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Taylor Timothy Garth

Disclosed activity across 3 companies

Tapewire entity
122187
SEC CIK
0001547333

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
PHILLIPS 66 PARTNERS LPPSXP · Entity 129293Director · PresidentNovember 17, 2016November 17, 2016
Phillips 66PSX · Entity 2915PresidentApril 04, 2017April 05, 2017

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

PHILLIPS 66 PARTNERS LP

Report date November 17, 2016 · Filed November 17, 2016

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Units (Limited Partner Interests)SEC Table I · non-derivativeDirect55,000 Reported balance After 2016-11-17 transaction · row 1
1 source row

Row 1 · 2016-11-17 · Purchase · Acquired 5,000 · Balance 55,000

F1: The price of $43.5273 is a weighted average price. These shares were a acquired in multiple transactions at prices ranging from $43.39 - $43.68. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Filing footnotes · ownership attribution and instrument terms

F1: The price of $43.5273 is a weighted average price. These shares were a acquired in multiple transactions at prices ranging from $43.39 - $43.68. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Phillips 66

Report date April 04, 2017 · Filed April 05, 2017

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect49,374 Ending reported balance After 2017-04-04 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2017-04-04 · Exercise / conversion · Acquired 1,913 · Balance 50,133

F1: Lapsing of restrictions on Performance Stock Units.

Row 2 · 2017-04-04 · Tax withholding · Disposed 759 · Balance 49,374

Performance Stock UnitsSEC Table II · derivative / convertible securityDirect117,183 Reported balance After 2017-04-04 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2017-04-04 · Exercise / conversion · Disposed 1,913 · Balance 117,183

F4: Performance Stock Units (PSUs) settle for shares of Phillips 66 common stock on a 1-for-1 basis at the end of the escrow period. The escrow period ends on the earliest to occur of: (a) five years; (b) termination of employment as a result of layoff; (c) termination of employment after attainment of age 55 with five years of service; (d) termination of employment due to death or total disability; or (e) termination of employment following a change in control. The PSUs will be forfeited if the reporting person separates from service prior to the end of the escrow period for any reason other than those listed above. During the escrow period, the reporting person may not dispose of PSUs. The reporting person may also elect to defer settlement of PSUs until a later date.

F1: Lapsing of restrictions on Performance Stock Units.

F5: The Performance Stock Units do not have an expiration date.

Restricted Stock UnitsSEC Table I · non-derivativeDirect46,932 Reported balance Holding disclosure · report date 2017-04-04 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 46,932

F2: Restricted Stock Units settle for shares of Phillips 66 common stock on a 1-for-1 basis on the third anniversary of the grant provided performance criteria are met.

Common StockSEC Table I · non-derivativeIndirectBy Phillips 66 Savings Plan492.945 Reported balance Holding disclosure · report date 2017-04-04 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 492.945

F3: Includes shares acquired through on-going acquisitions under 401(k) plan and/or routine dividend transactions that are exempt under rule 16a-1.

Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $62.17 · Expires 2023-02-07Direct32,100 Reported balance Holding disclosure · report date 2017-04-04 · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · Balance 32,100

F6: The stock options became exercisable in three equal annual installments beginning February 7, 2014.

Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $72.26 · Expires 2024-02-06Direct30,100 Reported balance Holding disclosure · report date 2017-04-04 · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · Balance 30,100

F7: The stock options became exercisable in three equal annual installments beginning February 6, 2015.

Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $74.14 · Expires 2025-02-03Direct52,300 Reported balance Holding disclosure · report date 2017-04-04 · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · Balance 52,300

F8: The stock options became exercisable in three equal annual installments beginning February 3, 2016.

Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $78.62 · Expires 2026-02-02Direct60,700 Reported balance Holding disclosure · report date 2017-04-04 · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · Balance 60,700

F9: The stock options became exercisable in three equal annual installments beginning February 2, 2017.

Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $78.48 · Expires 2027-02-07Direct63,800 Reported balance Holding disclosure · report date 2017-04-04 · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · Balance 63,800

F10: The stock options become exercisable in three equal annual installments beginning February 7, 2018.

Phantom StockSEC Table II · derivative / convertible securityDirect2,005.517 Reported balance Holding disclosure · report date 2017-04-04 · row 11 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 11 · Balance 2,005.517

F11: The shares of phantom stock convert to Phillips 66 stock on a 1-for-1 basis.

F12: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c).

Filing footnotes · ownership attribution and instrument terms

F1: Lapsing of restrictions on Performance Stock Units.

F2: Restricted Stock Units settle for shares of Phillips 66 common stock on a 1-for-1 basis on the third anniversary of the grant provided performance criteria are met.

F3: Includes shares acquired through on-going acquisitions under 401(k) plan and/or routine dividend transactions that are exempt under rule 16a-1.

F4: Performance Stock Units (PSUs) settle for shares of Phillips 66 common stock on a 1-for-1 basis at the end of the escrow period. The escrow period ends on the earliest to occur of: (a) five years; (b) termination of employment as a result of layoff; (c) termination of employment after attainment of age 55 with five years of service; (d) termination of employment due to death or total disability; or (e) termination of employment following a change in control. The PSUs will be forfeited if the reporting person separates from service prior to the end of the escrow period for any reason other than those listed above. During the escrow period, the reporting person may not dispose of PSUs. The reporting person may also elect to defer settlement of PSUs until a later date.

F5: The Performance Stock Units do not have an expiration date.

F6: The stock options became exercisable in three equal annual installments beginning February 7, 2014.

F7: The stock options became exercisable in three equal annual installments beginning February 6, 2015.

F8: The stock options became exercisable in three equal annual installments beginning February 3, 2016.

F9: The stock options became exercisable in three equal annual installments beginning February 2, 2017.

F10: The stock options become exercisable in three equal annual installments beginning February 7, 2018.

F11: The shares of phantom stock convert to Phillips 66 stock on a 1-for-1 basis.

F12: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c).

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

CONTINENTAL RESOURCES, INC

Report date November 22, 2022 · Filed November 22, 2022

Section 16 reporting ended · disclosed 2022-11-22. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2022-11-22 transaction · row 1
1 source row

Row 1 · 2022-11-22 · Disposition to issuer · Disposed 57,085 · Balance 0

F1: Pursuant to the Agreement and Plan of Merger, dated October 16, 2022 (the "Merger Agreement"), by and between the Issuer and Omega Acquisition, Inc. ("Merger Sub"), Merger Sub commenced a tender offer (the "Offer") to purchase any and all of the shares of common stock, par value $0.01 per share (collectively, the "Shares") of the Issuer other than Rollover Shares (as defined in the Merger Agreement), at a price of $74.28 per Share. On November 22, 2022 (the "Closing Date"), Merger Sub merged with and into the Issuer (the "Merger" and, together with the Offer, the "Transactions"), and, in connection with the consummation of the Transactions, the Reporting Person disposed of all his Shares.

F2: (Continued from Footnote 1) The number of Shares reported includes 3,469 Company RS Awards. Pursuant to the terms of the Merger Agreement, Shares held by the Reporting Person underlying unvested restricted stock awards (each, a "Company RS Award") issued under the Issuer's long-term incentive compensation plans are treated as Rollover Shares and were replaced with a restricted stock unit award covering the same number of shares of the surviving corporation as the number of Shares covered by the Company RS Award. All of the dispositions of Shares reported on this Form 4 are exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Exchange Act") pursuant to Rule 16b-3(e) of the Exchange Act.

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant to the Agreement and Plan of Merger, dated October 16, 2022 (the "Merger Agreement"), by and between the Issuer and Omega Acquisition, Inc. ("Merger Sub"), Merger Sub commenced a tender offer (the "Offer") to purchase any and all of the shares of common stock, par value $0.01 per share (collectively, the "Shares") of the Issuer other than Rollover Shares (as defined in the Merger Agreement), at a price of $74.28 per Share. On November 22, 2022 (the "Closing Date"), Merger Sub merged with and into the Issuer (the "Merger" and, together with the Offer, the "Transactions"), and, in connection with the consummation of the Transactions, the Reporting Person disposed of all his Shares.

F2: (Continued from Footnote 1) The number of Shares reported includes 3,469 Company RS Awards. Pursuant to the terms of the Merger Agreement, Shares held by the Reporting Person underlying unvested restricted stock awards (each, a "Company RS Award") issued under the Issuer's long-term incentive compensation plans are treated as Rollover Shares and were replaced with a restricted stock unit award covering the same number of shares of the surviving corporation as the number of Shares covered by the Company RS Award. All of the dispositions of Shares reported on this Form 4 are exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Exchange Act") pursuant to Rule 16b-3(e) of the Exchange Act.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
November 22, 2022 Filed Nov 22, 2022 22:01 UTC CONTINENTAL RESOURCES, INC CLR · Entity 122168 Disposition to issuerCommon Stock 57,085 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-22-036758 · doc4.xml · nonDerivative · entry 1

Taylor Timothy Garth · CIK 0001547333 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: Pursuant to the Agreement and Plan of Merger, dated October 16, 2022 (the "Merger Agreement"), by and between the Issuer and Omega Acquisition, Inc. ("Merger Sub"), Merger Sub commenced a tender offer (the "Offer") to purchase any and all of the shares of common stock, par value $0.01 per share (collectively, the "Shares") of the Issuer other than Rollover Shares (as defined in the Merger Agreement), at a price of $74.28 per Share. On November 22, 2022 (the "Closing Date"), Merger Sub merged with and into the Issuer (the "Merger" and, together with the Offer, the "Transactions"), and, in connection with the consummation of the Transactions, the Reporting Person disposed of all his Shares.

F2 · price: (Continued from Footnote 1) The number of Shares reported includes 3,469 Company RS Awards. Pursuant to the terms of the Merger Agreement, Shares held by the Reporting Person underlying unvested restricted stock awards (each, a "Company RS Award") issued under the Issuer's long-term incentive compensation plans are treated as Rollover Shares and were replaced with a restricted stock unit award covering the same number of shares of the surviving corporation as the number of Shares covered by the Company RS Award. All of the dispositions of Shares reported on this Form 4 are exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Exchange Act") pursuant to Rule 16b-3(e) of the Exchange Act.

Read SEC document
May 19, 2022 Filed May 19, 2022 21:16 UTC CONTINENTAL RESOURCES, INC CLR · Entity 122168 GrantCommon Stock 3,469 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-030640 · doc4.xml · nonDerivative · entry 1

Taylor Timothy Garth · CIK 0001547333 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,085

F1 · balance_after: Includes 3,469 shares of restricted common stock which vest on May 1, 2023.

Read SEC document
May 19, 2021 Filed May 21, 2021 20:47 UTC CONTINENTAL RESOURCES, INC CLR · Entity 122168 GrantCommon Stock 6,873 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-034958 · doc4.xml · nonDerivative · entry 1

Taylor Timothy Garth · CIK 0001547333 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,616

F1 · balance_after: Includes 6,873 shares of restricted common stock which vest on May 1, 2022.

Read SEC document
December 28, 2020 Filed Dec 30, 2020 21:45 UTC CONTINENTAL RESOURCES, INC CLR · Entity 122168 PurchaseCommon Stock 5,917 $17.00 $100,603.20
Disclosure

SEC source: 0001209191-20-065520 · doc4.xml · nonDerivative · entry 1

Taylor Timothy Garth · CIK 0001547333 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,743

F1 · price: This transaction was executed in multiple trades at prices ranging from $16.90 to $17.06. The price reported represents the weighted average transaction price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each separate price.

F2 · balance_after: Includes 16,288 shares of restricted common stock which vest on May 15, 2021.

Read SEC document
May 28, 2020 Filed Jun 1, 2020 20:42 UTC CONTINENTAL RESOURCES, INC CLR · Entity 122168 PurchaseCommon Stock 7,265 $13.64 $99,114.22
Disclosure

SEC source: 0001209191-20-033218 · doc4.xml · nonDerivative · entry 1

Taylor Timothy Garth · CIK 0001547333 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,826

F1 · price: This transaction was executed in multiple trades at prices ranging from $13.56 to $13.80. The price reported represents the weighted average transaction price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each separate price.

F2 · balance_after: Includes 16,288 shares of restricted common stock which vest on May 15, 2021.

Read SEC document
May 14, 2020 Filed May 18, 2020 20:31 UTC CONTINENTAL RESOURCES, INC CLR · Entity 122168 GrantCommon Stock 16,288 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-030095 · doc4.xml · nonDerivative · entry 1

Taylor Timothy Garth · CIK 0001547333 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,561

F1 · balance_after: Includes 3,887 shares of restricted common stock which vest on May 15, 2020 and 16,288 shares of restricted common stock which vest on May 15, 2021.

Read SEC document
March 10, 2020 Filed Mar 12, 2020 20:43 UTC CONTINENTAL RESOURCES, INC CLR · Entity 122168 PurchaseCommon Stock 13,386 $7.60 $101,761.71
Disclosure

SEC source: 0001209191-20-018551 · doc4.xml · nonDerivative · entry 1

Taylor Timothy Garth · CIK 0001547333 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,273

F1 · price: This transaction was executed in multiple trades at prices ranging from $7.48 to $7.66. The price reported represents the weighted average transaction price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each separate price.

F2 · balance_after: Includes 3,887 shares of restricted common stock which vest on May 15, 2020.

Read SEC document
November 20, 2019 Filed Nov 22, 2019 22:10 UTC CONTINENTAL RESOURCES, INC CLR · Entity 122168 GrantCommon Stock 3,887 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-057836 · doc4.xml · nonDerivative · entry 1

Taylor Timothy Garth · CIK 0001547333 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,887

F1 · balance_after: Includes 3,887 shares of restricted common stock which vest on May 15, 2020.

Read SEC document
April 04, 2017 Filed Apr 5, 2017 20:34 UTC Phillips 66 PSX · Entity 2915 Exercise / conversionPerformance Stock Units · Derivative 1,913 $0.00 $0.00
Disclosure

SEC source: 0001534701-17-000059 · wf-form4_149142446598358.xml · derivative · entry 5

Taylor Timothy Garth · CIK 0001547333 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,183

Underlying: Common Stock · 1,913 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Performance Stock Units (PSUs) settle for shares of Phillips 66 common stock on a 1-for-1 basis at the end of the escrow period. The escrow period ends on the earliest to occur of: (a) five years; (b) termination of employment as a result of layoff; (c) termination of employment after attainment of age 55 with five years of service; (d) termination of employment due to death or total disability; or (e) termination of employment following a change in control. The PSUs will be forfeited if the reporting person separates from service prior to the end of the escrow period for any reason other than those listed above. During the escrow period, the reporting person may not dispose of PSUs. The reporting person may also elect to defer settlement of PSUs until a later date.

F1 · shares: Lapsing of restrictions on Performance Stock Units.

F4 · derivative.exercise_date: Performance Stock Units (PSUs) settle for shares of Phillips 66 common stock on a 1-for-1 basis at the end of the escrow period. The escrow period ends on the earliest to occur of: (a) five years; (b) termination of employment as a result of layoff; (c) termination of employment after attainment of age 55 with five years of service; (d) termination of employment due to death or total disability; or (e) termination of employment following a change in control. The PSUs will be forfeited if the reporting person separates from service prior to the end of the escrow period for any reason other than those listed above. During the escrow period, the reporting person may not dispose of PSUs. The reporting person may also elect to defer settlement of PSUs until a later date.

F5 · derivative.expiration_date: The Performance Stock Units do not have an expiration date.

Read SEC document
April 04, 2017 Filed Apr 5, 2017 20:34 UTC Phillips 66 PSX · Entity 2915 Tax withholdingCommon Stock 759 $78.11 $59,285.49
Disclosure

SEC source: 0001534701-17-000059 · wf-form4_149142446598358.xml · nonDerivative · entry 2

Taylor Timothy Garth · CIK 0001547333 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,374

Read SEC document
April 04, 2017 Filed Apr 5, 2017 20:34 UTC Phillips 66 PSX · Entity 2915 Exercise / conversionCommon Stock 1,913 $0.00 $0.00
Disclosure

SEC source: 0001534701-17-000059 · wf-form4_149142446598358.xml · nonDerivative · entry 1

Taylor Timothy Garth · CIK 0001547333 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,133

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Lapsing of restrictions on Performance Stock Units.

Read SEC document
February 08, 2017 Filed Feb 9, 2017 22:36 UTC Phillips 66 PSX · Entity 2915 Tax withholdingRestricted Stock Units 3,806 $78.48 $298,675.85
Disclosure

SEC source: 0001534701-17-000034 · wf-form4_148667975979065.xml · nonDerivative · entry 2

Taylor Timothy Garth · CIK 0001547333 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,932

F1 · security: Restricted Stock Units settle for shares of Phillips 66 common stock on a 1-for-1 basis on the third anniversary of the grant provided performance criteria are met.

Read SEC document
February 07, 2017 Filed Feb 9, 2017 22:36 UTC Phillips 66 PSX · Entity 2915 GrantEmployee Stock Option (Right to Buy) · Derivative 63,800 $0.00 Strike: $78.48 $0.00
Disclosure

SEC source: 0001534701-17-000034 · wf-form4_148667975979065.xml · derivative · entry 5

Taylor Timothy Garth · CIK 0001547333 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,800

Underlying: Common Stock · 63,800 shares

Expires 2027-02-07

F4 · derivative.exercise_date: The stock options become exercisable in three equal annual installments beginning February 7, 2018.

Read SEC document
February 07, 2017 Filed Feb 9, 2017 22:36 UTC Phillips 66 PSX · Entity 2915 GrantRestricted Stock Units 16,527 $78.48 $1,296,956.33
Disclosure

SEC source: 0001534701-17-000034 · wf-form4_148667975979065.xml · nonDerivative · entry 1

Taylor Timothy Garth · CIK 0001547333 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,738

F1 · security: Restricted Stock Units settle for shares of Phillips 66 common stock on a 1-for-1 basis on the third anniversary of the grant provided performance criteria are met.

F2 · balance_after: Totals reflect an increase in shares held and a decrease in Restricted Stock Units to reflect shares received upon the lapse of restrictions on Restricted Stock Units.

Read SEC document
November 17, 2016 Filed Nov 17, 2016 17:23 UTC PHILLIPS 66 PARTNERS LP PSXP · Entity 129293 PurchaseCommon Units (Limited Partner Interests) 5,000 $43.53 $217,636.50
Disclosure

SEC source: 0001572910-16-000171 · wf-form4_147942141519134.xml · nonDerivative · entry 1

Taylor Timothy Garth · CIK 0001547333 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,000

F1 · price: The price of $43.5273 is a weighted average price. These shares were a acquired in multiple transactions at prices ranging from $43.39 - $43.68. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
November 16, 2016 Filed Nov 17, 2016 22:22 UTC Phillips 66 PSX · Entity 2915 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 27,260 $0.00 Strike: $32.03 $0.00
Disclosure

SEC source: 0001534701-16-000181 · wf-form4_147942133887102.xml · derivative · entry 5

Taylor Timothy Garth · CIK 0001547333 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 27,260 shares

Expires 2022-02-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The stock options become exercisable in three equal annual installments beginning on February 9, 2013.

Read SEC document
November 16, 2016 Filed Nov 17, 2016 22:22 UTC Phillips 66 PSX · Entity 2915 SaleCommon Stock 27,260 $82.91 $2,260,126.60
Disclosure

SEC source: 0001534701-16-000181 · wf-form4_147942133887102.xml · nonDerivative · entry 2

Taylor Timothy Garth · CIK 0001547333 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,618

F1 · price: The price reported above is a weighted average price. These shares were sold in multiple transactions at prices ranging from $82.78 to $83.00. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
November 16, 2016 Filed Nov 17, 2016 22:22 UTC Phillips 66 PSX · Entity 2915 Exercise / conversionCommon Stock 27,260 $32.03 $873,137.80
Disclosure

SEC source: 0001534701-16-000181 · wf-form4_147942133887102.xml · nonDerivative · entry 1

Taylor Timothy Garth · CIK 0001547333 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,878

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.