Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| TransDigm Group INCTDG · Entity 2991 | Director | November 16, 2022 | November 18, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
TransDigm Group INC
Report date November 16, 2022 · Filed November 18, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 1,562 |
Ending reported balance
After 2022-11-16 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2022-11-16 · Exercise / conversion · Acquired 4,478 · Balance 6,040 F1: The exercise price has been adjusted for dividends declared since August 1, 2022. Row 2 · 2022-11-16 · Sale · Disposed 1,758 · Balance 4,282 F2: Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $611.41 - $612.305. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. Row 3 · 2022-11-16 · Sale · Disposed 2,020 · Balance 2,262 F3: Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $612.485 - $613.480. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. Row 4 · 2022-11-16 · Sale · Disposed 700 · Balance 1,562 F4: Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $613.49 - $613.86. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. |
| Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $161.17 · Expires 2024-04-24 | Direct | 0 |
Reported balance
After 2022-11-16 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2022-11-16 · Exercise / conversion · Disposed 4,478 · Balance 0 F1: The exercise price has been adjusted for dividends declared since August 1, 2022. |
Filing footnotes · ownership attribution and instrument terms
F1: The exercise price has been adjusted for dividends declared since August 1, 2022.
F2: Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $611.41 - $612.305. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
F3: Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $612.485 - $613.480. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
F4: Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $613.49 - $613.86. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 16, 2022 Filed Nov 18, 2022 08:47 UTC | TransDigm Group INC TDG · Entity 2991 | Exercise / conversionStock Option · Derivative | 4,478 | $0.00 Strike: $161.17 | $0.00 |
DisclosureSEC source: 0001209191-22-057784 · doc4.xml · derivative · entry 5 Dunn Mervin · CIK 0001298803 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,478 shares Expires 2024-04-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The exercise price has been adjusted for dividends declared since August 1, 2022. Read SEC document |
| November 16, 2022 Filed Nov 18, 2022 08:47 UTC | TransDigm Group INC TDG · Entity 2991 | SaleCommon Stock | 700 | $613.72 | $429,602.11 |
DisclosureSEC source: 0001209191-22-057784 · doc4.xml · nonDerivative · entry 4 Dunn Mervin · CIK 0001298803 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,562 F4 · price: Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $613.49 - $613.86. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. Read SEC document |
| November 16, 2022 Filed Nov 18, 2022 08:47 UTC | TransDigm Group INC TDG · Entity 2991 | SaleCommon Stock | 2,020 | $613.08 | $1,238,419.58 |
DisclosureSEC source: 0001209191-22-057784 · doc4.xml · nonDerivative · entry 3 Dunn Mervin · CIK 0001298803 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,262 F3 · price: Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $612.485 - $613.480. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. Read SEC document |
| November 16, 2022 Filed Nov 18, 2022 08:47 UTC | TransDigm Group INC TDG · Entity 2991 | SaleCommon Stock | 1,758 | $611.97 | $1,075,844.14 |
DisclosureSEC source: 0001209191-22-057784 · doc4.xml · nonDerivative · entry 2 Dunn Mervin · CIK 0001298803 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,282 F2 · price: Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $611.41 - $612.305. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. Read SEC document |
| November 16, 2022 Filed Nov 18, 2022 08:47 UTC | TransDigm Group INC TDG · Entity 2991 | Exercise / conversionCommon Stock | 4,478 | $161.17 | $721,719.26 |
DisclosureSEC source: 0001209191-22-057784 · doc4.xml · nonDerivative · entry 1 Dunn Mervin · CIK 0001298803 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,040 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The exercise price has been adjusted for dividends declared since August 1, 2022. Read SEC document |
| November 09, 2022 Filed Nov 14, 2022 12:13 UTC | TransDigm Group INC TDG · Entity 2991 | GrantStock Option · Derivative | 855 | $0.00 Strike: $582.80 | $0.00 |
DisclosureSEC source: 0001209191-22-056512 · doc4.xml · derivative · entry 1 Dunn Mervin · CIK 0001298803 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 855 Underlying: Common Stock · 855 shares Expires 2032-11-09 F1 · derivative.exercise_date: Vest based on the achievement of annual per share operating performance targets between fiscal 2023 and fiscal 2027. Read SEC document |
| September 23, 2022 Filed Sep 27, 2022 14:45 UTC | TransDigm Group INC TDG · Entity 2991 | GrantCommon Stock | 63 | $587.10 | $36,987.30 |
DisclosureSEC source: 0001209191-22-051335 · doc4.xml · nonDerivative · entry 1 Dunn Mervin · CIK 0001298803 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,562 F1 · shares: Receipt of stock in lieu of payment of semi-annual director fee, based on fair market value in accordance with the Director Share Plan. Read SEC document |
| March 28, 2022 Filed Mar 29, 2022 12:37 UTC | TransDigm Group INC TDG · Entity 2991 | GrantCommon Stock | 58 | $646.03 | $37,469.74 |
DisclosureSEC source: 0001209191-22-021415 · doc4.xml · nonDerivative · entry 1 Dunn Mervin · CIK 0001298803 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,499 F1 · shares: Receipt of stock in lieu of payment of semi-annual director fee, based on fair market value in accordance with the Director Share Plan. Read SEC document |
| November 14, 2021 Filed Nov 16, 2021 11:13 UTC | TransDigm Group INC TDG · Entity 2991 | GrantStock Option · Derivative | 799 | $0.00 Strike: $643.00 | $0.00 |
DisclosureSEC source: 0001209191-21-064635 · doc4.xml · derivative · entry 1 Dunn Mervin · CIK 0001298803 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 799 Underlying: Common Stock · 799 shares Expires 2031-11-14 F1 · derivative.exercise_date: Vest based on the achievement of annual per share operating performance targets between fiscal 2022 and fiscal 2026. Read SEC document |
| September 28, 2021 Filed Sep 29, 2021 15:38 UTC | TransDigm Group INC TDG · Entity 2991 | GrantCommon Stock | 61 | $612.96 | $37,390.56 |
DisclosureSEC source: 0001209191-21-058041 · doc4.xml · nonDerivative · entry 1 Dunn Mervin · CIK 0001298803 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,441 F1 · shares: Receipt of stock in lieu of payment of semi-annual director fee, based on fair market value in accordance with the Director Share Plan. Read SEC document |
| March 17, 2021 Filed Mar 18, 2021 09:17 UTC | TransDigm Group INC TDG · Entity 2991 | GrantCommon Stock | 60 | $617.46 | $37,047.60 |
DisclosureSEC source: 0001209191-21-021659 · doc4.xml · nonDerivative · entry 1 Dunn Mervin · CIK 0001298803 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,380 F1 · shares: Receipt of stock in lieu of payment of semi-annual director fee, based on fair market value in accordance with the Director Share Plan. Read SEC document |
| October 19, 2020 Filed Oct 19, 2020 15:48 UTC | TransDigm Group INC TDG · Entity 2991 | GrantCommon Stock | 76 | $491.32 | $37,340.32 |
DisclosureSEC source: 0001209191-20-055245 · doc4.xml · nonDerivative · entry 1 Dunn Mervin · CIK 0001298803 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,320 F1 · shares: Receipt of stock in lieu of payment of semi-annual director fee, based on fair market value in accordance with the Director Share Plan. Read SEC document |
| March 17, 2020 Filed Mar 17, 2020 13:33 UTC | TransDigm Group INC TDG · Entity 2991 | GrantCommon Stock | 90 | $414.72 | $37,324.80 |
DisclosureSEC source: 0001209191-20-019508 · doc4.xml · nonDerivative · entry 1 Dunn Mervin · CIK 0001298803 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,334 F1 · shares: Receipt of stock in lieu of payment of semi-annual director fee, based on fair market value in accordance with the Director Share Plan. Read SEC document |
| March 17, 2020 Filed Mar 23, 2020 12:33 UTC Amendment | TransDigm Group INC TDG · Entity 2991 | OtherCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-020599 · doc4a.xml · nonDerivative · entry 1 Dunn Mervin · CIK 0001298803 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,244 Read SEC document |
| November 15, 2019 Filed Nov 18, 2019 17:29 UTC | TransDigm Group INC TDG · Entity 2991 | GrantStock Option · Derivative | 3,000 | $0.00 Strike: $559.78 | $0.00 |
DisclosureSEC source: 0001209191-19-056995 · doc4.xml · derivative · entry 1 Dunn Mervin · CIK 0001298803 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,000 Underlying: Common Stock · 3,000 shares Expires 2029-11-15 F1 · derivative.underlying_shares: Vest based on the achievement of annual per share operating performance targets between fiscal 2020 and fiscal 2024. Read SEC document |
| September 18, 2019 Filed Sep 18, 2019 14:31 UTC | TransDigm Group INC TDG · Entity 2991 | GrantCommon Stock | 57 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-049996 · doc4.xml · nonDerivative · entry 1 Dunn Mervin · CIK 0001298803 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,244 F1 · shares: Receipt of stock in lieu of payment of semi-annual director fee, based on fair market value in accordance with the Director Share Plan. Read SEC document |
| March 15, 2019 Filed Mar 19, 2019 11:42 UTC | TransDigm Group INC TDG · Entity 2991 | GrantCommon Stock | 68 | $439.87 | $29,911.16 |
DisclosureSEC source: 0001209191-19-020207 · doc4.xml · nonDerivative · entry 1 Dunn Mervin · CIK 0001298803 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,187 F1 · shares: Receipt of stock in lieu of payment of semi-annual director fee, based on fair market value in accordance with the Director Share Plan. Read SEC document |
| February 26, 2019 Filed Feb 28, 2019 20:10 UTC | TransDigm Group INC TDG · Entity 2991 | SaleCommon Stock | 8,944 | $432.28 | $3,866,270.28 |
DisclosureSEC source: 0001209191-19-014802 · doc4.xml · nonDerivative · entry 1 Dunn Mervin · CIK 0001298803 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,119 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $432.00 to $432.77, inclusive. The reporting person undertakes to provide to the company, any security holder of the company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes to this Form 4. F2 · balance_after: In preparing this report, it was discovered that prior reports failed to include shares held by the reporting person in a joint account with his spouse. Following the reported transaction, no shares remain in the joint account. The company is continuing its due diligence to verify the reporting person's beneficial ownership, and, if necessary, will make corrective filings. Read SEC document |
| February 22, 2019 Filed Feb 22, 2019 15:06 UTC | TransDigm Group INC TDG · Entity 2991 | SaleCommon Stock | 4,600 | $435.82 | $2,004,780.28 |
DisclosureSEC source: 0001209191-19-012485 · doc4.xml · nonDerivative · entry 1 Dunn Mervin · CIK 0001298803 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,849 Read SEC document |
| February 22, 2019 Filed Feb 25, 2019 09:45 UTC | TransDigm Group INC TDG · Entity 2991 | SaleCommon Stock | 5,000 | $435.27 | $2,176,342.50 |
DisclosureSEC source: 0001209191-19-012842 · doc4.xml · nonDerivative · entry 1 Dunn Mervin · CIK 0001298803 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,849 Read SEC document |
| September 14, 2018 Filed Sep 19, 2018 14:26 UTC | TransDigm Group INC TDG · Entity 2991 | GrantCommon Stock | 81 | $369.99 | $29,969.19 |
DisclosureSEC source: 0001209191-18-051608 · doc4.xml · nonDerivative · entry 1 Dunn Mervin · CIK 0001298803 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,449 F1 · price: Receipt of stock in lieu of payment of semi-annual director fee, based on fair market value in accordance with the Director Share Plan. Read SEC document |
| July 13, 2018 Filed Jul 16, 2018 12:29 UTC | TransDigm Group INC TDG · Entity 2991 | Exercise / conversionStock Option · Derivative | 15,900 | $0.00 Strike: $27.08 | $0.00 |
DisclosureSEC source: 0001209191-18-042602 · doc4.xml · derivative · entry 2 Dunn Mervin · CIK 0001298803 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 15,900 shares Expires 2018-11-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 13, 2018 Filed Jul 16, 2018 12:29 UTC | TransDigm Group INC TDG · Entity 2991 | Exercise / conversionCommon Stock | 15,900 | $27.08 | $430,572.00 |
DisclosureSEC source: 0001209191-18-042602 · doc4.xml · nonDerivative · entry 1 Dunn Mervin · CIK 0001298803 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,368 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 15, 2018 Filed Mar 16, 2018 15:56 UTC | TransDigm Group INC TDG · Entity 2991 | GrantCommon Stock | 101 | $296.00 | $29,896.00 |
DisclosureSEC source: 0001209191-18-020108 · doc4.xml · nonDerivative · entry 1 Dunn Mervin · CIK 0001298803 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,468 F1 · price: Receipt of stock in lieu of payment of semi-annual director fee, based on fair market value in accordance with the Director Share Plan. Read SEC document |
| November 08, 2017 Filed Nov 9, 2017 11:19 UTC Amendment | TransDigm Group INC TDG · Entity 2991 | Exercise / conversionStock Option · Derivative | 4,700 | $0.00 Strike: $284.97 | $0.00 |
DisclosureSEC source: 0001209191-17-059907 · doc4a.xml · derivative · entry 1 Dunn Mervin · CIK 0001298803 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,700 Underlying: Common Stock · 4,700 shares Expires 2027-11-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Vest based on the achievement of annual per share operating performance targets between fiscal 2018 and fiscal 2022. Read SEC document |
| November 08, 2017 Filed Nov 9, 2017 10:04 UTC | TransDigm Group INC TDG · Entity 2991 | Exercise / conversionStock Option · Derivative | 4,700 | $0.00 Strike: $284.97 | $0.00 |
DisclosureSEC source: 0001209191-17-059885 · doc4.xml · derivative · entry 1 Dunn Mervin · CIK 0001298803 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,700 Underlying: Common Stock · 4,700 shares Expires 2028-09-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Vest based on the achievement of annual per share operating performance targets between fiscal 2018 and fiscal 2022. Read SEC document |
| September 18, 2017 Filed Sep 18, 2017 15:42 UTC | TransDigm Group INC TDG · Entity 2991 | GrantCommon Stock | 117 | $256.15 | $29,969.55 |
DisclosureSEC source: 0001209191-17-053131 · doc4.xml · nonDerivative · entry 1 Dunn Mervin · CIK 0001298803 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,367 F1 · price: Receipt of stock in lieu of payment of semi-annual director fee, based on fair market value in accordance with Director Share Plan. Read SEC document |
| March 16, 2017 Filed Mar 17, 2017 15:02 UTC | TransDigm Group INC TDG · Entity 2991 | GrantCommon Stock | 129 | $231.76 | $29,897.04 |
DisclosureSEC source: 0001209191-17-021313 · doc4.xml · nonDerivative · entry 1 Dunn Mervin · CIK 0001298803 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,250 F1 · price: Receipt of stock in lieu of payment of semi-annual director fee, based on fair market value in accordance with the 2014 Stock Incentive Plan. Read SEC document |
| September 19, 2016 Filed Sep 19, 2016 16:14 UTC | TransDigm Group INC TDG · Entity 2991 | GrantCommon Stock | 105 | $284.32 | $29,853.60 |
DisclosureSEC source: 0001209191-16-141980 · doc4.xml · nonDerivative · entry 1 Dunn Mervin · CIK 0001298803 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,121 F1 · price: Receipt of stock in lieu of payment of semi-annual director fee, based on fair market value in accordance with the 2014 Stock Incentive Plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.