Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Morningstar, Inc.MORN · Entity 915 | Chief Talent & Culture Officer | November 17, 2022 | November 21, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Morningstar, Inc.
Report date November 17, 2022 · Filed November 21, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 24,774 |
Ending reported balance
After 2022-11-17 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2022-11-17 · Exercise / conversion · Acquired 739 · Balance 24,835 F1: Represents common stock earned from the vesting of a market stock unit grant on November 15, 2019. Row 2 · 2022-11-17 · Grant · Acquired 480 · Balance 25,315 F2: Represents additional common stock earned in part from achievement of cumulative total shareholder return for the three year performance period ending November 14, 2022 in excess of target under the terms of a market stock unit grant on November 15, 2019. Row 3 · 2022-11-17 · Tax withholding · Disposed 541 · Balance 24,774 |
| Market Stock UnitsSEC Table II · derivative / convertible security · Expires 2022-11-17 | Direct | 0 |
Reported balance
After 2022-11-17 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2022-11-17 · Exercise / conversion · Disposed 739 · Balance 0 F1: Represents common stock earned from the vesting of a market stock unit grant on November 15, 2019. |
| Common StockSEC Table I · non-derivative | IndirectBy spouse | 11,207 |
Reported balance
Holding disclosure · report date 2022-11-17 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 11,207 |
Filing footnotes · ownership attribution and instrument terms
F1: Represents common stock earned from the vesting of a market stock unit grant on November 15, 2019.
F2: Represents additional common stock earned in part from achievement of cumulative total shareholder return for the three year performance period ending November 14, 2022 in excess of target under the terms of a market stock unit grant on November 15, 2019.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 17, 2022 Filed Nov 21, 2022 23:09 UTC | Morningstar, Inc. MORN · Entity 915 | Exercise / conversionMarket Stock Units · Derivative | 739 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-22-022587 · form4.xml · derivative · entry 5 Desmond Bevin · CIK 0001323954 · Chief Talent & Culture Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 739 shares Expires 2022-11-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents common stock earned from the vesting of a market stock unit grant on November 15, 2019. F1 · price: Represents common stock earned from the vesting of a market stock unit grant on November 15, 2019. F1 · derivative.exercise_date: Represents common stock earned from the vesting of a market stock unit grant on November 15, 2019. Read SEC document |
| November 17, 2022 Filed Nov 21, 2022 23:09 UTC | Morningstar, Inc. MORN · Entity 915 | Tax withholdingCommon Stock | 541 | $241.30 | $130,543.30 |
DisclosureSEC source: 0001062993-22-022587 · form4.xml · nonDerivative · entry 3 Desmond Bevin · CIK 0001323954 · Chief Talent & Culture Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,774 Read SEC document |
| November 17, 2022 Filed Nov 21, 2022 23:09 UTC | Morningstar, Inc. MORN · Entity 915 | GrantCommon Stock | 480 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-022587 · form4.xml · nonDerivative · entry 2 Desmond Bevin · CIK 0001323954 · Chief Talent & Culture Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,315 F2 · price: Represents additional common stock earned in part from achievement of cumulative total shareholder return for the three year performance period ending November 14, 2022 in excess of target under the terms of a market stock unit grant on November 15, 2019. Read SEC document |
| November 17, 2022 Filed Nov 21, 2022 23:09 UTC | Morningstar, Inc. MORN · Entity 915 | Exercise / conversionCommon Stock | 739 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-022587 · form4.xml · nonDerivative · entry 1 Desmond Bevin · CIK 0001323954 · Chief Talent & Culture Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,835 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Represents common stock earned from the vesting of a market stock unit grant on November 15, 2019. Read SEC document |
| November 15, 2022 Filed Nov 17, 2022 20:36 UTC | Morningstar, Inc. MORN · Entity 915 | GrantMarket Stock Units · Derivative | 936 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-022368 · form4.xml · derivative · entry 1 Desmond Bevin · CIK 0001323954 · Chief Talent & Culture Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 936 Underlying: Common Stock · 936 shares Expires 2025-11-15 F1 · derivative.exercise_price: The market stock units earned will be based in part on the company's cumulative total shareholder return for the three year performance period ending November 14, 2025. F1 · derivative.exercise_date: The market stock units earned will be based in part on the company's cumulative total shareholder return for the three year performance period ending November 14, 2025. Read SEC document |
| November 10, 2022 Filed Nov 14, 2022 21:13 UTC | Morningstar, Inc. MORN · Entity 915 | SaleCommon Stock | 294 | $242.95 | $71,426.83 |
DisclosureSEC source: 0001062993-22-022051 · form4.xml · nonDerivative · entry 4 Desmond Bevin · CIK 0001323954 · Chief Talent & Culture Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 11,207 F3 · price: The transaction was executed in multiple trades at prices ranging from $242.9000 to $242.9700. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 10, 2022 Filed Nov 14, 2022 21:13 UTC | Morningstar, Inc. MORN · Entity 915 | SaleCommon Stock | 6,222 | $241.98 | $1,505,598.94 |
DisclosureSEC source: 0001062993-22-022051 · form4.xml · nonDerivative · entry 3 Desmond Bevin · CIK 0001323954 · Chief Talent & Culture Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 11,501 F2 · price: The transaction was executed in multiple trades at prices ranging from $241.7000 to $242.5100. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 10, 2022 Filed Nov 14, 2022 21:13 UTC | Morningstar, Inc. MORN · Entity 915 | SaleCommon Stock | 3,484 | $241.24 | $840,482.25 |
DisclosureSEC source: 0001062993-22-022051 · form4.xml · nonDerivative · entry 2 Desmond Bevin · CIK 0001323954 · Chief Talent & Culture Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 17,723 F1 · price: The transaction was executed in multiple trades at prices ranging from $240.6800 to $241.6600. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| May 17, 2022 Filed May 17, 2022 21:59 UTC | Morningstar, Inc. MORN · Entity 915 | Exercise / conversionMarket Stock Units · Derivative | 896 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-22-012811 · form4.xml · derivative · entry 7 Desmond Bevin · CIK 0001323954 · Chief Talent & Culture Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 896 shares Expires 2022-05-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Represents common stock earned from the vesting of a market stock unit grant on May 15, 2019. F2 · price: Represents common stock earned from the vesting of a market stock unit grant on May 15, 2019. F2 · derivative.exercise_date: Represents common stock earned from the vesting of a market stock unit grant on May 15, 2019. Read SEC document |
| May 17, 2022 Filed May 17, 2022 21:59 UTC | Morningstar, Inc. MORN · Entity 915 | GrantCommon Stock | 583 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-012811 · form4.xml · nonDerivative · entry 3 Desmond Bevin · CIK 0001323954 · Chief Talent & Culture Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,100 F3 · price: Represents additional common stock earned from achievement of cumulative total shareholder return for the three year performance period ending May 14, 2022 in excess of target under the terms of a market stock unit grant on May 15, 2019. Read SEC document |
| May 17, 2022 Filed May 17, 2022 21:59 UTC | Morningstar, Inc. MORN · Entity 915 | Exercise / conversionCommon Stock | 896 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-012811 · form4.xml · nonDerivative · entry 2 Desmond Bevin · CIK 0001323954 · Chief Talent & Culture Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,517 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Represents common stock earned from the vesting of a market stock unit grant on May 15, 2019. Read SEC document |
| May 15, 2022 Filed May 17, 2022 21:59 UTC | Morningstar, Inc. MORN · Entity 915 | GrantMarket Stock Units · Derivative | 1,177 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-012811 · form4.xml · derivative · entry 6 Desmond Bevin · CIK 0001323954 · Chief Talent & Culture Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,177 Underlying: Common Stock · 1,177 shares Expires 2025-05-15 F4 · derivative.exercise_price: The market stock units earned will be based in part on the company's cumulative total shareholder return for the three year performance period ending May 14, 2025. F4 · derivative.exercise_date: The market stock units earned will be based in part on the company's cumulative total shareholder return for the three year performance period ending May 14, 2025. Read SEC document |
| May 15, 2022 Filed May 17, 2022 21:59 UTC | Morningstar, Inc. MORN · Entity 915 | Tax withholdingCommon Stock | 1,004 | $242.95 | $243,921.80 |
DisclosureSEC source: 0001062993-22-012811 · form4.xml · nonDerivative · entry 4 Desmond Bevin · CIK 0001323954 · Chief Talent & Culture Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,096 Read SEC document |
| May 15, 2022 Filed May 17, 2022 21:59 UTC | Morningstar, Inc. MORN · Entity 915 | GrantCommon Stock (Restricted Stock Units) | 720 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-012811 · form4.xml · nonDerivative · entry 1 Desmond Bevin · CIK 0001323954 · Chief Talent & Culture Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,621 F1 · security: Each restricted stock unit represents a contingent right to receive one share of Morningstar, Inc. common stock. The restricted stock units vest in four equal annual installments beginning May 15, 2023. Read SEC document |
| November 16, 2021 Filed Nov 18, 2021 20:50 UTC | Morningstar, Inc. MORN · Entity 915 | Exercise / conversionMarket Stock Units · Derivative | 915 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-21-011130 · form4.xml · derivative · entry 5 Desmond Bevin · CIK 0001323954 · Head of Talent and Culture 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 915 shares Expires 2021-11-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents common stock earned from the vesting of a market stock unit grant on November 15, 2018. F1 · price: Represents common stock earned from the vesting of a market stock unit grant on November 15, 2018. F1 · derivative.exercise_date: Represents common stock earned from the vesting of a market stock unit grant on November 15, 2018. Read SEC document |
| November 16, 2021 Filed Nov 18, 2021 20:50 UTC | Morningstar, Inc. MORN · Entity 915 | Tax withholdingCommon Stock | 608 | $316.52 | $192,444.16 |
DisclosureSEC source: 0001062993-21-011130 · form4.xml · nonDerivative · entry 3 Desmond Bevin · CIK 0001323954 · Head of Talent and Culture 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,901 Read SEC document |
| November 16, 2021 Filed Nov 18, 2021 20:50 UTC | Morningstar, Inc. MORN · Entity 915 | GrantCommon Stock | 457 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-21-011130 · form4.xml · nonDerivative · entry 2 Desmond Bevin · CIK 0001323954 · Head of Talent and Culture 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,509 F2 · price: Represents additional common stock earned from achievement of cumulative total shareholder return for the three year performance period ending November 14, 2021 in excess of target under the terms of a market stock unit grant on November 15, 2018. Read SEC document |
| November 16, 2021 Filed Nov 18, 2021 20:50 UTC | Morningstar, Inc. MORN · Entity 915 | Exercise / conversionCommon Stock | 915 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-21-011130 · form4.xml · nonDerivative · entry 1 Desmond Bevin · CIK 0001323954 · Head of Talent and Culture 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,052 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Represents common stock earned from the vesting of a market stock unit grant on November 15, 2018. Read SEC document |
| November 15, 2021 Filed Nov 17, 2021 17:25 UTC | Morningstar, Inc. MORN · Entity 915 | GrantMarket Stock Units · Derivative | 420 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-21-010996 · form4.xml · derivative · entry 1 Desmond Bevin · CIK 0001323954 · Head of Talent and Culture 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 420 Underlying: Common Stock · 420 shares Expires 2024-11-15 F1 · derivative.exercise_price: The market stock units earned will be based in part on the company's cumulative total shareholder return for the three year performance period ending November 14, 2024. F1 · derivative.exercise_date: The market stock units earned will be based in part on the company's cumulative total shareholder return for the three year performance period ending November 14, 2024. Read SEC document |
| May 24, 2021 Filed May 26, 2021 21:06 UTC | Morningstar, Inc. MORN · Entity 915 | SaleCommon Stock | 1,694 | $236.92 | $401,335.37 |
DisclosureSEC source: 0001289419-21-000139 · edgar.xml · nonDerivative · entry 2 Desmond Bevin · CIK 0001323954 · Head of Talent and Culture 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,137 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 20, 2020. F3 · price: The transaction was executed in multiple trades at prices ranging from $236.77 to $237.32. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| May 24, 2021 Filed May 26, 2021 21:06 UTC | Morningstar, Inc. MORN · Entity 915 | SaleCommon Stock | 1,306 | $236.37 | $308,704.31 |
DisclosureSEC source: 0001289419-21-000139 · edgar.xml · nonDerivative · entry 1 Desmond Bevin · CIK 0001323954 · Head of Talent and Culture 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,831 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 20, 2020. F2 · price: The transaction was executed in multiple trades at prices ranging from $235.7050 to $236.64. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| May 18, 2021 Filed May 19, 2021 00:51 UTC | Morningstar, Inc. MORN · Entity 915 | Exercise / conversionMarket Stock Units · Derivative | 901 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001289419-21-000123 · edgar.xml · derivative · entry 7 Desmond Bevin · CIK 0001323954 · Head of Talent and Culture 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 901 shares Expires 2021-05-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Represents common stock earned from the vesting of a market stock unit grant on May 15, 2018. F2 · price: Represents common stock earned from the vesting of a market stock unit grant on May 15, 2018. F2 · derivative.exercise_date: Represents common stock earned from the vesting of a market stock unit grant on May 15, 2018. Read SEC document |
| May 18, 2021 Filed May 26, 2021 21:03 UTC Amendment | Morningstar, Inc. MORN · Entity 915 | GrantCommon Stock | 450 | $0.00 | $0.00 |
DisclosureSEC source: 0001289419-21-000137 · edgar.xml · nonDerivative · entry 2 Desmond Bevin · CIK 0001323954 · Head of Talent and Culture 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,266 F1 · date: Due to adminstrative error, this Form 4 is being amended to correct the transaction date to May 18, 2021. F4 · price: Represents additional common stock earned from achievement of cumulative total shareholder return for the three year perfomance period ending May 14, 2021 in excess of target under the terms of a market stock unit grant on May 15, 2018. Read SEC document |
| May 18, 2021 Filed May 26, 2021 21:03 UTC Amendment | Morningstar, Inc. MORN · Entity 915 | Exercise / conversionCommon Stock | 901 | $0.00 | $0.00 |
DisclosureSEC source: 0001289419-21-000137 · edgar.xml · nonDerivative · entry 1 Desmond Bevin · CIK 0001323954 · Head of Talent and Culture 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,816 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · date: Due to adminstrative error, this Form 4 is being amended to correct the transaction date to May 18, 2021. F3 · price: Represents common stock earned from the vesting of a market stock unit grant on May 15, 2018. Read SEC document |
| May 15, 2021 Filed May 19, 2021 00:51 UTC | Morningstar, Inc. MORN · Entity 915 | GrantMarket Stock Units · Derivative | 706 | $0.00 | $0.00 |
DisclosureSEC source: 0001289419-21-000123 · edgar.xml · derivative · entry 6 Desmond Bevin · CIK 0001323954 · Head of Talent and Culture 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 706 Underlying: Common Stock · 706 shares Expires 2024-05-15 F4 · derivative.exercise_price: The market stock units earned will be based in part on the company's cumulative total shareholder return for the three year performance period ending May 14, 2024. F4 · derivative.exercise_date: The market stock units earned will be based in part on the company's cumulative total shareholder return for the three year performance period ending May 14, 2024. Read SEC document |
| May 15, 2021 Filed May 19, 2021 00:51 UTC | Morningstar, Inc. MORN · Entity 915 | GrantCommon Stock (Restricted Stock Units) | 1,289 | $0.00 | $0.00 |
DisclosureSEC source: 0001289419-21-000123 · edgar.xml · nonDerivative · entry 1 Desmond Bevin · CIK 0001323954 · Head of Talent and Culture 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,915 F1 · security: Each restricted stock unit represents a contingent right to receive one share of Morningstar, Inc. common stock. The restricted stock units vest in four equal annual installments beginning May 15, 2022. Read SEC document |
| May 15, 2021 Filed May 26, 2021 21:03 UTC Amendment | Morningstar, Inc. MORN · Entity 915 | Tax withholdingCommon Stock | 1,129 | $245.02 | $276,627.58 |
DisclosureSEC source: 0001289419-21-000137 · edgar.xml · nonDerivative · entry 3 Desmond Bevin · CIK 0001323954 · Head of Talent and Culture 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,137 F2 · date: Due to adminstrative error, this Form 4 is being amended to correct the transaction date to May 15, 2021. Read SEC document |
| April 23, 2021 Filed Apr 27, 2021 18:55 UTC | Morningstar, Inc. MORN · Entity 915 | SaleCommon Stock | 142 | $246.48 | $35,000.25 |
DisclosureSEC source: 0001289419-21-000075 · edgar.xml · nonDerivative · entry 4 Desmond Bevin · CIK 0001323954 · Head of Talent and Culture 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,626 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 20, 2020. F5 · price: The transaction was executed in multiple trades at prices ranging from $246.14 to $246.62. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| April 23, 2021 Filed Apr 27, 2021 18:55 UTC | Morningstar, Inc. MORN · Entity 915 | SaleCommon Stock | 1,658 | $245.44 | $406,938.86 |
DisclosureSEC source: 0001289419-21-000075 · edgar.xml · nonDerivative · entry 3 Desmond Bevin · CIK 0001323954 · Head of Talent and Culture 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,768 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 20, 2020. F4 · price: The transaction was executed in multiple trades at prices ranging from $245.14 to $246.09. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| April 23, 2021 Filed Apr 27, 2021 18:55 UTC | Morningstar, Inc. MORN · Entity 915 | SaleCommon Stock | 900 | $244.51 | $220,058.73 |
DisclosureSEC source: 0001289419-21-000075 · edgar.xml · nonDerivative · entry 2 Desmond Bevin · CIK 0001323954 · Head of Talent and Culture 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,426 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 20, 2020. F3 · price: The transaction was executed in multiple trades at prices ranging from $244.07 to $244.97. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| April 23, 2021 Filed Apr 27, 2021 18:55 UTC | Morningstar, Inc. MORN · Entity 915 | SaleCommon Stock | 300 | $243.48 | $73,044.00 |
DisclosureSEC source: 0001289419-21-000075 · edgar.xml · nonDerivative · entry 1 Desmond Bevin · CIK 0001323954 · Head of Talent and Culture 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,326 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 20, 2020. F2 · price: The transaction was executed in multiple trades at prices ranging from $243.00 to $243.72. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| March 23, 2021 Filed Mar 25, 2021 22:10 UTC | Morningstar, Inc. MORN · Entity 915 | SaleCommon Stock | 825 | $232.95 | $192,186.06 |
DisclosureSEC source: 0001289419-21-000065 · edgar.xml · nonDerivative · entry 5 Desmond Bevin · CIK 0001323954 · Head of Talent and Culture 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,626 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 20, 2020. F6 · price: The transaction was executed in multiple trades at prices ranging from $232.69 to $233.46. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| March 23, 2021 Filed Mar 25, 2021 22:10 UTC | Morningstar, Inc. MORN · Entity 915 | SaleCommon Stock | 1,173 | $232.10 | $272,255.29 |
DisclosureSEC source: 0001289419-21-000065 · edgar.xml · nonDerivative · entry 4 Desmond Bevin · CIK 0001323954 · Head of Talent and Culture 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,451 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 20, 2020. F5 · price: The transaction was executed in multiple trades at prices ranging from $231.64 to $232.39. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| March 23, 2021 Filed Mar 25, 2021 22:10 UTC | Morningstar, Inc. MORN · Entity 915 | SaleCommon Stock | 302 | $230.72 | $69,677.68 |
DisclosureSEC source: 0001289419-21-000065 · edgar.xml · nonDerivative · entry 3 Desmond Bevin · CIK 0001323954 · Head of Talent and Culture 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,624 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 20, 2020. F4 · price: The transaction was executed in multiple trades at prices ranging from $230.38 to $231.34. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| March 23, 2021 Filed Mar 25, 2021 22:10 UTC | Morningstar, Inc. MORN · Entity 915 | SaleCommon Stock | 200 | $228.66 | $45,731.00 |
DisclosureSEC source: 0001289419-21-000065 · edgar.xml · nonDerivative · entry 2 Desmond Bevin · CIK 0001323954 · Head of Talent and Culture 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,926 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 20, 2020. F3 · price: The transaction was executed in multiple trades at prices ranging from $228.64 to $228.67. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| March 23, 2021 Filed Mar 25, 2021 22:10 UTC | Morningstar, Inc. MORN · Entity 915 | SaleCommon Stock | 500 | $227.83 | $113,914.10 |
DisclosureSEC source: 0001289419-21-000065 · edgar.xml · nonDerivative · entry 1 Desmond Bevin · CIK 0001323954 · Head of Talent and Culture 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,126 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 20, 2020. F2 · price: The transaction was executed in multiple trades at prices ranging from $227.50 to $228.46. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| February 23, 2021 Filed Feb 25, 2021 22:33 UTC | Morningstar, Inc. MORN · Entity 915 | SaleCommon Stock | 400 | $229.97 | $91,988.00 |
DisclosureSEC source: 0001289419-21-000034 · edgar.xml · nonDerivative · entry 4 Desmond Bevin · CIK 0001323954 · Head of Talent and Culture 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,626 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 20, 2020. F5 · price: The transaction was executed in multiple trades at prices ranging from $229.85 to $230.17. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| February 23, 2021 Filed Feb 25, 2021 22:33 UTC | Morningstar, Inc. MORN · Entity 915 | SaleCommon Stock | 1,000 | $229.15 | $229,153.70 |
DisclosureSEC source: 0001289419-21-000034 · edgar.xml · nonDerivative · entry 3 Desmond Bevin · CIK 0001323954 · Head of Talent and Culture 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,026 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 20, 2020. F4 · price: The transaction was executed in multiple trades at prices ranging from $228.70 to $229.62. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| February 23, 2021 Filed Feb 25, 2021 22:33 UTC | Morningstar, Inc. MORN · Entity 915 | SaleCommon Stock | 1,000 | $228.18 | $228,177.00 |
DisclosureSEC source: 0001289419-21-000034 · edgar.xml · nonDerivative · entry 2 Desmond Bevin · CIK 0001323954 · Head of Talent and Culture 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,026 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 20, 2020. F3 · price: The transaction was executed in multiple trades at prices ranging from $227.67 to $228.63. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| February 23, 2021 Filed Feb 25, 2021 22:33 UTC | Morningstar, Inc. MORN · Entity 915 | SaleCommon Stock | 600 | $226.85 | $136,108.98 |
DisclosureSEC source: 0001289419-21-000034 · edgar.xml · nonDerivative · entry 1 Desmond Bevin · CIK 0001323954 · Head of Talent and Culture 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,026 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 20, 2020. F2 · price: The transaction was executed in multiple trades at prices ranging from $226.50 to $227.09. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected. F6 · balance_after: Due to administrative error, the reporting persons total was overstated by 2,734 shares on previous Form 4 filings. Read SEC document |
| November 16, 2020 Filed Nov 19, 2020 01:01 UTC | Morningstar, Inc. MORN · Entity 915 | Exercise / conversionMarket Stock Units · Derivative | 1,109 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001289419-20-000244 · edgar.xml · derivative · entry 5 Desmond Bevin · CIK 0001323954 · Head of Talent and Culture 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,109 shares Expires 2020-11-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents common stock earned from the vesting of a market stock unit grant on November 15, 2017. F1 · price: Represents common stock earned from the vesting of a market stock unit grant on November 15, 2017. F1 · derivative.exercise_date: Represents common stock earned from the vesting of a market stock unit grant on November 15, 2017. Read SEC document |
| November 16, 2020 Filed Nov 19, 2020 01:01 UTC | Morningstar, Inc. MORN · Entity 915 | Tax withholdingCommon Stock | 648 | $206.21 | $133,624.08 |
DisclosureSEC source: 0001289419-20-000244 · edgar.xml · nonDerivative · entry 3 Desmond Bevin · CIK 0001323954 · Head of Talent and Culture 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,248 Read SEC document |
| November 16, 2020 Filed Nov 19, 2020 01:01 UTC | Morningstar, Inc. MORN · Entity 915 | GrantCommon Stock | 353 | $0.00 | $0.00 |
DisclosureSEC source: 0001289419-20-000244 · edgar.xml · nonDerivative · entry 2 Desmond Bevin · CIK 0001323954 · Head of Talent and Culture 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,896 F2 · price: Represents additional common stock earned from achievement of cumulative total shareholder return for the three year performance period ending November 14, 2020 in excess of target under the terms of a market stock unit grant on November 15, 2017. Read SEC document |
| November 16, 2020 Filed Nov 19, 2020 01:01 UTC | Morningstar, Inc. MORN · Entity 915 | Exercise / conversionCommon Stock | 1,109 | $0.00 | $0.00 |
DisclosureSEC source: 0001289419-20-000244 · edgar.xml · nonDerivative · entry 1 Desmond Bevin · CIK 0001323954 · Head of Talent and Culture 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,543 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Represents common stock earned from the vesting of a market stock unit grant on November 15, 2017. Read SEC document |
| November 16, 2020 Filed Nov 25, 2020 00:30 UTC Amendment | Morningstar, Inc. MORN · Entity 915 | Tax withholdingCommon Stock | 737 | $206.21 | $151,976.77 |
DisclosureSEC source: 0001289419-20-000255 · edgar.xml · nonDerivative · entry 2 Desmond Bevin · CIK 0001323954 · Head of Talent and Culture 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,360 F2 · shares: Due to adminstrative error, this Form 4 is being amended to correct the amount of shares withheld to satify tax withholding obligations from 648 to 737. Read SEC document |
| November 16, 2020 Filed Nov 25, 2020 00:30 UTC Amendment | Morningstar, Inc. MORN · Entity 915 | GrantCommon Stock | 554 | $0.00 | $0.00 |
DisclosureSEC source: 0001289419-20-000255 · edgar.xml · nonDerivative · entry 1 Desmond Bevin · CIK 0001323954 · Head of Talent and Culture 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,097 F1 · shares: This Form 4 is being amended to reflect 201 shares of additional common stock earned from achievement of cumulative total shareholder return for the three year performance period ending November 14, 2020 in excess of target under the terms of a market stock unit grant of 1,109 market stock units on November 15, 2017. These shares were not reflected in the original Form 4 due to an administrative error. F1 · price: This Form 4 is being amended to reflect 201 shares of additional common stock earned from achievement of cumulative total shareholder return for the three year performance period ending November 14, 2020 in excess of target under the terms of a market stock unit grant of 1,109 market stock units on November 15, 2017. These shares were not reflected in the original Form 4 due to an administrative error. Read SEC document |
| November 15, 2020 Filed Nov 18, 2020 02:05 UTC | Morningstar, Inc. MORN · Entity 915 | GrantMarket Stock Units · Derivative | 753 | $0.00 | $0.00 |
DisclosureSEC source: 0001289419-20-000234 · edgar.xml · derivative · entry 1 Desmond Bevin · CIK 0001323954 · Head of Talent and Culture 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 753 Underlying: Common Stock · 753 shares Expires 2023-11-15 F1 · derivative.exercise_price: The market stock units earned will be based in part on the company's cumulative total shareholder return for the three year performance period ending November 14, 2023. F1 · derivative.exercise_date: The market stock units earned will be based in part on the company's cumulative total shareholder return for the three year performance period ending November 14, 2023. Read SEC document |
| August 03, 2020 Filed Aug 5, 2020 22:38 UTC | Morningstar, Inc. MORN · Entity 915 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 7,000 | $0.00 Strike: $57.28 | $0.00 |
DisclosureSEC source: 0001289419-20-000165 · edgar.xml · derivative · entry 5 Desmond Bevin · CIK 0001323954 · Head of Talent and Culture 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,000 shares Expires 2021-05-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The options became exercisable in four equal annual installments beginning May 15, 2012. Read SEC document |
| August 03, 2020 Filed Aug 5, 2020 22:38 UTC | Morningstar, Inc. MORN · Entity 915 | SaleCommon Stock | 1,254 | $168.20 | $210,921.17 |
DisclosureSEC source: 0001289419-20-000165 · edgar.xml · nonDerivative · entry 4 Desmond Bevin · CIK 0001323954 · Head of Talent and Culture 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,434 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 3, 2020. F4 · price: The transaction was executed in multiple trades at prices ranging from $168.00 to $168.72. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| August 03, 2020 Filed Aug 5, 2020 22:38 UTC | Morningstar, Inc. MORN · Entity 915 | SaleCommon Stock | 816 | $167.18 | $136,420.84 |
DisclosureSEC source: 0001289419-20-000165 · edgar.xml · nonDerivative · entry 3 Desmond Bevin · CIK 0001323954 · Head of Talent and Culture 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,688 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 3, 2020. F3 · price: The transaction was executed in multiple trades at prices ranging from $166.96 to $167.82. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.