Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| LSB INDUSTRIES, INC.LXU · Entity 5122 | 10% owner | November 10, 2022 | November 10, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
LSB INDUSTRIES, INC.
Report date November 10, 2022 · Filed November 10, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 1,672,500 |
Ending reported balance
After 2022-11-10 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2022-11-10 · Sale · Disposed 14,350,000 · Balance 3,300,000 Row 2 · 2022-11-10 · Sale · Disposed 1,627,500 · Balance 1,672,500 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 10, 2022 Filed Nov 10, 2022 21:24 UTC | LSB INDUSTRIES, INC. LXU · Entity 5122 | SaleCommon Stock | 1,627,500 | $12.99 | $21,147,409.50 |
DisclosureSEC source: 0000899243-22-035517 · doc4.xml · nonDerivative · entry 2 LSB Funding LLC · CIK 0001660229 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,672,500 Read SEC document |
| November 10, 2022 Filed Nov 10, 2022 21:24 UTC | LSB INDUSTRIES, INC. LXU · Entity 5122 | SaleCommon Stock | 14,350,000 | $12.99 | $186,461,030.00 |
DisclosureSEC source: 0000899243-22-035517 · doc4.xml · nonDerivative · entry 1 LSB Funding LLC · CIK 0001660229 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,300,000 Read SEC document |
| August 16, 2022 Filed Aug 16, 2022 21:11 UTC | LSB INDUSTRIES, INC. LXU · Entity 5122 | SaleCommon Stock | 600,000 | $12.32 | $7,390,500.00 |
DisclosureSEC source: 0000899243-22-028826 · doc4.xml · nonDerivative · entry 2 LSB Funding LLC · CIK 0001660229 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,650,000 Read SEC document |
| August 15, 2022 Filed Aug 16, 2022 21:11 UTC | LSB INDUSTRIES, INC. LXU · Entity 5122 | SaleCommon Stock | 6,750,000 | $12.32 | $83,143,125.00 |
DisclosureSEC source: 0000899243-22-028826 · doc4.xml · nonDerivative · entry 1 LSB Funding LLC · CIK 0001660229 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,250,000 Read SEC document |
| August 10, 2022 Filed Aug 12, 2022 20:53 UTC | LSB INDUSTRIES, INC. LXU · Entity 5122 | OtherCommon Stock | 29,356,127 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-028510 · doc4.xml · nonDerivative · entry 1 LSB Funding LLC · CIK 0001660229 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000,000 F1 · kind: Effective August 10, 2022, the Reporting Person distributed in-kind, without consideration, a total of 29,356,127 shares of Common Stock of the Issuer pro rata to its indirect equityholders. F1 · shares: Effective August 10, 2022, the Reporting Person distributed in-kind, without consideration, a total of 29,356,127 shares of Common Stock of the Issuer pro rata to its indirect equityholders. Read SEC document |
| October 08, 2021 Filed Oct 12, 2021 12:44 UTC | LSB INDUSTRIES, INC. LXU · Entity 5122 | OtherCommon Stock | 1,220,798 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-039809 · doc4.xml · nonDerivative · entry 1 LSB Funding LLC · CIK 0001660229 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,356,127 F1 · kind: On August 30, 2021, the Issuer declared a stock dividend, payable to all holders of record of the Issuer's Common Stock on September 24, 2021 (the "Record Date"), of 0.30 shares of Common Stock for each share of outstanding Common Stock, owned as of the Record Date. As a result, the Reporting Person received 1,220,798 shares of the Issuer's Common Stock on October 8, 2021. F1 · shares: On August 30, 2021, the Issuer declared a stock dividend, payable to all holders of record of the Issuer's Common Stock on September 24, 2021 (the "Record Date"), of 0.30 shares of Common Stock for each share of outstanding Common Stock, owned as of the Record Date. As a result, the Reporting Person received 1,220,798 shares of the Issuer's Common Stock on October 8, 2021. F1 · price: On August 30, 2021, the Issuer declared a stock dividend, payable to all holders of record of the Issuer's Common Stock on September 24, 2021 (the "Record Date"), of 0.30 shares of Common Stock for each share of outstanding Common Stock, owned as of the Record Date. As a result, the Reporting Person received 1,220,798 shares of the Issuer's Common Stock on October 8, 2021. Read SEC document |
| September 27, 2021 Filed Sep 27, 2021 20:42 UTC | LSB INDUSTRIES, INC. LXU · Entity 5122 | OtherCommon Stock | 49,066,005 | $6.16 | $302,246,590.80 |
DisclosureSEC source: 0000899243-21-037796 · doc4.xml · nonDerivative · entry 1 LSB Funding LLC · CIK 0001660229 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,135,329 F1 · kind: On July 19, 2021, the Reporting Person and the Issuer entered into a Securities Exchange Agreement (the "Securities Exchange Agreement"), pursuant to which the Reporting Person and the Issuer agreed to exchange, on the terms and subject to the conditions set forth therein, (a) the 139,768 shares of Series E-1 Cumulative Redeemable Class C Preferred Stock of the Issuer (the "Series E-1 Preferred Stock") held by the Reporting Person for shares of Common Stock and (b) the one (1) share of Series F-1 Preferred Stock held by the Reporting Person for shares of Common Stock (the "Series F-1 Preferred Stock" and, together with the Series E-1 Preferred Stock, the "Preferred Stock"), based on the liquidation preference and redemption price, respectively, of the Preferred Stock and a volume weighted average exchange price of $6.16 per share of Common Stock; F2 · kind: (Continued from footnote 1), provided, that the aggregate number of shares of Common Stock issuable pursuant to clauses (a) and (b) above will be reduced by the number of shares of Common Stock that the Reporting Person will receive in respect of the payment of a dividend on the Common Stock described in the Securities Exchange Agreement (such net number of shares of Common Stock to be issued, the "Issued Shares" and such transactions, the "Exchange"). On September 27, 2021, the Exchange was consummated and the Issuer issued 49,066,005 Issued Shares to the Reporting Person. F1 · shares: On July 19, 2021, the Reporting Person and the Issuer entered into a Securities Exchange Agreement (the "Securities Exchange Agreement"), pursuant to which the Reporting Person and the Issuer agreed to exchange, on the terms and subject to the conditions set forth therein, (a) the 139,768 shares of Series E-1 Cumulative Redeemable Class C Preferred Stock of the Issuer (the "Series E-1 Preferred Stock") held by the Reporting Person for shares of Common Stock and (b) the one (1) share of Series F-1 Preferred Stock held by the Reporting Person for shares of Common Stock (the "Series F-1 Preferred Stock" and, together with the Series E-1 Preferred Stock, the "Preferred Stock"), based on the liquidation preference and redemption price, respectively, of the Preferred Stock and a volume weighted average exchange price of $6.16 per share of Common Stock; F2 · shares: (Continued from footnote 1), provided, that the aggregate number of shares of Common Stock issuable pursuant to clauses (a) and (b) above will be reduced by the number of shares of Common Stock that the Reporting Person will receive in respect of the payment of a dividend on the Common Stock described in the Securities Exchange Agreement (such net number of shares of Common Stock to be issued, the "Issued Shares" and such transactions, the "Exchange"). On September 27, 2021, the Exchange was consummated and the Issuer issued 49,066,005 Issued Shares to the Reporting Person. F1 · price: On July 19, 2021, the Reporting Person and the Issuer entered into a Securities Exchange Agreement (the "Securities Exchange Agreement"), pursuant to which the Reporting Person and the Issuer agreed to exchange, on the terms and subject to the conditions set forth therein, (a) the 139,768 shares of Series E-1 Cumulative Redeemable Class C Preferred Stock of the Issuer (the "Series E-1 Preferred Stock") held by the Reporting Person for shares of Common Stock and (b) the one (1) share of Series F-1 Preferred Stock held by the Reporting Person for shares of Common Stock (the "Series F-1 Preferred Stock" and, together with the Series E-1 Preferred Stock, the "Preferred Stock"), based on the liquidation preference and redemption price, respectively, of the Preferred Stock and a volume weighted average exchange price of $6.16 per share of Common Stock; F2 · price: (Continued from footnote 1), provided, that the aggregate number of shares of Common Stock issuable pursuant to clauses (a) and (b) above will be reduced by the number of shares of Common Stock that the Reporting Person will receive in respect of the payment of a dividend on the Common Stock described in the Securities Exchange Agreement (such net number of shares of Common Stock to be issued, the "Issued Shares" and such transactions, the "Exchange"). On September 27, 2021, the Exchange was consummated and the Issuer issued 49,066,005 Issued Shares to the Reporting Person. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.