Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ALKAMI TECHNOLOGY, INC.ALKT · Entity 1625 | Director | November 08, 2022 | November 10, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ALKAMI TECHNOLOGY, INC.
Report date November 08, 2022 · Filed November 10, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 371,072 |
Reported balance
After 2022-11-08 transaction · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · 2022-11-08 · Sale · Disposed 73,302 · Balance 371,072 F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.40 to $13.28. The reporting person undertakes to provide the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2: Shares held by MH Trust, of which Reporting Person is trustee. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 311,672 |
Reported balance
After 2022-11-09 transaction · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · 2022-11-09 · Sale · Disposed 59,400 · Balance 311,672 F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transaction of prices ranging from $12.585 to $13.16. The Reporting person undertakes to provide the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2: Shares held by MH Trust, of which Reporting Person is trustee. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 294,374 |
Reported balance
After 2022-11-10 transaction · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · 2022-11-10 · Sale · Disposed 17,298 · Balance 294,374 F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transaction of prices ranging from $13.08 to $13.90. The Reporting person undertakes to provide the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2: Shares held by MH Trust, of which Reporting Person is trustee. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 504,373 |
Reported balance
Holding disclosure · report date 2022-11-08 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 504,373 F5: Shares held by PH Trust, of which the Reporting Person's spouse and daughter are co-trustees. |
| Common StockSEC Table I · non-derivative | Direct | 284,779 |
Reported balance
Holding disclosure · report date 2022-11-08 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 284,779 |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.40 to $13.28. The reporting person undertakes to provide the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F2: Shares held by MH Trust, of which Reporting Person is trustee.
F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transaction of prices ranging from $12.585 to $13.16. The Reporting person undertakes to provide the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transaction of prices ranging from $13.08 to $13.90. The Reporting person undertakes to provide the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F5: Shares held by PH Trust, of which the Reporting Person's spouse and daughter are co-trustees.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 10, 2022 Filed Nov 10, 2022 19:53 UTC | ALKAMI TECHNOLOGY, INC. ALKT · Entity 1625 | SaleCommon Stock | 17,298 | $13.53 | $234,119.78 |
DisclosureSEC source: 0001529274-22-000172 · wf-form4_166812801903610.xml · nonDerivative · entry 3 HANSEN MICHAEL D · CIK 0001186899 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 294,374 F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transaction of prices ranging from $13.08 to $13.90. The Reporting person undertakes to provide the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.nature: Shares held by MH Trust, of which Reporting Person is trustee. Read SEC document |
| November 09, 2022 Filed Nov 10, 2022 19:53 UTC | ALKAMI TECHNOLOGY, INC. ALKT · Entity 1625 | SaleCommon Stock | 59,400 | $12.96 | $770,008.14 |
DisclosureSEC source: 0001529274-22-000172 · wf-form4_166812801903610.xml · nonDerivative · entry 2 HANSEN MICHAEL D · CIK 0001186899 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 311,672 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transaction of prices ranging from $12.585 to $13.16. The Reporting person undertakes to provide the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.nature: Shares held by MH Trust, of which Reporting Person is trustee. Read SEC document |
| November 08, 2022 Filed Nov 10, 2022 19:53 UTC | ALKAMI TECHNOLOGY, INC. ALKT · Entity 1625 | SaleCommon Stock | 73,302 | $12.94 | $948,725.80 |
DisclosureSEC source: 0001529274-22-000172 · wf-form4_166812801903610.xml · nonDerivative · entry 1 HANSEN MICHAEL D · CIK 0001186899 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 371,072 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.40 to $13.28. The reporting person undertakes to provide the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.nature: Shares held by MH Trust, of which Reporting Person is trustee. Read SEC document |
| May 15, 2022 Filed May 17, 2022 19:17 UTC | ALKAMI TECHNOLOGY, INC. ALKT · Entity 1625 | SaleCommon Stock | 4,313 | $10.51 | $45,329.63 |
DisclosureSEC source: 0001529274-22-000084 · wf-form4_165282945290773.xml · nonDerivative · entry 1 HANSEN MICHAEL D · CIK 0001186899 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 284,779 F1 · shares: The sale reported on this Form 4 represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of RSUs. The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person. Read SEC document |
| March 03, 2022 Filed Mar 7, 2022 18:38 UTC | ALKAMI TECHNOLOGY, INC. ALKT · Entity 1625 | Exercise / conversionStock Option (Right to Buy) · Derivative | 10,000 | $0.00 Strike: $2.34 | $0.00 |
DisclosureSEC source: 0001529274-22-000038 · wf-form4_164669628270984.xml · derivative · entry 4 HANSEN MICHAEL D · CIK 0001186899 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,000 Underlying: Common Stock · 10,000 shares Expires 2028-12-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option are fully vested and exercisable. Read SEC document |
| March 03, 2022 Filed Mar 7, 2022 18:38 UTC | ALKAMI TECHNOLOGY, INC. ALKT · Entity 1625 | Exercise / conversionCommon Stock | 10,000 | $2.34 | $23,400.00 |
DisclosureSEC source: 0001529274-22-000038 · wf-form4_164669628270984.xml · nonDerivative · entry 1 HANSEN MICHAEL D · CIK 0001186899 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 289,092 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 30, 2021 Filed Jan 4, 2022 18:27 UTC | ALKAMI TECHNOLOGY, INC. ALKT · Entity 1625 | Exercise / conversionStock Option (Right to Buy) · Derivative | 33,333 | $0.00 Strike: $0.92 | $0.00 |
DisclosureSEC source: 0001529274-22-000002 · wf-form4_164133880297844.xml · derivative · entry 6 HANSEN MICHAEL D · CIK 0001186899 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,667 Underlying: Common Stock · 33,333 shares Expires 2027-11-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The shares subject to the option are fully vested and exercisable. Read SEC document |
| December 30, 2021 Filed Jan 4, 2022 18:27 UTC | ALKAMI TECHNOLOGY, INC. ALKT · Entity 1625 | Exercise / conversionStock Option (Right to Buy) · Derivative | 51,795 | $0.00 Strike: $2.34 | $0.00 |
DisclosureSEC source: 0001529274-22-000002 · wf-form4_164133880297844.xml · derivative · entry 5 HANSEN MICHAEL D · CIK 0001186899 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,000 Underlying: Common Stock · 51,795 shares Expires 2028-12-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The shares subject to the option are fully vested and exercisable. Read SEC document |
| December 30, 2021 Filed Jan 4, 2022 18:27 UTC | ALKAMI TECHNOLOGY, INC. ALKT · Entity 1625 | Exercise / conversionCommon Stock | 33,333 | $0.92 | $30,666.36 |
DisclosureSEC source: 0001529274-22-000002 · wf-form4_164133880297844.xml · nonDerivative · entry 2 HANSEN MICHAEL D · CIK 0001186899 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 279,092 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 30, 2021 Filed Jan 4, 2022 18:27 UTC | ALKAMI TECHNOLOGY, INC. ALKT · Entity 1625 | Exercise / conversionCommon Stock | 51,795 | $2.34 | $121,200.30 |
DisclosureSEC source: 0001529274-22-000002 · wf-form4_164133880297844.xml · nonDerivative · entry 1 HANSEN MICHAEL D · CIK 0001186899 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 245,759 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 759 shares acquired under the Issuer's employee stock purchase plan since the date of the reporting persons last filing on Form 4. Also includes 100 shares that were inadvertently omitted from the number of shares owned following the reported transactions on the Reporting Person's prior Form 4, which was filed on December 9, 2021. Read SEC document |
| December 09, 2021 Filed Dec 9, 2021 18:41 UTC | ALKAMI TECHNOLOGY, INC. ALKT · Entity 1625 | Exercise / conversionCommon Stock | 143,205 | $2.34 | $335,099.70 |
DisclosureSEC source: 0001529274-21-000113 · wf-form4_163909326339875.xml · nonDerivative · entry 6 HANSEN MICHAEL D · CIK 0001186899 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 193,105 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 08, 2021 Filed Dec 9, 2021 18:41 UTC | ALKAMI TECHNOLOGY, INC. ALKT · Entity 1625 | Exercise / conversionStock Option (Right to Buy) · Derivative | 143,205 | $0.00 Strike: $2.34 | $0.00 |
DisclosureSEC source: 0001529274-21-000113 · wf-form4_163909326339875.xml · derivative · entry 9 HANSEN MICHAEL D · CIK 0001186899 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 156,795 Underlying: Common Stock · 143,205 shares Expires 2028-12-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The shares subject to the option are fully vested and exercisable. Read SEC document |
| December 08, 2021 Filed Dec 9, 2021 18:41 UTC | ALKAMI TECHNOLOGY, INC. ALKT · Entity 1625 | Exercise / conversionStock Option (Right to Buy) · Derivative | 100,000 | $0.00 Strike: $0.92 | $0.00 |
DisclosureSEC source: 0001529274-21-000113 · wf-form4_163909326339875.xml · derivative · entry 8 HANSEN MICHAEL D · CIK 0001186899 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 100,000 shares Expires 2027-11-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The shares subject to the option are fully vested and exercisable. Read SEC document |
| December 08, 2021 Filed Dec 9, 2021 18:41 UTC | ALKAMI TECHNOLOGY, INC. ALKT · Entity 1625 | SaleCommon Stock | 60,000 | $23.37 | $1,402,332.00 |
DisclosureSEC source: 0001529274-21-000113 · wf-form4_163909326339875.xml · nonDerivative · entry 5 HANSEN MICHAEL D · CIK 0001186899 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 444,373 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transaction of prices ranging from $22.75 to $23.97. The Reporting person undertakes to provide the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3 · ownership.nature: Shares held by MH Trust, of which Reporting Person is trustee. Read SEC document |
| December 08, 2021 Filed Dec 9, 2021 18:41 UTC | ALKAMI TECHNOLOGY, INC. ALKT · Entity 1625 | SaleCommon Stock | 100,000 | $23.37 | $2,337,220.00 |
DisclosureSEC source: 0001529274-21-000113 · wf-form4_163909326339875.xml · nonDerivative · entry 4 HANSEN MICHAEL D · CIK 0001186899 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,900 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transaction of prices ranging from $22.75 to $23.97. The Reporting person undertakes to provide the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| December 08, 2021 Filed Dec 9, 2021 18:41 UTC | ALKAMI TECHNOLOGY, INC. ALKT · Entity 1625 | Exercise / conversionCommon Stock | 100,000 | $0.92 | $92,000.00 |
DisclosureSEC source: 0001529274-21-000113 · wf-form4_163909326339875.xml · nonDerivative · entry 3 HANSEN MICHAEL D · CIK 0001186899 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 149,900 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 07, 2021 Filed Dec 9, 2021 18:41 UTC | ALKAMI TECHNOLOGY, INC. ALKT · Entity 1625 | Exercise / conversionStock Option (Right to Buy) · Derivative | 140,000 | $0.00 Strike: $0.92 | $0.00 |
DisclosureSEC source: 0001529274-21-000113 · wf-form4_163909326339875.xml · derivative · entry 7 HANSEN MICHAEL D · CIK 0001186899 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 140,000 shares Expires 2027-11-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The shares subject to the option are fully vested and exercisable. Read SEC document |
| December 07, 2021 Filed Dec 9, 2021 18:41 UTC | ALKAMI TECHNOLOGY, INC. ALKT · Entity 1625 | SaleCommon Stock | 140,000 | $23.22 | $3,250,996.00 |
DisclosureSEC source: 0001529274-21-000113 · wf-form4_163909326339875.xml · nonDerivative · entry 2 HANSEN MICHAEL D · CIK 0001186899 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,900 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.55 to $23.66. The reporting person undertakes to provide the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| December 07, 2021 Filed Dec 9, 2021 18:41 UTC | ALKAMI TECHNOLOGY, INC. ALKT · Entity 1625 | Exercise / conversionCommon Stock | 140,000 | $0.92 | $128,800.00 |
DisclosureSEC source: 0001529274-21-000113 · wf-form4_163909326339875.xml · nonDerivative · entry 1 HANSEN MICHAEL D · CIK 0001186899 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 189,900 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 10, 2021 Filed Aug 11, 2021 16:37 UTC | ALKAMI TECHNOLOGY, INC. ALKT · Entity 1625 | Exercise / conversionStock Option (Right to Buy) · Derivative | 60,000 | $0.81 Strike: $0.92 | $48,600.00 |
DisclosureSEC source: 0001529274-21-000047 · wf-form4_162871424394302.xml · derivative · entry 8 HANSEN MICHAEL D · CIK 0001186899 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,000 Underlying: Common Stock · 60,000 shares Expires 2027-11-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_date: 1/48th of the shares subject to the option vest on each monthly anniversary measured from June 1, 2017 (the "Vesting Commencement Date") such that 100% of the shares subject to the option will be fully vested and exercisable on the fourth anniversary of the Vesting Commencement Date. Read SEC document |
| August 10, 2021 Filed Aug 11, 2021 16:37 UTC | ALKAMI TECHNOLOGY, INC. ALKT · Entity 1625 | SaleCommon Stock | 44,382 | $31.21 | $1,385,091.21 |
DisclosureSEC source: 0001529274-21-000047 · wf-form4_162871424394302.xml · nonDerivative · entry 5 HANSEN MICHAEL D · CIK 0001186899 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.00 to $31.91. The reporting person undertakes to provide the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| August 10, 2021 Filed Aug 11, 2021 16:37 UTC | ALKAMI TECHNOLOGY, INC. ALKT · Entity 1625 | SaleCommon Stock | 15,618 | $30.61 | $478,059.17 |
DisclosureSEC source: 0001529274-21-000047 · wf-form4_162871424394302.xml · nonDerivative · entry 4 HANSEN MICHAEL D · CIK 0001186899 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,382 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.34 to $30.99. The reporting person undertakes to provide the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| August 10, 2021 Filed Aug 11, 2021 16:37 UTC | ALKAMI TECHNOLOGY, INC. ALKT · Entity 1625 | Exercise / conversionCommon Stock | 60,000 | $0.92 | $55,200.00 |
DisclosureSEC source: 0001529274-21-000047 · wf-form4_162871424394302.xml · nonDerivative · entry 3 HANSEN MICHAEL D · CIK 0001186899 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 09, 2021 Filed Aug 11, 2021 16:37 UTC | ALKAMI TECHNOLOGY, INC. ALKT · Entity 1625 | Exercise / conversionStock Option (Right to Buy) · Derivative | 100,000 | $0.81 Strike: $0.81 | $81,000.00 |
DisclosureSEC source: 0001529274-21-000047 · wf-form4_162871424394302.xml · derivative · entry 7 HANSEN MICHAEL D · CIK 0001186899 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 100,000 shares Expires 2025-11-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: The option are fully vested and exercisable. Read SEC document |
| August 09, 2021 Filed Aug 11, 2021 16:37 UTC | ALKAMI TECHNOLOGY, INC. ALKT · Entity 1625 | SaleCommon Stock | 100,000 | $30.56 | $3,056,010.00 |
DisclosureSEC source: 0001529274-21-000047 · wf-form4_162871424394302.xml · nonDerivative · entry 2 HANSEN MICHAEL D · CIK 0001186899 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.25 to $30.90. The reporting person undertakes to provide the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| August 09, 2021 Filed Aug 11, 2021 16:37 UTC | ALKAMI TECHNOLOGY, INC. ALKT · Entity 1625 | Exercise / conversionCommon Stock | 100,000 | $0.81 | $81,000.00 |
DisclosureSEC source: 0001529274-21-000047 · wf-form4_162871424394302.xml · nonDerivative · entry 1 HANSEN MICHAEL D · CIK 0001186899 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 16, 2021 Filed Apr 16, 2021 16:36 UTC | ALKAMI TECHNOLOGY, INC. ALKT · Entity 1625 | ConversionSeries C Preferred Stock · Derivative | 42,731 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-21-008221 · doc1.xml · derivative · entry 8 HANSEN MICHAEL D · CIK 0001186899 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 42,731 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each share of Series C Preferred Stock was automatically converted on a 1-for-1 basis into Common Stock immediately prior to the closing of the Issuer's initial public offering. F4 · price: Each share of Series C Preferred Stock was automatically converted on a 1-for-1 basis into Common Stock immediately prior to the closing of the Issuer's initial public offering. F4 · derivative.exercise_date: Each share of Series C Preferred Stock was automatically converted on a 1-for-1 basis into Common Stock immediately prior to the closing of the Issuer's initial public offering. F4 · derivative.expiration_date: Each share of Series C Preferred Stock was automatically converted on a 1-for-1 basis into Common Stock immediately prior to the closing of the Issuer's initial public offering. F2 · ownership.nature: Shares held by MH Trust, of which Reporting Person is trustee. Read SEC document |
| April 16, 2021 Filed Apr 16, 2021 16:36 UTC | ALKAMI TECHNOLOGY, INC. ALKT · Entity 1625 | ConversionSeries B Preferred Stock · Derivative | 31,250 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-21-008221 · doc1.xml · derivative · entry 7 HANSEN MICHAEL D · CIK 0001186899 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 31,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each share of Series B Preferred Stock was automatically converted on a 1-for-1 basis into Common Stock immediately prior to the closing of the Issuer's initial public offering. F3 · price: Each share of Series B Preferred Stock was automatically converted on a 1-for-1 basis into Common Stock immediately prior to the closing of the Issuer's initial public offering. F3 · derivative.exercise_date: Each share of Series B Preferred Stock was automatically converted on a 1-for-1 basis into Common Stock immediately prior to the closing of the Issuer's initial public offering. F3 · derivative.expiration_date: Each share of Series B Preferred Stock was automatically converted on a 1-for-1 basis into Common Stock immediately prior to the closing of the Issuer's initial public offering. F2 · ownership.nature: Shares held by MH Trust, of which Reporting Person is trustee. Read SEC document |
| April 16, 2021 Filed Apr 16, 2021 16:36 UTC | ALKAMI TECHNOLOGY, INC. ALKT · Entity 1625 | ConversionSeries A Preferred Stock · Derivative | 50,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-21-008221 · doc1.xml · derivative · entry 6 HANSEN MICHAEL D · CIK 0001186899 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 50,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Series A Preferred Stock was automatically converted on a 1-for-1 basis into Common Stock immediately prior to the closing of the Issuer's initial public offering. F1 · price: Each share of Series A Preferred Stock was automatically converted on a 1-for-1 basis into Common Stock immediately prior to the closing of the Issuer's initial public offering. F1 · derivative.exercise_date: Each share of Series A Preferred Stock was automatically converted on a 1-for-1 basis into Common Stock immediately prior to the closing of the Issuer's initial public offering. F1 · derivative.expiration_date: Each share of Series A Preferred Stock was automatically converted on a 1-for-1 basis into Common Stock immediately prior to the closing of the Issuer's initial public offering. F2 · ownership.nature: Shares held by MH Trust, of which Reporting Person is trustee. Read SEC document |
| April 16, 2021 Filed Apr 16, 2021 16:36 UTC | ALKAMI TECHNOLOGY, INC. ALKT · Entity 1625 | GrantCommon Stock | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-21-008221 · doc1.xml · nonDerivative · entry 4 HANSEN MICHAEL D · CIK 0001186899 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 F5 · shares: Constitute restricted stock units ("RSUs") for which the Reporting Person is entitled to receive one (1) share of common stock for each one (1) RSU upon vesting. 1/3rd of the RSUs vest on each anniversary of May 15, 2021, subject to the Reporting Person's continued service to the Issuer. F6 · balance_after: Includes 50,000 RSUs. Read SEC document |
| April 16, 2021 Filed Apr 16, 2021 16:36 UTC | ALKAMI TECHNOLOGY, INC. ALKT · Entity 1625 | ConversionCommon Stock | 42,731 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-21-008221 · doc1.xml · nonDerivative · entry 3 HANSEN MICHAEL D · CIK 0001186899 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 504,374 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: Each share of Series C Preferred Stock was automatically converted on a 1-for-1 basis into Common Stock immediately prior to the closing of the Issuer's initial public offering. F4 · price: Each share of Series C Preferred Stock was automatically converted on a 1-for-1 basis into Common Stock immediately prior to the closing of the Issuer's initial public offering. F2 · ownership.nature: Shares held by MH Trust, of which Reporting Person is trustee. Read SEC document |
| April 16, 2021 Filed Apr 16, 2021 16:36 UTC | ALKAMI TECHNOLOGY, INC. ALKT · Entity 1625 | ConversionCommon Stock | 31,250 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-21-008221 · doc1.xml · nonDerivative · entry 2 HANSEN MICHAEL D · CIK 0001186899 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 461,643 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Each share of Series B Preferred Stock was automatically converted on a 1-for-1 basis into Common Stock immediately prior to the closing of the Issuer's initial public offering. F3 · price: Each share of Series B Preferred Stock was automatically converted on a 1-for-1 basis into Common Stock immediately prior to the closing of the Issuer's initial public offering. F2 · ownership.nature: Shares held by MH Trust, of which Reporting Person is trustee. Read SEC document |
| April 16, 2021 Filed Apr 16, 2021 16:36 UTC | ALKAMI TECHNOLOGY, INC. ALKT · Entity 1625 | ConversionCommon Stock | 50,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-21-008221 · doc1.xml · nonDerivative · entry 1 HANSEN MICHAEL D · CIK 0001186899 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 430,393 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Each share of Series A Preferred Stock was automatically converted on a 1-for-1 basis into Common Stock immediately prior to the closing of the Issuer's initial public offering. F1 · price: Each share of Series A Preferred Stock was automatically converted on a 1-for-1 basis into Common Stock immediately prior to the closing of the Issuer's initial public offering. F2 · ownership.nature: Shares held by MH Trust, of which Reporting Person is trustee. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.