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Smith Ivan C

Disclosed activity across 1 company

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0001580464

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
SCOTTS MIRACLE-GRO COSMG · Entity 4142EVP, GC and SecretaryNovember 04, 2022November 10, 2022

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

SCOTTS MIRACLE-GRO CO

Report date November 04, 2022 · Filed November 10, 2022

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $50.40 · Expires 2032-11-04Direct25,064 Reported balance After 2022-11-04 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2022-11-04 · Grant · Acquired 25,064 · Balance 25,064

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
August 24, 2018 Filed Sep 12, 2018 19:50 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 OtherCommon Shares 1.9952 $62.65 $125.00
Disclosure

SEC source: 0001552781-18-000402 · ownership.xml · nonDerivative · entry 1

Smith Ivan C · CIK 0001580464 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,959.8182

Read SEC document
July 25, 2018 Filed Jul 30, 2018 19:33 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 OtherCommon Shares 1.8458 $67.72 $125.00
Disclosure

SEC source: 0001182489-18-000312 · edgar.xml · nonDerivative · entry 1

Smith Ivan C · CIK 0001580464 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,957.823

Read SEC document
June 25, 2018 Filed Jun 28, 2018 13:37 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 OtherCommon Shares 1.8246 $68.51 $125.00
Disclosure

SEC source: 0001182489-18-000291 · edgar.xml · nonDerivative · entry 1

Smith Ivan C · CIK 0001580464 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,955.9772

Read SEC document
June 08, 2018 Filed Jun 12, 2018 19:24 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 OtherCommon Shares 3.5226 $86.80 $305.75
Disclosure

SEC source: 0001182489-18-000267 · edgar.xml · nonDerivative · entry 1

Smith Ivan C · CIK 0001580464 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,954.1526

Read SEC document
May 25, 2018 Filed May 31, 2018 15:23 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 OtherCommon Shares 1.7296 $72.27 $125.00
Disclosure

SEC source: 0001182489-18-000248 · edgar.xml · nonDerivative · entry 1

Smith Ivan C · CIK 0001580464 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,950.63

Read SEC document
April 25, 2018 Filed Apr 30, 2018 13:39 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 OtherCommon Shares 1.7623 $70.93 $125.00
Disclosure

SEC source: 0001182489-18-000197 · edgar.xml · nonDerivative · entry 1

Smith Ivan C · CIK 0001580464 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,948.9004

Read SEC document
March 23, 2018 Filed Mar 28, 2018 18:25 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 OtherCommon Shares 1.7453 $71.62 $125.00
Disclosure

SEC source: 0001182489-18-000173 · edgar.xml · nonDerivative · entry 1

Smith Ivan C · CIK 0001580464 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,947.1381

Read SEC document
March 09, 2018 Filed Mar 13, 2018 21:46 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 OtherCommon Shares 3.2618 $92.37 $301.30
Disclosure

SEC source: 0001182489-18-000136 · edgar.xml · nonDerivative · entry 2

Smith Ivan C · CIK 0001580464 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,945.3928

Read SEC document
February 28, 2018 Filed Mar 13, 2018 21:46 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 OtherCommon Shares 1.637 $76.36 $125.00
Disclosure

SEC source: 0001182489-18-000136 · edgar.xml · nonDerivative · entry 1

Smith Ivan C · CIK 0001580464 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,942.131

Read SEC document
February 02, 2018 Filed Feb 6, 2018 22:02 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 GrantCommon Shares 3,427 $0.00 $0.00
Disclosure

SEC source: 0001552781-18-000075 · e18043_smith-form4.xml · nonDerivative · entry 2

Smith Ivan C · CIK 0001580464 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,940.494

Read SEC document
January 31, 2018 Filed Feb 6, 2018 22:02 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 OtherCommon Shares 1.6291 $76.73 $125.00
Disclosure

SEC source: 0001552781-18-000075 · e18043_smith-form4.xml · nonDerivative · entry 1

Smith Ivan C · CIK 0001580464 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,513.494

Read SEC document
January 30, 2018 Filed Feb 1, 2018 23:53 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 Tax withholdingCommon Shares 1,142 $91.96 $105,018.32
Disclosure

SEC source: 0001552781-18-000055 · e18040_smith-form4.xml · nonDerivative · entry 2

Smith Ivan C · CIK 0001580464 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,511.8649

Read SEC document
January 30, 2018 Filed Feb 1, 2018 23:53 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 GrantCommon Shares 3,784 $0.00 $0.00
Disclosure

SEC source: 0001552781-18-000055 · e18040_smith-form4.xml · nonDerivative · entry 1

Smith Ivan C · CIK 0001580464 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,653.8649

F1 · date: On January 30, 2015, the reporting person was granted an award of 3,784 restricted stock units with vesting subject to the satisfaction of certain performance criteria. On January 30, 2018, the award settled.

Read SEC document
January 02, 2018 Filed Jan 22, 2018 20:55 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 OtherCommon Shares 1.2805 $97.62 $125.00
Disclosure

SEC source: 0001182489-18-000025 · edgar.xml · nonDerivative · entry 1

Smith Ivan C · CIK 0001580464 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,869.8649

Read SEC document
December 08, 2017 Filed Dec 12, 2017 21:37 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 OtherCommon Shares 2.903 $102.47 $297.48
Disclosure

SEC source: 0001182489-17-000581 · edgar.xml · nonDerivative · entry 1

Smith Ivan C · CIK 0001580464 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,868.5844

Read SEC document
November 30, 2017 Filed Dec 5, 2017 20:59 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 OtherCommon Shares 1.4043 $89.01 $125.00
Disclosure

SEC source: 0001182489-17-000562 · edgar.xml · nonDerivative · entry 1

Smith Ivan C · CIK 0001580464 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,865.6814

Read SEC document
November 17, 2017 Filed Nov 20, 2017 21:28 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 Exercise / conversionStock Option (right to buy) · Derivative 1,263 $0.00 Strike: $49.19 $0.00
Disclosure

SEC source: 0001182489-17-000546 · edgar.xml · derivative · entry 7

Smith Ivan C · CIK 0001580464 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 1,263 shares

Expires 2021-01-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 17, 2017 Filed Nov 20, 2017 21:28 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 Exercise / conversionStock Option (right to buy) · Derivative 3,324 $0.00 Strike: $45.32 $0.00
Disclosure

SEC source: 0001182489-17-000546 · edgar.xml · derivative · entry 6

Smith Ivan C · CIK 0001580464 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 3,324 shares

Expires 2022-01-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 17, 2017 Filed Nov 20, 2017 21:28 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 SaleCommon Shares 2,091 $98.07 $205,054.96
Disclosure

SEC source: 0001182489-17-000546 · edgar.xml · nonDerivative · entry 5

Smith Ivan C · CIK 0001580464 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,864.2764

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $97.86 to $98.50, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 2.

Read SEC document
November 17, 2017 Filed Nov 20, 2017 21:28 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 SaleCommon Shares 4,496 $97.59 $438,762.84
Disclosure

SEC source: 0001182489-17-000546 · edgar.xml · nonDerivative · entry 4

Smith Ivan C · CIK 0001580464 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,955.2764

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $97.34 to $97.83, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 1.

Read SEC document
November 17, 2017 Filed Nov 20, 2017 21:28 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 Exercise / conversionCommon Shares 3,324 $45.32 $150,643.68
Disclosure

SEC source: 0001182489-17-000546 · edgar.xml · nonDerivative · entry 3

Smith Ivan C · CIK 0001580464 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,451.2764

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 17, 2017 Filed Nov 20, 2017 21:28 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 Exercise / conversionCommon Shares 1,263 $49.19 $62,126.97
Disclosure

SEC source: 0001182489-17-000546 · edgar.xml · nonDerivative · entry 2

Smith Ivan C · CIK 0001580464 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,127.2764

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 31, 2017 Filed Nov 20, 2017 21:28 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 OtherCommon Shares 1.3942 $89.66 $125.00
Disclosure

SEC source: 0001182489-17-000546 · edgar.xml · nonDerivative · entry 1

Smith Ivan C · CIK 0001580464 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,864.2764

Read SEC document
October 02, 2017 Filed Oct 30, 2017 13:23 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 OtherCommon Shares 1.4123 $88.51 $125.00
Disclosure

SEC source: 0001182489-17-000539 · edgar.xml · nonDerivative · entry 1

Smith Ivan C · CIK 0001580464 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,862.8822

Read SEC document
September 08, 2017 Filed Sep 12, 2017 18:54 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 OtherCommon Shares 3.1009 $94.68 $293.58
Disclosure

SEC source: 0001182489-17-000488 · edgar.xml · nonDerivative · entry 2

Smith Ivan C · CIK 0001580464 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,861.4699

Read SEC document
August 31, 2017 Filed Sep 12, 2017 18:54 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 OtherCommon Shares 1.453 $86.03 $125.00
Disclosure

SEC source: 0001182489-17-000488 · edgar.xml · nonDerivative · entry 1

Smith Ivan C · CIK 0001580464 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,858.369

Read SEC document
July 31, 2017 Filed Aug 30, 2017 19:39 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 OtherCommon Shares 1.4469 $86.39 $125.00
Disclosure

SEC source: 0001182489-17-000470 · edgar.xml · nonDerivative · entry 1

Smith Ivan C · CIK 0001580464 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,856.916

Read SEC document
June 30, 2017 Filed Jul 28, 2017 13:37 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 OtherCommon Shares 1.5526 $80.51 $125.00
Disclosure

SEC source: 0001182489-17-000444 · edgar.xml · nonDerivative · entry 1

Smith Ivan C · CIK 0001580464 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,855.4691

Read SEC document
June 09, 2017 Filed Jun 13, 2017 18:54 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 OtherCommon Shares 3.2546 $83.89 $273.03
Disclosure

SEC source: 0001182489-17-000345 · edgar.xml · nonDerivative · entry 2

Smith Ivan C · CIK 0001580464 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,853.9165

Read SEC document
May 31, 2017 Filed Jun 13, 2017 18:54 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 OtherCommon Shares 1.6036 $77.95 $125.00
Disclosure

SEC source: 0001182489-17-000345 · edgar.xml · nonDerivative · entry 1

Smith Ivan C · CIK 0001580464 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,850.6619

Read SEC document
May 16, 2017 Filed May 18, 2017 14:35 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 Exercise / conversionStock Option (right to buy) · Derivative 3,787 $0.00 Strike: $36.86 $0.00
Disclosure

SEC source: 0001182489-17-000320 · edgar.xml · derivative · entry 4

Smith Ivan C · CIK 0001580464 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 3,787 shares

Expires 2017-11-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 16, 2017 Filed May 18, 2017 14:35 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 SaleCommon Shares 3,787 $87.84 $332,648.94
Disclosure

SEC source: 0001182489-17-000320 · edgar.xml · nonDerivative · entry 3

Smith Ivan C · CIK 0001580464 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,849.0583

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $87.60 to $88.01, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 1.

Read SEC document
May 16, 2017 Filed May 18, 2017 14:35 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 Exercise / conversionCommon Shares 3,787 $36.86 $139,588.82
Disclosure

SEC source: 0001182489-17-000320 · edgar.xml · nonDerivative · entry 2

Smith Ivan C · CIK 0001580464 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,636.0583

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 01, 2017 Filed May 18, 2017 14:35 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 OtherCommon Shares 1.4304 $87.39 $125.00
Disclosure

SEC source: 0001182489-17-000320 · edgar.xml · nonDerivative · entry 1

Smith Ivan C · CIK 0001580464 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,849.0583

Read SEC document
March 31, 2017 Filed May 1, 2017 13:25 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 OtherCommon Shares 1.4872 $84.05 $125.00
Disclosure

SEC source: 0001182489-17-000293 · edgar.xml · nonDerivative · entry 1

Smith Ivan C · CIK 0001580464 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,847.6279

Read SEC document
March 10, 2017 Filed Mar 14, 2017 20:54 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 OtherCommon Shares 2.9381 $91.67 $269.34
Disclosure

SEC source: 0001182489-17-000254 · edgar.xml · nonDerivative · entry 2

Smith Ivan C · CIK 0001580464 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,846.1407

Read SEC document
February 28, 2017 Filed Mar 14, 2017 20:54 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 OtherCommon Shares 1.5324 $81.57 $125.00
Disclosure

SEC source: 0001182489-17-000254 · edgar.xml · nonDerivative · entry 1

Smith Ivan C · CIK 0001580464 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,843.2026

Read SEC document
January 31, 2017 Filed Feb 1, 2017 20:28 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 OtherCommon Shares 1.5102 $82.77 $125.00
Disclosure

SEC source: 0001182489-17-000096 · edgar.xml · nonDerivative · entry 3

Smith Ivan C · CIK 0001580464 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,299.6702

Read SEC document
January 31, 2017 Filed Feb 2, 2017 16:30 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 Tax withholdingCommon Shares 2,194 $91.97 $201,782.18
Disclosure

SEC source: 0001182489-17-000131 · edgar.xml · nonDerivative · entry 2

Smith Ivan C · CIK 0001580464 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,841.6702

Read SEC document
January 31, 2017 Filed Feb 2, 2017 16:30 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 GrantCommon Shares 6,736 $0.00 $0.00
Disclosure

SEC source: 0001182489-17-000131 · edgar.xml · nonDerivative · entry 1

Smith Ivan C · CIK 0001580464 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,035.6702

Read SEC document
January 30, 2017 Filed Feb 1, 2017 20:28 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 GrantCommon Shares 3,119 $0.00 $0.00
Disclosure

SEC source: 0001182489-17-000096 · edgar.xml · nonDerivative · entry 2

Smith Ivan C · CIK 0001580464 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,298.16

Read SEC document
January 30, 2017 Filed Feb 1, 2017 20:28 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 GrantCommon Shares 4,223 $0.00 $0.00
Disclosure

SEC source: 0001182489-17-000096 · edgar.xml · nonDerivative · entry 1

Smith Ivan C · CIK 0001580464 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,179.16

F1 · date: On January 29, 2016, the reporting person was granted an award of 4,223 restricted stock units with vesting subject to the satisfaction of certain performance criteria. On January 30, 2017, the Compensation and Organization Committee certified performance with respect to 4,223 restricted stock units.

Read SEC document
January 03, 2017 Filed Jan 30, 2017 21:07 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 OtherCommon Shares 1.4651 $85.32 $125.00
Disclosure

SEC source: 0001182489-17-000072 · edgar.xml · nonDerivative · entry 1

Smith Ivan C · CIK 0001580464 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,956.16

Read SEC document
December 09, 2016 Filed Dec 13, 2016 19:45 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 OtherCommon Shares 2.7631 $96.16 $265.70
Disclosure

SEC source: 0001182489-16-001317 · edgar.xml · nonDerivative · entry 2

Smith Ivan C · CIK 0001580464 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,954.6949

Read SEC document
November 30, 2016 Filed Dec 13, 2016 19:45 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 OtherCommon Shares 1.5218 $82.14 $125.00
Disclosure

SEC source: 0001182489-16-001317 · edgar.xml · nonDerivative · entry 1

Smith Ivan C · CIK 0001580464 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,951.9318

Read SEC document
October 31, 2016 Filed Nov 30, 2016 19:04 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 OtherCommon Shares 1.5767 $79.28 $125.00
Disclosure

SEC source: 0001182489-16-001295 · edgar.xml · nonDerivative · entry 1

Smith Ivan C · CIK 0001580464 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,950.41

Read SEC document
September 30, 2016 Filed Oct 27, 2016 20:10 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 OtherCommon Shares 1.668 $74.94 $125.00
Disclosure

SEC source: 0001182489-16-001278 · edgar.xml · nonDerivative · entry 1

Smith Ivan C · CIK 0001580464 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,948.8333

Read SEC document
September 09, 2016 Filed Sep 13, 2016 13:07 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 OtherCommon Shares 3.2698 $80.01 $261.61
Disclosure

SEC source: 0001182489-16-001230 · edgar.xml · nonDerivative · entry 1

Smith Ivan C · CIK 0001580464 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,947.1653

Read SEC document
September 02, 2016 Filed Sep 7, 2016 20:01 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 Exercise / conversionStock Option (right to buy) · Derivative 1,627 $0.00 Strike: $36.69 $0.00
Disclosure

SEC source: 0001182489-16-001224 · edgar.xml · derivative · entry 5

Smith Ivan C · CIK 0001580464 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 1,627 shares

Expires 2016-10-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 02, 2016 Filed Sep 7, 2016 20:01 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 SaleCommon Shares 379 $82.93 $31,429.90
Disclosure

SEC source: 0001182489-16-001224 · edgar.xml · nonDerivative · entry 4

Smith Ivan C · CIK 0001580464 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,943.8955

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.