |
| February 29, 2012 Filed Mar 3, 2012 00:14 UTC | Mastercard Inc MA · Entity 1763 | Exercise / conversionClass A Common Stock | 2,678 | $106.29 | $284,644.62 |
DisclosureSEC source: 0001225208-12-006508 · doc4.xml · nonDerivative · entry 3 Flood Gary J · CIK 0001418221 · President, Gl Prod & Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,015 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 29, 2012 Filed Mar 3, 2012 00:14 UTC | Mastercard Inc MA · Entity 1763 | Exercise / conversionClass A Common Stock | 3,618 | $158.03 | $571,752.54 |
DisclosureSEC source: 0001225208-12-006508 · doc4.xml · nonDerivative · entry 2 Flood Gary J · CIK 0001418221 · President, Gl Prod & Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,337 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 29, 2012 Filed Mar 3, 2012 00:14 UTC | Mastercard Inc MA · Entity 1763 | Exercise / conversionClass A Common Stock | 4,776 | $190.00 | $907,440.00 |
DisclosureSEC source: 0001225208-12-006508 · doc4.xml · nonDerivative · entry 1 Flood Gary J · CIK 0001418221 · President, Gl Prod & Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,719 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 30, 2011 Filed Dec 1, 2011 21:42 UTC | Mastercard Inc MA · Entity 1763 | SaleClass A Common Stock | 900 | $368.77 | $331,893.00 |
DisclosureSEC source: 0001225208-11-025574 · doc4.xml · nonDerivative · entry 2 Flood Gary J · CIK 0001418221 · President, Gl Prod & Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,943 Read SEC document |
| November 29, 2011 Filed Dec 1, 2011 21:42 UTC | Mastercard Inc MA · Entity 1763 | SaleClass A Common Stock | 100 | $360.00 | $36,000.00 |
DisclosureSEC source: 0001225208-11-025574 · doc4.xml · nonDerivative · entry 1 Flood Gary J · CIK 0001418221 · President, Gl Prod & Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,843 Read SEC document |
| August 15, 2011 Filed Aug 15, 2011 20:24 UTC | Mastercard Inc MA · Entity 1763 | SaleClass A Common Stock | 1,200 | $330.00 | $396,000.00 |
DisclosureSEC source: 0001181431-11-045477 · rrd319995.xml · nonDerivative · entry 1 Flood Gary J · CIK 0001418221 · Pres. Global Prod. & Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,943 F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934 and previously referrenced in a MasterCard Incorporated Form 8-K filed on June 17, 2011. The pre-planned trading plan was adopted by the reporting person on June 15, 2011. Read SEC document |
| March 01, 2011 Filed Mar 2, 2011 22:32 UTC | Mastercard Inc MA · Entity 1763 | GrantEmployee Stock Option (right to buy) · Derivative | 7,584 | $0.00 Strike: $240.36 | $0.00 |
DisclosureSEC source: 0001181431-11-014669 · rrd303276.xml · derivative · entry 3 Flood Gary J · CIK 0001418221 · President, Global Products 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,584 Underlying: Class A Common Stock · 7,584 shares Expires 2021-03-01 F2 · derivative.exercise_date: The employee stock options vest in four equal annual installments beginning March 1, 2012. Read SEC document |
| February 28, 2011 Filed Mar 2, 2011 22:32 UTC | Mastercard Inc MA · Entity 1763 | GrantClass A Common Stock | 3,214 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-11-014669 · rrd303276.xml · nonDerivative · entry 2 Flood Gary J · CIK 0001418221 · President, Global Products 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,143 F1 · shares: Settlement of performance stock units in shares of Class A Common Stock. Read SEC document |
| February 28, 2011 Filed Mar 2, 2011 22:32 UTC | Mastercard Inc MA · Entity 1763 | SaleClass A Common Stock | 3,000 | $241.20 | $723,591.00 |
DisclosureSEC source: 0001181431-11-014669 · rrd303276.xml · nonDerivative · entry 1 Flood Gary J · CIK 0001418221 · President, Global Products 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,929 Read SEC document |
| May 25, 2010 Filed May 27, 2010 21:14 UTC | Mastercard Inc MA · Entity 1763 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 4,904 | $0.00 Strike: $39.00 | $0.00 |
DisclosureSEC source: 0001181431-10-029884 · rrd277067.xml · derivative · entry 7 Flood Gary J · CIK 0001418221 · Pres. Global Prod. & Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 4,904 shares Expires 2016-05-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934 and previously referrenced in a MasterCard Incorporated Form 8-K filed on November 12, 2009. The pre-planned trading plan was adopted by the reporting person on November 6, 2009. F6 · derivative.exercise_date: The Reporting Person was awarded 19,616 employee stock options on May 25, 2006. Read SEC document |
| May 25, 2010 Filed May 27, 2010 21:14 UTC | Mastercard Inc MA · Entity 1763 | SaleClass A Common Stock | 100 | $208.00 | $20,800.00 |
DisclosureSEC source: 0001181431-10-029884 · rrd277067.xml · nonDerivative · entry 6 Flood Gary J · CIK 0001418221 · Pres. Global Prod. & Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,929 F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934 and previously referrenced in a MasterCard Incorporated Form 8-K filed on November 12, 2009. The pre-planned trading plan was adopted by the reporting person on November 6, 2009. Read SEC document |
| May 25, 2010 Filed May 27, 2010 21:14 UTC | Mastercard Inc MA · Entity 1763 | SaleClass A Common Stock | 200 | $207.40 | $41,479.00 |
DisclosureSEC source: 0001181431-10-029884 · rrd277067.xml · nonDerivative · entry 5 Flood Gary J · CIK 0001418221 · Pres. Global Prod. & Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,029 F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934 and previously referrenced in a MasterCard Incorporated Form 8-K filed on November 12, 2009. The pre-planned trading plan was adopted by the reporting person on November 6, 2009. F5 · price: Represents the weighted average sales price for increments ranging from $207.05 to $207.74. Read SEC document |
| May 25, 2010 Filed May 27, 2010 21:14 UTC | Mastercard Inc MA · Entity 1763 | SaleClass A Common Stock | 1,594 | $206.44 | $329,065.36 |
DisclosureSEC source: 0001181431-10-029884 · rrd277067.xml · nonDerivative · entry 4 Flood Gary J · CIK 0001418221 · Pres. Global Prod. & Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,229 F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934 and previously referrenced in a MasterCard Incorporated Form 8-K filed on November 12, 2009. The pre-planned trading plan was adopted by the reporting person on November 6, 2009. F4 · price: Represents the weighted average sales price for increments ranging from $206 to $206.93. Read SEC document |
| May 25, 2010 Filed May 27, 2010 21:14 UTC | Mastercard Inc MA · Entity 1763 | SaleClass A Common Stock | 2,610 | $205.63 | $536,696.39 |
DisclosureSEC source: 0001181431-10-029884 · rrd277067.xml · nonDerivative · entry 3 Flood Gary J · CIK 0001418221 · Pres. Global Prod. & Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,823 F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934 and previously referrenced in a MasterCard Incorporated Form 8-K filed on November 12, 2009. The pre-planned trading plan was adopted by the reporting person on November 6, 2009. F3 · price: Represents the weighted average sales price for increments ranging from $205.26 to $205.94. Read SEC document |
| May 25, 2010 Filed May 27, 2010 21:14 UTC | Mastercard Inc MA · Entity 1763 | SaleClass A Common Stock | 400 | $204.84 | $81,934.00 |
DisclosureSEC source: 0001181431-10-029884 · rrd277067.xml · nonDerivative · entry 2 Flood Gary J · CIK 0001418221 · Pres. Global Prod. & Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,433 F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934 and previously referrenced in a MasterCard Incorporated Form 8-K filed on November 12, 2009. The pre-planned trading plan was adopted by the reporting person on November 6, 2009. F2 · price: Represents the weighted average sales price for increments ranging from $204.80 to $204.89. Read SEC document |
| May 25, 2010 Filed May 27, 2010 21:14 UTC | Mastercard Inc MA · Entity 1763 | Exercise / conversionClass A Common Stock | 4,904 | $39.00 | $191,256.00 |
DisclosureSEC source: 0001181431-10-029884 · rrd277067.xml · nonDerivative · entry 1 Flood Gary J · CIK 0001418221 · Pres. Global Prod. & Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,833 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934 and previously referrenced in a MasterCard Incorporated Form 8-K filed on November 12, 2009. The pre-planned trading plan was adopted by the reporting person on November 6, 2009. Read SEC document |
| March 08, 2010 Filed Mar 9, 2010 21:46 UTC | Mastercard Inc MA · Entity 1763 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 2,678 | $0.00 Strike: $106.29 | $0.00 |
DisclosureSEC source: 0001181431-10-014989 · rrd269093.xml · derivative · entry 4 Flood Gary J · CIK 0001418221 · Pres. Global Prod. & Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,678 Underlying: Class A Common Stock · 2,678 shares Expires 2017-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934 and previously referrenced in a MasterCard Incorporated Form 8-K filed on November 12, 2009. The pre-planned trading plan was adopted by the reporting person on November 6, 2009. F2 · derivative.exercise_date: The Reporting Person was awarded 10,712 employee stock options on March 1, 2007. The remaining 2,678 employee stock options from this award will vest on March 1, 2011. Read SEC document |
| March 08, 2010 Filed Mar 9, 2010 21:46 UTC | Mastercard Inc MA · Entity 1763 | SaleClass A Common Stock | 78 | $240.02 | $18,721.56 |
DisclosureSEC source: 0001181431-10-014989 · rrd269093.xml · nonDerivative · entry 3 Flood Gary J · CIK 0001418221 · Pres. Global Prod. & Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,929 F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934 and previously referrenced in a MasterCard Incorporated Form 8-K filed on November 12, 2009. The pre-planned trading plan was adopted by the reporting person on November 6, 2009. Read SEC document |
| March 08, 2010 Filed Mar 9, 2010 21:46 UTC | Mastercard Inc MA · Entity 1763 | SaleClass A Common Stock | 2,600 | $240.00 | $624,000.00 |
DisclosureSEC source: 0001181431-10-014989 · rrd269093.xml · nonDerivative · entry 2 Flood Gary J · CIK 0001418221 · Pres. Global Prod. & Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,007 F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934 and previously referrenced in a MasterCard Incorporated Form 8-K filed on November 12, 2009. The pre-planned trading plan was adopted by the reporting person on November 6, 2009. Read SEC document |
| March 08, 2010 Filed Mar 9, 2010 21:46 UTC | Mastercard Inc MA · Entity 1763 | Exercise / conversionClass A Common Stock | 2,678 | $106.29 | $284,644.62 |
DisclosureSEC source: 0001181431-10-014989 · rrd269093.xml · nonDerivative · entry 1 Flood Gary J · CIK 0001418221 · Pres. Global Prod. & Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,607 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934 and previously referrenced in a MasterCard Incorporated Form 8-K filed on November 12, 2009. The pre-planned trading plan was adopted by the reporting person on November 6, 2009. Read SEC document |
| March 03, 2010 Filed Mar 5, 2010 21:41 UTC | Mastercard Inc MA · Entity 1763 | SaleClass A Common Stock | 600 | $234.24 | $140,545.98 |
DisclosureSEC source: 0001181431-10-014299 · rrd268758.xml · nonDerivative · entry 4 Flood Gary J · CIK 0001418221 · Pres. Global Prod. & Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,929 F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934 and previously referrenced in a MasterCard Incorporated Form 8-K filed on November 12, 2009. The pre-planned trading plan was adopted by the reporting person on November 6, 2009. F5 · price: Represents the weighted average sales price for price increments ranging from $234.10 to $234.34. Read SEC document |
| March 03, 2010 Filed Mar 5, 2010 21:41 UTC | Mastercard Inc MA · Entity 1763 | SaleClass A Common Stock | 2,000 | $233.48 | $466,966.00 |
DisclosureSEC source: 0001181431-10-014299 · rrd268758.xml · nonDerivative · entry 3 Flood Gary J · CIK 0001418221 · Pres. Global Prod. & Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,529 F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934 and previously referrenced in a MasterCard Incorporated Form 8-K filed on November 12, 2009. The pre-planned trading plan was adopted by the reporting person on November 6, 2009. F4 · price: Represents the weighted average sales price for price increments ranging from $233.11 to $233.80. Read SEC document |
| March 03, 2010 Filed Mar 5, 2010 21:41 UTC | Mastercard Inc MA · Entity 1763 | SaleClass A Common Stock | 800 | $232.50 | $186,003.04 |
DisclosureSEC source: 0001181431-10-014299 · rrd268758.xml · nonDerivative · entry 2 Flood Gary J · CIK 0001418221 · Pres. Global Prod. & Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,529 F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934 and previously referrenced in a MasterCard Incorporated Form 8-K filed on November 12, 2009. The pre-planned trading plan was adopted by the reporting person on November 6, 2009. F3 · price: Represents the weighted average sales price for price increments ranging from $232.14 to $232.76. Read SEC document |
| March 03, 2010 Filed Mar 5, 2010 21:41 UTC | Mastercard Inc MA · Entity 1763 | SaleClass A Common Stock | 901 | $231.56 | $208,635.74 |
DisclosureSEC source: 0001181431-10-014299 · rrd268758.xml · nonDerivative · entry 1 Flood Gary J · CIK 0001418221 · Pres. Global Prod. & Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,329 F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934 and previously referrenced in a MasterCard Incorporated Form 8-K filed on November 12, 2009. The pre-planned trading plan was adopted by the reporting person on November 6, 2009. F2 · price: Represents the weighted average sales price for price increments ranging from $231.10 to $231.79. Read SEC document |
| March 01, 2010 Filed Mar 3, 2010 00:18 UTC | Mastercard Inc MA · Entity 1763 | GrantEmployee Stock Option (right to buy) · Derivative | 6,488 | $0.00 Strike: $232.74 | $0.00 |
DisclosureSEC source: 0001181431-10-013293 · rrd268286.xml · derivative · entry 2 Flood Gary J · CIK 0001418221 · President, Global Products 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,488 Underlying: Class A Common Stock · 6,488 shares Expires 2020-03-01 F2 · derivative.exercise_date: The employee stock options vest in four equal annual installments beginning March 1, 2011. Read SEC document |
| February 28, 2010 Filed Mar 3, 2010 00:18 UTC | Mastercard Inc MA · Entity 1763 | GrantClass A Common Stock | 4,301 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-10-013293 · rrd268286.xml · nonDerivative · entry 1 Flood Gary J · CIK 0001418221 · President, Global Products 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,230 F1 · shares: Settlement of performance stock units in shares of Class A Common Stock. Read SEC document |
| February 22, 2010 Filed Feb 24, 2010 21:20 UTC | Mastercard Inc MA · Entity 1763 | SaleClass A Common Stock | 200 | $225.37 | $45,074.60 |
DisclosureSEC source: 0001181431-10-011613 · rrd267286.xml · nonDerivative · entry 2 Flood Gary J · CIK 0001418221 · Pres. Global Prod. & Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,929 Read SEC document |
| February 22, 2010 Filed Feb 24, 2010 21:20 UTC | Mastercard Inc MA · Entity 1763 | SaleClass A Common Stock | 1,172 | $225.37 | $264,133.64 |
DisclosureSEC source: 0001181431-10-011613 · rrd267286.xml · nonDerivative · entry 1 Flood Gary J · CIK 0001418221 · Pres. Global Prod. & Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,129 Read SEC document |
| February 11, 2010 Filed Feb 16, 2010 23:36 UTC | Mastercard Inc MA · Entity 1763 | SaleClass A Common Stock | 340 | $228.35 | $77,640.60 |
DisclosureSEC source: 0001181431-10-009377 · rrd265979.xml · nonDerivative · entry 4 Flood Gary J · CIK 0001418221 · Pres. Global Prod. & Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,301 F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934 and previously referrenced in a MasterCard Incorporated Form 8-K filed on November 12, 2009. The pre-planned trading plan was adopted by the reporting person on November 6, 2009. F4 · price: Represents the weighted average sales price for price increments ranging from $228.19 to $228.46. Read SEC document |
| February 11, 2010 Filed Feb 16, 2010 23:36 UTC | Mastercard Inc MA · Entity 1763 | SaleClass A Common Stock | 900 | $227.68 | $204,912.00 |
DisclosureSEC source: 0001181431-10-009377 · rrd265979.xml · nonDerivative · entry 3 Flood Gary J · CIK 0001418221 · Pres. Global Prod. & Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,641 F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934 and previously referrenced in a MasterCard Incorporated Form 8-K filed on November 12, 2009. The pre-planned trading plan was adopted by the reporting person on November 6, 2009. F3 · price: Represents the weighted average sales price for price increments ranging from $227.14 to $227.99. Read SEC document |
| February 11, 2010 Filed Feb 16, 2010 23:36 UTC | Mastercard Inc MA · Entity 1763 | SaleClass A Common Stock | 300 | $226.60 | $67,979.01 |
DisclosureSEC source: 0001181431-10-009377 · rrd265979.xml · nonDerivative · entry 2 Flood Gary J · CIK 0001418221 · Pres. Global Prod. & Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,541 F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934 and previously referrenced in a MasterCard Incorporated Form 8-K filed on November 12, 2009. The pre-planned trading plan was adopted by the reporting person on November 6, 2009. F2 · price: Represents the weighted average sales price for price increments ranging from $226.36 to $226.75. Read SEC document |
| February 11, 2010 Filed Feb 16, 2010 23:36 UTC | Mastercard Inc MA · Entity 1763 | SaleClass A Common Stock | 100 | $225.18 | $22,518.00 |
DisclosureSEC source: 0001181431-10-009377 · rrd265979.xml · nonDerivative · entry 1 Flood Gary J · CIK 0001418221 · Pres. Global Prod. & Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,841 F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934 and previously referrenced in a MasterCard Incorporated Form 8-K filed on November 12, 2009. The pre-planned trading plan was adopted by the reporting person on November 6, 2009. Read SEC document |
| January 31, 2010 Filed Feb 2, 2010 23:11 UTC | Mastercard Inc MA · Entity 1763 | Tax withholdingClass A Common Stock | 7,052 | $252.09 | $1,777,703.42 |
DisclosureSEC source: 0001181431-10-006089 · rrd264306.xml · nonDerivative · entry 1 Flood Gary J · CIK 0001418221 · Pres. Global Prod. & Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,941 F1 · shares: Represents withholding of shares to pay tax liability incident to the vesting of restricted stock units pursuant to the terms of a shareholder-approved stock plan. Read SEC document |
| January 06, 2010 Filed Jan 8, 2010 21:36 UTC | Mastercard Inc MA · Entity 1763 | SaleClass A Common Stock | 908 | $255.55 | $232,038.04 |
DisclosureSEC source: 0001181431-10-002341 · rrd262330.xml · nonDerivative · entry 3 Flood Gary J · CIK 0001418221 · Pres. Global Prod. & Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,993 F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934 and previously referrenced in a MasterCard Incorporated Form 8-K filed on November 12, 2009. The pre-planned trading plan was adopted by the reporting person on November 6, 2009. F4 · price: Represents the weighted average sales price for price increments ranging from $255.24 to $255.75. Read SEC document |
| January 06, 2010 Filed Jan 8, 2010 21:36 UTC | Mastercard Inc MA · Entity 1763 | SaleClass A Common Stock | 900 | $254.34 | $228,908.52 |
DisclosureSEC source: 0001181431-10-002341 · rrd262330.xml · nonDerivative · entry 2 Flood Gary J · CIK 0001418221 · Pres. Global Prod. & Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,901 F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934 and previously referrenced in a MasterCard Incorporated Form 8-K filed on November 12, 2009. The pre-planned trading plan was adopted by the reporting person on November 6, 2009. F3 · price: Represents the weighted average sales price for price increments ranging from $254.00 to $254.70. Read SEC document |
| January 06, 2010 Filed Jan 8, 2010 21:36 UTC | Mastercard Inc MA · Entity 1763 | SaleClass A Common Stock | 1,700 | $253.53 | $430,998.45 |
DisclosureSEC source: 0001181431-10-002341 · rrd262330.xml · nonDerivative · entry 1 Flood Gary J · CIK 0001418221 · Pres. Global Prod. & Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,801 F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934 and previously referrenced in a MasterCard Incorporated Form 8-K filed on November 12, 2009. The pre-planned trading plan was adopted by the reporting person on November 6, 2009. F2 · price: Represents the weighted average sales price for price increments ranging from $253.04 to $253.92. Read SEC document |
| December 31, 2009 Filed Jan 5, 2010 21:42 UTC | Mastercard Inc MA · Entity 1763 | Tax withholdingClass A Common Stock | 2,339 | $256.72 | $600,456.39 |
DisclosureSEC source: 0001181431-10-001151 · rrd261471.xml · nonDerivative · entry 1 Flood Gary J · CIK 0001418221 · Pres. Global Prod. & Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,501 F1 · shares: Represents withholding of shares to pay tax liability incident to the vesting of restricted stock units pursuant to the terms of a shareholder-approved stock plan. Read SEC document |
| August 04, 2009 Filed Aug 6, 2009 21:14 UTC | Mastercard Inc MA · Entity 1763 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 2,678 | $0.00 Strike: $106.29 | $0.00 |
DisclosureSEC source: 0001181431-09-038342 · rrd249841.xml · derivative · entry 5 Flood Gary J · CIK 0001418221 · Pres. Glob. Prod. & Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,356 Underlying: Class A Common Stock · 2,678 shares Expires 2017-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The Reporting Person was awarded 10,712 employee stock options on March 1, 2007. The remaining 5,356 employee stock options from this award will vest in two equal annual installments beginning on March 1, 2010. Read SEC document |
| August 04, 2009 Filed Aug 6, 2009 21:14 UTC | Mastercard Inc MA · Entity 1763 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 4,904 | $0.00 Strike: $39.00 | $0.00 |
DisclosureSEC source: 0001181431-09-038342 · rrd249841.xml · derivative · entry 4 Flood Gary J · CIK 0001418221 · Pres. Glob. Prod. & Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,904 Underlying: Class A Common Stock · 4,904 shares Expires 2016-05-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The Reporting Person was awarded 19,616 employee stock options on May 25, 2006. The remaining 4,904 employee stock options from this award will vest on May 25, 2010. Read SEC document |
| August 04, 2009 Filed Aug 6, 2009 21:14 UTC | Mastercard Inc MA · Entity 1763 | SaleClass A Common Stock | 12,678 | $198.00 | $2,510,244.00 |
DisclosureSEC source: 0001181431-09-038342 · rrd249841.xml · nonDerivative · entry 3 Flood Gary J · CIK 0001418221 · Pres. Glob. Prod. & Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,840 Read SEC document |
| August 04, 2009 Filed Aug 6, 2009 21:14 UTC | Mastercard Inc MA · Entity 1763 | Exercise / conversionClass A Common Stock | 2,678 | $106.29 | $284,644.62 |
DisclosureSEC source: 0001181431-09-038342 · rrd249841.xml · nonDerivative · entry 2 Flood Gary J · CIK 0001418221 · Pres. Glob. Prod. & Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,518 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.