Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| 1847 Holdings LLCEFSH · Entity 9819 | Director | September 29, 2020 | October 02, 2020 |
| Polished.com Inc.POL · Entity 111023 | Interim CFO | October 14, 2022 | November 02, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
1847 Holdings LLC
Report date September 29, 2020 · Filed October 02, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 17,500 |
Ending reported balance
After 2020-09-29 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2020-09-29 · Exercise / conversion · Acquired 30,000 · Balance 30,000 Row 2 · 2020-09-29 · Sale · Disposed 12,500 · Balance 17,500 F1: On September 29, 2020, the reporting person exercised a stock option to purchase 30,000 common shares of the issuer for $2.50 a share. The reporting person paid the exercise price on a cashless basis, resulting in the issuer's withholding of 12,500 of the option shares to pay the exercise price and issuing to the reporting person the remaining 17,500 shares. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $2.50 · Expires 2025-05-11 | Direct | 0 |
Reported balance
After 2020-09-29 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2020-09-29 · Exercise / conversion · Disposed 30,000 · Balance 0 |
Filing footnotes · ownership attribution and instrument terms
F1: On September 29, 2020, the reporting person exercised a stock option to purchase 30,000 common shares of the issuer for $2.50 a share. The reporting person paid the exercise price on a cashless basis, resulting in the issuer's withholding of 12,500 of the option shares to pay the exercise price and issuing to the reporting person the remaining 17,500 shares.
Polished.com Inc.
Report date October 14, 2022 · Filed November 02, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 22,199 |
Reported balance
Holding disclosure · report date 2022-10-14 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 22,199 |
| Common StockSEC Table I · non-derivative | IndirectBy Spouse | 13,000 |
Reported balance
Holding disclosure · report date 2022-10-14 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 13,000 F1: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. |
| Warrant to Purchase Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $2.25 · Expires 2026-06-02 | Direct | Not disclosed |
Reported balance
Holding disclosure · report date 2022-10-14 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance Not disclosed |
Filing footnotes · ownership attribution and instrument terms
F1: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 07, 2021 Filed Jun 7, 2021 17:30 UTC | Polished.com Inc. GOED · Entity 111023 | PurchaseWarrant to Purchase Common Stock · Derivative | 40,000 | $1.30 Strike: $2.25 | $52,000.00 |
DisclosureSEC source: 0001213900-21-031292 · ownership.xml · derivative · entry 3 Barry Robert · CIK 0001545831 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,000 Underlying: Common Stock · 40,000 shares Expires 2026-06-02 Read SEC document |
| June 03, 2021 Filed Jun 7, 2021 17:30 UTC | Polished.com Inc. GOED · Entity 111023 | GrantCommon Stock | 9,766 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-21-031292 · ownership.xml · nonDerivative · entry 1 Barry Robert · CIK 0001545831 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,199 Read SEC document |
| May 28, 2021 Filed Jun 2, 2021 17:10 UTC | Polished.com Inc. GOED · Entity 111023 | PurchaseCommon Stock | 13,000 | $1.84 | $23,920.00 |
DisclosureSEC source: 0001213900-21-030584 · ownership.xml · nonDerivative · entry 1 Barry Robert · CIK 0001545831 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · Held by spouse Disclosed balance after: 13,000 F1 · shares: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. F1 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| October 23, 2020 Filed Oct 26, 2020 13:49 UTC | Polished.com Inc. GOED · Entity 111023 | OtherCommon Stock | 12,433 | $0.00 | $12.43 |
DisclosureSEC source: 0001213900-20-033231 · ownership.xml · nonDerivative · entry 1 Barry Robert · CIK 0001545831 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,433 F1 · kind: On October 23, 2020, 1847 Holdings LLC distributed all 3,325,000 shares of the issuer that it held to its shareholders. The reporting person received 12,433 shares of common stock of the issuer in the distribution by virtue of his ownership of common shares of 1847 Holdings LLC. Read SEC document |
| September 29, 2020 Filed Oct 2, 2020 17:08 UTC | 1847 Holdings LLC EFSH · Entity 9819 | Exercise / conversionStock Option (right to buy) · Derivative | 30,000 | $0.00 Strike: $2.50 | $0.00 |
DisclosureSEC source: 0001213900-20-029944 · ownership.xml · derivative · entry 3 Barry Robert · CIK 0001545831 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 30,000 shares Expires 2025-05-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 29, 2020 Filed Oct 2, 2020 17:08 UTC | 1847 Holdings LLC EFSH · Entity 9819 | SaleCommon Shares | 12,500 | $6.00 | $75,000.00 |
DisclosureSEC source: 0001213900-20-029944 · ownership.xml · nonDerivative · entry 2 Barry Robert · CIK 0001545831 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,500 F1 · kind: On September 29, 2020, the reporting person exercised a stock option to purchase 30,000 common shares of the issuer for $2.50 a share. The reporting person paid the exercise price on a cashless basis, resulting in the issuer's withholding of 12,500 of the option shares to pay the exercise price and issuing to the reporting person the remaining 17,500 shares. Read SEC document |
| September 29, 2020 Filed Oct 2, 2020 17:08 UTC | 1847 Holdings LLC EFSH · Entity 9819 | Exercise / conversionCommon Shares | 30,000 | $2.50 | $75,000.00 |
DisclosureSEC source: 0001213900-20-029944 · ownership.xml · nonDerivative · entry 1 Barry Robert · CIK 0001545831 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 10, 2020 Filed Sep 15, 2020 17:13 UTC | Polished.com Inc. GOED · Entity 111023 | GrantStock Option (right to buy) · Derivative | 120,000 | $0.00 Strike: $9.00 | $0.00 |
DisclosureSEC source: 0001213900-20-026770 · ownership.xml · derivative · entry 1 Barry Robert · CIK 0001545831 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,000 Underlying: Common Stock · 120,000 shares Expires 2030-09-10 F1 · derivative.exercise_date: The option vests with respect to 25% of the shares commencing on July 30, 2021 and on each of the first, second and third anniversaries thereof, respectively, subject to the reporting person's continuous service to the Company on each applicable vesting date; provided that, in the event of a change in control (as defined in the 1847 Goedeker Inc. 2020 Equity Incentive Plan), the option will vest in full. Read SEC document |
| August 04, 2020 Filed Aug 4, 2020 17:51 UTC | Polished.com Inc. GOED · Entity 111023 | OtherCommon Stock | 4,750,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-20-020216 · ownership.xml · nonDerivative · entry 1 Barry Robert · CIK 0001545831 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · Held by 1847 Goedeker Holdco Inc. Disclosed balance after: 0 F1 · kind: On August 4, 2020, 1847 Goedeker Holdco Inc. distributed all 4,750,000 shares of the issuer that it held to its stockholders. Read SEC document |
| May 11, 2020 Filed May 11, 2020 15:37 UTC | 1847 Holdings LLC EFSH · Entity 9819 | GrantStock Option (right to buy) · Derivative | 30,000 | $0.00 Strike: $2.50 | $0.00 |
DisclosureSEC source: 0001213900-20-011613 · ownership.xml · derivative · entry 1 Barry Robert · CIK 0001545831 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Underlying: Common Shares · 30,000 shares Expires 2025-05-11 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.