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HANSEN MICHAEL D

Disclosed activity across 1 company

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122481
SEC CIK
0001186899

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
ALKAMI TECHNOLOGY, INC.ALKT · Entity 1625DirectorNovember 08, 2022November 10, 2022

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ALKAMI TECHNOLOGY, INC.

Report date November 08, 2022 · Filed November 10, 2022

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectSee footnote371,072 Reported balance After 2022-11-08 transaction · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · 2022-11-08 · Sale · Disposed 73,302 · Balance 371,072

F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.40 to $13.28. The reporting person undertakes to provide the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2: Shares held by MH Trust, of which Reporting Person is trustee.

Common StockSEC Table I · non-derivativeIndirectSee footnote311,672 Reported balance After 2022-11-09 transaction · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · 2022-11-09 · Sale · Disposed 59,400 · Balance 311,672

F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transaction of prices ranging from $12.585 to $13.16. The Reporting person undertakes to provide the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2: Shares held by MH Trust, of which Reporting Person is trustee.

Common StockSEC Table I · non-derivativeIndirectSee footnote294,374 Reported balance After 2022-11-10 transaction · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · 2022-11-10 · Sale · Disposed 17,298 · Balance 294,374

F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transaction of prices ranging from $13.08 to $13.90. The Reporting person undertakes to provide the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2: Shares held by MH Trust, of which Reporting Person is trustee.

Common StockSEC Table I · non-derivativeIndirectSee footnote504,373 Reported balance Holding disclosure · report date 2022-11-08 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 504,373

F5: Shares held by PH Trust, of which the Reporting Person's spouse and daughter are co-trustees.

Common StockSEC Table I · non-derivativeDirect284,779 Reported balance Holding disclosure · report date 2022-11-08 · row 5 Holding and transaction disclosures are not merged.
1 source row

Row 5 · Balance 284,779

Filing footnotes · ownership attribution and instrument terms

F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.40 to $13.28. The reporting person undertakes to provide the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2: Shares held by MH Trust, of which Reporting Person is trustee.

F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transaction of prices ranging from $12.585 to $13.16. The Reporting person undertakes to provide the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transaction of prices ranging from $13.08 to $13.90. The Reporting person undertakes to provide the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F5: Shares held by PH Trust, of which the Reporting Person's spouse and daughter are co-trustees.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
November 10, 2022 Filed Nov 10, 2022 19:53 UTC ALKAMI TECHNOLOGY, INC. ALKT · Entity 1625 SaleCommon Stock 17,298 $13.53 $234,119.78
Disclosure

SEC source: 0001529274-22-000172 · wf-form4_166812801903610.xml · nonDerivative · entry 3

HANSEN MICHAEL D · CIK 0001186899 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 294,374

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transaction of prices ranging from $13.08 to $13.90. The Reporting person undertakes to provide the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · ownership.nature: Shares held by MH Trust, of which Reporting Person is trustee.

Read SEC document
November 09, 2022 Filed Nov 10, 2022 19:53 UTC ALKAMI TECHNOLOGY, INC. ALKT · Entity 1625 SaleCommon Stock 59,400 $12.96 $770,008.14
Disclosure

SEC source: 0001529274-22-000172 · wf-form4_166812801903610.xml · nonDerivative · entry 2

HANSEN MICHAEL D · CIK 0001186899 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 311,672

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transaction of prices ranging from $12.585 to $13.16. The Reporting person undertakes to provide the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · ownership.nature: Shares held by MH Trust, of which Reporting Person is trustee.

Read SEC document
November 08, 2022 Filed Nov 10, 2022 19:53 UTC ALKAMI TECHNOLOGY, INC. ALKT · Entity 1625 SaleCommon Stock 73,302 $12.94 $948,725.80
Disclosure

SEC source: 0001529274-22-000172 · wf-form4_166812801903610.xml · nonDerivative · entry 1

HANSEN MICHAEL D · CIK 0001186899 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 371,072

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.40 to $13.28. The reporting person undertakes to provide the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · ownership.nature: Shares held by MH Trust, of which Reporting Person is trustee.

Read SEC document
May 15, 2022 Filed May 17, 2022 19:17 UTC ALKAMI TECHNOLOGY, INC. ALKT · Entity 1625 SaleCommon Stock 4,313 $10.51 $45,329.63
Disclosure

SEC source: 0001529274-22-000084 · wf-form4_165282945290773.xml · nonDerivative · entry 1

HANSEN MICHAEL D · CIK 0001186899 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 284,779

F1 · shares: The sale reported on this Form 4 represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of RSUs. The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person.

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March 03, 2022 Filed Mar 7, 2022 18:38 UTC ALKAMI TECHNOLOGY, INC. ALKT · Entity 1625 Exercise / conversionStock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $2.34 $0.00
Disclosure

SEC source: 0001529274-22-000038 · wf-form4_164669628270984.xml · derivative · entry 4

HANSEN MICHAEL D · CIK 0001186899 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,000

Underlying: Common Stock · 10,000 shares

Expires 2028-12-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option are fully vested and exercisable.

Read SEC document
March 03, 2022 Filed Mar 7, 2022 18:38 UTC ALKAMI TECHNOLOGY, INC. ALKT · Entity 1625 Exercise / conversionCommon Stock 10,000 $2.34 $23,400.00
Disclosure

SEC source: 0001529274-22-000038 · wf-form4_164669628270984.xml · nonDerivative · entry 1

HANSEN MICHAEL D · CIK 0001186899 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 289,092

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 30, 2021 Filed Jan 4, 2022 18:27 UTC ALKAMI TECHNOLOGY, INC. ALKT · Entity 1625 Exercise / conversionStock Option (Right to Buy) · Derivative 33,333 $0.00 Strike: $0.92 $0.00
Disclosure

SEC source: 0001529274-22-000002 · wf-form4_164133880297844.xml · derivative · entry 6

HANSEN MICHAEL D · CIK 0001186899 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,667

Underlying: Common Stock · 33,333 shares

Expires 2027-11-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The shares subject to the option are fully vested and exercisable.

Read SEC document
December 30, 2021 Filed Jan 4, 2022 18:27 UTC ALKAMI TECHNOLOGY, INC. ALKT · Entity 1625 Exercise / conversionStock Option (Right to Buy) · Derivative 51,795 $0.00 Strike: $2.34 $0.00
Disclosure

SEC source: 0001529274-22-000002 · wf-form4_164133880297844.xml · derivative · entry 5

HANSEN MICHAEL D · CIK 0001186899 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,000

Underlying: Common Stock · 51,795 shares

Expires 2028-12-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The shares subject to the option are fully vested and exercisable.

Read SEC document
December 30, 2021 Filed Jan 4, 2022 18:27 UTC ALKAMI TECHNOLOGY, INC. ALKT · Entity 1625 Exercise / conversionCommon Stock 33,333 $0.92 $30,666.36
Disclosure

SEC source: 0001529274-22-000002 · wf-form4_164133880297844.xml · nonDerivative · entry 2

HANSEN MICHAEL D · CIK 0001186899 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 279,092

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 30, 2021 Filed Jan 4, 2022 18:27 UTC ALKAMI TECHNOLOGY, INC. ALKT · Entity 1625 Exercise / conversionCommon Stock 51,795 $2.34 $121,200.30
Disclosure

SEC source: 0001529274-22-000002 · wf-form4_164133880297844.xml · nonDerivative · entry 1

HANSEN MICHAEL D · CIK 0001186899 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 245,759

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 759 shares acquired under the Issuer's employee stock purchase plan since the date of the reporting persons last filing on Form 4. Also includes 100 shares that were inadvertently omitted from the number of shares owned following the reported transactions on the Reporting Person's prior Form 4, which was filed on December 9, 2021.

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December 09, 2021 Filed Dec 9, 2021 18:41 UTC ALKAMI TECHNOLOGY, INC. ALKT · Entity 1625 Exercise / conversionCommon Stock 143,205 $2.34 $335,099.70
Disclosure

SEC source: 0001529274-21-000113 · wf-form4_163909326339875.xml · nonDerivative · entry 6

HANSEN MICHAEL D · CIK 0001186899 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 193,105

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 08, 2021 Filed Dec 9, 2021 18:41 UTC ALKAMI TECHNOLOGY, INC. ALKT · Entity 1625 Exercise / conversionStock Option (Right to Buy) · Derivative 143,205 $0.00 Strike: $2.34 $0.00
Disclosure

SEC source: 0001529274-21-000113 · wf-form4_163909326339875.xml · derivative · entry 9

HANSEN MICHAEL D · CIK 0001186899 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,795

Underlying: Common Stock · 143,205 shares

Expires 2028-12-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The shares subject to the option are fully vested and exercisable.

Read SEC document
December 08, 2021 Filed Dec 9, 2021 18:41 UTC ALKAMI TECHNOLOGY, INC. ALKT · Entity 1625 Exercise / conversionStock Option (Right to Buy) · Derivative 100,000 $0.00 Strike: $0.92 $0.00
Disclosure

SEC source: 0001529274-21-000113 · wf-form4_163909326339875.xml · derivative · entry 8

HANSEN MICHAEL D · CIK 0001186899 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2027-11-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The shares subject to the option are fully vested and exercisable.

Read SEC document
December 08, 2021 Filed Dec 9, 2021 18:41 UTC ALKAMI TECHNOLOGY, INC. ALKT · Entity 1625 SaleCommon Stock 60,000 $23.37 $1,402,332.00
Disclosure

SEC source: 0001529274-21-000113 · wf-form4_163909326339875.xml · nonDerivative · entry 5

HANSEN MICHAEL D · CIK 0001186899 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 444,373

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transaction of prices ranging from $22.75 to $23.97. The Reporting person undertakes to provide the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · ownership.nature: Shares held by MH Trust, of which Reporting Person is trustee.

Read SEC document
December 08, 2021 Filed Dec 9, 2021 18:41 UTC ALKAMI TECHNOLOGY, INC. ALKT · Entity 1625 SaleCommon Stock 100,000 $23.37 $2,337,220.00
Disclosure

SEC source: 0001529274-21-000113 · wf-form4_163909326339875.xml · nonDerivative · entry 4

HANSEN MICHAEL D · CIK 0001186899 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,900

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transaction of prices ranging from $22.75 to $23.97. The Reporting person undertakes to provide the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
December 08, 2021 Filed Dec 9, 2021 18:41 UTC ALKAMI TECHNOLOGY, INC. ALKT · Entity 1625 Exercise / conversionCommon Stock 100,000 $0.92 $92,000.00
Disclosure

SEC source: 0001529274-21-000113 · wf-form4_163909326339875.xml · nonDerivative · entry 3

HANSEN MICHAEL D · CIK 0001186899 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,900

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 07, 2021 Filed Dec 9, 2021 18:41 UTC ALKAMI TECHNOLOGY, INC. ALKT · Entity 1625 Exercise / conversionStock Option (Right to Buy) · Derivative 140,000 $0.00 Strike: $0.92 $0.00
Disclosure

SEC source: 0001529274-21-000113 · wf-form4_163909326339875.xml · derivative · entry 7

HANSEN MICHAEL D · CIK 0001186899 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 140,000 shares

Expires 2027-11-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The shares subject to the option are fully vested and exercisable.

Read SEC document
December 07, 2021 Filed Dec 9, 2021 18:41 UTC ALKAMI TECHNOLOGY, INC. ALKT · Entity 1625 SaleCommon Stock 140,000 $23.22 $3,250,996.00
Disclosure

SEC source: 0001529274-21-000113 · wf-form4_163909326339875.xml · nonDerivative · entry 2

HANSEN MICHAEL D · CIK 0001186899 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,900

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.55 to $23.66. The reporting person undertakes to provide the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
December 07, 2021 Filed Dec 9, 2021 18:41 UTC ALKAMI TECHNOLOGY, INC. ALKT · Entity 1625 Exercise / conversionCommon Stock 140,000 $0.92 $128,800.00
Disclosure

SEC source: 0001529274-21-000113 · wf-form4_163909326339875.xml · nonDerivative · entry 1

HANSEN MICHAEL D · CIK 0001186899 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 189,900

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 10, 2021 Filed Aug 11, 2021 16:37 UTC ALKAMI TECHNOLOGY, INC. ALKT · Entity 1625 Exercise / conversionStock Option (Right to Buy) · Derivative 60,000 $0.81 Strike: $0.92 $48,600.00
Disclosure

SEC source: 0001529274-21-000047 · wf-form4_162871424394302.xml · derivative · entry 8

HANSEN MICHAEL D · CIK 0001186899 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,000

Underlying: Common Stock · 60,000 shares

Expires 2027-11-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: 1/48th of the shares subject to the option vest on each monthly anniversary measured from June 1, 2017 (the "Vesting Commencement Date") such that 100% of the shares subject to the option will be fully vested and exercisable on the fourth anniversary of the Vesting Commencement Date.

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August 10, 2021 Filed Aug 11, 2021 16:37 UTC ALKAMI TECHNOLOGY, INC. ALKT · Entity 1625 SaleCommon Stock 44,382 $31.21 $1,385,091.21
Disclosure

SEC source: 0001529274-21-000047 · wf-form4_162871424394302.xml · nonDerivative · entry 5

HANSEN MICHAEL D · CIK 0001186899 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.00 to $31.91. The reporting person undertakes to provide the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
August 10, 2021 Filed Aug 11, 2021 16:37 UTC ALKAMI TECHNOLOGY, INC. ALKT · Entity 1625 SaleCommon Stock 15,618 $30.61 $478,059.17
Disclosure

SEC source: 0001529274-21-000047 · wf-form4_162871424394302.xml · nonDerivative · entry 4

HANSEN MICHAEL D · CIK 0001186899 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,382

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.34 to $30.99. The reporting person undertakes to provide the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
August 10, 2021 Filed Aug 11, 2021 16:37 UTC ALKAMI TECHNOLOGY, INC. ALKT · Entity 1625 Exercise / conversionCommon Stock 60,000 $0.92 $55,200.00
Disclosure

SEC source: 0001529274-21-000047 · wf-form4_162871424394302.xml · nonDerivative · entry 3

HANSEN MICHAEL D · CIK 0001186899 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 09, 2021 Filed Aug 11, 2021 16:37 UTC ALKAMI TECHNOLOGY, INC. ALKT · Entity 1625 Exercise / conversionStock Option (Right to Buy) · Derivative 100,000 $0.81 Strike: $0.81 $81,000.00
Disclosure

SEC source: 0001529274-21-000047 · wf-form4_162871424394302.xml · derivative · entry 7

HANSEN MICHAEL D · CIK 0001186899 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 100,000 shares

Expires 2025-11-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The option are fully vested and exercisable.

Read SEC document
August 09, 2021 Filed Aug 11, 2021 16:37 UTC ALKAMI TECHNOLOGY, INC. ALKT · Entity 1625 SaleCommon Stock 100,000 $30.56 $3,056,010.00
Disclosure

SEC source: 0001529274-21-000047 · wf-form4_162871424394302.xml · nonDerivative · entry 2

HANSEN MICHAEL D · CIK 0001186899 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.25 to $30.90. The reporting person undertakes to provide the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
August 09, 2021 Filed Aug 11, 2021 16:37 UTC ALKAMI TECHNOLOGY, INC. ALKT · Entity 1625 Exercise / conversionCommon Stock 100,000 $0.81 $81,000.00
Disclosure

SEC source: 0001529274-21-000047 · wf-form4_162871424394302.xml · nonDerivative · entry 1

HANSEN MICHAEL D · CIK 0001186899 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 16, 2021 Filed Apr 16, 2021 16:36 UTC ALKAMI TECHNOLOGY, INC. ALKT · Entity 1625 ConversionSeries C Preferred Stock · Derivative 42,731 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-21-008221 · doc1.xml · derivative · entry 8

HANSEN MICHAEL D · CIK 0001186899 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Stock · 42,731 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each share of Series C Preferred Stock was automatically converted on a 1-for-1 basis into Common Stock immediately prior to the closing of the Issuer's initial public offering.

F4 · price: Each share of Series C Preferred Stock was automatically converted on a 1-for-1 basis into Common Stock immediately prior to the closing of the Issuer's initial public offering.

F4 · derivative.exercise_date: Each share of Series C Preferred Stock was automatically converted on a 1-for-1 basis into Common Stock immediately prior to the closing of the Issuer's initial public offering.

F4 · derivative.expiration_date: Each share of Series C Preferred Stock was automatically converted on a 1-for-1 basis into Common Stock immediately prior to the closing of the Issuer's initial public offering.

F2 · ownership.nature: Shares held by MH Trust, of which Reporting Person is trustee.

Read SEC document
April 16, 2021 Filed Apr 16, 2021 16:36 UTC ALKAMI TECHNOLOGY, INC. ALKT · Entity 1625 ConversionSeries B Preferred Stock · Derivative 31,250 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-21-008221 · doc1.xml · derivative · entry 7

HANSEN MICHAEL D · CIK 0001186899 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Stock · 31,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each share of Series B Preferred Stock was automatically converted on a 1-for-1 basis into Common Stock immediately prior to the closing of the Issuer's initial public offering.

F3 · price: Each share of Series B Preferred Stock was automatically converted on a 1-for-1 basis into Common Stock immediately prior to the closing of the Issuer's initial public offering.

F3 · derivative.exercise_date: Each share of Series B Preferred Stock was automatically converted on a 1-for-1 basis into Common Stock immediately prior to the closing of the Issuer's initial public offering.

F3 · derivative.expiration_date: Each share of Series B Preferred Stock was automatically converted on a 1-for-1 basis into Common Stock immediately prior to the closing of the Issuer's initial public offering.

F2 · ownership.nature: Shares held by MH Trust, of which Reporting Person is trustee.

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April 16, 2021 Filed Apr 16, 2021 16:36 UTC ALKAMI TECHNOLOGY, INC. ALKT · Entity 1625 ConversionSeries A Preferred Stock · Derivative 50,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-21-008221 · doc1.xml · derivative · entry 6

HANSEN MICHAEL D · CIK 0001186899 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Stock · 50,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Series A Preferred Stock was automatically converted on a 1-for-1 basis into Common Stock immediately prior to the closing of the Issuer's initial public offering.

F1 · price: Each share of Series A Preferred Stock was automatically converted on a 1-for-1 basis into Common Stock immediately prior to the closing of the Issuer's initial public offering.

F1 · derivative.exercise_date: Each share of Series A Preferred Stock was automatically converted on a 1-for-1 basis into Common Stock immediately prior to the closing of the Issuer's initial public offering.

F1 · derivative.expiration_date: Each share of Series A Preferred Stock was automatically converted on a 1-for-1 basis into Common Stock immediately prior to the closing of the Issuer's initial public offering.

F2 · ownership.nature: Shares held by MH Trust, of which Reporting Person is trustee.

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April 16, 2021 Filed Apr 16, 2021 16:36 UTC ALKAMI TECHNOLOGY, INC. ALKT · Entity 1625 GrantCommon Stock 50,000 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-008221 · doc1.xml · nonDerivative · entry 4

HANSEN MICHAEL D · CIK 0001186899 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

F5 · shares: Constitute restricted stock units ("RSUs") for which the Reporting Person is entitled to receive one (1) share of common stock for each one (1) RSU upon vesting. 1/3rd of the RSUs vest on each anniversary of May 15, 2021, subject to the Reporting Person's continued service to the Issuer.

F6 · balance_after: Includes 50,000 RSUs.

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April 16, 2021 Filed Apr 16, 2021 16:36 UTC ALKAMI TECHNOLOGY, INC. ALKT · Entity 1625 ConversionCommon Stock 42,731 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-21-008221 · doc1.xml · nonDerivative · entry 3

HANSEN MICHAEL D · CIK 0001186899 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 504,374

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Each share of Series C Preferred Stock was automatically converted on a 1-for-1 basis into Common Stock immediately prior to the closing of the Issuer's initial public offering.

F4 · price: Each share of Series C Preferred Stock was automatically converted on a 1-for-1 basis into Common Stock immediately prior to the closing of the Issuer's initial public offering.

F2 · ownership.nature: Shares held by MH Trust, of which Reporting Person is trustee.

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April 16, 2021 Filed Apr 16, 2021 16:36 UTC ALKAMI TECHNOLOGY, INC. ALKT · Entity 1625 ConversionCommon Stock 31,250 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-21-008221 · doc1.xml · nonDerivative · entry 2

HANSEN MICHAEL D · CIK 0001186899 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 461,643

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Each share of Series B Preferred Stock was automatically converted on a 1-for-1 basis into Common Stock immediately prior to the closing of the Issuer's initial public offering.

F3 · price: Each share of Series B Preferred Stock was automatically converted on a 1-for-1 basis into Common Stock immediately prior to the closing of the Issuer's initial public offering.

F2 · ownership.nature: Shares held by MH Trust, of which Reporting Person is trustee.

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April 16, 2021 Filed Apr 16, 2021 16:36 UTC ALKAMI TECHNOLOGY, INC. ALKT · Entity 1625 ConversionCommon Stock 50,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-21-008221 · doc1.xml · nonDerivative · entry 1

HANSEN MICHAEL D · CIK 0001186899 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 430,393

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each share of Series A Preferred Stock was automatically converted on a 1-for-1 basis into Common Stock immediately prior to the closing of the Issuer's initial public offering.

F1 · price: Each share of Series A Preferred Stock was automatically converted on a 1-for-1 basis into Common Stock immediately prior to the closing of the Issuer's initial public offering.

F2 · ownership.nature: Shares held by MH Trust, of which Reporting Person is trustee.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.