Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Confluent, Inc.CFLT · Entity 57136 | Chief Financial Officer | June 05, 2023 | June 07, 2023 |
| Eventbrite, Inc.EB · Entity 61230 | Director | January 12, 2024 | January 17, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Confluent, Inc.
Report date June 05, 2023 · Filed June 07, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 313,671 |
Ending reported balance
After 2023-06-05 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2023-06-05 · Conversion · Acquired 66,667 · Balance 380,338 F1: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Row 2 · 2023-06-05 · Sale · Disposed 66,667 · Balance 313,671 F2: Shares sold pursuant to a 10b5-1 trading plan. F3: The shares were sold at prices ranging from $35.00 to $35.19. The reporting person will provide to the SEC, the issuer or security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $6.65 · Expires 2030-08-05 | Direct | 2,023,475 |
Reported balance
After 2023-06-05 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2023-06-05 · Exercise / conversion · Disposed 66,667 · Balance 2,023,475 F4: The shares subject to the option are immediately exercisable. 25% of the shares vested on June 15, 2021 and the remainder vest in 36 equal monthly installments thereafter, subject to Reporting Person's continuous service through each such vesting date. |
| Class B Common StockSEC Table II · derivative / convertible security | Direct | 66,667 |
Reported balance
After 2023-06-05 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2023-06-05 · Conversion · Acquired 66,667 · Balance 66,667 F1: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. |
| Class B Common StockSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2023-06-05 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2023-06-05 · Conversion · Disposed 66,667 · Balance 0 F1: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectBy Family Trust | 150,425 |
Reported balance
Holding disclosure · report date 2023-06-05 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 150,425 F1: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. |
Filing footnotes · ownership attribution and instrument terms
F1: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.
F2: Shares sold pursuant to a 10b5-1 trading plan.
F3: The shares were sold at prices ranging from $35.00 to $35.19. The reporting person will provide to the SEC, the issuer or security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F4: The shares subject to the option are immediately exercisable. 25% of the shares vested on June 15, 2021 and the remainder vest in 36 equal monthly installments thereafter, subject to Reporting Person's continuous service through each such vesting date.
Eventbrite, Inc.
Report date January 12, 2024 · Filed January 17, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 88,414 |
Reported balance
After 2024-01-12 transaction · row 1
1 source rowRow 1 · 2024-01-12 · Grant · Acquired 1,948 · Balance 88,414 F1: The shares of Class A common stock were issued to the reporting person pursuant to the Eventbrite, Inc. Non-Employee Director Compensation Policy in lieu of cash payments of board and committee retainer fees. |
Filing footnotes · ownership attribution and instrument terms
F1: The shares of Class A common stock were issued to the reporting person pursuant to the Eventbrite, Inc. Non-Employee Director Compensation Policy in lieu of cash payments of board and committee retainer fees.
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Cornerstone OnDemand Inc
Report date October 15, 2021 · Filed October 18, 2021
Section 16 reporting ended · disclosed 2021-10-18. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2021-10-15 transaction · row 1
1 source rowRow 1 · 2021-10-15 · Disposition to issuer · Disposed 30,240 · Balance 0 F1: Reflects disposition of Issuer common stock in connection with the consummation of the transactions contemplated by the Agreement and Plan of Merger, dated August 5, 2021 (the "Merger Agreement"), by and among the Issuer, Sunshine Software Holdings, Inc., a Delaware corporation ("Parent"), and Sunshine Software Merger Sub, Inc., a Delaware corporation ("Merger Sub"), including the consummation of the merger (the "Merger") between the Issuer and Merger Sub on October 15, 2021. Pursuant to the Merger Agreement, as of the effective time of the Merger (the "Effective Time"), each outstanding share of Issuer common stock, $0.0001 par value per share ("Issuer Common Stock"), was cancelled and converted into the right to receive an amount equal to $57.50 in cash, without interest (the "Per Share Merger Consideration"), subject to any required withholding of taxes. F2: Pursuant to the Merger Agreement, at the Effective Time, each restricted stock unit award (each, an "Issuer RSU") that was unexpired, unexercised, outstanding and vested as of immediately prior to the Effective Time or that vested solely as a result of the consummation of the Merger (each, a "Vested Issuer RSU"), and each option to purchase Issuer Common Stock (each, an "Issuer Option") that was unexpired, unexercised, outstanding and vested as of immediately prior to the Effective Time or that vested solely as a result of the consummation of the Merger (each, a "Vested Issuer Option") was cancelled and converted into the right to receive cash in an amount equal to the product of (A) the aggregate number of shares of Issuer Common Stock subject to, or issuable in settlement of, such award immediately prior to the Effective Time, multiplied by (B) the Per Share Merger Consideration (continued on next footnote) F3: (continued from previous footnote) (or, for each Issuer Option, the excess, if any, of the Per Share Merger Consideration over such Vested Issuer Option's per share exercise price), subject to any required withholding of taxes. F4: Pursuant to the Merger Agreement, at the Effective Time, each Issuer RSU owned by a non-employee member of Issuer's board of directors (each, a "Director RSU") was cancelled and converted into the right to receive cash in an amount equal to the product of (A) the aggregate number of shares of Issuer Common Stock subject to, or issuable in settlement of, such award immediately prior to the Effective Time, multiplied by (B) the Per Share Merger Consideration, subject to any required withholding of taxes. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects disposition of Issuer common stock in connection with the consummation of the transactions contemplated by the Agreement and Plan of Merger, dated August 5, 2021 (the "Merger Agreement"), by and among the Issuer, Sunshine Software Holdings, Inc., a Delaware corporation ("Parent"), and Sunshine Software Merger Sub, Inc., a Delaware corporation ("Merger Sub"), including the consummation of the merger (the "Merger") between the Issuer and Merger Sub on October 15, 2021. Pursuant to the Merger Agreement, as of the effective time of the Merger (the "Effective Time"), each outstanding share of Issuer common stock, $0.0001 par value per share ("Issuer Common Stock"), was cancelled and converted into the right to receive an amount equal to $57.50 in cash, without interest (the "Per Share Merger Consideration"), subject to any required withholding of taxes.
F2: Pursuant to the Merger Agreement, at the Effective Time, each restricted stock unit award (each, an "Issuer RSU") that was unexpired, unexercised, outstanding and vested as of immediately prior to the Effective Time or that vested solely as a result of the consummation of the Merger (each, a "Vested Issuer RSU"), and each option to purchase Issuer Common Stock (each, an "Issuer Option") that was unexpired, unexercised, outstanding and vested as of immediately prior to the Effective Time or that vested solely as a result of the consummation of the Merger (each, a "Vested Issuer Option") was cancelled and converted into the right to receive cash in an amount equal to the product of (A) the aggregate number of shares of Issuer Common Stock subject to, or issuable in settlement of, such award immediately prior to the Effective Time, multiplied by (B) the Per Share Merger Consideration (continued on next footnote)
F3: (continued from previous footnote) (or, for each Issuer Option, the excess, if any, of the Per Share Merger Consideration over such Vested Issuer Option's per share exercise price), subject to any required withholding of taxes.
F4: Pursuant to the Merger Agreement, at the Effective Time, each Issuer RSU owned by a non-employee member of Issuer's board of directors (each, a "Director RSU") was cancelled and converted into the right to receive cash in an amount equal to the product of (A) the aggregate number of shares of Issuer Common Stock subject to, or issuable in settlement of, such award immediately prior to the Effective Time, multiplied by (B) the Per Share Merger Consideration, subject to any required withholding of taxes.
Palo Alto Networks Inc
Report date November 20, 2017 · Filed November 22, 2017
Section 16 reporting ended · disclosed 2017-11-22. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 102,285 |
Reported balance
After 2017-11-20 transaction · row 1
1 source rowRow 1 · 2017-11-20 · Tax withholding · Disposed 6,513 · Balance 102,285 F1: This transaction is not a sale of shares by the Reporting Person. Instead, this represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the vesting and net settlement of previously reported restricted stock awards and restricted stock units. |
Filing footnotes · ownership attribution and instrument terms
F1: This transaction is not a sale of shares by the Reporting Person. Instead, this represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the vesting and net settlement of previously reported restricted stock awards and restricted stock units.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 29, 2014 Filed Oct 1, 2014 20:04 UTC | Palo Alto Networks Inc PANW · Entity 1811 | SaleCommon Stock | 2,800 | $97.05 | $271,745.60 |
DisclosureSEC source: 0001181431-14-032956 · rrd416911.xml · nonDerivative · entry 2 Tomlinson Steffan · CIK 0001393402 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,804 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 27, 2013. F2 · price: This sale price represents the weighted average sale price of the shares sold ranging from $96.56 to $97.45 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Read SEC document |
| September 29, 2014 Filed Oct 1, 2014 20:04 UTC | Palo Alto Networks Inc PANW · Entity 1811 | Exercise / conversionCommon Stock | 30,000 | $15.50 | $465,000.00 |
DisclosureSEC source: 0001181431-14-032956 · rrd416911.xml · nonDerivative · entry 1 Tomlinson Steffan · CIK 0001393402 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,604 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 22, 2014 Filed Jul 24, 2014 20:10 UTC | Palo Alto Networks Inc PANW · Entity 1811 | SaleCommon Stock | 232 | $79.96 | $18,550.72 |
DisclosureSEC source: 0001181431-14-027302 · rrd413489.xml · nonDerivative · entry 1 Tomlinson Steffan · CIK 0001393402 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,604 F1 · shares: Represents the number of shares sold upon vesting of restricted stock units to cover tax withholding obligations. Read SEC document |
| June 02, 2014 Filed Jun 4, 2014 20:12 UTC | Palo Alto Networks Inc PANW · Entity 1811 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 40,000 | $0.00 Strike: $15.50 | $0.00 |
DisclosureSEC source: 0001181431-14-022627 · rrd410825.xml · derivative · entry 5 Tomlinson Steffan · CIK 0001393402 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 297,000 Underlying: Common Stock · 40,000 shares Expires 2022-03-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: One-fourth (1/4) of the shares subject to the option vested on February 2, 2013, and one forty-eighth (1/48) of the shares vest monthly thereafter, provided that the Reporting Person continues to serve through each vesting date. Read SEC document |
| June 02, 2014 Filed Jun 4, 2014 20:12 UTC | Palo Alto Networks Inc PANW · Entity 1811 | SaleCommon Stock | 500 | $74.56 | $37,279.00 |
DisclosureSEC source: 0001181431-14-022627 · rrd410825.xml · nonDerivative · entry 4 Tomlinson Steffan · CIK 0001393402 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,836 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 27, 2013. F4 · price: This sale price represents the weighted average sale price of the shares sold ranging from $74.27 to $75 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Read SEC document |
| June 02, 2014 Filed Jun 4, 2014 20:12 UTC | Palo Alto Networks Inc PANW · Entity 1811 | SaleCommon Stock | 22,700 | $73.49 | $1,668,234.35 |
DisclosureSEC source: 0001181431-14-022627 · rrd410825.xml · nonDerivative · entry 3 Tomlinson Steffan · CIK 0001393402 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,336 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 27, 2013. F3 · price: This sale price represents the weighted average sale price of the shares sold ranging from $73.23 to $74.21 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Read SEC document |
| June 02, 2014 Filed Jun 4, 2014 20:12 UTC | Palo Alto Networks Inc PANW · Entity 1811 | SaleCommon Stock | 16,800 | $73.00 | $1,226,391.60 |
DisclosureSEC source: 0001181431-14-022627 · rrd410825.xml · nonDerivative · entry 2 Tomlinson Steffan · CIK 0001393402 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,036 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 27, 2013. F2 · price: This sale price represents the weighted average sale price of the shares sold ranging from $72.23 to $73.22 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Read SEC document |
| June 02, 2014 Filed Jun 4, 2014 20:12 UTC | Palo Alto Networks Inc PANW · Entity 1811 | Exercise / conversionCommon Stock | 40,000 | $15.50 | $620,000.00 |
DisclosureSEC source: 0001181431-14-022627 · rrd410825.xml · nonDerivative · entry 1 Tomlinson Steffan · CIK 0001393402 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,836 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 22, 2014 Filed Apr 24, 2014 20:04 UTC | Palo Alto Networks Inc PANW · Entity 1811 | SaleCommon Stock | 220 | $67.80 | $14,915.71 |
DisclosureSEC source: 0001181431-14-016860 · rrd407774.xml · nonDerivative · entry 1 Tomlinson Steffan · CIK 0001393402 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,836 F1 · shares: Represents the number of shares sold upon vesting of restricted stock awards to cover tax withholding obligations. F2 · price: This sale price represents the weighted average sale price of the shares sold ranging from $67.51 to $67.80 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. F3 · balance_after: Includes shares acquired by the Reporting Person on March 17, 2014 pursuant to the Issuer's Employee Stock Purchase Plan. Read SEC document |
| March 10, 2014 Filed Mar 11, 2014 20:05 UTC | Palo Alto Networks Inc PANW · Entity 1811 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 40,000 | $0.00 Strike: $15.50 | $0.00 |
DisclosureSEC source: 0001181431-14-012083 · rrd405159.xml · derivative · entry 5 Tomlinson Steffan · CIK 0001393402 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 337,000 Underlying: Common Stock · 40,000 shares Expires 2022-03-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: One-fourth (1/4) of the shares subject to the option vested on February 2, 2013, and one forty-eighth (1/48) of the shares vest monthly thereafter, provided that the Reporting Person continues to serve through each vesting date. Read SEC document |
| March 10, 2014 Filed Mar 11, 2014 20:05 UTC | Palo Alto Networks Inc PANW · Entity 1811 | SaleCommon Stock | 1,400 | $78.36 | $109,709.04 |
DisclosureSEC source: 0001181431-14-012083 · rrd405159.xml · nonDerivative · entry 4 Tomlinson Steffan · CIK 0001393402 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,716 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 27, 2013. F4 · price: This sale price represents the weighted average sale price of the shares sold ranging from $78.30 to $78.49 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Read SEC document |
| March 10, 2014 Filed Mar 11, 2014 20:05 UTC | Palo Alto Networks Inc PANW · Entity 1811 | SaleCommon Stock | 21,900 | $77.67 | $1,700,966.43 |
DisclosureSEC source: 0001181431-14-012083 · rrd405159.xml · nonDerivative · entry 3 Tomlinson Steffan · CIK 0001393402 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,116 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 27, 2013. F3 · price: This sale price represents the weighted average sale price of the shares sold ranging from $77.30 to $78.28 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Read SEC document |
| March 10, 2014 Filed Mar 11, 2014 20:05 UTC | Palo Alto Networks Inc PANW · Entity 1811 | SaleCommon Stock | 16,700 | $77.00 | $1,285,930.06 |
DisclosureSEC source: 0001181431-14-012083 · rrd405159.xml · nonDerivative · entry 2 Tomlinson Steffan · CIK 0001393402 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,016 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 27, 2013. F2 · price: This sale price represents the weighted average sale price of the shares sold ranging from $76.30 to $77.29 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Read SEC document |
| March 10, 2014 Filed Mar 11, 2014 20:05 UTC | Palo Alto Networks Inc PANW · Entity 1811 | Exercise / conversionCommon Stock | 40,000 | $15.50 | $620,000.00 |
DisclosureSEC source: 0001181431-14-012083 · rrd405159.xml · nonDerivative · entry 1 Tomlinson Steffan · CIK 0001393402 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,716 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 23, 2014 Filed Jan 24, 2014 21:29 UTC | Palo Alto Networks Inc PANW · Entity 1811 | SaleCommon Stock | 733 | $61.85 | $45,336.20 |
DisclosureSEC source: 0001181431-14-003802 · rrd400602.xml · nonDerivative · entry 1 Tomlinson Steffan · CIK 0001393402 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,716 F1 · shares: Represents the number of shares sold upon vesting of restricted stock awards to cover tax withholding obligations. Read SEC document |
| December 20, 2013 Filed Dec 23, 2013 21:47 UTC | Palo Alto Networks Inc PANW · Entity 1811 | GrantCommon Stock | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-13-064352 · rrd397589.xml · nonDerivative · entry 1 Tomlinson Steffan · CIK 0001393402 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,449 F1 · shares: Each share is represented by a restricted stock unit. One-third (1/3) of the restricted stock units vest on December 20, 2014 and one-twelfth (1/12) of the restricted stock units vest quarterly thereafter. Read SEC document |
| December 09, 2013 Filed Dec 12, 2013 01:16 UTC | Palo Alto Networks Inc PANW · Entity 1811 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 40,000 | $0.00 Strike: $15.50 | $0.00 |
DisclosureSEC source: 0001181431-13-062428 · rrd397159.xml · derivative · entry 3 Tomlinson Steffan · CIK 0001393402 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 377,000 Underlying: Common Stock · 40,000 shares Expires 2022-03-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: One-fourth (1/4) of the shares subject to the option vested on February 2, 2013, and one forty-eighth (1/48) of the shares vest monthly thereafter, provided that the Reporting Person continues to serve through each vesting date. Read SEC document |
| December 09, 2013 Filed Dec 12, 2013 01:16 UTC | Palo Alto Networks Inc PANW · Entity 1811 | SaleCommon Stock | 40,000 | $51.92 | $2,076,912.00 |
DisclosureSEC source: 0001181431-13-062428 · rrd397159.xml · nonDerivative · entry 2 Tomlinson Steffan · CIK 0001393402 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,449 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 27, 2013. F2 · price: This sale price represents the weighted average sale price of the shares sold ranging from $51.49 to $52.37 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Read SEC document |
| December 09, 2013 Filed Dec 12, 2013 01:16 UTC | Palo Alto Networks Inc PANW · Entity 1811 | Exercise / conversionCommon Stock | 40,000 | $15.50 | $620,000.00 |
DisclosureSEC source: 0001181431-13-062428 · rrd397159.xml · nonDerivative · entry 1 Tomlinson Steffan · CIK 0001393402 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,449 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 09, 2013 Filed Dec 12, 2013 01:16 UTC | Palo Alto Networks Inc PANW · Entity 1811 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 40,000 | $0.00 Strike: $15.50 | $0.00 |
DisclosureSEC source: 0001181431-13-062429 · rrd397159.xml · derivative · entry 3 Tomlinson Steffan · CIK 0001393402 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 377,000 Underlying: Common Stock · 40,000 shares Expires 2022-03-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: One-fourth (1/4) of the shares subject to the option vested on February 2, 2013, and one forty-eighth (1/48) of the shares vest monthly thereafter, provided that the Reporting Person continues to serve through each vesting date. Read SEC document |
| December 09, 2013 Filed Dec 12, 2013 01:16 UTC | Palo Alto Networks Inc PANW · Entity 1811 | SaleCommon Stock | 40,000 | $51.92 | $2,076,912.00 |
DisclosureSEC source: 0001181431-13-062429 · rrd397159.xml · nonDerivative · entry 2 Tomlinson Steffan · CIK 0001393402 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,449 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 27, 2013. F2 · price: This sale price represents the weighted average sale price of the shares sold ranging from $51.49 to $52.37 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Read SEC document |
| December 09, 2013 Filed Dec 12, 2013 01:16 UTC | Palo Alto Networks Inc PANW · Entity 1811 | Exercise / conversionCommon Stock | 40,000 | $15.50 | $620,000.00 |
DisclosureSEC source: 0001181431-13-062429 · rrd397159.xml · nonDerivative · entry 1 Tomlinson Steffan · CIK 0001393402 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,449 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 16, 2013 Filed Sep 17, 2013 21:07 UTC | Palo Alto Networks Inc PANW · Entity 1811 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 40,000 | $0.00 Strike: $15.50 | $0.00 |
DisclosureSEC source: 0001181431-13-049491 · rrd390685.xml · derivative · entry 3 Tomlinson Steffan · CIK 0001393402 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 417,000 Underlying: Common Stock · 40,000 shares Expires 2022-03-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: One-fourth (1/4) of the shares subject to the option vested on February 2, 2013, and one forty-eighth (1/48) of the shares vest monthly thereafter, provided that the Reporting Person continues to serve through each vesting date. Read SEC document |
| September 16, 2013 Filed Sep 17, 2013 21:07 UTC | Palo Alto Networks Inc PANW · Entity 1811 | SaleCommon Stock | 40,000 | $47.73 | $1,909,236.00 |
DisclosureSEC source: 0001181431-13-049491 · rrd390685.xml · nonDerivative · entry 2 Tomlinson Steffan · CIK 0001393402 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,449 F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 27, 2013. F3 · price: This sale price represents the weighted average sale price of the shares sold ranging from $47.47 to $47.93 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Read SEC document |
| September 16, 2013 Filed Sep 17, 2013 21:07 UTC | Palo Alto Networks Inc PANW · Entity 1811 | Exercise / conversionCommon Stock | 40,000 | $15.50 | $620,000.00 |
DisclosureSEC source: 0001181431-13-049491 · rrd390685.xml · nonDerivative · entry 1 Tomlinson Steffan · CIK 0001393402 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,449 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes shares acquired by the Reporting Person on March 15, 2013 and September 16, 2013 pursuant to the Issuer's Employee Stock Purchase Plan. Read SEC document |
| April 01, 2013 Filed Apr 2, 2013 20:37 UTC | Palo Alto Networks Inc PANW · Entity 1811 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 40,000 | $0.00 Strike: $15.50 | $0.00 |
DisclosureSEC source: 0001181431-13-020176 · rrd375850.xml · derivative · entry 5 Tomlinson Steffan · CIK 0001393402 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 457,000 Underlying: Common Stock · 40,000 shares Expires 2022-03-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: One-fourth (1/4) of the shares subject to the option vested on February 2, 2013, and one forty-eighth (1/48) of the shares vest monthly thereafter, provided that the Reporting Person continues to serve through each vesting date. Read SEC document |
| April 01, 2013 Filed Apr 2, 2013 20:37 UTC | Palo Alto Networks Inc PANW · Entity 1811 | SaleCommon Stock | 400 | $56.30 | $22,518.00 |
DisclosureSEC source: 0001181431-13-020176 · rrd375850.xml · nonDerivative · entry 4 Tomlinson Steffan · CIK 0001393402 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 27, 2012. F5 · price: This sale price represents the weighted average sale price of the shares sold ranging from $56.22 to $56.36 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Read SEC document |
| April 01, 2013 Filed Apr 2, 2013 20:37 UTC | Palo Alto Networks Inc PANW · Entity 1811 | SaleCommon Stock | 11,200 | $55.47 | $621,292.00 |
DisclosureSEC source: 0001181431-13-020176 · rrd375850.xml · nonDerivative · entry 3 Tomlinson Steffan · CIK 0001393402 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,400 F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 27, 2012. F4 · price: This sale price represents the weighted average sale price of the shares sold ranging from $55.205 to $56.17 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Read SEC document |
| April 01, 2013 Filed Apr 2, 2013 20:37 UTC | Palo Alto Networks Inc PANW · Entity 1811 | SaleCommon Stock | 28,700 | $54.63 | $1,568,018.76 |
DisclosureSEC source: 0001181431-13-020176 · rrd375850.xml · nonDerivative · entry 2 Tomlinson Steffan · CIK 0001393402 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,600 F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 27, 2012. F3 · price: This sale price represents the weighted average sale price of the shares sold ranging from $54.205 to $55.20 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Read SEC document |
| April 01, 2013 Filed Apr 2, 2013 20:37 UTC | Palo Alto Networks Inc PANW · Entity 1811 | Exercise / conversionCommon Stock | 40,000 | $15.50 | $620,000.00 |
DisclosureSEC source: 0001181431-13-020176 · rrd375850.xml · nonDerivative · entry 1 Tomlinson Steffan · CIK 0001393402 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,300 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes shares acquired by the Reporting Person on March 15, 2013 pursuant to the Issuer's Employee Stock Purchase Plan. Read SEC document |
| January 21, 2013 Filed Jan 22, 2013 22:58 UTC | Palo Alto Networks Inc PANW · Entity 1811 | GrantEmployee Stock Option (right to buy) · Derivative | 15,000 | $0.00 Strike: $55.36 | $0.00 |
DisclosureSEC source: 0001181431-13-004206 · rrd367271.xml · derivative · entry 2 Tomlinson Steffan · CIK 0001393402 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Common Stock · 15,000 shares Expires 2023-01-20 F2 · derivative.exercise_date: One-third of the shares subject to the option vest on January 21, 2014 and one-twelfth of the shares subject to the option vest quarterly thereafter. Read SEC document |
| January 20, 2013 Filed Jan 22, 2013 22:58 UTC | Palo Alto Networks Inc PANW · Entity 1811 | GrantCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-13-004206 · rrd367271.xml · nonDerivative · entry 1 Tomlinson Steffan · CIK 0001393402 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 F1 · shares: Each share is represented by a restricted stock unit. One-third of the restricted stock units vest on January 20, 2014 and one-twelfth of the restricted stock units vest quarterly thereafter. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.