organization · Reporting owner
Dow Employees' Pension Plan Trust
Disclosed activity across 1 company
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| SeaStar Medical Holding CorpICU · Entity 7863 | 10% owner | October 28, 2022 | November 01, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
SeaStar Medical Holding Corp
Report date October 28, 2022 · Filed November 01, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 4,449,841 |
Ending reported balance
After 2022-10-28 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2022-10-28 · Grant · Acquired 4,149,841 · Balance 4,149,841 F1: On October 28, 2022, LMF Acquisition Opportunities, Inc., a Delaware corporation ("LMF"), consummated a business combination (the "Business Combination") by and among LMF, LMF Merger Sub, Inc., a Delaware corporation and directly wholly-owned subsidiary of LMF ("Merger Sub") and SeaStar Medical, Inc., a Delaware corporation ("SeaStar Medical"), pursuant to which SeaStar Medical merged with and into Merger Sub, with SeaStar Medical continuing as the surviving entity in the merger as a wholly-owned subsidiary of LMF, and with LMF changing its name to SeaStar Medical Holding Corporation ("SeaStar Medical Holdings"). As part of the Business Combination each share of SeaStar Medical stock was exchanged for 1.20321 shares of common stock of SeaStar Medical Holdings ("Common Stock"). Row 2 · 2022-10-28 · Purchase · Acquired 300,000 · Balance 4,449,841 F2: In a concurrent private placement in connection with the Business Combination, the Reporting Person acquired 300,000 shares of Common Stock and warrants to purchase 300,000 shares of Common Stock for an aggregate purchase price of $3,000,000. |
| Warrants (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $10.00 · Expires 2025-06-20 | Direct | 1,726 |
Reported balance
After 2022-10-28 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2022-10-28 · Grant · Acquired 1,726 · Balance 1,726 F4: As part of the Business Combination, each SeaStar Medical warrant was exchanged for a warrant to purchase 1.20321 shares of Common Stock. F3: The warrants are fully exercisable. |
| Warrants (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $11.50 · Expires 2027-10-28 | Direct | 300,000 |
Reported balance
After 2022-10-28 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2022-10-28 · Purchase · Acquired 300,000 · Balance 300,000 F2: In a concurrent private placement in connection with the Business Combination, the Reporting Person acquired 300,000 shares of Common Stock and warrants to purchase 300,000 shares of Common Stock for an aggregate purchase price of $3,000,000. F5: The warrants are fully exercisable |
Filing footnotes · ownership attribution and instrument terms
F1: On October 28, 2022, LMF Acquisition Opportunities, Inc., a Delaware corporation ("LMF"), consummated a business combination (the "Business Combination") by and among LMF, LMF Merger Sub, Inc., a Delaware corporation and directly wholly-owned subsidiary of LMF ("Merger Sub") and SeaStar Medical, Inc., a Delaware corporation ("SeaStar Medical"), pursuant to which SeaStar Medical merged with and into Merger Sub, with SeaStar Medical continuing as the surviving entity in the merger as a wholly-owned subsidiary of LMF, and with LMF changing its name to SeaStar Medical Holding Corporation ("SeaStar Medical Holdings"). As part of the Business Combination each share of SeaStar Medical stock was exchanged for 1.20321 shares of common stock of SeaStar Medical Holdings ("Common Stock").
F2: In a concurrent private placement in connection with the Business Combination, the Reporting Person acquired 300,000 shares of Common Stock and warrants to purchase 300,000 shares of Common Stock for an aggregate purchase price of $3,000,000.
F3: The warrants are fully exercisable.
F4: As part of the Business Combination, each SeaStar Medical warrant was exchanged for a warrant to purchase 1.20321 shares of Common Stock.
F5: The warrants are fully exercisable
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 28, 2022 Filed Nov 1, 2022 21:22 UTC | SeaStar Medical Holding Corp ICU · Entity 7863 | PurchaseWarrants (Right to Buy) · Derivative | 300,000 | Not disclosed Strike: $11.50 | Not disclosed |
DisclosureSEC source: 0000899243-22-034702 · doc4.xml · derivative · entry 4 Dow Employees' Pension Plan Trust · CIK 0001951900 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300,000 Underlying: Common Stock · 300,000 shares Expires 2027-10-28 F2 · price: In a concurrent private placement in connection with the Business Combination, the Reporting Person acquired 300,000 shares of Common Stock and warrants to purchase 300,000 shares of Common Stock for an aggregate purchase price of $3,000,000. F5 · derivative.exercise_date: The warrants are fully exercisable Read SEC document |
| October 28, 2022 Filed Nov 1, 2022 21:22 UTC | SeaStar Medical Holding Corp ICU · Entity 7863 | GrantWarrants (Right to Buy) · Derivative | 1,726 | Not disclosed Strike: $10.00 | Not disclosed |
DisclosureSEC source: 0000899243-22-034702 · doc4.xml · derivative · entry 3 Dow Employees' Pension Plan Trust · CIK 0001951900 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,726 Underlying: Common Stock · 1,726 shares Expires 2025-06-20 F4 · price: As part of the Business Combination, each SeaStar Medical warrant was exchanged for a warrant to purchase 1.20321 shares of Common Stock. F3 · derivative.exercise_date: The warrants are fully exercisable. Read SEC document |
| October 28, 2022 Filed Nov 1, 2022 21:22 UTC | SeaStar Medical Holding Corp ICU · Entity 7863 | PurchaseCommon Stock | 300,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-22-034702 · doc4.xml · nonDerivative · entry 2 Dow Employees' Pension Plan Trust · CIK 0001951900 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,449,841 F2 · price: In a concurrent private placement in connection with the Business Combination, the Reporting Person acquired 300,000 shares of Common Stock and warrants to purchase 300,000 shares of Common Stock for an aggregate purchase price of $3,000,000. Read SEC document |
| October 28, 2022 Filed Nov 1, 2022 21:22 UTC | SeaStar Medical Holding Corp ICU · Entity 7863 | GrantCommon Stock | 4,149,841 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-22-034702 · doc4.xml · nonDerivative · entry 1 Dow Employees' Pension Plan Trust · CIK 0001951900 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,149,841 F1 · price: On October 28, 2022, LMF Acquisition Opportunities, Inc., a Delaware corporation ("LMF"), consummated a business combination (the "Business Combination") by and among LMF, LMF Merger Sub, Inc., a Delaware corporation and directly wholly-owned subsidiary of LMF ("Merger Sub") and SeaStar Medical, Inc., a Delaware corporation ("SeaStar Medical"), pursuant to which SeaStar Medical merged with and into Merger Sub, with SeaStar Medical continuing as the surviving entity in the merger as a wholly-owned subsidiary of LMF, and with LMF changing its name to SeaStar Medical Holding Corporation ("SeaStar Medical Holdings"). As part of the Business Combination each share of SeaStar Medical stock was exchanged for 1.20321 shares of common stock of SeaStar Medical Holdings ("Common Stock"). Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.