Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Clarion Partners Real Estate Income Fund Inc.N/A · Entity 29238 | COO and Director of Subadviser | June 13, 2019 | June 13, 2019 |
| FRANKLIN MANAGED MUNICIPAL INCOME TRUSTPMM · Entity 6073 | Director | July 01, 2022 | July 14, 2022 |
| FRANKLIN MASTER INTERMEDIATE INCOME TRUSTPIM · Entity 6513 | Director | November 01, 2022 | November 02, 2022 |
| FRANKLIN MUNICIPAL OPPORTUNITIES TRUSTPMO · Entity 8843 | Director | July 01, 2022 | July 14, 2022 |
| FRANKLIN PREMIER INCOME TRUSTPPT · Entity 8823 | Director | November 01, 2022 | November 02, 2022 |
| WESTERN ASSET EMERGING MARKETS INCOME FUND INC.EMD · Entity 181796 | Director of Subadviser | June 30, 2015 | October 04, 2016 |
| WESTERN ASSET INFLATION-LINKED INCOME FUNDWIA · Entity 6381 | Chief Operating Officer | November 28, 2016 | November 28, 2016 |
| WESTERN ASSET INFLATION-LINKED OPPORTUNITIES & INCOME FUNDWIW · Entity 8896 | Director of Subadviser | June 30, 2015 | January 30, 2019 |
| Western Asset Diversified Income Fund (WDI)WDI · Entity 5266 | COO/Director Subadviser | June 24, 2021 | June 29, 2021 |
| Western Asset Mortgage Capital CorpWMC · Entity 107648 | Director · Director, President and CEO | September 11, 2020 | September 11, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Clarion Partners Real Estate Income Fund Inc.
Report date June 13, 2019 · Filed June 13, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
Holding disclosure · report date 2019-06-13 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 0 |
FRANKLIN MANAGED MUNICIPAL INCOME TRUST
Report date July 01, 2022 · Filed July 14, 2022
This filing explicitly reported no securities owned.
FRANKLIN MASTER INTERMEDIATE INCOME TRUST
Report date November 01, 2022 · Filed November 02, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Closed-end FundSEC Table I · non-derivative | Direct | 299 |
Reported balance
After 2022-11-01 transaction · row 1
1 source rowRow 1 · 2022-11-01 · Purchase · Acquired 299 · Balance 299 |
FRANKLIN MUNICIPAL OPPORTUNITIES TRUST
Report date July 01, 2022 · Filed July 14, 2022
This filing explicitly reported no securities owned.
FRANKLIN PREMIER INCOME TRUST
Report date November 01, 2022 · Filed November 02, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Closed-end FundSEC Table I · non-derivative | Direct | 272 |
Reported balance
After 2022-11-01 transaction · row 1
1 source rowRow 1 · 2022-11-01 · Purchase · Acquired 272 · Balance 272 |
WESTERN ASSET EMERGING MARKETS INCOME FUND INC.
Report date June 30, 2015 · Filed October 04, 2016
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
Holding disclosure · report date 2015-06-30 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 0 F1: The Reporting Person does not beneficially own any securities of the issuer, directly or indirectly. |
Filing footnotes · ownership attribution and instrument terms
F1: The Reporting Person does not beneficially own any securities of the issuer, directly or indirectly.
WESTERN ASSET INFLATION-LINKED INCOME FUND
Report date November 28, 2016 · Filed November 28, 2016
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock - Initial FilingSEC Table I · non-derivative | Direct | 0 |
Reported balance
Holding disclosure · report date 2016-11-28 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 0 |
WESTERN ASSET INFLATION-LINKED OPPORTUNITIES & INCOME FUND
Report date June 30, 2015 · Filed January 30, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
Holding disclosure · report date 2015-06-30 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 0 F1: The Reporting Person does not beneficially own any securities of the issuer, directly or indirectly. |
Filing footnotes · ownership attribution and instrument terms
F1: The Reporting Person does not beneficially own any securities of the issuer, directly or indirectly.
Western Asset Diversified Income Fund (WDI)
Report date June 24, 2021 · Filed June 29, 2021
This filing explicitly reported no securities owned.
Western Asset Mortgage Capital Corp
Report date September 11, 2020 · Filed September 11, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | Direct | 175,000 |
Reported balance
After 2020-09-11 transaction · row 1
1 source rowRow 1 · 2020-09-11 · Purchase · Acquired 20,000 · Balance 175,000 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 01, 2022 Filed Nov 2, 2022 19:24 UTC | FRANKLIN PREMIER INCOME TRUST PPT · Entity 8823 | PurchaseClosed-end Fund | 272 | $3.68 | $1,000.72 |
DisclosureSEC source: 0001938574-22-000010 · primary_doc.xml · nonDerivative · entry 1 Murphy Jennifer · CIK 0001573685 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 272 Read SEC document |
| November 01, 2022 Filed Nov 2, 2022 19:11 UTC | FRANKLIN MASTER INTERMEDIATE INCOME TRUST PIM · Entity 6513 | PurchaseClosed-end Fund | 299 | $3.35 | $1,000.16 |
DisclosureSEC source: 0001938574-22-000009 · primary_doc.xml · nonDerivative · entry 1 Murphy Jennifer · CIK 0001573685 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 299 Read SEC document |
| September 11, 2020 Filed Sep 11, 2020 18:34 UTC | Western Asset Mortgage Capital Corp WMC · Entity 107648 | PurchaseCommon Stock, par value $0.01 per share | 20,000 | $1.96 | $39,230.00 |
DisclosureSEC source: 0001179110-20-009701 · edgar.xml · nonDerivative · entry 1 Murphy Jennifer · CIK 0001573685 · Director · Director, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 175,000 Read SEC document |
| May 14, 2020 Filed May 14, 2020 19:38 UTC | Western Asset Mortgage Capital Corp WMC · Entity 107648 | OtherCommon Stock, par value $0.01 per share | 10,000 | $2.20 | $22,000.00 |
DisclosureSEC source: 0001179110-20-006057 · edgar.xml · nonDerivative · entry 1 Murphy Jennifer · CIK 0001573685 · Director · Director, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 155,000 F1 · kind: Restricted shares awarded pursuant to bonus plan of the external manager of the issuer. The shares will vest in one-quarter increments on each of April 30, 2021, 2022, 2023 and 2024 subject to the Reporting Person's continued employment by the manager on the applicable vesting date. Read SEC document |
| March 18, 2020 Filed Mar 18, 2020 18:31 UTC | Western Asset Mortgage Capital Corp WMC · Entity 107648 | PurchaseCommon Stock, par value $0.01 per share | 15,000 | $3.23 | $48,508.50 |
DisclosureSEC source: 0001179110-20-003924 · edgar.xml · nonDerivative · entry 2 Murphy Jennifer · CIK 0001573685 · Director · Director, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 145,000 Read SEC document |
| March 18, 2020 Filed Mar 18, 2020 18:31 UTC | Western Asset Mortgage Capital Corp WMC · Entity 107648 | PurchaseCommon Stock, par value $0.01 per share | 15,000 | $3.11 | $46,629.00 |
DisclosureSEC source: 0001179110-20-003924 · edgar.xml · nonDerivative · entry 1 Murphy Jennifer · CIK 0001573685 · Director · Director, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,000 Read SEC document |
| March 17, 2020 Filed Mar 17, 2020 17:50 UTC | Western Asset Mortgage Capital Corp WMC · Entity 107648 | PurchaseCommon Stock, par value $0.01 per share | 20,000 | $5.05 | $100,966.00 |
DisclosureSEC source: 0001179110-20-003842 · edgar.xml · nonDerivative · entry 1 Murphy Jennifer · CIK 0001573685 · Director · Director, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,000 Read SEC document |
| March 12, 2020 Filed Mar 12, 2020 17:03 UTC | Western Asset Mortgage Capital Corp WMC · Entity 107648 | PurchaseCommon Stock, par value $0.01 per share | 10,000 | $7.54 | $75,400.00 |
DisclosureSEC source: 0001179110-20-003574 · edgar.xml · nonDerivative · entry 1 Murphy Jennifer · CIK 0001573685 · Director · Director, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,000 Read SEC document |
| May 21, 2019 Filed May 21, 2019 17:30 UTC | Western Asset Mortgage Capital Corp WMC · Entity 107648 | PurchaseCommon Stock, par value $0.01 per share | 10,000 | $9.98 | $99,800.00 |
DisclosureSEC source: 0001179110-19-006463 · edgar.xml · nonDerivative · entry 1 Murphy Jennifer · CIK 0001573685 · Director · Director, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,000 Read SEC document |
| May 15, 2019 Filed May 16, 2019 15:06 UTC | Western Asset Mortgage Capital Corp WMC · Entity 107648 | OtherCommon Stock, par value $0.01 per share | 10,000 | $10.07 | $100,700.00 |
DisclosureSEC source: 0001179110-19-006142 · edgar.xml · nonDerivative · entry 1 Murphy Jennifer · CIK 0001573685 · Director · Director, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,000 F1 · kind: Restricted shares awarded pursuant to bonus plan of the external manager of the issuer. The shares will vest in one-quarter increments on each of April 30, 2020, 2021, 2022 and 2023 subject to the Reporting Person's continued employment by the manager on the applicable vesting date. Read SEC document |
| May 15, 2018 Filed May 17, 2018 12:34 UTC | Western Asset Mortgage Capital Corp WMC · Entity 107648 | OtherCommon Stock, par value $0.01 per share | 7,500 | $10.16 | $76,200.00 |
DisclosureSEC source: 0001179110-18-006975 · edgar.xml · nonDerivative · entry 1 Murphy Jennifer · CIK 0001573685 · Director · Director, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,000 F1 · kind: Restricted shares awarded pursuant to bonus plan of the external manager of the issuer. The shares will vest in one-quarter increments on each of April 30, 2019, 2020, 2021 and 2022 subject to the Reporting Person's continued employment by the manager on the applicable vesting date. Read SEC document |
| May 11, 2018 Filed May 14, 2018 14:49 UTC | Western Asset Mortgage Capital Corp WMC · Entity 107648 | PurchaseCommon Stock, par value $0.01 per share | 10,000 | $10.04 | $100,400.00 |
DisclosureSEC source: 0001179110-18-006695 · edgar.xml · nonDerivative · entry 1 Murphy Jennifer · CIK 0001573685 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,500 Read SEC document |
| December 27, 2017 Filed Dec 27, 2017 14:40 UTC | Western Asset Mortgage Capital Corp WMC · Entity 107648 | PurchaseCommon Stock, par value $0.01 per share | 10,000 | $10.22 | $102,200.00 |
DisclosureSEC source: 0001179110-17-015883 · edgar.xml · nonDerivative · entry 1 Murphy Jennifer · CIK 0001573685 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,500 Read SEC document |
| May 30, 2017 Filed May 30, 2017 17:29 UTC | Western Asset Mortgage Capital Corp WMC · Entity 107648 | PurchaseCommon Stock, par value $0.01 per share | 5,000 | $10.22 | $51,094.50 |
DisclosureSEC source: 0001179110-17-008198 · edgar.xml · nonDerivative · entry 1 Murphy Jennifer · CIK 0001573685 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,500 Read SEC document |
| May 15, 2017 Filed May 16, 2017 14:14 UTC | Western Asset Mortgage Capital Corp WMC · Entity 107648 | OtherCommon Stock, par value $0.01 per share | 7,500 | $9.99 | $74,925.00 |
DisclosureSEC source: 0001179110-17-007268 · edgar.xml · nonDerivative · entry 1 Murphy Jennifer · CIK 0001573685 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,500 F1 · kind: Restricted shares awarded pursuant to bonus plan of the external manager of the issuer. The shares will vest in one-quarter increments on each of April 30, 2018, 2019, 2020 and 2021 subject to the Reporting Person's continued employment by the manager on the applicable vesting date. Read SEC document |
| March 08, 2017 Filed Mar 8, 2017 17:49 UTC | Western Asset Mortgage Capital Corp WMC · Entity 107648 | PurchaseCommon Stock, par value $0.01 per share | 5,000 | $9.67 | $48,349.50 |
DisclosureSEC source: 0001179110-17-004271 · edgar.xml · nonDerivative · entry 1 Murphy Jennifer · CIK 0001573685 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.