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Bray David R.

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122199
SEC CIK
0001871387

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Reported relationships

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CompanyLast reported asReport datePublished
TYSON FOODS, INC.TSN · Entity 3273Group President PoultryNovember 18, 2022November 22, 2022

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

TYSON FOODS, INC.

Report date November 18, 2022 · Filed November 22, 2022

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect10,105.054 Reported balance After 2022-11-18 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2022-11-18 · Tax withholding · Disposed 406 · Balance 10,105.054

F1: On November 18, 2022, 896.123 shares of restricted Class A Common Stock vested. These shares were previously reported as beneficially owned by the Reporting Person. Pursuant to the terms of the award agreement, 406 shares were withheld by the Issuer to satisfy tax withholding obligations.

Class A Common StockSEC Table I · non-derivativeDirect11,746.168 Reported balance After 2022-11-18 transaction · row 2 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 2 · 2022-11-18 · Exercise / conversion · Acquired 1,641.114 · Balance 11,746.168

F2: On November 18, 2019 the Reporting Person received a grant of performance shares which vested or expired on November 18, 2022 subject to the achievement of performance criteria in the applicable Stock Incentive Agreement. The performance criteria were (a) a cumulative operating income target of $3.9 billion for the 2020-2022 fiscal years and (b) a favorable comparison of the relative shareholder return of the Issuer's Class A Common Stock compared to a predetermined peer group of publicly traded companies over the 2020-2022 fiscal years. The performance shares could vest at a level of 50%-200% per performance criteria and were previously reported in the aggregate as derivative securities at the 200% level. On November 18, 2022, 1,641.114 shares vested and are reported herein as acquired non-derivative securities and the remainder of the award expired.

Class A Common StockSEC Table I · non-derivativeDirect11,184.604 Reported balance After 2022-11-18 transaction · row 3 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 3 · 2022-11-18 · Tax withholding · Disposed 743 · Balance 11,184.604

F3: Pursuant to the terms of the award agreement, these shares were withheld by the Issuer to satisfy tax withholding obligations related to the vesting described in footnote 2.

Class A Common StockSEC Table I · non-derivativeDirect20,342.113 Reported balance After 2022-11-18 transaction · row 4 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 4 · 2022-11-18 · Grant · Acquired 9,157.509 · Balance 20,342.113

F4: Restricted Stock award of Class A Common Stock which vests on November 18, 2025.

F5: Includes 181.436 shares of the Issuer's Class A Common Stock received by the Reporting Person pursuant to the Issuer's dividend reinvestment plan since the last Statement of Changes in Beneficial Ownership was filed by the Reporting Person. Such acquisitions are exempt from Section 16 concurrent reporting requirements pursuant to Rule 16a-11.

Performance SharesSEC Table II · derivative / convertible securityDirect0 Reported balance After 2022-11-18 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2022-11-18 · Exercise / conversion · Disposed 3,334.074 · Balance 0

F7: A portion of these performance shares vested as described in footnote 2. The remainder of the award expired.

Class A Common StockSEC Table II · derivative / convertible securityDirect36,630.037 Reported balance After 2022-11-18 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2022-11-18 · Grant · Acquired 36,630.037 · Balance 36,630.037

F8: Award of performance Class A Common Stock which vests on November 18, 2025 if the performance metrics described in the applicable Stock Incentive Agreement (the "SIA") are achieved. The performance metrics set forth in the SIAs are: (1) achievement of a three year (fiscal 2023-2025) cumulative operating income target; and (2) a favorable comparison of the relative total shareholder return of the Issuer's Class A Common Stock compared to a predetermined peer group of publicly traded companies over a three year (fiscal 2023-2025) period; and (3) achievement of a three year (fiscal 2023-2025) average return on invested capital target. Subject to the achievement of the performance metrics, the performance shares could vest at a level of 50 to 200 percent and are reported as derivative securities at the 200 percent level. If none of the performance metrics are achieved, the award expires.

Class A Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $65.52 · Expires 2034-11-18Direct37,927 Reported balance After 2022-11-18 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2022-11-18 · Grant · Acquired 37,927 · Balance 37,927

F9: These options vest in equal annual increments on each of the first, second and third anniversary dates of the grant and become fully vested after three years.

Class A Common StockSEC Table I · non-derivativeIndirectEmployee Stock Purchase Plan1,875.3758 Reported balance Holding disclosure · report date 2022-11-18 · row 5 Holding and transaction disclosures are not merged.
1 source row

Row 5 · Balance 1,875.3758

F6: Includes 737.681 shares of the Issuer's Class A Common Stock purchased for the Reporting Person's account under the Issuer's Employee Stock Purchase Plan since the last Statement of Changes in Beneficial Ownership was filed by the Reporting Person. Such acquisitions are exempt from Section 16 concurrent reporting requirements pursuant to Rule 16b-3.

Filing footnotes · ownership attribution and instrument terms

F1: On November 18, 2022, 896.123 shares of restricted Class A Common Stock vested. These shares were previously reported as beneficially owned by the Reporting Person. Pursuant to the terms of the award agreement, 406 shares were withheld by the Issuer to satisfy tax withholding obligations.

F2: On November 18, 2019 the Reporting Person received a grant of performance shares which vested or expired on November 18, 2022 subject to the achievement of performance criteria in the applicable Stock Incentive Agreement. The performance criteria were (a) a cumulative operating income target of $3.9 billion for the 2020-2022 fiscal years and (b) a favorable comparison of the relative shareholder return of the Issuer's Class A Common Stock compared to a predetermined peer group of publicly traded companies over the 2020-2022 fiscal years. The performance shares could vest at a level of 50%-200% per performance criteria and were previously reported in the aggregate as derivative securities at the 200% level. On November 18, 2022, 1,641.114 shares vested and are reported herein as acquired non-derivative securities and the remainder of the award expired.

F3: Pursuant to the terms of the award agreement, these shares were withheld by the Issuer to satisfy tax withholding obligations related to the vesting described in footnote 2.

F4: Restricted Stock award of Class A Common Stock which vests on November 18, 2025.

F5: Includes 181.436 shares of the Issuer's Class A Common Stock received by the Reporting Person pursuant to the Issuer's dividend reinvestment plan since the last Statement of Changes in Beneficial Ownership was filed by the Reporting Person. Such acquisitions are exempt from Section 16 concurrent reporting requirements pursuant to Rule 16a-11.

F6: Includes 737.681 shares of the Issuer's Class A Common Stock purchased for the Reporting Person's account under the Issuer's Employee Stock Purchase Plan since the last Statement of Changes in Beneficial Ownership was filed by the Reporting Person. Such acquisitions are exempt from Section 16 concurrent reporting requirements pursuant to Rule 16b-3.

F7: A portion of these performance shares vested as described in footnote 2. The remainder of the award expired.

F8: Award of performance Class A Common Stock which vests on November 18, 2025 if the performance metrics described in the applicable Stock Incentive Agreement (the "SIA") are achieved. The performance metrics set forth in the SIAs are: (1) achievement of a three year (fiscal 2023-2025) cumulative operating income target; and (2) a favorable comparison of the relative total shareholder return of the Issuer's Class A Common Stock compared to a predetermined peer group of publicly traded companies over a three year (fiscal 2023-2025) period; and (3) achievement of a three year (fiscal 2023-2025) average return on invested capital target. Subject to the achievement of the performance metrics, the performance shares could vest at a level of 50 to 200 percent and are reported as derivative securities at the 200 percent level. If none of the performance metrics are achieved, the award expires.

F9: These options vest in equal annual increments on each of the first, second and third anniversary dates of the grant and become fully vested after three years.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

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Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
November 18, 2022 Filed Nov 22, 2022 21:55 UTC TYSON FOODS, INC. TSN · Entity 3273 GrantClass A Common Stock · Derivative 37,927 $0.00 Strike: $65.52 $0.00
Disclosure

SEC source: 0000100493-22-000110 · wf-form4_166915409834753.xml · derivative · entry 8

Bray David R. · CIK 0001871387 · Group President Poultry

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,927

Underlying: Class A Common Stock · 37,927 shares

Expires 2034-11-18

F9 · kind: These options vest in equal annual increments on each of the first, second and third anniversary dates of the grant and become fully vested after three years.

Read SEC document
November 18, 2022 Filed Nov 22, 2022 21:55 UTC TYSON FOODS, INC. TSN · Entity 3273 GrantClass A Common Stock · Derivative 36,630.037 Not disclosed Not disclosed
Disclosure

SEC source: 0000100493-22-000110 · wf-form4_166915409834753.xml · derivative · entry 7

Bray David R. · CIK 0001871387 · Group President Poultry

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,630.037

Underlying: Class A Common Stock · 36,630.037 shares

Expires not disclosed

F8 · derivative.exercise_price: Award of performance Class A Common Stock which vests on November 18, 2025 if the performance metrics described in the applicable Stock Incentive Agreement (the "SIA") are achieved. The performance metrics set forth in the SIAs are: (1) achievement of a three year (fiscal 2023-2025) cumulative operating income target; and (2) a favorable comparison of the relative total shareholder return of the Issuer's Class A Common Stock compared to a predetermined peer group of publicly traded companies over a three year (fiscal 2023-2025) period; and (3) achievement of a three year (fiscal 2023-2025) average return on invested capital target. Subject to the achievement of the performance metrics, the performance shares could vest at a level of 50 to 200 percent and are reported as derivative securities at the 200 percent level. If none of the performance metrics are achieved, the award expires.

F8 · price: Award of performance Class A Common Stock which vests on November 18, 2025 if the performance metrics described in the applicable Stock Incentive Agreement (the "SIA") are achieved. The performance metrics set forth in the SIAs are: (1) achievement of a three year (fiscal 2023-2025) cumulative operating income target; and (2) a favorable comparison of the relative total shareholder return of the Issuer's Class A Common Stock compared to a predetermined peer group of publicly traded companies over a three year (fiscal 2023-2025) period; and (3) achievement of a three year (fiscal 2023-2025) average return on invested capital target. Subject to the achievement of the performance metrics, the performance shares could vest at a level of 50 to 200 percent and are reported as derivative securities at the 200 percent level. If none of the performance metrics are achieved, the award expires.

F8 · derivative.exercise_date: Award of performance Class A Common Stock which vests on November 18, 2025 if the performance metrics described in the applicable Stock Incentive Agreement (the "SIA") are achieved. The performance metrics set forth in the SIAs are: (1) achievement of a three year (fiscal 2023-2025) cumulative operating income target; and (2) a favorable comparison of the relative total shareholder return of the Issuer's Class A Common Stock compared to a predetermined peer group of publicly traded companies over a three year (fiscal 2023-2025) period; and (3) achievement of a three year (fiscal 2023-2025) average return on invested capital target. Subject to the achievement of the performance metrics, the performance shares could vest at a level of 50 to 200 percent and are reported as derivative securities at the 200 percent level. If none of the performance metrics are achieved, the award expires.

F8 · derivative.expiration_date: Award of performance Class A Common Stock which vests on November 18, 2025 if the performance metrics described in the applicable Stock Incentive Agreement (the "SIA") are achieved. The performance metrics set forth in the SIAs are: (1) achievement of a three year (fiscal 2023-2025) cumulative operating income target; and (2) a favorable comparison of the relative total shareholder return of the Issuer's Class A Common Stock compared to a predetermined peer group of publicly traded companies over a three year (fiscal 2023-2025) period; and (3) achievement of a three year (fiscal 2023-2025) average return on invested capital target. Subject to the achievement of the performance metrics, the performance shares could vest at a level of 50 to 200 percent and are reported as derivative securities at the 200 percent level. If none of the performance metrics are achieved, the award expires.

Read SEC document
November 18, 2022 Filed Nov 22, 2022 21:55 UTC TYSON FOODS, INC. TSN · Entity 3273 Exercise / conversionPerformance Shares · Derivative 3,334.074 $0.00 $0.00
Disclosure

SEC source: 0000100493-22-000110 · wf-form4_166915409834753.xml · derivative · entry 6

Bray David R. · CIK 0001871387 · Group President Poultry

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 3,334.074 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: A portion of these performance shares vested as described in footnote 2. The remainder of the award expired.

F7 · derivative.exercise_date: A portion of these performance shares vested as described in footnote 2. The remainder of the award expired.

F7 · derivative.expiration_date: A portion of these performance shares vested as described in footnote 2. The remainder of the award expired.

Read SEC document
November 18, 2022 Filed Nov 22, 2022 21:55 UTC TYSON FOODS, INC. TSN · Entity 3273 GrantClass A Common Stock 9,157.509 $0.00 $0.00
Disclosure

SEC source: 0000100493-22-000110 · wf-form4_166915409834753.xml · nonDerivative · entry 4

Bray David R. · CIK 0001871387 · Group President Poultry

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,342.113

F4 · kind: Restricted Stock award of Class A Common Stock which vests on November 18, 2025.

F5 · balance_after: Includes 181.436 shares of the Issuer's Class A Common Stock received by the Reporting Person pursuant to the Issuer's dividend reinvestment plan since the last Statement of Changes in Beneficial Ownership was filed by the Reporting Person. Such acquisitions are exempt from Section 16 concurrent reporting requirements pursuant to Rule 16a-11.

Read SEC document
November 18, 2022 Filed Nov 22, 2022 21:55 UTC TYSON FOODS, INC. TSN · Entity 3273 Tax withholdingClass A Common Stock 743 $65.52 $48,681.36
Disclosure

SEC source: 0000100493-22-000110 · wf-form4_166915409834753.xml · nonDerivative · entry 3

Bray David R. · CIK 0001871387 · Group President Poultry

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,184.604

F3 · kind: Pursuant to the terms of the award agreement, these shares were withheld by the Issuer to satisfy tax withholding obligations related to the vesting described in footnote 2.

Read SEC document
November 18, 2022 Filed Nov 22, 2022 21:55 UTC TYSON FOODS, INC. TSN · Entity 3273 Exercise / conversionClass A Common Stock 1,641.114 $0.00 $0.00
Disclosure

SEC source: 0000100493-22-000110 · wf-form4_166915409834753.xml · nonDerivative · entry 2

Bray David R. · CIK 0001871387 · Group President Poultry

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,746.168

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: On November 18, 2019 the Reporting Person received a grant of performance shares which vested or expired on November 18, 2022 subject to the achievement of performance criteria in the applicable Stock Incentive Agreement. The performance criteria were (a) a cumulative operating income target of $3.9 billion for the 2020-2022 fiscal years and (b) a favorable comparison of the relative shareholder return of the Issuer's Class A Common Stock compared to a predetermined peer group of publicly traded companies over the 2020-2022 fiscal years. The performance shares could vest at a level of 50%-200% per performance criteria and were previously reported in the aggregate as derivative securities at the 200% level. On November 18, 2022, 1,641.114 shares vested and are reported herein as acquired non-derivative securities and the remainder of the award expired.

Read SEC document
November 18, 2022 Filed Nov 22, 2022 21:55 UTC TYSON FOODS, INC. TSN · Entity 3273 Tax withholdingClass A Common Stock 406 $65.52 $26,601.12
Disclosure

SEC source: 0000100493-22-000110 · wf-form4_166915409834753.xml · nonDerivative · entry 1

Bray David R. · CIK 0001871387 · Group President Poultry

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,105.054

F1 · kind: On November 18, 2022, 896.123 shares of restricted Class A Common Stock vested. These shares were previously reported as beneficially owned by the Reporting Person. Pursuant to the terms of the award agreement, 406 shares were withheld by the Issuer to satisfy tax withholding obligations.

Read SEC document
February 11, 2022 Filed Feb 14, 2022 22:35 UTC TYSON FOODS, INC. TSN · Entity 3273 SaleClass A Common Stock 1,388 $98.29 $136,426.52
Disclosure

SEC source: 0000100493-22-000040 · wf-form4_164487807099602.xml · nonDerivative · entry 2

Bray David R. · CIK 0001871387 · Group President Poultry

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,511.054

F1 · balance_after: Includes 55.709 shares of the Issuer's Class A Common Stock received by the Reporting Person pursuant to the Issuer's dividend reinvestment plan since the last Statement of Changes in Beneficial Ownership was filed by the Reporting Person. Such acquisitions are exempt from Section 16 concurrent reporting requirements pursuant to Rule 16a-11.

Read SEC document
February 11, 2022 Filed Feb 14, 2022 22:35 UTC TYSON FOODS, INC. TSN · Entity 3273 SaleClass A Common Stock 1,537 $98.27 $151,040.99
Disclosure

SEC source: 0000100493-22-000040 · wf-form4_164487807099602.xml · nonDerivative · entry 1

Bray David R. · CIK 0001871387 · Group President Poultry

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,899.054

Read SEC document
February 11, 2022 Filed Feb 15, 2022 18:07 UTC Amendment TYSON FOODS, INC. TSN · Entity 3273 SaleClass A Common Stock 1,047 $97.99 $102,595.53
Disclosure

SEC source: 0000100493-22-000053 · wf-form4a_164494843591850.xml · nonDerivative · entry 3

Bray David R. · CIK 0001871387 · Group President Poultry

10b5-1 filing: Not disclosed

Ownership: Indirect · Employee Stock Purchase Plan

Disclosed balance after: 1,137.6948

F2 · balance_after: Includes 175.6103 shares of the Issuer's Class A Common Stock purchased for the Reporting Person's account under the Issuer's Employee Stock Purchase Plan since the last Statement of Changes in Beneficial Ownership was filed by the Reporting Person. Such acquisitions are exempt from Section 16 concurrent reporting requirements pursuant to Rule 16b-3.

Read SEC document
February 11, 2022 Filed Feb 15, 2022 18:07 UTC Amendment TYSON FOODS, INC. TSN · Entity 3273 SaleClass A Common Stock 1,388 $98.29 $136,426.52
Disclosure

SEC source: 0000100493-22-000053 · wf-form4a_164494843591850.xml · nonDerivative · entry 2

Bray David R. · CIK 0001871387 · Group President Poultry

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,511.054

F1 · balance_after: Includes 55.709 shares of the Issuer's Class A Common Stock received by the Reporting Person pursuant to the Issuer's dividend reinvestment plan since the last Statement of Changes in Beneficial Ownership was filed by the Reporting Person. Such acquisitions are exempt from Section 16 concurrent reporting requirements pursuant to Rule 16a-11.

Read SEC document
February 11, 2022 Filed Feb 15, 2022 18:07 UTC Amendment TYSON FOODS, INC. TSN · Entity 3273 SaleClass A Common Stock 1,537 $98.27 $151,040.99
Disclosure

SEC source: 0000100493-22-000053 · wf-form4a_164494843591850.xml · nonDerivative · entry 1

Bray David R. · CIK 0001871387 · Group President Poultry

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,899.054

Read SEC document
November 29, 2021 Filed Dec 1, 2021 22:27 UTC TYSON FOODS, INC. TSN · Entity 3273 Exercise / conversionPerformance Shares · Derivative 5,048.806 $0.00 $0.00
Disclosure

SEC source: 0000100493-21-000165 · wf-form4_163839763339804.xml · derivative · entry 4

Bray David R. · CIK 0001871387 · Group President Poultry

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 5,048.806 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: A portion of these performance shares vested as described in footnote 1. The remainder of the award expired.

F4 · derivative.exercise_date: A portion of these performance shares vested as described in footnote 1. The remainder of the award expired.

F4 · derivative.expiration_date: A portion of these performance shares vested as described in footnote 1. The remainder of the award expired.

Read SEC document
November 29, 2021 Filed Dec 1, 2021 22:27 UTC TYSON FOODS, INC. TSN · Entity 3273 Tax withholdingClass A Common Stock 861 $81.34 $70,033.74
Disclosure

SEC source: 0000100493-21-000165 · wf-form4_163839763339804.xml · nonDerivative · entry 2

Bray David R. · CIK 0001871387 · Group President Poultry

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,380.345

F2 · kind: Pursuant to the terms of the award agreement, these shares were withheld by the Issuer to satisfy tax withholding obligations related to the vesting described in footnote 1.

Read SEC document
November 29, 2021 Filed Dec 1, 2021 22:27 UTC TYSON FOODS, INC. TSN · Entity 3273 Exercise / conversionClass A Common Stock 2,841.846 $0.00 $0.00
Disclosure

SEC source: 0000100493-21-000165 · wf-form4_163839763339804.xml · nonDerivative · entry 1

Bray David R. · CIK 0001871387 · Group President Poultry

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,241.345

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On November 19, 2018 the Reporting Person received a grant of 5,048.806 performance shares which vested or expired on November 29, 2021 subject to the achievement of performance criteria in the applicable Stock Incentive Agreement. The performance criteria were (a) a cumulative operating income target of $9,986 million for the 2019-2021 fiscal years and (b) a favorable comparison of the relative shareholder return of the Issuer's Class A Common Stock compared to a predetermined peer group of publicly traded companies over the 2019-2021 fiscal years. The performance shares could vest at a level of 50%-200% per performance criteria and were previously reported in the aggregate as derivative securities at the 200% level. On November 29, 2021, 2,841.846 shares vested and are reported herein as acquired non-derivatives securities and the remainder of the award expired.

Read SEC document
November 19, 2021 Filed Nov 23, 2021 22:30 UTC TYSON FOODS, INC. TSN · Entity 3273 GrantNon-Qualified Stock Options (Right to Buy) · Derivative 27,980 $0.00 Strike: $81.51 $0.00
Disclosure

SEC source: 0000100493-21-000142 · wf-form4_163770658792346.xml · derivative · entry 5

Bray David R. · CIK 0001871387 · Group President Poultry

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,980

Underlying: Class A Common Stock · 27,980 shares

Expires 2031-11-19

F6 · kind: These options vest in equal annual increments on each of the first, second and third anniversary dates of the grant and become fully vested after three years.

Read SEC document
November 19, 2021 Filed Nov 23, 2021 22:30 UTC TYSON FOODS, INC. TSN · Entity 3273 GrantPerformance Shares · Derivative 22,696.602 Not disclosed Not disclosed
Disclosure

SEC source: 0000100493-21-000142 · wf-form4_163770658792346.xml · derivative · entry 4

Bray David R. · CIK 0001871387 · Group President Poultry

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,696.602

Underlying: Class A Common Stock · 22,696.602 shares

Expires not disclosed

F5 · derivative.exercise_price: Award of performance Class A Common Stock which vests on November 19, 2024 if the performance metrics described in the applicable Stock Incentive Agreement (the "SIA") are achieved. The performance metrics set forth in the SIAs are: (1) achievement of a three year (fiscal 2022-2024) cumulative operating income target; and (2) a favorable comparison of the relative total shareholder return of the Issuer's Class A Common Stock compared to a predetermined peer group of publicly traded companies over a three year (fiscal 2022-2024) period; and (3) achievement of a three year (fiscal 2022-2024) average return on invested capital target. Subject to the achievement of the performance metrics, the performance shares could vest at a level of 50 to 200 percent and are reported as derivative securities at the 200 percent level. If none of the performance metrics are achieved, the award expires.

F5 · price: Award of performance Class A Common Stock which vests on November 19, 2024 if the performance metrics described in the applicable Stock Incentive Agreement (the "SIA") are achieved. The performance metrics set forth in the SIAs are: (1) achievement of a three year (fiscal 2022-2024) cumulative operating income target; and (2) a favorable comparison of the relative total shareholder return of the Issuer's Class A Common Stock compared to a predetermined peer group of publicly traded companies over a three year (fiscal 2022-2024) period; and (3) achievement of a three year (fiscal 2022-2024) average return on invested capital target. Subject to the achievement of the performance metrics, the performance shares could vest at a level of 50 to 200 percent and are reported as derivative securities at the 200 percent level. If none of the performance metrics are achieved, the award expires.

F5 · derivative.exercise_date: Award of performance Class A Common Stock which vests on November 19, 2024 if the performance metrics described in the applicable Stock Incentive Agreement (the "SIA") are achieved. The performance metrics set forth in the SIAs are: (1) achievement of a three year (fiscal 2022-2024) cumulative operating income target; and (2) a favorable comparison of the relative total shareholder return of the Issuer's Class A Common Stock compared to a predetermined peer group of publicly traded companies over a three year (fiscal 2022-2024) period; and (3) achievement of a three year (fiscal 2022-2024) average return on invested capital target. Subject to the achievement of the performance metrics, the performance shares could vest at a level of 50 to 200 percent and are reported as derivative securities at the 200 percent level. If none of the performance metrics are achieved, the award expires.

F5 · derivative.expiration_date: Award of performance Class A Common Stock which vests on November 19, 2024 if the performance metrics described in the applicable Stock Incentive Agreement (the "SIA") are achieved. The performance metrics set forth in the SIAs are: (1) achievement of a three year (fiscal 2022-2024) cumulative operating income target; and (2) a favorable comparison of the relative total shareholder return of the Issuer's Class A Common Stock compared to a predetermined peer group of publicly traded companies over a three year (fiscal 2022-2024) period; and (3) achievement of a three year (fiscal 2022-2024) average return on invested capital target. Subject to the achievement of the performance metrics, the performance shares could vest at a level of 50 to 200 percent and are reported as derivative securities at the 200 percent level. If none of the performance metrics are achieved, the award expires.

Read SEC document
November 19, 2021 Filed Nov 23, 2021 22:30 UTC TYSON FOODS, INC. TSN · Entity 3273 GrantClass A Common Stock 5,674.15 $0.00 $0.00
Disclosure

SEC source: 0000100493-21-000142 · wf-form4_163770658792346.xml · nonDerivative · entry 2

Bray David R. · CIK 0001871387 · Group President Poultry

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,399.499

F2 · kind: Restricted Stock award of Class A Common Stock which vests on November 19, 2024.

F3 · balance_after: Includes 35.74 shares of the Issuer's Class A Common Stock received by the Reporting Person pursuant to the Issuer's dividend reinvestment plan since the last Statement of Changes in Beneficial Ownership was filed by the Reporting Person. Such acquisitions are exempt from Section 16 concurrent reporting requirements pursuant to Rule 16a-11.

Read SEC document
November 19, 2021 Filed Nov 23, 2021 22:30 UTC TYSON FOODS, INC. TSN · Entity 3273 Tax withholdingClass A Common Stock 411 $81.51 $33,500.61
Disclosure

SEC source: 0000100493-21-000142 · wf-form4_163770658792346.xml · nonDerivative · entry 1

Bray David R. · CIK 0001871387 · Group President Poultry

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,725.349

F1 · kind: On November 19, 2021, 1,355.445 shares of restricted Class A Common Stock vested. These shares were previously reported as beneficially owned by the Reporting Person. Pursuant to the terms of the award agreement, 411 shares were withheld by the Issuer to satisfy tax withholding obligations.

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August 13, 2021 Filed Aug 17, 2021 18:01 UTC TYSON FOODS, INC. TSN · Entity 3273 GrantClass A Common Stock 2,624.832 $0.00 $0.00
Disclosure

SEC source: 0000100493-21-000109 · wf-form4_162922329088723.xml · nonDerivative · entry 1

Bray David R. · CIK 0001871387 · Group President Poultry

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,100.609

F1 · kind: Restricted Stock award of Class A Common Stock which vests on August 13, 2024.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.