Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| GOLDMAN SACHS GROUP INCGS · Entity 2819 | Director · Chairman of the Board and CEO | December 28, 2017 | December 29, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
GOLDMAN SACHS GROUP INC
Report date December 28, 2017 · Filed December 29, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | Direct | 1,244,942 |
Ending reported balance
After 2017-12-28 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2017-12-28 · Exercise / conversion · Acquired 30,075 · Balance 1,261,729 F1: On December 28, 2017, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2017 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2017 compensation. The shares were scheduled to be delivered in January 2018; however, the Board of Directors of the Issuer, in its sole discretion, determined to make this delivery in December 2017 due to changes in U.S. tax law and the associated tax savings to the Issuer that resulted from making the delivery prior to year-end. Row 2 · 2017-12-28 · Tax withholding · Disposed 16,787 · Balance 1,244,942 F2: Represents shares of the Issuer's common stock withheld to satisfy withholding obligations in connection with the delivery of the common stock underlying the RSUs described in footnote 1 above. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2017-12-28 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2017-12-28 · Exercise / conversion · Disposed 30,075 · Balance 0 F1: On December 28, 2017, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2017 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2017 compensation. The shares were scheduled to be delivered in January 2018; however, the Board of Directors of the Issuer, in its sole discretion, determined to make this delivery in December 2017 due to changes in U.S. tax law and the associated tax savings to the Issuer that resulted from making the delivery prior to year-end. |
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | IndirectSee footnote | 391,332 |
Reported balance
Holding disclosure · report date 2017-12-28 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 391,332 F3: Held through trusts, the sole trustee of which is the Reporting Person's spouse and the sole beneficiaries of which are immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares. |
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | IndirectSee footnote | 675,224 |
Reported balance
Holding disclosure · report date 2017-12-28 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 675,224 F4: As trustee of grantor retained annuity trusts. |
Filing footnotes · ownership attribution and instrument terms
F1: On December 28, 2017, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2017 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2017 compensation. The shares were scheduled to be delivered in January 2018; however, the Board of Directors of the Issuer, in its sole discretion, determined to make this delivery in December 2017 due to changes in U.S. tax law and the associated tax savings to the Issuer that resulted from making the delivery prior to year-end.
F2: Represents shares of the Issuer's common stock withheld to satisfy withholding obligations in connection with the delivery of the common stock underlying the RSUs described in footnote 1 above.
F3: Held through trusts, the sole trustee of which is the Reporting Person's spouse and the sole beneficiaries of which are immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares.
F4: As trustee of grantor retained annuity trusts.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 11, 2010 Filed Aug 13, 2010 17:32 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 1,711 | $151.99 | $260,059.85 |
DisclosureSEC source: 0000769993-10-000428 · blankfein420100804_ex.xml · nonDerivative · entry 5 BLANKFEIN LLOYD C · CIK 0001180587 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,725,512 F5 · price: Reflects a weighted average sale price of $151.9929 per share, at prices ranging from $151.97 to $152.00 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| August 11, 2010 Filed Aug 13, 2010 17:32 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 17,465 | $151.20 | $2,640,774.37 |
DisclosureSEC source: 0000769993-10-000428 · blankfein420100804_ex.xml · nonDerivative · entry 4 BLANKFEIN LLOYD C · CIK 0001180587 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,727,223 F4 · price: Reflects a weighted average sale price of $151.2038 per share, at prices ranging from $150.97 to $151.72 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| August 11, 2010 Filed Aug 13, 2010 17:32 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 14,544 | $150.42 | $2,187,763.75 |
DisclosureSEC source: 0000769993-10-000428 · blankfein420100804_ex.xml · nonDerivative · entry 3 BLANKFEIN LLOYD C · CIK 0001180587 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,744,688 F3 · price: Reflects a weighted average sale price of $150.4238 per share, at prices ranging from $149.97 to $150.95 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| August 11, 2010 Filed Aug 13, 2010 17:32 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 56,961 | $149.50 | $8,515,390.39 |
DisclosureSEC source: 0000769993-10-000428 · blankfein420100804_ex.xml · nonDerivative · entry 2 BLANKFEIN LLOYD C · CIK 0001180587 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,759,232 F2 · price: Reflects a weighted average sale price of $149.4951 per share, at prices ranging from $148.97 to $149.96 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| August 11, 2010 Filed Aug 13, 2010 17:32 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Exercise / conversionCommon Stock, par value $0.01 per share | 90,681 | $82.88 | $7,515,187.88 |
DisclosureSEC source: 0000769993-10-000428 · blankfein420100804_ex.xml · nonDerivative · entry 1 BLANKFEIN LLOYD C · CIK 0001180587 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,816,193 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Reflects the exercise by the Reporting Person of Stock Options granted in November 2000 and scheduled to expire in November 2010. Read SEC document |
| February 05, 2010 Filed Feb 5, 2010 16:54 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | GrantYear-End Restricted Stock Units · Derivative | 58,381 | $0.00 | $0.00 |
DisclosureSEC source: 0000769993-10-000039 · blankfeineep_ex.xml · derivative · entry 1 BLANKFEIN LLOYD C · CIK 0001180587 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,381 Underlying: Common Stock, par value $0.01 per share · 58,381 shares Expires not disclosed F1 · derivative.exercise_price: One-third of these 2009 year-end Restricted Stock Units ("RSUs") will convert into shares of the Issuer's common stock in each of January 2011, January 2012 and January 2013. The shares of common stock delivered pursuant to these RSUs cannot be sold or transferred before January 2015. These RSUs comprise 100% of the Reporting Person's discretionary compensation for 2009. F1 · derivative.exercise_date: One-third of these 2009 year-end Restricted Stock Units ("RSUs") will convert into shares of the Issuer's common stock in each of January 2011, January 2012 and January 2013. The shares of common stock delivered pursuant to these RSUs cannot be sold or transferred before January 2015. These RSUs comprise 100% of the Reporting Person's discretionary compensation for 2009. F1 · derivative.expiration_date: One-third of these 2009 year-end Restricted Stock Units ("RSUs") will convert into shares of the Issuer's common stock in each of January 2011, January 2012 and January 2013. The shares of common stock delivered pursuant to these RSUs cannot be sold or transferred before January 2015. These RSUs comprise 100% of the Reporting Person's discretionary compensation for 2009. Read SEC document |
| January 25, 2010 Filed Jan 27, 2010 20:59 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Exercise / conversionRestricted Stock Units · Derivative | 77,776 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000769993-10-000033 · blankfeineep1_ex.xml · derivative · entry 4 BLANKFEIN LLOYD C · CIK 0001180587 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 per share · 77,776 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On January 25, 2010, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with fiscal 2006 compensation were delivered to the Reporting Person without the payment of any consideration. F1 · price: On January 25, 2010, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with fiscal 2006 compensation were delivered to the Reporting Person without the payment of any consideration. F1 · derivative.exercise_date: On January 25, 2010, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with fiscal 2006 compensation were delivered to the Reporting Person without the payment of any consideration. F1 · derivative.expiration_date: On January 25, 2010, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with fiscal 2006 compensation were delivered to the Reporting Person without the payment of any consideration. Read SEC document |
| January 25, 2010 Filed Jan 27, 2010 20:59 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Tax withholdingCommon Stock, par value $0.01 per share | 38,247 | $156.40 | $5,981,830.80 |
DisclosureSEC source: 0000769993-10-000033 · blankfeineep1_ex.xml · nonDerivative · entry 2 BLANKFEIN LLOYD C · CIK 0001180587 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,725,512 F2 · kind: Represents shares of the Issuer's common stock withheld from the delivery of the common stock underlying the RSUs described in footnote 1 above to satisfy tax obligations. F2 · acquired: Represents shares of the Issuer's common stock withheld from the delivery of the common stock underlying the RSUs described in footnote 1 above to satisfy tax obligations. Read SEC document |
| January 25, 2010 Filed Jan 27, 2010 20:59 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Exercise / conversionCommon Stock, par value $0.01 per share | 77,776 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000769993-10-000033 · blankfeineep1_ex.xml · nonDerivative · entry 1 BLANKFEIN LLOYD C · CIK 0001180587 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,763,759 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On January 25, 2010, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with fiscal 2006 compensation were delivered to the Reporting Person without the payment of any consideration. Read SEC document |
| January 13, 2009 Filed Jan 15, 2009 18:14 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Exercise / conversionRestricted Stock Units · Derivative | 80,559 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000769993-09-000045 · blankfeineep_ex.xml · derivative · entry 4 BLANKFEIN LLOYD C · CIK 0001180587 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 per share · 80,559 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On January 13, 2009, shares of the Issuer's common stock underlying Restricted Stock Units that were awarded in connection with fiscal 2005 compensation were delivered to the Reporting Person without the payment of any consideration. F1 · price: On January 13, 2009, shares of the Issuer's common stock underlying Restricted Stock Units that were awarded in connection with fiscal 2005 compensation were delivered to the Reporting Person without the payment of any consideration. F1 · derivative.exercise_date: On January 13, 2009, shares of the Issuer's common stock underlying Restricted Stock Units that were awarded in connection with fiscal 2005 compensation were delivered to the Reporting Person without the payment of any consideration. F1 · derivative.expiration_date: On January 13, 2009, shares of the Issuer's common stock underlying Restricted Stock Units that were awarded in connection with fiscal 2005 compensation were delivered to the Reporting Person without the payment of any consideration. Read SEC document |
| January 13, 2009 Filed Jan 15, 2009 18:14 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Tax withholdingCommon Stock, par value $0.01 per share | 36,831 | $76.30 | $2,810,021.15 |
DisclosureSEC source: 0000769993-09-000045 · blankfeineep_ex.xml · nonDerivative · entry 2 BLANKFEIN LLOYD C · CIK 0001180587 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,685,983 F2 · kind: Represents shares of the Issuer's common stock withheld to satisfy tax withholding obligations in connection with the delivery of the common stock underlying the Restricted Stock Units described in footnote 1 above. F2 · acquired: Represents shares of the Issuer's common stock withheld to satisfy tax withholding obligations in connection with the delivery of the common stock underlying the Restricted Stock Units described in footnote 1 above. Read SEC document |
| January 13, 2009 Filed Jan 15, 2009 18:14 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Exercise / conversionCommon Stock, par value $0.01 per share | 80,559 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000769993-09-000045 · blankfeineep_ex.xml · nonDerivative · entry 1 BLANKFEIN LLOYD C · CIK 0001180587 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,722,814 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On January 13, 2009, shares of the Issuer's common stock underlying Restricted Stock Units that were awarded in connection with fiscal 2005 compensation were delivered to the Reporting Person without the payment of any consideration. Read SEC document |
| June 16, 2008 Filed Jun 18, 2008 16:12 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | OtherCommon Stock, par value $ 0.01 per share | 47,443 | $0.00 | $0.00 |
DisclosureSEC source: 0000769993-08-000713 · blankfeineep_ex.xml · nonDerivative · entry 2 BLANKFEIN LLOYD C · CIK 0001180587 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 309,852 F2 · kind: Reflects the distribution of 47,443 shares of the Issuer's common stock from a grantor retained annuity trust to a trust, the sole trustee of which is the Reporting Person's spouse and the sole beneficiaries of which are immediate family members of the Reporting Person. This distribution was exempt from Section 16 pursuant to Rule 16a-13 under the Act. The Reporting Person disclaims beneficial ownership of these shares. The grantor retained annuity trust is no longer a beneficial owner of the Issuer's common stock. F2 · acquired: Reflects the distribution of 47,443 shares of the Issuer's common stock from a grantor retained annuity trust to a trust, the sole trustee of which is the Reporting Person's spouse and the sole beneficiaries of which are immediate family members of the Reporting Person. This distribution was exempt from Section 16 pursuant to Rule 16a-13 under the Act. The Reporting Person disclaims beneficial ownership of these shares. The grantor retained annuity trust is no longer a beneficial owner of the Issuer's common stock. F2 · ownership.nature: Reflects the distribution of 47,443 shares of the Issuer's common stock from a grantor retained annuity trust to a trust, the sole trustee of which is the Reporting Person's spouse and the sole beneficiaries of which are immediate family members of the Reporting Person. This distribution was exempt from Section 16 pursuant to Rule 16a-13 under the Act. The Reporting Person disclaims beneficial ownership of these shares. The grantor retained annuity trust is no longer a beneficial owner of the Issuer's common stock. Read SEC document |
| June 16, 2008 Filed Jun 18, 2008 16:12 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | OtherCommon Stock, par value $ 0.01 per share | 85,675 | $0.00 | $0.00 |
DisclosureSEC source: 0000769993-08-000713 · blankfeineep_ex.xml · nonDerivative · entry 1 BLANKFEIN LLOYD C · CIK 0001180587 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,642,255 F1 · kind: Reflects the distribution of 85,675 shares of the Issuer's common stock from a grantor retained annuity trust to the Reporting Person. This distribution was exempt from Section 16 pursuant to Rule 16a-13 under the Securities Exchange Act of 1934, as amended (the "Act"). The grantor retained annuity trust is no longer a beneficial owner of the Issuer's common stock. F1 · acquired: Reflects the distribution of 85,675 shares of the Issuer's common stock from a grantor retained annuity trust to the Reporting Person. This distribution was exempt from Section 16 pursuant to Rule 16a-13 under the Securities Exchange Act of 1934, as amended (the "Act"). The grantor retained annuity trust is no longer a beneficial owner of the Issuer's common stock. Read SEC document |
| January 07, 2008 Filed Jan 9, 2008 18:53 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Exercise / conversionDSP Base Restricted Stock Units · Derivative | 9,797 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000769993-08-000008 · blankfeineep_ex.xml · derivative · entry 6 BLANKFEIN LLOYD C · CIK 0001180587 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 per share · 9,797 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On January 7, 2008, all of the shares of the Issuer's common stock underlying these Restricted Stock Units became deliverable, without the payment of any consideration, and were delivered to the Reporting Person. F1 · price: On January 7, 2008, all of the shares of the Issuer's common stock underlying these Restricted Stock Units became deliverable, without the payment of any consideration, and were delivered to the Reporting Person. F1 · derivative.exercise_date: On January 7, 2008, all of the shares of the Issuer's common stock underlying these Restricted Stock Units became deliverable, without the payment of any consideration, and were delivered to the Reporting Person. F1 · derivative.expiration_date: On January 7, 2008, all of the shares of the Issuer's common stock underlying these Restricted Stock Units became deliverable, without the payment of any consideration, and were delivered to the Reporting Person. Read SEC document |
| January 07, 2008 Filed Jan 9, 2008 18:53 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Exercise / conversionRestricted Stock Units · Derivative | 132,417 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000769993-08-000008 · blankfeineep_ex.xml · derivative · entry 5 BLANKFEIN LLOYD C · CIK 0001180587 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 per share · 132,417 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On January 7, 2008, all of the shares of the Issuer's common stock underlying these Restricted Stock Units became deliverable, without the payment of any consideration, and were delivered to the Reporting Person. F1 · price: On January 7, 2008, all of the shares of the Issuer's common stock underlying these Restricted Stock Units became deliverable, without the payment of any consideration, and were delivered to the Reporting Person. F1 · derivative.exercise_date: On January 7, 2008, all of the shares of the Issuer's common stock underlying these Restricted Stock Units became deliverable, without the payment of any consideration, and were delivered to the Reporting Person. F1 · derivative.expiration_date: On January 7, 2008, all of the shares of the Issuer's common stock underlying these Restricted Stock Units became deliverable, without the payment of any consideration, and were delivered to the Reporting Person. Read SEC document |
| January 07, 2008 Filed Jan 9, 2008 18:53 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Tax withholdingCommon Stock, par value $0.01 per share | 65,917 | $195.12 | $12,861,725.04 |
DisclosureSEC source: 0000769993-08-000008 · blankfeineep_ex.xml · nonDerivative · entry 2 BLANKFEIN LLOYD C · CIK 0001180587 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,556,580 Read SEC document |
| January 07, 2008 Filed Jan 9, 2008 18:53 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Exercise / conversionCommon Stock, par value $0.01 per share | 142,214 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000769993-08-000008 · blankfeineep_ex.xml · nonDerivative · entry 1 BLANKFEIN LLOYD C · CIK 0001180587 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,622,497 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On January 7, 2008, all of the shares of the Issuer's common stock underlying these Restricted Stock Units became deliverable, without the payment of any consideration, and were delivered to the Reporting Person. Read SEC document |
| December 28, 2007 Filed Jan 2, 2008 17:17 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | GiftCommon Stock, par value $ 0.01 per share | 2,400 | $0.00 | $0.00 |
DisclosureSEC source: 0000769993-08-000004 · blankfeineep_ex.xml · nonDerivative · entry 3 BLANKFEIN LLOYD C · CIK 0001180587 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,480,283 Read SEC document |
| December 19, 2007 Filed Dec 21, 2007 17:20 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | GrantYear-End Nonqualified Stock Options · Derivative | 322,104 | $0.00 Strike: $204.16 | $0.00 |
DisclosureSEC source: 0000769993-07-001161 · blankfeineep_ex.xml · derivative · entry 4 BLANKFEIN LLOYD C · CIK 0001180587 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 322,104 Underlying: Common Stock · 322,104 shares Expires 2017-11-24 F4 · shares: The value of each Stock Option for financial reporting purposes was $51.04. The Stock Options become exercisable in January 2011; if the Stock Options are exercised, the underlying Common Stock cannot be transferred before January 2013. The Issuer's Board of Directors approved a bonus of $67,900,000, plus a contribution to Goldman Sachs Gives, for the Reporting Person. This bonus amount includes cash of $26,800,000 in addition to the $41,100,000 worth of 2007 year-end RSUs and Options described in footnotes (1) and (4) above. These year-end equity grants represent 60% of the compensation approved by the Issuer's Board for the Reporting Person. The Reporting Person was the highest paid executive officer of the Issuer for the Issuer's 2007 fiscal year. F4 · derivative.exercise_date: The value of each Stock Option for financial reporting purposes was $51.04. The Stock Options become exercisable in January 2011; if the Stock Options are exercised, the underlying Common Stock cannot be transferred before January 2013. The Issuer's Board of Directors approved a bonus of $67,900,000, plus a contribution to Goldman Sachs Gives, for the Reporting Person. This bonus amount includes cash of $26,800,000 in addition to the $41,100,000 worth of 2007 year-end RSUs and Options described in footnotes (1) and (4) above. These year-end equity grants represent 60% of the compensation approved by the Issuer's Board for the Reporting Person. The Reporting Person was the highest paid executive officer of the Issuer for the Issuer's 2007 fiscal year. Read SEC document |
| December 19, 2007 Filed Dec 21, 2007 17:20 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | GrantDSP Discount Restricted Stock Units · Derivative | 3,266 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000769993-07-001161 · blankfeineep_ex.xml · derivative · entry 3 BLANKFEIN LLOYD C · CIK 0001180587 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,266 Underlying: Common Stock · 3,266 shares Expires not disclosed F3 · derivative.exercise_price: These Discount Stock Program Discount RSUs were granted at no additional cost to effect the discount described in footnote (2). These RSUs generally convert to Common Stock in January 2011. F3 · price: These Discount Stock Program Discount RSUs were granted at no additional cost to effect the discount described in footnote (2). These RSUs generally convert to Common Stock in January 2011. F3 · derivative.exercise_date: These Discount Stock Program Discount RSUs were granted at no additional cost to effect the discount described in footnote (2). These RSUs generally convert to Common Stock in January 2011. F3 · derivative.expiration_date: These Discount Stock Program Discount RSUs were granted at no additional cost to effect the discount described in footnote (2). These RSUs generally convert to Common Stock in January 2011. Read SEC document |
| December 19, 2007 Filed Dec 21, 2007 17:20 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | GrantDSP Base Restricted Stock Units · Derivative | 9,797 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000769993-07-001161 · blankfeineep_ex.xml · derivative · entry 2 BLANKFEIN LLOYD C · CIK 0001180587 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,797 Underlying: Common Stock · 9,797 shares Expires not disclosed F2 · derivative.exercise_price: These Discount Stock Program Base RSUs were purchased by the Reporting Person at the closing price of the Issuer's Common Stock on the New York Stock Exchange on the grant date under the Issuer's Discount Stock Program, which allows eligible employees to acquire a limited number of RSUs at an effective 25% discount. In January 2008, these RSUs convert to Common Stock that generally cannot be transferred before January 2011. F2 · price: These Discount Stock Program Base RSUs were purchased by the Reporting Person at the closing price of the Issuer's Common Stock on the New York Stock Exchange on the grant date under the Issuer's Discount Stock Program, which allows eligible employees to acquire a limited number of RSUs at an effective 25% discount. In January 2008, these RSUs convert to Common Stock that generally cannot be transferred before January 2011. F2 · derivative.exercise_date: These Discount Stock Program Base RSUs were purchased by the Reporting Person at the closing price of the Issuer's Common Stock on the New York Stock Exchange on the grant date under the Issuer's Discount Stock Program, which allows eligible employees to acquire a limited number of RSUs at an effective 25% discount. In January 2008, these RSUs convert to Common Stock that generally cannot be transferred before January 2011. F2 · derivative.expiration_date: These Discount Stock Program Base RSUs were purchased by the Reporting Person at the closing price of the Issuer's Common Stock on the New York Stock Exchange on the grant date under the Issuer's Discount Stock Program, which allows eligible employees to acquire a limited number of RSUs at an effective 25% discount. In January 2008, these RSUs convert to Common Stock that generally cannot be transferred before January 2011. Read SEC document |
| December 19, 2007 Filed Dec 21, 2007 17:20 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | GrantYear-End Restricted Stock Units · Derivative | 112,675 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000769993-07-001161 · blankfeineep_ex.xml · derivative · entry 1 BLANKFEIN LLOYD C · CIK 0001180587 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,675 Underlying: Common Stock · 112,675 shares Expires not disclosed F1 · derivative.exercise_price: These year-end Restricted Stock Units ("RSUs") will convert into shares of the Issuer's Common Stock in January 2011. F1 · price: These year-end Restricted Stock Units ("RSUs") will convert into shares of the Issuer's Common Stock in January 2011. F1 · derivative.exercise_date: These year-end Restricted Stock Units ("RSUs") will convert into shares of the Issuer's Common Stock in January 2011. F1 · derivative.expiration_date: These year-end Restricted Stock Units ("RSUs") will convert into shares of the Issuer's Common Stock in January 2011. Read SEC document |
| December 17, 2007 Filed Jan 2, 2008 17:17 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | OtherCommon Stock, par value $ 0.01 per share | 66,533 | $0.00 | $0.00 |
DisclosureSEC source: 0000769993-08-000004 · blankfeineep_ex.xml · nonDerivative · entry 2 BLANKFEIN LLOYD C · CIK 0001180587 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 262,409 F2 · kind: Reflects the distribution of 66,533 shares of the Issuer's common stock from a grantor retained annuity trust to a trust, the sole trustee of which is the Reporting Person's spouse and the sole beneficiaries of which are immediate family members of the Reporting Person. This distribution was exempt from Section 16 pursuant to Rule 16a-13 under the Act. The Reporting Person disclaims beneficial ownership of these shares. This grantor retained annuity trust is no longer a beneficial owner of the Issuer's common stock. F2 · acquired: Reflects the distribution of 66,533 shares of the Issuer's common stock from a grantor retained annuity trust to a trust, the sole trustee of which is the Reporting Person's spouse and the sole beneficiaries of which are immediate family members of the Reporting Person. This distribution was exempt from Section 16 pursuant to Rule 16a-13 under the Act. The Reporting Person disclaims beneficial ownership of these shares. This grantor retained annuity trust is no longer a beneficial owner of the Issuer's common stock. F2 · ownership.nature: Reflects the distribution of 66,533 shares of the Issuer's common stock from a grantor retained annuity trust to a trust, the sole trustee of which is the Reporting Person's spouse and the sole beneficiaries of which are immediate family members of the Reporting Person. This distribution was exempt from Section 16 pursuant to Rule 16a-13 under the Act. The Reporting Person disclaims beneficial ownership of these shares. This grantor retained annuity trust is no longer a beneficial owner of the Issuer's common stock. Read SEC document |
| December 17, 2007 Filed Jan 2, 2008 17:17 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | OtherCommon Stock, par value $ 0.01 per share | 71,382 | $0.00 | $0.00 |
DisclosureSEC source: 0000769993-08-000004 · blankfeineep_ex.xml · nonDerivative · entry 1 BLANKFEIN LLOYD C · CIK 0001180587 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,482,683 F1 · kind: Reflects the distribution of 71,382 shares of the Issuer's common stock from a grantor retained annuity trust to the Reporting Person. This distribution was exempt from Section 16 pursuant to Rule 16a-13 under the Securities Exchange Act of 1934, as amended (the "Act"). F1 · acquired: Reflects the distribution of 71,382 shares of the Issuer's common stock from a grantor retained annuity trust to the Reporting Person. This distribution was exempt from Section 16 pursuant to Rule 16a-13 under the Securities Exchange Act of 1934, as amended (the "Act"). Read SEC document |
| June 15, 2007 Filed Jun 19, 2007 15:46 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | OtherCommon Stock, par value $ 0.01 per share | 66,882 | $0.00 | $0.00 |
DisclosureSEC source: 0000769993-07-000798 · blankfeineep_ex.xml · nonDerivative · entry 1 BLANKFEIN LLOYD C · CIK 0001180587 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,411,301 F1 · kind: Reflects the distribution of 66,882 shares of the Issuer's common stock from a grantor retained annuity trust to the Reporting Person. This distribution was exempt from Section 16 pursuant to Rule 16a-13 under the Securities Exchange Act of 1934, as amended. F1 · acquired: Reflects the distribution of 66,882 shares of the Issuer's common stock from a grantor retained annuity trust to the Reporting Person. This distribution was exempt from Section 16 pursuant to Rule 16a-13 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| April 21, 2007 Filed Apr 24, 2007 16:23 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | OtherCommon Stock, par value $ 0.01 per share | 82,365 | $0.00 | $0.00 |
DisclosureSEC source: 0000769993-07-000739 · blankfeineep_ex.xml · nonDerivative · entry 3 BLANKFEIN LLOYD C · CIK 0001180587 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 195,876 F2 · kind: Reflects the distribution of 82,365 shares of the Issuer's common stock from a grantor retained annuity trust to a trust, the sole trustee of which is the Reporting Person's spouse and the sole beneficiaries of which are immediate family members of the Reporting Person. This distribution was exempt from Section 16 pursuant to Rule 16a-13 under the Act. The Reporting Person disclaims beneficial ownership of these shares. This grantor retained annuity trust is no longer a beneficial owner of the Issuer's common stock. F2 · acquired: Reflects the distribution of 82,365 shares of the Issuer's common stock from a grantor retained annuity trust to a trust, the sole trustee of which is the Reporting Person's spouse and the sole beneficiaries of which are immediate family members of the Reporting Person. This distribution was exempt from Section 16 pursuant to Rule 16a-13 under the Act. The Reporting Person disclaims beneficial ownership of these shares. This grantor retained annuity trust is no longer a beneficial owner of the Issuer's common stock. F2 · ownership.nature: Reflects the distribution of 82,365 shares of the Issuer's common stock from a grantor retained annuity trust to a trust, the sole trustee of which is the Reporting Person's spouse and the sole beneficiaries of which are immediate family members of the Reporting Person. This distribution was exempt from Section 16 pursuant to Rule 16a-13 under the Act. The Reporting Person disclaims beneficial ownership of these shares. This grantor retained annuity trust is no longer a beneficial owner of the Issuer's common stock. Read SEC document |
| April 21, 2007 Filed Apr 24, 2007 16:23 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | OtherCommon Stock, par value $ 0.01 per share | 55,907 | $0.00 | $0.00 |
DisclosureSEC source: 0000769993-07-000739 · blankfeineep_ex.xml · nonDerivative · entry 2 BLANKFEIN LLOYD C · CIK 0001180587 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,344,419 F1 · kind: Reflects the distribution of 55,907 shares of the Issuer's common stock from a grantor retained annuity trust to the Reporting Person. This distribution was exempt from Section 16 pursuant to Rule 16a-13 under the Securities Exchange Act of 1934, as amended (the "Act"). F1 · acquired: Reflects the distribution of 55,907 shares of the Issuer's common stock from a grantor retained annuity trust to the Reporting Person. This distribution was exempt from Section 16 pursuant to Rule 16a-13 under the Securities Exchange Act of 1934, as amended (the "Act"). Read SEC document |
| April 20, 2007 Filed Apr 24, 2007 16:23 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | GiftCommon Stock, par value $ 0.01 per share | 7,500 | $0.00 | $0.00 |
DisclosureSEC source: 0000769993-07-000739 · blankfeineep_ex.xml · nonDerivative · entry 1 BLANKFEIN LLOYD C · CIK 0001180587 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,288,512 Read SEC document |
| January 19, 2007 Filed Jan 23, 2007 10:23 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 9,900 | $210.08 | $2,079,792.00 |
DisclosureSEC source: 0000769993-07-000092 · blankfeineep_ex.xml · nonDerivative · entry 6 BLANKFEIN LLOYD C · CIK 0001180587 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,296,012 Read SEC document |
| January 19, 2007 Filed Jan 23, 2007 10:23 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 9,500 | $210.13 | $1,996,235.00 |
DisclosureSEC source: 0000769993-07-000092 · blankfeineep_ex.xml · nonDerivative · entry 5 BLANKFEIN LLOYD C · CIK 0001180587 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,305,912 Read SEC document |
| January 19, 2007 Filed Jan 23, 2007 10:23 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 500 | $210.15 | $105,075.00 |
DisclosureSEC source: 0000769993-07-000092 · blankfeineep_ex.xml · nonDerivative · entry 4 BLANKFEIN LLOYD C · CIK 0001180587 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,315,412 Read SEC document |
| January 19, 2007 Filed Jan 23, 2007 10:23 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 100 | $210.19 | $21,019.00 |
DisclosureSEC source: 0000769993-07-000092 · blankfeineep_ex.xml · nonDerivative · entry 3 BLANKFEIN LLOYD C · CIK 0001180587 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,315,912 Read SEC document |
| January 19, 2007 Filed Jan 23, 2007 10:23 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 1,000 | $210.29 | $210,290.00 |
DisclosureSEC source: 0000769993-07-000092 · blankfeineep_ex.xml · nonDerivative · entry 2 BLANKFEIN LLOYD C · CIK 0001180587 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,316,012 Read SEC document |
| January 19, 2007 Filed Jan 23, 2007 10:23 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 9,000 | $210.30 | $1,892,700.00 |
DisclosureSEC source: 0000769993-07-000092 · blankfeineep_ex.xml · nonDerivative · entry 1 BLANKFEIN LLOYD C · CIK 0001180587 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,317,012 Read SEC document |
| January 04, 2007 Filed Jan 8, 2007 18:20 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Exercise / conversionRestricted Stock Units · Derivative | 96,702 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000769993-07-000025 · blankfeineep_ex.xml · derivative · entry 7 BLANKFEIN LLOYD C · CIK 0001180587 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 per share · 96,702 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On January 4, 2007, 96,702 shares of the Issuer's common stock underlying these Restricted Stock Units became deliverable, without the payment of any consideration, and were delivered to the Reporting Person. F1 · price: On January 4, 2007, 96,702 shares of the Issuer's common stock underlying these Restricted Stock Units became deliverable, without the payment of any consideration, and were delivered to the Reporting Person. F1 · derivative.exercise_date: On January 4, 2007, 96,702 shares of the Issuer's common stock underlying these Restricted Stock Units became deliverable, without the payment of any consideration, and were delivered to the Reporting Person. F1 · derivative.expiration_date: On January 4, 2007, 96,702 shares of the Issuer's common stock underlying these Restricted Stock Units became deliverable, without the payment of any consideration, and were delivered to the Reporting Person. Read SEC document |
| January 04, 2007 Filed Jan 8, 2007 18:20 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Tax withholdingCommon Stock, par value $0.01 per share | 44,822 | $199.37 | $8,936,162.14 |
DisclosureSEC source: 0000769993-07-000025 · blankfeineep_ex.xml · nonDerivative · entry 2 BLANKFEIN LLOYD C · CIK 0001180587 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,326,012 Read SEC document |
| January 04, 2007 Filed Jan 8, 2007 18:20 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | GrantCommon Stock, par value $0.01 per share | 96,702 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000769993-07-000025 · blankfeineep_ex.xml · nonDerivative · entry 1 BLANKFEIN LLOYD C · CIK 0001180587 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,370,834 F1 · price: On January 4, 2007, 96,702 shares of the Issuer's common stock underlying these Restricted Stock Units became deliverable, without the payment of any consideration, and were delivered to the Reporting Person. Read SEC document |
| December 18, 2006 Filed Dec 19, 2006 18:45 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | OtherCommon Stock, par value $ 0.01 per share | 62,085 | $0.00 | $0.00 |
DisclosureSEC source: 0000769993-06-000945 · blankfeineep_ex.xml · nonDerivative · entry 1 BLANKFEIN LLOYD C · CIK 0001180587 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,274,132 F1 · kind: Reflects the distribution of 62,085 shares of the Issuer's common stock from a grantor retained annuity trust to the Reporting Person on December 18, 2006. This distribution was exempt from Section 16 pursuant to Rule 16a-13 under the Securities Exchange Act of 1934, as amended. F1 · acquired: Reflects the distribution of 62,085 shares of the Issuer's common stock from a grantor retained annuity trust to the Reporting Person on December 18, 2006. This distribution was exempt from Section 16 pursuant to Rule 16a-13 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| December 15, 2006 Filed Dec 19, 2006 18:45 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | GrantNonqualified Stock Options (right to buy) · Derivative | 209,228 | $0.00 Strike: $199.84 | $0.00 |
DisclosureSEC source: 0000769993-06-000945 · blankfeineep_ex.xml · derivative · entry 7 BLANKFEIN LLOYD C · CIK 0001180587 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 209,228 Underlying: Common Stock · 209,228 shares Expires 2016-11-25 F6 · shares: The number of Stock Options awarded to the Reporting Person was determined by dividing the dollar amount to be granted as options ($10,453,000) by the value of each Stock Option based on a binomial option valuation method, which was $49.96. Of these Stock Options, 40% vested immediately upon grant, with the remaining 60% vesting on November 27, 2009. The Stock Options become exercisable in January 2010, although the underlying shares are subject to transfer restrictions until January 2011. The Reporting Person earned a cash bonus of $27,267,500 in addition to the equity grants being described in this filing for a total bonus of $53,400,000 for fiscal 2006. The Reporting Person was the highest paid executive officer of the Issuer for the Issuer's 2006 fiscal year. F6 · derivative.exercise_date: The number of Stock Options awarded to the Reporting Person was determined by dividing the dollar amount to be granted as options ($10,453,000) by the value of each Stock Option based on a binomial option valuation method, which was $49.96. Of these Stock Options, 40% vested immediately upon grant, with the remaining 60% vesting on November 27, 2009. The Stock Options become exercisable in January 2010, although the underlying shares are subject to transfer restrictions until January 2011. The Reporting Person earned a cash bonus of $27,267,500 in addition to the equity grants being described in this filing for a total bonus of $53,400,000 for fiscal 2006. The Reporting Person was the highest paid executive officer of the Issuer for the Issuer's 2006 fiscal year. Read SEC document |
| December 15, 2006 Filed Dec 19, 2006 18:45 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | GrantRestricted Stock Units · Derivative | 77,776 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000769993-06-000945 · blankfeineep_ex.xml · derivative · entry 6 BLANKFEIN LLOYD C · CIK 0001180587 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,776 Underlying: Common Stock · 77,776 shares Expires not disclosed F4 · derivative.exercise_price: The number of Restricted Stock Units ("RSUs") awarded to the Reporting Person was determined by dividing the dollar amount to be granted as RSUs ($15,679,500) by $201.60 (the closing price of the Issuer's Common Stock on the New York Stock Exchange on November 24, 2006, the last day of the Issuer's 2006 fiscal year). F4 · price: The number of Restricted Stock Units ("RSUs") awarded to the Reporting Person was determined by dividing the dollar amount to be granted as RSUs ($15,679,500) by $201.60 (the closing price of the Issuer's Common Stock on the New York Stock Exchange on November 24, 2006, the last day of the Issuer's 2006 fiscal year). F5 · derivative.exercise_date: Of these RSUs, 40% vested immediately upon grant, with the remaining 60% vesting on November 27, 2009. The shares of Common Stock underlying these RSUs will be deliverable, without the payment of any consideration, in January 2010. F5 · derivative.expiration_date: Of these RSUs, 40% vested immediately upon grant, with the remaining 60% vesting on November 27, 2009. The shares of Common Stock underlying these RSUs will be deliverable, without the payment of any consideration, in January 2010. Read SEC document |
| October 13, 2006 Filed Oct 17, 2006 12:33 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 5,000 | $183.78 | $918,900.00 |
DisclosureSEC source: 0000769993-06-000877 · blankfeineep_ex.xml · nonDerivative · entry 2 BLANKFEIN LLOYD C · CIK 0001180587 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,212,047 Read SEC document |
| October 13, 2006 Filed Oct 17, 2006 12:33 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 10,000 | $183.85 | $1,838,500.00 |
DisclosureSEC source: 0000769993-06-000877 · blankfeineep_ex.xml · nonDerivative · entry 1 BLANKFEIN LLOYD C · CIK 0001180587 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,217,047 Read SEC document |
| October 09, 2006 Filed Oct 11, 2006 14:48 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 5,000 | $177.35 | $886,750.00 |
DisclosureSEC source: 0000769993-06-000869 · blankfeineep_ex.xml · nonDerivative · entry 3 BLANKFEIN LLOYD C · CIK 0001180587 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,227,047 Read SEC document |
| October 09, 2006 Filed Oct 11, 2006 14:48 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 5,000 | $177.39 | $886,950.00 |
DisclosureSEC source: 0000769993-06-000869 · blankfeineep_ex.xml · nonDerivative · entry 2 BLANKFEIN LLOYD C · CIK 0001180587 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,232,047 Read SEC document |
| October 09, 2006 Filed Oct 11, 2006 14:48 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 5,000 | $177.44 | $887,200.00 |
DisclosureSEC source: 0000769993-06-000869 · blankfeineep_ex.xml · nonDerivative · entry 1 BLANKFEIN LLOYD C · CIK 0001180587 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,237,047 Read SEC document |
| June 14, 2006 Filed Jun 16, 2006 11:01 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | OtherCommon Stock, par value $0.01 per share | 200,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000769993-06-000720 · blankfeineep_ex.xml · nonDerivative · entry 1 BLANKFEIN LLOYD C · CIK 0001180587 · Director · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,242,047 F1 · kind: On June 14, 2006, the Reporting Person donated 200,000 shares of the Issuer's common stock to a grantor retained annuity trust of which the Reporting Person is the sole trustee and the sole beneficiary. This donation was exempt from Section 16 pursuant to Rule 16a-13 under the Securities Exchange Act of 1934, as amended. F1 · acquired: On June 14, 2006, the Reporting Person donated 200,000 shares of the Issuer's common stock to a grantor retained annuity trust of which the Reporting Person is the sole trustee and the sole beneficiary. This donation was exempt from Section 16 pursuant to Rule 16a-13 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| April 21, 2006 Filed Apr 24, 2006 16:17 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | OtherCommon Stock, par value $0.01 per share | 61,728 | $0.00 | $0.00 |
DisclosureSEC source: 0000769993-06-000567 · blankfeineep_ex.xml · nonDerivative · entry 3 BLANKFEIN LLOYD C · CIK 0001180587 · Director · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,442,047 F1 · kind: Reflects the distribution of 61,728 shares of the Issuer's common stock from a grantor retained annuity trust to the Reporting Person on April 21, 2006. This distribution was exempt from Section 16 pursuant to Rule 16a-13 under the Securities Exchange Act of 1934, as amended. F1 · acquired: Reflects the distribution of 61,728 shares of the Issuer's common stock from a grantor retained annuity trust to the Reporting Person on April 21, 2006. This distribution was exempt from Section 16 pursuant to Rule 16a-13 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| April 21, 2006 Filed Apr 24, 2006 16:17 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | GiftCommon Stock, par value $0.01 per share | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000769993-06-000567 · blankfeineep_ex.xml · nonDerivative · entry 2 BLANKFEIN LLOYD C · CIK 0001180587 · Director · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,380,319 Read SEC document |
| April 20, 2006 Filed Apr 24, 2006 16:17 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 10,000 | $168.81 | $1,688,100.00 |
DisclosureSEC source: 0000769993-06-000567 · blankfeineep_ex.xml · nonDerivative · entry 1 BLANKFEIN LLOYD C · CIK 0001180587 · Director · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,390,319 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.