Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| GOLDMAN SACHS GROUP INCGS · Entity 2819 | Director · Chairman of the Board and CEO | December 28, 2017 | December 29, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
GOLDMAN SACHS GROUP INC
Report date December 28, 2017 · Filed December 29, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | Direct | 1,244,942 |
Ending reported balance
After 2017-12-28 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2017-12-28 · Exercise / conversion · Acquired 30,075 · Balance 1,261,729 F1: On December 28, 2017, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2017 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2017 compensation. The shares were scheduled to be delivered in January 2018; however, the Board of Directors of the Issuer, in its sole discretion, determined to make this delivery in December 2017 due to changes in U.S. tax law and the associated tax savings to the Issuer that resulted from making the delivery prior to year-end. Row 2 · 2017-12-28 · Tax withholding · Disposed 16,787 · Balance 1,244,942 F2: Represents shares of the Issuer's common stock withheld to satisfy withholding obligations in connection with the delivery of the common stock underlying the RSUs described in footnote 1 above. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2017-12-28 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2017-12-28 · Exercise / conversion · Disposed 30,075 · Balance 0 F1: On December 28, 2017, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2017 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2017 compensation. The shares were scheduled to be delivered in January 2018; however, the Board of Directors of the Issuer, in its sole discretion, determined to make this delivery in December 2017 due to changes in U.S. tax law and the associated tax savings to the Issuer that resulted from making the delivery prior to year-end. |
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | IndirectSee footnote | 391,332 |
Reported balance
Holding disclosure · report date 2017-12-28 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 391,332 F3: Held through trusts, the sole trustee of which is the Reporting Person's spouse and the sole beneficiaries of which are immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares. |
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | IndirectSee footnote | 675,224 |
Reported balance
Holding disclosure · report date 2017-12-28 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 675,224 F4: As trustee of grantor retained annuity trusts. |
Filing footnotes · ownership attribution and instrument terms
F1: On December 28, 2017, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2017 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2017 compensation. The shares were scheduled to be delivered in January 2018; however, the Board of Directors of the Issuer, in its sole discretion, determined to make this delivery in December 2017 due to changes in U.S. tax law and the associated tax savings to the Issuer that resulted from making the delivery prior to year-end.
F2: Represents shares of the Issuer's common stock withheld to satisfy withholding obligations in connection with the delivery of the common stock underlying the RSUs described in footnote 1 above.
F3: Held through trusts, the sole trustee of which is the Reporting Person's spouse and the sole beneficiaries of which are immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares.
F4: As trustee of grantor retained annuity trusts.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 05, 2006 Filed Jan 9, 2006 19:07 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Exercise / conversionRestricted Stock Units · Derivative | 45,890 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000769993-06-000025 · blankfeineep_ex.xml · derivative · entry 6 BLANKFEIN LLOYD C · CIK 0001180587 · Director · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 per share · 45,890 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On January 5, 2006, 45,890 shares of the Issuer's common stock underlying these Restricted Stock Units became deliverable, without the payment of any consideration, and were delivered to the Reporting Person. F1 · price: On January 5, 2006, 45,890 shares of the Issuer's common stock underlying these Restricted Stock Units became deliverable, without the payment of any consideration, and were delivered to the Reporting Person. F1 · derivative.exercise_date: On January 5, 2006, 45,890 shares of the Issuer's common stock underlying these Restricted Stock Units became deliverable, without the payment of any consideration, and were delivered to the Reporting Person. F1 · derivative.expiration_date: On January 5, 2006, 45,890 shares of the Issuer's common stock underlying these Restricted Stock Units became deliverable, without the payment of any consideration, and were delivered to the Reporting Person. Read SEC document |
| January 05, 2006 Filed Jan 9, 2006 19:07 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Tax withholdingCommon Stock, par value $0.01 per share | 21,271 | $126.47 | $2,690,037.02 |
DisclosureSEC source: 0000769993-06-000025 · blankfeineep_ex.xml · nonDerivative · entry 2 BLANKFEIN LLOYD C · CIK 0001180587 · Director · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,400,319 Read SEC document |
| January 05, 2006 Filed Jan 9, 2006 19:07 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | GrantCommon Stock, par value $0.01 per share | 45,890 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000769993-06-000025 · blankfeineep_ex.xml · nonDerivative · entry 1 BLANKFEIN LLOYD C · CIK 0001180587 · Director · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,421,590 F1 · price: On January 5, 2006, 45,890 shares of the Issuer's common stock underlying these Restricted Stock Units became deliverable, without the payment of any consideration, and were delivered to the Reporting Person. Read SEC document |
| December 16, 2005 Filed Dec 20, 2005 12:08 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | OtherCommon Stock, par value $0.01 per share | 200,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000769993-05-000725 · blankfeineep_ex.xml · nonDerivative · entry 1 BLANKFEIN LLOYD C · CIK 0001180587 · Director · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,375,700 F1 · kind: On December 16, 2005, the Reporting Person donated 200,000 shares of the Issuer's common stock to a grantor retained annuity trust of which the Reporting Person is the sole trustee and the sole beneficiary. This donation was exempt from Section 16 pursuant to Rule 16a-13 under the Securities Exchange Act of 1934, as amended. F1 · acquired: On December 16, 2005, the Reporting Person donated 200,000 shares of the Issuer's common stock to a grantor retained annuity trust of which the Reporting Person is the sole trustee and the sole beneficiary. This donation was exempt from Section 16 pursuant to Rule 16a-13 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| December 13, 2005 Filed Dec 15, 2005 20:58 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | GrantNonqualified Stock Options (right to buy) · Derivative | 218,872 | $0.00 Strike: $131.64 | $0.00 |
DisclosureSEC source: 0000769993-05-000717 · blankfeineep_ex.xml · derivative · entry 2 BLANKFEIN LLOYD C · CIK 0001180587 · Director · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 218,872 Underlying: Common Stock · 218,872 shares Expires 2015-11-27 F3 · shares: The value of each Stock Option, based on a binomial option valuation method, was $32.91. Of these Stock Options, 40% vested immediately upon grant, with the remaining 60% vesting on November 28, 2008. The Stock Options become exercisable in January 2009, although the underlying shares are subject to transfer restrictions until January 2010. F3 · derivative.exercise_date: The value of each Stock Option, based on a binomial option valuation method, was $32.91. Of these Stock Options, 40% vested immediately upon grant, with the remaining 60% vesting on November 28, 2008. The Stock Options become exercisable in January 2009, although the underlying shares are subject to transfer restrictions until January 2010. Read SEC document |
| December 13, 2005 Filed Dec 15, 2005 20:58 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | GrantRestricted Stock Units · Derivative | 80,559 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000769993-05-000717 · blankfeineep_ex.xml · derivative · entry 1 BLANKFEIN LLOYD C · CIK 0001180587 · Director · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,559 Underlying: Common Stock · 80,559 shares Expires not disclosed F1 · derivative.exercise_price: The number of Restricted Stock Units ("RSUs") awarded to the Reporting Person was determined by dividing the dollar amount to be granted as RSUs by $134.12 (the closing price of the Issuer's Common Stock on the New York Stock Exchange on November 25, 2005, the last day of the Issuer's 2005 fiscal year). F1 · price: The number of Restricted Stock Units ("RSUs") awarded to the Reporting Person was determined by dividing the dollar amount to be granted as RSUs by $134.12 (the closing price of the Issuer's Common Stock on the New York Stock Exchange on November 25, 2005, the last day of the Issuer's 2005 fiscal year). F2 · derivative.exercise_date: Of these RSUs, 40% vested immediately upon grant, with the remaining 60% vesting on November 28, 2008. The shares of Common Stock underlying these RSUs will be deliverable, without the payment of any consideration, in January 2009. F2 · derivative.expiration_date: Of these RSUs, 40% vested immediately upon grant, with the remaining 60% vesting on November 28, 2008. The shares of Common Stock underlying these RSUs will be deliverable, without the payment of any consideration, in January 2009. Read SEC document |
| October 21, 2005 Filed Oct 24, 2005 17:09 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 11,500 | $118.80 | $1,366,200.00 |
DisclosureSEC source: 0000769993-05-000615 · blankfeineep_ex.xml · nonDerivative · entry 5 BLANKFEIN LLOYD C · CIK 0001180587 · Director · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,575,700 Read SEC document |
| October 21, 2005 Filed Oct 24, 2005 17:09 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 2,000 | $119.00 | $238,000.00 |
DisclosureSEC source: 0000769993-05-000615 · blankfeineep_ex.xml · nonDerivative · entry 4 BLANKFEIN LLOYD C · CIK 0001180587 · Director · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,587,200 Read SEC document |
| October 21, 2005 Filed Oct 24, 2005 17:09 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 1,100 | $119.19 | $131,109.00 |
DisclosureSEC source: 0000769993-05-000615 · blankfeineep_ex.xml · nonDerivative · entry 3 BLANKFEIN LLOYD C · CIK 0001180587 · Director · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,589,200 Read SEC document |
| October 21, 2005 Filed Oct 24, 2005 17:09 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 400 | $119.20 | $47,680.00 |
DisclosureSEC source: 0000769993-05-000615 · blankfeineep_ex.xml · nonDerivative · entry 2 BLANKFEIN LLOYD C · CIK 0001180587 · Director · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,590,300 Read SEC document |
| October 20, 2005 Filed Oct 24, 2005 17:09 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | GiftCommon Stock, par value $0.01 per share | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000769993-05-000615 · blankfeineep_ex.xml · nonDerivative · entry 1 BLANKFEIN LLOYD C · CIK 0001180587 · Director · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,590,700 Read SEC document |
| July 22, 2005 Filed Jul 26, 2005 10:30 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | GiftCommon Stock, par value $0.01 per share | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000769993-05-000478 · blankfeineep_ex.xml · nonDerivative · entry 1 BLANKFEIN LLOYD C · CIK 0001180587 · Director · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,605,700 Read SEC document |
| April 21, 2005 Filed Apr 25, 2005 14:35 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | OtherCommon Stock, par value $0.01 per share | 200,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000769993-05-000364 · blankfeineep_ex.xml · nonDerivative · entry 1 BLANKFEIN LLOYD C · CIK 0001180587 · Director · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,615,700 F1 · kind: On April 21, 2005, the Reporting Person donated 200,000 shares of the Issuer's common stock to a grantor retained annuity trust of which the Reporting Person is the sole trustee and the sole beneficiary. This donation was exempt from Section 16 pursuant to Rule 16a-13 under the Securities Exchange Act of 1934, as amended. F1 · acquired: On April 21, 2005, the Reporting Person donated 200,000 shares of the Issuer's common stock to a grantor retained annuity trust of which the Reporting Person is the sole trustee and the sole beneficiary. This donation was exempt from Section 16 pursuant to Rule 16a-13 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| December 31, 2004 Filed Jan 4, 2005 10:10 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | GiftCommon Stock, par value $0.01 per share | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000769993-05-000002 · blankfeineep_ex.xml · nonDerivative · entry 1 BLANKFEIN LLOYD C · CIK 0001180587 · Director · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,815,700 Read SEC document |
| December 14, 2004 Filed Dec 16, 2004 15:59 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | GrantRestricted Stock Units · Derivative | 132,417 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000769993-04-000746 · blankfeineep_ex.xml · derivative · entry 1 BLANKFEIN LLOYD C · CIK 0001180587 · Director · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,417 Underlying: Common Stock · 132,417 shares Expires not disclosed F1 · derivative.exercise_price: The number of Restricted Stock Units ("RSUs") awarded to the Reporting Person was determined by dividing the dollar amount to be granted as an equity-based award by $104.84 (the closing price-per-share of the Issuer's Common Stock on the New York Stock Exchange on November 26, 2004, the last day of the Issuer's 2004 fiscal year). F1 · price: The number of Restricted Stock Units ("RSUs") awarded to the Reporting Person was determined by dividing the dollar amount to be granted as an equity-based award by $104.84 (the closing price-per-share of the Issuer's Common Stock on the New York Stock Exchange on November 26, 2004, the last day of the Issuer's 2004 fiscal year). F2 · derivative.exercise_date: Of these RSUs, 40% vested upon grant, with the remaining 60% vesting on November 30, 2007. The shares of Common Stock underlying these RSUs will be deliverable, without the payment of any consideration, in or about January 2008. F2 · derivative.expiration_date: Of these RSUs, 40% vested upon grant, with the remaining 60% vesting on November 30, 2007. The shares of Common Stock underlying these RSUs will be deliverable, without the payment of any consideration, in or about January 2008. F1 · derivative.underlying_shares: The number of Restricted Stock Units ("RSUs") awarded to the Reporting Person was determined by dividing the dollar amount to be granted as an equity-based award by $104.84 (the closing price-per-share of the Issuer's Common Stock on the New York Stock Exchange on November 26, 2004, the last day of the Issuer's 2004 fiscal year). Read SEC document |
| June 28, 2004 Filed Jun 30, 2004 17:04 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | OtherCommon Stock, par value $0.01 per share | 113,511 | $0.00 | $0.00 |
DisclosureSEC source: 0000769993-04-000424 · blankfeineep_ex.xml · nonDerivative · entry 2 BLANKFEIN LLOYD C · CIK 0001180587 · Director · President and COO 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 113,511 F2 · kind: Reflects the distribution of 113,511 shares of the Issuer's common stock from a grantor retained annuity trust to another trust, the sole trustee of which is the Reporting Person's spouse and the sole beneficiaries of which are immediate family members of the Reporting Person. This distribution was exempt from Section 16 pursuant to Rule 16a-13 under the Act. The Reporting Person disclaims beneficial ownership of these shares. The grantor retained annuity trust is no longer a beneficial owner of the Issuer's common stock. F2 · acquired: Reflects the distribution of 113,511 shares of the Issuer's common stock from a grantor retained annuity trust to another trust, the sole trustee of which is the Reporting Person's spouse and the sole beneficiaries of which are immediate family members of the Reporting Person. This distribution was exempt from Section 16 pursuant to Rule 16a-13 under the Act. The Reporting Person disclaims beneficial ownership of these shares. The grantor retained annuity trust is no longer a beneficial owner of the Issuer's common stock. F2 · ownership.nature: Reflects the distribution of 113,511 shares of the Issuer's common stock from a grantor retained annuity trust to another trust, the sole trustee of which is the Reporting Person's spouse and the sole beneficiaries of which are immediate family members of the Reporting Person. This distribution was exempt from Section 16 pursuant to Rule 16a-13 under the Act. The Reporting Person disclaims beneficial ownership of these shares. The grantor retained annuity trust is no longer a beneficial owner of the Issuer's common stock. Read SEC document |
| June 28, 2004 Filed Jun 30, 2004 17:04 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | OtherCommon Stock, par value $0.01 per share | 152,530 | $0.00 | $0.00 |
DisclosureSEC source: 0000769993-04-000424 · blankfeineep_ex.xml · nonDerivative · entry 1 BLANKFEIN LLOYD C · CIK 0001180587 · Director · President and COO 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 113,511 F1 · kind: Reflects the distribution of 152,530 shares of the Issuer's common stock from a grantor retained annuity trust to the Reporting Person on June 28, 2004. This distribution was exempt from Section 16 pursuant to Rule 16a-13 under the Securities Exchange Act of 1934, as amended (the "Act"). F1 · acquired: Reflects the distribution of 152,530 shares of the Issuer's common stock from a grantor retained annuity trust to the Reporting Person on June 28, 2004. This distribution was exempt from Section 16 pursuant to Rule 16a-13 under the Securities Exchange Act of 1934, as amended (the "Act"). F1 · ownership.nature: Reflects the distribution of 152,530 shares of the Issuer's common stock from a grantor retained annuity trust to the Reporting Person on June 28, 2004. This distribution was exempt from Section 16 pursuant to Rule 16a-13 under the Securities Exchange Act of 1934, as amended (the "Act"). Read SEC document |
| January 21, 2004 Filed Jan 23, 2004 10:03 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 42,268 | $100.67 | $4,254,929.35 |
DisclosureSEC source: 0000769993-04-000039 · blankfeineep_ex.xml · nonDerivative · entry 1 BLANKFEIN LLOYD C · CIK 0001180587 · Director · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,678,170 Read SEC document |
| January 16, 2004 Filed Jan 21, 2004 11:01 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 75,000 | $100.71 | $7,553,010.00 |
DisclosureSEC source: 0000769993-04-000035 · blankfeineep_ex.xml · nonDerivative · entry 1 BLANKFEIN LLOYD C · CIK 0001180587 · Director · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,720,438 Read SEC document |
| January 05, 2004 Filed Jan 7, 2004 17:09 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Exercise / conversionRestricted Stock Units · Derivative | 110,464 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000769993-04-000006 · blankfeineep_ex.xml · derivative · entry 4 BLANKFEIN LLOYD C · CIK 0001180587 · Director · Vice Chairman of the Corp. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 per share · 110,464 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On January 5, 2004, 110,464 shares of the Issuer's common stock underlying these Restricted Stock Units became deliverable, without the payment of any consideration, and were delivered to the Reporting Person. F1 · price: On January 5, 2004, 110,464 shares of the Issuer's common stock underlying these Restricted Stock Units became deliverable, without the payment of any consideration, and were delivered to the Reporting Person. F1 · derivative.exercise_date: On January 5, 2004, 110,464 shares of the Issuer's common stock underlying these Restricted Stock Units became deliverable, without the payment of any consideration, and were delivered to the Reporting Person. F1 · derivative.expiration_date: On January 5, 2004, 110,464 shares of the Issuer's common stock underlying these Restricted Stock Units became deliverable, without the payment of any consideration, and were delivered to the Reporting Person. Read SEC document |
| January 05, 2004 Filed Jan 7, 2004 17:09 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Tax withholdingCommon Stock, par value $0.01 per share | 43,196 | $97.05 | $4,191,955.82 |
DisclosureSEC source: 0000769993-04-000006 · blankfeineep_ex.xml · nonDerivative · entry 2 BLANKFEIN LLOYD C · CIK 0001180587 · Director · Vice Chairman of the Corp. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,795,438 Read SEC document |
| January 05, 2004 Filed Jan 7, 2004 17:09 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | GrantCommon Stock, par value $0.01 per share | 110,464 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000769993-04-000006 · blankfeineep_ex.xml · nonDerivative · entry 1 BLANKFEIN LLOYD C · CIK 0001180587 · Director · Vice Chairman of the Corp. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,838,634 F1 · price: On January 5, 2004, 110,464 shares of the Issuer's common stock underlying these Restricted Stock Units became deliverable, without the payment of any consideration, and were delivered to the Reporting Person. Read SEC document |
| December 17, 2003 Filed Dec 18, 2003 14:47 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | GrantRestricted Stock Units · Derivative | 96,702 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000769993-03-000672 · blankfeineep_ex.xml · derivative · entry 1 BLANKFEIN LLOYD C · CIK 0001180587 · Director · Vice Chairman of the Corp. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,702 Underlying: Common Stock · 96,702 shares Expires not disclosed F1 · derivative.exercise_price: The number of Restricted Stock Units ("RSUs") awarded to the Reporting Person was determined by dividing the dollar amount to be granted as an equity-based award by $94.44 (the average closing price-per-share of the Issuer's Common Stock on the New York Stock Exchange for the ten trading-day period up to and including the last day of the Issuer's 2003 fiscal year). F1 · price: The number of Restricted Stock Units ("RSUs") awarded to the Reporting Person was determined by dividing the dollar amount to be granted as an equity-based award by $94.44 (the average closing price-per-share of the Issuer's Common Stock on the New York Stock Exchange for the ten trading-day period up to and including the last day of the Issuer's 2003 fiscal year). F2 · derivative.exercise_date: Of these RSUs, 25% vested upon grant, with the remaining 75% vesting on November 24, 2006. The shares of Common Stock underlying these RSUs will be deliverable, without the payment of any consideration, in or about January 2007. F2 · derivative.expiration_date: Of these RSUs, 25% vested upon grant, with the remaining 75% vesting on November 24, 2006. The shares of Common Stock underlying these RSUs will be deliverable, without the payment of any consideration, in or about January 2007. F1 · derivative.underlying_shares: The number of Restricted Stock Units ("RSUs") awarded to the Reporting Person was determined by dividing the dollar amount to be granted as an equity-based award by $94.44 (the average closing price-per-share of the Issuer's Common Stock on the New York Stock Exchange for the ten trading-day period up to and including the last day of the Issuer's 2003 fiscal year). Read SEC document |
| June 26, 2003 Filed Jun 30, 2003 17:00 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | OtherCommon Stock, par value $0.01 per share | 184,055 | $0.00 | $0.00 |
DisclosureSEC source: 0000769993-03-000454 · blankfeineep1_ex.xml · nonDerivative · entry 2 BLANKFEIN LLOYD C · CIK 0001180587 · Director · Vice Chairman of the Corp. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 266,041 F3 · kind: Reflects the distribution of 184,055 shares of the Issuer's common stock from this grantor retained annuity trust to the Reporting Person on June 26, 2003. This distribution was exempt from Section 16 pursuant to Rule 16a-13 under the Act. F3 · acquired: Reflects the distribution of 184,055 shares of the Issuer's common stock from this grantor retained annuity trust to the Reporting Person on June 26, 2003. This distribution was exempt from Section 16 pursuant to Rule 16a-13 under the Act. F4 · balance_after: Following all transactions reported in Table I, the Reporting Person beneficially owned 1,728,170 shares of the Issuer's common stock directly. F5 · ownership.nature: As trustee of grantor retained annuity trust Read SEC document |
| June 26, 2003 Filed Jun 30, 2003 17:00 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | OtherCommon Stock, par value $0.01 per share | 49,904 | $0.00 | $0.00 |
DisclosureSEC source: 0000769993-03-000454 · blankfeineep1_ex.xml · nonDerivative · entry 1 BLANKFEIN LLOYD C · CIK 0001180587 · Director · Vice Chairman of the Corp. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 F1 · kind: Reflects the distribution of 49,904 shares of the Issuer's common stock from this grantor retained annuity trust to the Reporting Person on June 26, 2003. This trust is no longer a beneficial owner of the Issuer's securities. This distribution was exempt from Section 16 pursuant to Rule 16a-13 under the Securities Exchange Act of 1934, as amended (the "Act"). F1 · acquired: Reflects the distribution of 49,904 shares of the Issuer's common stock from this grantor retained annuity trust to the Reporting Person on June 26, 2003. This trust is no longer a beneficial owner of the Issuer's securities. This distribution was exempt from Section 16 pursuant to Rule 16a-13 under the Securities Exchange Act of 1934, as amended (the "Act"). F2 · ownership.nature: This trust is no longer a beneficial owner of the Issuer's securities. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.