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organization · Reporting owner

DS Asset Management Co., Ltd.

Disclosed activity across 1 company

Tapewire entity
122747
SEC CIK
0001929488

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
NUSCALE POWER CorpSMR · Entity 408810% ownerOctober 28, 2022November 01, 2022

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

NUSCALE POWER Corp

Report date October 28, 2022 · Filed November 01, 2022

Jointly reported with DS Private Equity Co., Ltd., Dok Soo Jang

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect2,539,061 Reported balance After 2022-10-28 transaction · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · 2022-10-28 · Sale · Disposed 98,283 · Balance 2,539,061

F1: The price reported in Column 4 is a weighted average price. These shares of Class A Common Stock of NuScale Power Corporation (the "Company") were sold by DS Asset Management Co., Ltd. in multiple transactions at prices ranging from $11.50 to $11.75, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Class A Common Stock sold at each separate price within the ranges set forth in footnote (1) to this Form 4.

F5: Each of DS Asset Management Co., Ltd. and Mr. Jang disclaim beneficial ownership of the reported shares of Class A Common Stock held by DS Private Equity Co., Ltd. and each of DS Private Equity Co., Ltd. and Mr. Jang disclaim beneficial ownership of the reported shares of Class A Common Stock held by DS Asset Management Co., Ltd., except in each case, to the extent of its or his pecuniary interest therein. This report shall not be deemed an admission that DS Private Equity, DS Asset Management or Mr. Jang are beneficial owners of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Class A Common StockSEC Table I · non-derivativeDirect2,489,656 Reported balance After 2022-10-31 transaction · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · 2022-10-31 · Sale · Disposed 49,405 · Balance 2,489,656

F2: The price reported in Column 4 is a weighted average price. These shares of Class A Common Stock of the Company were sold by DS Asset Management Co., Ltd. in multiple transactions at prices ranging from $11.30 to $11.56, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Class A Common Stock sold at each separate price within the ranges set forth in footnote (2) to this Form 4.

F5: Each of DS Asset Management Co., Ltd. and Mr. Jang disclaim beneficial ownership of the reported shares of Class A Common Stock held by DS Private Equity Co., Ltd. and each of DS Private Equity Co., Ltd. and Mr. Jang disclaim beneficial ownership of the reported shares of Class A Common Stock held by DS Asset Management Co., Ltd., except in each case, to the extent of its or his pecuniary interest therein. This report shall not be deemed an admission that DS Private Equity, DS Asset Management or Mr. Jang are beneficial owners of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Class A Common StockSEC Table I · non-derivativeDirect5,210,000 Reported balance Holding disclosure · report date 2022-10-28 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 5,210,000

F3: DS Private Equity Co., Ltd. beneficially owns 5,210,000 shares of Class A Common Stock of the Issuer directly.

F5: Each of DS Asset Management Co., Ltd. and Mr. Jang disclaim beneficial ownership of the reported shares of Class A Common Stock held by DS Private Equity Co., Ltd. and each of DS Private Equity Co., Ltd. and Mr. Jang disclaim beneficial ownership of the reported shares of Class A Common Stock held by DS Asset Management Co., Ltd., except in each case, to the extent of its or his pecuniary interest therein. This report shall not be deemed an admission that DS Private Equity, DS Asset Management or Mr. Jang are beneficial owners of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Class A Common StockSEC Table I · non-derivativeIndirectBy DS Private Equity Co., Ltd. and DS Asset Management Co., Ltd.7,699,656 Reported balance Holding disclosure · report date 2022-10-28 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 7,699,656

F4: Dok Soo Jang beneficially owns shares of Class A Common Stock indirectly through his 60% ownership of DS Private Equity Co., Ltd. and his 87.6% ownership of DS Asset Management Co., Ltd.

F5: Each of DS Asset Management Co., Ltd. and Mr. Jang disclaim beneficial ownership of the reported shares of Class A Common Stock held by DS Private Equity Co., Ltd. and each of DS Private Equity Co., Ltd. and Mr. Jang disclaim beneficial ownership of the reported shares of Class A Common Stock held by DS Asset Management Co., Ltd., except in each case, to the extent of its or his pecuniary interest therein. This report shall not be deemed an admission that DS Private Equity, DS Asset Management or Mr. Jang are beneficial owners of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Filing footnotes · ownership attribution and instrument terms

F1: The price reported in Column 4 is a weighted average price. These shares of Class A Common Stock of NuScale Power Corporation (the "Company") were sold by DS Asset Management Co., Ltd. in multiple transactions at prices ranging from $11.50 to $11.75, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Class A Common Stock sold at each separate price within the ranges set forth in footnote (1) to this Form 4.

F2: The price reported in Column 4 is a weighted average price. These shares of Class A Common Stock of the Company were sold by DS Asset Management Co., Ltd. in multiple transactions at prices ranging from $11.30 to $11.56, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Class A Common Stock sold at each separate price within the ranges set forth in footnote (2) to this Form 4.

F3: DS Private Equity Co., Ltd. beneficially owns 5,210,000 shares of Class A Common Stock of the Issuer directly.

F4: Dok Soo Jang beneficially owns shares of Class A Common Stock indirectly through his 60% ownership of DS Private Equity Co., Ltd. and his 87.6% ownership of DS Asset Management Co., Ltd.

F5: Each of DS Asset Management Co., Ltd. and Mr. Jang disclaim beneficial ownership of the reported shares of Class A Common Stock held by DS Private Equity Co., Ltd. and each of DS Private Equity Co., Ltd. and Mr. Jang disclaim beneficial ownership of the reported shares of Class A Common Stock held by DS Asset Management Co., Ltd., except in each case, to the extent of its or his pecuniary interest therein. This report shall not be deemed an admission that DS Private Equity, DS Asset Management or Mr. Jang are beneficial owners of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
October 31, 2022 Filed Nov 1, 2022 16:10 UTC NUSCALE POWER Corp SMR · Entity 4088 SaleClass A Common Stock 49,405 $11.37 $561,685.45
Disclosure

SEC source: 0001140361-22-039376 · form4.xml · nonDerivative · entry 2

DS Asset Management Co., Ltd. · CIK 0001929488 · 10% owner

DS Private Equity Co., Ltd. · CIK 0001929007 · 10% owner

Dok Soo Jang · CIK 0001929382 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,489,656

F2 · balance_after: The price reported in Column 4 is a weighted average price. These shares of Class A Common Stock of the Company were sold by DS Asset Management Co., Ltd. in multiple transactions at prices ranging from $11.30 to $11.56, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Class A Common Stock sold at each separate price within the ranges set forth in footnote (2) to this Form 4.

F5 · balance_after: Each of DS Asset Management Co., Ltd. and Mr. Jang disclaim beneficial ownership of the reported shares of Class A Common Stock held by DS Private Equity Co., Ltd. and each of DS Private Equity Co., Ltd. and Mr. Jang disclaim beneficial ownership of the reported shares of Class A Common Stock held by DS Asset Management Co., Ltd., except in each case, to the extent of its or his pecuniary interest therein. This report shall not be deemed an admission that DS Private Equity, DS Asset Management or Mr. Jang are beneficial owners of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

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October 28, 2022 Filed Nov 1, 2022 16:10 UTC NUSCALE POWER Corp SMR · Entity 4088 SaleClass A Common Stock 98,283 $11.54 $1,133,890.97
Disclosure

SEC source: 0001140361-22-039376 · form4.xml · nonDerivative · entry 1

DS Asset Management Co., Ltd. · CIK 0001929488 · 10% owner

DS Private Equity Co., Ltd. · CIK 0001929007 · 10% owner

Dok Soo Jang · CIK 0001929382 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,539,061

F1 · balance_after: The price reported in Column 4 is a weighted average price. These shares of Class A Common Stock of NuScale Power Corporation (the "Company") were sold by DS Asset Management Co., Ltd. in multiple transactions at prices ranging from $11.50 to $11.75, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Class A Common Stock sold at each separate price within the ranges set forth in footnote (1) to this Form 4.

F5 · balance_after: Each of DS Asset Management Co., Ltd. and Mr. Jang disclaim beneficial ownership of the reported shares of Class A Common Stock held by DS Private Equity Co., Ltd. and each of DS Private Equity Co., Ltd. and Mr. Jang disclaim beneficial ownership of the reported shares of Class A Common Stock held by DS Asset Management Co., Ltd., except in each case, to the extent of its or his pecuniary interest therein. This report shall not be deemed an admission that DS Private Equity, DS Asset Management or Mr. Jang are beneficial owners of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

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October 27, 2022 Filed Oct 28, 2022 17:07 UTC NUSCALE POWER Corp SMR · Entity 4088 SaleClass A Common Stock 100,000 $11.64 $1,163,570.00
Disclosure

SEC source: 0001140361-22-038880 · form4.xml · nonDerivative · entry 2

DS Private Equity Co., Ltd. · CIK 0001929007 · 10% owner

DS Asset Management Co., Ltd. · CIK 0001929488 · 10% owner

Dok Soo Jang · CIK 0001929382 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,637,344

F2 · balance_after: The price reported in Column 4 is a weighted average price. These shares of Class A Common Stock of the Company were sold by DS Asset Management Co., Ltd. in multiple transactions at prices ranging from $11.50 to $11.75, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Class A Common Stock sold at each separate price within the ranges set forth in footnote (2) to this Form 4.

F5 · balance_after: Each of DS Asset Management Co., Ltd. and Mr. Jang disclaim beneficial ownership of the reported shares of Class A Common Stock held by DS Private Equity Co., Ltd. and each of DS Private Equity Co., Ltd. and Mr. Jang disclaim beneficial ownership of the reported shares of Class A Common Stock held by DS Asset Management Co., Ltd., except in each case, to the extent of its or his pecuniary interest therein. This report shall not be deemed an admission that DS Private Equity, DS Asset Management or Mr. Jang are beneficial owners of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
October 26, 2022 Filed Oct 28, 2022 17:07 UTC NUSCALE POWER Corp SMR · Entity 4088 SaleClass A Common Stock 52,656 $11.97 $630,081.70
Disclosure

SEC source: 0001140361-22-038880 · form4.xml · nonDerivative · entry 1

DS Private Equity Co., Ltd. · CIK 0001929007 · 10% owner

DS Asset Management Co., Ltd. · CIK 0001929488 · 10% owner

Dok Soo Jang · CIK 0001929382 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,737,344

F1 · balance_after: The price reported in Column 4 is a weighted average price. These shares of Class A Common Stock of NuScale Power Corporation (the "Company") were sold by DS Asset Management Co., Ltd. in multiple transactions at prices ranging from $11.80 to $12.08, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Class A Common Stock sold at each separate price within the ranges set forth in footnote (1) to this Form 4.

F5 · balance_after: Each of DS Asset Management Co., Ltd. and Mr. Jang disclaim beneficial ownership of the reported shares of Class A Common Stock held by DS Private Equity Co., Ltd. and each of DS Private Equity Co., Ltd. and Mr. Jang disclaim beneficial ownership of the reported shares of Class A Common Stock held by DS Asset Management Co., Ltd., except in each case, to the extent of its or his pecuniary interest therein. This report shall not be deemed an admission that DS Private Equity, DS Asset Management or Mr. Jang are beneficial owners of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.