Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| PHILLIPS 66 PARTNERS LPPSXP · Entity 129293 | Director · President | November 17, 2016 | November 17, 2016 |
| Phillips 66PSX · Entity 2915 | President | April 04, 2017 | April 05, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
PHILLIPS 66 PARTNERS LP
Report date November 17, 2016 · Filed November 17, 2016
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Units (Limited Partner Interests)SEC Table I · non-derivative | Direct | 55,000 |
Reported balance
After 2016-11-17 transaction · row 1
1 source rowRow 1 · 2016-11-17 · Purchase · Acquired 5,000 · Balance 55,000 F1: The price of $43.5273 is a weighted average price. These shares were a acquired in multiple transactions at prices ranging from $43.39 - $43.68. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
Filing footnotes · ownership attribution and instrument terms
F1: The price of $43.5273 is a weighted average price. These shares were a acquired in multiple transactions at prices ranging from $43.39 - $43.68. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Phillips 66
Report date April 04, 2017 · Filed April 05, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 49,374 |
Ending reported balance
After 2017-04-04 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2017-04-04 · Exercise / conversion · Acquired 1,913 · Balance 50,133 F1: Lapsing of restrictions on Performance Stock Units. Row 2 · 2017-04-04 · Tax withholding · Disposed 759 · Balance 49,374 |
| Performance Stock UnitsSEC Table II · derivative / convertible security | Direct | 117,183 |
Reported balance
After 2017-04-04 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2017-04-04 · Exercise / conversion · Disposed 1,913 · Balance 117,183 F4: Performance Stock Units (PSUs) settle for shares of Phillips 66 common stock on a 1-for-1 basis at the end of the escrow period. The escrow period ends on the earliest to occur of: (a) five years; (b) termination of employment as a result of layoff; (c) termination of employment after attainment of age 55 with five years of service; (d) termination of employment due to death or total disability; or (e) termination of employment following a change in control. The PSUs will be forfeited if the reporting person separates from service prior to the end of the escrow period for any reason other than those listed above. During the escrow period, the reporting person may not dispose of PSUs. The reporting person may also elect to defer settlement of PSUs until a later date. F1: Lapsing of restrictions on Performance Stock Units. F5: The Performance Stock Units do not have an expiration date. |
| Restricted Stock UnitsSEC Table I · non-derivative | Direct | 46,932 |
Reported balance
Holding disclosure · report date 2017-04-04 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 46,932 F2: Restricted Stock Units settle for shares of Phillips 66 common stock on a 1-for-1 basis on the third anniversary of the grant provided performance criteria are met. |
| Common StockSEC Table I · non-derivative | IndirectBy Phillips 66 Savings Plan | 492.945 |
Reported balance
Holding disclosure · report date 2017-04-04 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 492.945 F3: Includes shares acquired through on-going acquisitions under 401(k) plan and/or routine dividend transactions that are exempt under rule 16a-1. |
| Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $62.17 · Expires 2023-02-07 | Direct | 32,100 |
Reported balance
Holding disclosure · report date 2017-04-04 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 32,100 F6: The stock options became exercisable in three equal annual installments beginning February 7, 2014. |
| Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $72.26 · Expires 2024-02-06 | Direct | 30,100 |
Reported balance
Holding disclosure · report date 2017-04-04 · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · Balance 30,100 F7: The stock options became exercisable in three equal annual installments beginning February 6, 2015. |
| Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $74.14 · Expires 2025-02-03 | Direct | 52,300 |
Reported balance
Holding disclosure · report date 2017-04-04 · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · Balance 52,300 F8: The stock options became exercisable in three equal annual installments beginning February 3, 2016. |
| Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $78.62 · Expires 2026-02-02 | Direct | 60,700 |
Reported balance
Holding disclosure · report date 2017-04-04 · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · Balance 60,700 F9: The stock options became exercisable in three equal annual installments beginning February 2, 2017. |
| Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $78.48 · Expires 2027-02-07 | Direct | 63,800 |
Reported balance
Holding disclosure · report date 2017-04-04 · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · Balance 63,800 F10: The stock options become exercisable in three equal annual installments beginning February 7, 2018. |
| Phantom StockSEC Table II · derivative / convertible security | Direct | 2,005.517 |
Reported balance
Holding disclosure · report date 2017-04-04 · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · Balance 2,005.517 F11: The shares of phantom stock convert to Phillips 66 stock on a 1-for-1 basis. F12: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c). |
Filing footnotes · ownership attribution and instrument terms
F1: Lapsing of restrictions on Performance Stock Units.
F2: Restricted Stock Units settle for shares of Phillips 66 common stock on a 1-for-1 basis on the third anniversary of the grant provided performance criteria are met.
F3: Includes shares acquired through on-going acquisitions under 401(k) plan and/or routine dividend transactions that are exempt under rule 16a-1.
F4: Performance Stock Units (PSUs) settle for shares of Phillips 66 common stock on a 1-for-1 basis at the end of the escrow period. The escrow period ends on the earliest to occur of: (a) five years; (b) termination of employment as a result of layoff; (c) termination of employment after attainment of age 55 with five years of service; (d) termination of employment due to death or total disability; or (e) termination of employment following a change in control. The PSUs will be forfeited if the reporting person separates from service prior to the end of the escrow period for any reason other than those listed above. During the escrow period, the reporting person may not dispose of PSUs. The reporting person may also elect to defer settlement of PSUs until a later date.
F5: The Performance Stock Units do not have an expiration date.
F6: The stock options became exercisable in three equal annual installments beginning February 7, 2014.
F7: The stock options became exercisable in three equal annual installments beginning February 6, 2015.
F8: The stock options became exercisable in three equal annual installments beginning February 3, 2016.
F9: The stock options became exercisable in three equal annual installments beginning February 2, 2017.
F10: The stock options become exercisable in three equal annual installments beginning February 7, 2018.
F11: The shares of phantom stock convert to Phillips 66 stock on a 1-for-1 basis.
F12: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c).
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
CONTINENTAL RESOURCES, INC
Report date November 22, 2022 · Filed November 22, 2022
Section 16 reporting ended · disclosed 2022-11-22. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2022-11-22 transaction · row 1
1 source rowRow 1 · 2022-11-22 · Disposition to issuer · Disposed 57,085 · Balance 0 F1: Pursuant to the Agreement and Plan of Merger, dated October 16, 2022 (the "Merger Agreement"), by and between the Issuer and Omega Acquisition, Inc. ("Merger Sub"), Merger Sub commenced a tender offer (the "Offer") to purchase any and all of the shares of common stock, par value $0.01 per share (collectively, the "Shares") of the Issuer other than Rollover Shares (as defined in the Merger Agreement), at a price of $74.28 per Share. On November 22, 2022 (the "Closing Date"), Merger Sub merged with and into the Issuer (the "Merger" and, together with the Offer, the "Transactions"), and, in connection with the consummation of the Transactions, the Reporting Person disposed of all his Shares. F2: (Continued from Footnote 1) The number of Shares reported includes 3,469 Company RS Awards. Pursuant to the terms of the Merger Agreement, Shares held by the Reporting Person underlying unvested restricted stock awards (each, a "Company RS Award") issued under the Issuer's long-term incentive compensation plans are treated as Rollover Shares and were replaced with a restricted stock unit award covering the same number of shares of the surviving corporation as the number of Shares covered by the Company RS Award. All of the dispositions of Shares reported on this Form 4 are exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Exchange Act") pursuant to Rule 16b-3(e) of the Exchange Act. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the Agreement and Plan of Merger, dated October 16, 2022 (the "Merger Agreement"), by and between the Issuer and Omega Acquisition, Inc. ("Merger Sub"), Merger Sub commenced a tender offer (the "Offer") to purchase any and all of the shares of common stock, par value $0.01 per share (collectively, the "Shares") of the Issuer other than Rollover Shares (as defined in the Merger Agreement), at a price of $74.28 per Share. On November 22, 2022 (the "Closing Date"), Merger Sub merged with and into the Issuer (the "Merger" and, together with the Offer, the "Transactions"), and, in connection with the consummation of the Transactions, the Reporting Person disposed of all his Shares.
F2: (Continued from Footnote 1) The number of Shares reported includes 3,469 Company RS Awards. Pursuant to the terms of the Merger Agreement, Shares held by the Reporting Person underlying unvested restricted stock awards (each, a "Company RS Award") issued under the Issuer's long-term incentive compensation plans are treated as Rollover Shares and were replaced with a restricted stock unit award covering the same number of shares of the surviving corporation as the number of Shares covered by the Company RS Award. All of the dispositions of Shares reported on this Form 4 are exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Exchange Act") pursuant to Rule 16b-3(e) of the Exchange Act.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 22, 2022 Filed Nov 22, 2022 22:01 UTC | CONTINENTAL RESOURCES, INC CLR · Entity 122168 | Disposition to issuerCommon Stock | 57,085 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-22-036758 · doc4.xml · nonDerivative · entry 1 Taylor Timothy Garth · CIK 0001547333 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: Pursuant to the Agreement and Plan of Merger, dated October 16, 2022 (the "Merger Agreement"), by and between the Issuer and Omega Acquisition, Inc. ("Merger Sub"), Merger Sub commenced a tender offer (the "Offer") to purchase any and all of the shares of common stock, par value $0.01 per share (collectively, the "Shares") of the Issuer other than Rollover Shares (as defined in the Merger Agreement), at a price of $74.28 per Share. On November 22, 2022 (the "Closing Date"), Merger Sub merged with and into the Issuer (the "Merger" and, together with the Offer, the "Transactions"), and, in connection with the consummation of the Transactions, the Reporting Person disposed of all his Shares. F2 · price: (Continued from Footnote 1) The number of Shares reported includes 3,469 Company RS Awards. Pursuant to the terms of the Merger Agreement, Shares held by the Reporting Person underlying unvested restricted stock awards (each, a "Company RS Award") issued under the Issuer's long-term incentive compensation plans are treated as Rollover Shares and were replaced with a restricted stock unit award covering the same number of shares of the surviving corporation as the number of Shares covered by the Company RS Award. All of the dispositions of Shares reported on this Form 4 are exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Exchange Act") pursuant to Rule 16b-3(e) of the Exchange Act. Read SEC document |
| May 19, 2022 Filed May 19, 2022 21:16 UTC | CONTINENTAL RESOURCES, INC CLR · Entity 122168 | GrantCommon Stock | 3,469 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-030640 · doc4.xml · nonDerivative · entry 1 Taylor Timothy Garth · CIK 0001547333 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,085 F1 · balance_after: Includes 3,469 shares of restricted common stock which vest on May 1, 2023. Read SEC document |
| May 19, 2021 Filed May 21, 2021 20:47 UTC | CONTINENTAL RESOURCES, INC CLR · Entity 122168 | GrantCommon Stock | 6,873 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-034958 · doc4.xml · nonDerivative · entry 1 Taylor Timothy Garth · CIK 0001547333 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,616 F1 · balance_after: Includes 6,873 shares of restricted common stock which vest on May 1, 2022. Read SEC document |
| December 28, 2020 Filed Dec 30, 2020 21:45 UTC | CONTINENTAL RESOURCES, INC CLR · Entity 122168 | PurchaseCommon Stock | 5,917 | $17.00 | $100,603.20 |
DisclosureSEC source: 0001209191-20-065520 · doc4.xml · nonDerivative · entry 1 Taylor Timothy Garth · CIK 0001547333 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,743 F1 · price: This transaction was executed in multiple trades at prices ranging from $16.90 to $17.06. The price reported represents the weighted average transaction price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each separate price. F2 · balance_after: Includes 16,288 shares of restricted common stock which vest on May 15, 2021. Read SEC document |
| May 28, 2020 Filed Jun 1, 2020 20:42 UTC | CONTINENTAL RESOURCES, INC CLR · Entity 122168 | PurchaseCommon Stock | 7,265 | $13.64 | $99,114.22 |
DisclosureSEC source: 0001209191-20-033218 · doc4.xml · nonDerivative · entry 1 Taylor Timothy Garth · CIK 0001547333 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,826 F1 · price: This transaction was executed in multiple trades at prices ranging from $13.56 to $13.80. The price reported represents the weighted average transaction price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each separate price. F2 · balance_after: Includes 16,288 shares of restricted common stock which vest on May 15, 2021. Read SEC document |
| May 14, 2020 Filed May 18, 2020 20:31 UTC | CONTINENTAL RESOURCES, INC CLR · Entity 122168 | GrantCommon Stock | 16,288 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-030095 · doc4.xml · nonDerivative · entry 1 Taylor Timothy Garth · CIK 0001547333 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,561 F1 · balance_after: Includes 3,887 shares of restricted common stock which vest on May 15, 2020 and 16,288 shares of restricted common stock which vest on May 15, 2021. Read SEC document |
| March 10, 2020 Filed Mar 12, 2020 20:43 UTC | CONTINENTAL RESOURCES, INC CLR · Entity 122168 | PurchaseCommon Stock | 13,386 | $7.60 | $101,761.71 |
DisclosureSEC source: 0001209191-20-018551 · doc4.xml · nonDerivative · entry 1 Taylor Timothy Garth · CIK 0001547333 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,273 F1 · price: This transaction was executed in multiple trades at prices ranging from $7.48 to $7.66. The price reported represents the weighted average transaction price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each separate price. F2 · balance_after: Includes 3,887 shares of restricted common stock which vest on May 15, 2020. Read SEC document |
| November 20, 2019 Filed Nov 22, 2019 22:10 UTC | CONTINENTAL RESOURCES, INC CLR · Entity 122168 | GrantCommon Stock | 3,887 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-057836 · doc4.xml · nonDerivative · entry 1 Taylor Timothy Garth · CIK 0001547333 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,887 F1 · balance_after: Includes 3,887 shares of restricted common stock which vest on May 15, 2020. Read SEC document |
| April 04, 2017 Filed Apr 5, 2017 20:34 UTC | Phillips 66 PSX · Entity 2915 | Exercise / conversionPerformance Stock Units · Derivative | 1,913 | $0.00 | $0.00 |
DisclosureSEC source: 0001534701-17-000059 · wf-form4_149142446598358.xml · derivative · entry 5 Taylor Timothy Garth · CIK 0001547333 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,183 Underlying: Common Stock · 1,913 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Performance Stock Units (PSUs) settle for shares of Phillips 66 common stock on a 1-for-1 basis at the end of the escrow period. The escrow period ends on the earliest to occur of: (a) five years; (b) termination of employment as a result of layoff; (c) termination of employment after attainment of age 55 with five years of service; (d) termination of employment due to death or total disability; or (e) termination of employment following a change in control. The PSUs will be forfeited if the reporting person separates from service prior to the end of the escrow period for any reason other than those listed above. During the escrow period, the reporting person may not dispose of PSUs. The reporting person may also elect to defer settlement of PSUs until a later date. F1 · shares: Lapsing of restrictions on Performance Stock Units. F4 · derivative.exercise_date: Performance Stock Units (PSUs) settle for shares of Phillips 66 common stock on a 1-for-1 basis at the end of the escrow period. The escrow period ends on the earliest to occur of: (a) five years; (b) termination of employment as a result of layoff; (c) termination of employment after attainment of age 55 with five years of service; (d) termination of employment due to death or total disability; or (e) termination of employment following a change in control. The PSUs will be forfeited if the reporting person separates from service prior to the end of the escrow period for any reason other than those listed above. During the escrow period, the reporting person may not dispose of PSUs. The reporting person may also elect to defer settlement of PSUs until a later date. F5 · derivative.expiration_date: The Performance Stock Units do not have an expiration date. Read SEC document |
| April 04, 2017 Filed Apr 5, 2017 20:34 UTC | Phillips 66 PSX · Entity 2915 | Tax withholdingCommon Stock | 759 | $78.11 | $59,285.49 |
DisclosureSEC source: 0001534701-17-000059 · wf-form4_149142446598358.xml · nonDerivative · entry 2 Taylor Timothy Garth · CIK 0001547333 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,374 Read SEC document |
| April 04, 2017 Filed Apr 5, 2017 20:34 UTC | Phillips 66 PSX · Entity 2915 | Exercise / conversionCommon Stock | 1,913 | $0.00 | $0.00 |
DisclosureSEC source: 0001534701-17-000059 · wf-form4_149142446598358.xml · nonDerivative · entry 1 Taylor Timothy Garth · CIK 0001547333 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,133 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Lapsing of restrictions on Performance Stock Units. Read SEC document |
| February 08, 2017 Filed Feb 9, 2017 22:36 UTC | Phillips 66 PSX · Entity 2915 | Tax withholdingRestricted Stock Units | 3,806 | $78.48 | $298,675.85 |
DisclosureSEC source: 0001534701-17-000034 · wf-form4_148667975979065.xml · nonDerivative · entry 2 Taylor Timothy Garth · CIK 0001547333 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,932 F1 · security: Restricted Stock Units settle for shares of Phillips 66 common stock on a 1-for-1 basis on the third anniversary of the grant provided performance criteria are met. Read SEC document |
| February 07, 2017 Filed Feb 9, 2017 22:36 UTC | Phillips 66 PSX · Entity 2915 | GrantEmployee Stock Option (Right to Buy) · Derivative | 63,800 | $0.00 Strike: $78.48 | $0.00 |
DisclosureSEC source: 0001534701-17-000034 · wf-form4_148667975979065.xml · derivative · entry 5 Taylor Timothy Garth · CIK 0001547333 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,800 Underlying: Common Stock · 63,800 shares Expires 2027-02-07 F4 · derivative.exercise_date: The stock options become exercisable in three equal annual installments beginning February 7, 2018. Read SEC document |
| February 07, 2017 Filed Feb 9, 2017 22:36 UTC | Phillips 66 PSX · Entity 2915 | GrantRestricted Stock Units | 16,527 | $78.48 | $1,296,956.33 |
DisclosureSEC source: 0001534701-17-000034 · wf-form4_148667975979065.xml · nonDerivative · entry 1 Taylor Timothy Garth · CIK 0001547333 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,738 F1 · security: Restricted Stock Units settle for shares of Phillips 66 common stock on a 1-for-1 basis on the third anniversary of the grant provided performance criteria are met. F2 · balance_after: Totals reflect an increase in shares held and a decrease in Restricted Stock Units to reflect shares received upon the lapse of restrictions on Restricted Stock Units. Read SEC document |
| November 17, 2016 Filed Nov 17, 2016 17:23 UTC | PHILLIPS 66 PARTNERS LP PSXP · Entity 129293 | PurchaseCommon Units (Limited Partner Interests) | 5,000 | $43.53 | $217,636.50 |
DisclosureSEC source: 0001572910-16-000171 · wf-form4_147942141519134.xml · nonDerivative · entry 1 Taylor Timothy Garth · CIK 0001547333 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,000 F1 · price: The price of $43.5273 is a weighted average price. These shares were a acquired in multiple transactions at prices ranging from $43.39 - $43.68. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 16, 2016 Filed Nov 17, 2016 22:22 UTC | Phillips 66 PSX · Entity 2915 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 27,260 | $0.00 Strike: $32.03 | $0.00 |
DisclosureSEC source: 0001534701-16-000181 · wf-form4_147942133887102.xml · derivative · entry 5 Taylor Timothy Garth · CIK 0001547333 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 27,260 shares Expires 2022-02-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The stock options become exercisable in three equal annual installments beginning on February 9, 2013. Read SEC document |
| November 16, 2016 Filed Nov 17, 2016 22:22 UTC | Phillips 66 PSX · Entity 2915 | SaleCommon Stock | 27,260 | $82.91 | $2,260,126.60 |
DisclosureSEC source: 0001534701-16-000181 · wf-form4_147942133887102.xml · nonDerivative · entry 2 Taylor Timothy Garth · CIK 0001547333 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,618 F1 · price: The price reported above is a weighted average price. These shares were sold in multiple transactions at prices ranging from $82.78 to $83.00. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 16, 2016 Filed Nov 17, 2016 22:22 UTC | Phillips 66 PSX · Entity 2915 | Exercise / conversionCommon Stock | 27,260 | $32.03 | $873,137.80 |
DisclosureSEC source: 0001534701-16-000181 · wf-form4_147942133887102.xml · nonDerivative · entry 1 Taylor Timothy Garth · CIK 0001547333 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,878 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.