organization · Reporting owner
RCP GenPar HoldCo LLC
Disclosed activity across 1 company
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Victory Capital Holdings, Inc.VCTR · Entity 3710 | 10% owner | November 25, 2022 | November 25, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Victory Capital Holdings, Inc.
Report date November 25, 2022 · Filed November 25, 2022
Jointly reported with RCP Lake Co-Invest, L.P., RCP Co-Invest GP LLC, Reverence Capital Partners LLC, Reverence Capital Partners Opportunities Fund I, L.P., Reverence Capital Partners Opportunities Fund I (Cayman), L.P., Reverence Capital Partners Opportunities Fund I (AI), L.P., RCP Opp Fund I GP, L.P., RCP GenPar LP
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSEE FOOTNOTES | 1,483,512 |
Reported balance
After 2022-11-25 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2022-11-25 · Other · Disposed 137,253 · Balance 1,483,512 F1: Reflects a pro rata distribution of shares of Common Stock (the "reported securities") held by RCP LAKE CO-INVEST, L.P., REVERENCE CAPITAL PARTNERS OPPORTUNITIES FUND I, L.P., REVERENCE CAPITAL PARTNERS OPPORTUNITIES FUND I (CAYMAN), L.P. and REVERENCE CAPITAL PARTNERS OPPORTUNITIES FUND I (AI), L.P. to their respective limited partners for no consideration. F2: The number of shares reported do not reflect shares that remain beneficially held by REVERENCE CAPITAL PARTNERS LLC that were previously received in a distribution by RCP LAKE CO-INVEST, L.P. Such shares are not subject to this distribution. F3: The reported securities on this line are owned directly by RCP LAKE CO-INVEST, L.P. The general partner of RCP LAKE CO-INVEST, L.P. is RCP CO-INVEST GP LLC. The managing member of RCP CO-INVEST GP LLC is REVERENCE CAPITAL PARTNERS LLC. Each of REVERENCE CAPITAL PARTNERS LLC and RCP CO-INVEST GP LLC may be deemed to have beneficial ownership of the reported securities owned directly by RCP LAKE CO-INVEST, L.P. Decisions to vote or dispose of such shares require the approval of a majority of the three members of the investment committee with respect to RCP LAKE CO-INVEST, L.P., and accordingly, such investment committee members disclaim beneficial ownership of such shares. F8: Each reporting person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectSEE FOOTNOTES | 2,839,839 |
Reported balance
After 2022-11-25 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2022-11-25 · Other · Disposed 262,738 · Balance 2,839,839 F1: Reflects a pro rata distribution of shares of Common Stock (the "reported securities") held by RCP LAKE CO-INVEST, L.P., REVERENCE CAPITAL PARTNERS OPPORTUNITIES FUND I, L.P., REVERENCE CAPITAL PARTNERS OPPORTUNITIES FUND I (CAYMAN), L.P. and REVERENCE CAPITAL PARTNERS OPPORTUNITIES FUND I (AI), L.P. to their respective limited partners for no consideration. F4: The reported securities on this line are owned directly by REVERENCE CAPITAL PARTNERS OPPORTUNITIES FUND I, L.P. (and together with REVERENCE CAPITAL PARTNERS OPPORTUNITIES FUND I (CAYMAN), L.P. and REVERENCE CAPITAL PARTNERS OPPORTUNITIES FUND I (AI), L.P., the "Reverence Capital Funds"). F7: RCP OPP FUND I GP, L.P. is the general partner of each of the Reverence Capital Funds. RCP GENPAR LP is the general partner of RCP OPP FUND I GP, L.P., while RCP GENPAR HOLDCO LLC is the general partner of RCP GENPAR LP. Decisions to vote or dispose of such shares require the approval of a majority of the three members of the investment committee with respect to the Reverence Capital Funds, and accordingly, such investment committee members disclaim beneficial ownership of such shares. F8: Each reporting person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectSEE FOOTNOTES | 2,361,141 |
Reported balance
After 2022-11-25 transaction · row 3
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 3 · 2022-11-25 · Other · Disposed 218,449 · Balance 2,361,141 F1: Reflects a pro rata distribution of shares of Common Stock (the "reported securities") held by RCP LAKE CO-INVEST, L.P., REVERENCE CAPITAL PARTNERS OPPORTUNITIES FUND I, L.P., REVERENCE CAPITAL PARTNERS OPPORTUNITIES FUND I (CAYMAN), L.P. and REVERENCE CAPITAL PARTNERS OPPORTUNITIES FUND I (AI), L.P. to their respective limited partners for no consideration. F5: The reported securities on this line are owned directly by REVERENCE CAPITAL PARTNERS OPPORTUNITIES FUND I (CAYMAN), L.P. F7: RCP OPP FUND I GP, L.P. is the general partner of each of the Reverence Capital Funds. RCP GENPAR LP is the general partner of RCP OPP FUND I GP, L.P., while RCP GENPAR HOLDCO LLC is the general partner of RCP GENPAR LP. Decisions to vote or dispose of such shares require the approval of a majority of the three members of the investment committee with respect to the Reverence Capital Funds, and accordingly, such investment committee members disclaim beneficial ownership of such shares. F8: Each reporting person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectSEE FOOTNOTES | 45,406 |
Reported balance
After 2022-11-25 transaction · row 4
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 4 · 2022-11-25 · Other · Disposed 4,201 · Balance 45,406 F1: Reflects a pro rata distribution of shares of Common Stock (the "reported securities") held by RCP LAKE CO-INVEST, L.P., REVERENCE CAPITAL PARTNERS OPPORTUNITIES FUND I, L.P., REVERENCE CAPITAL PARTNERS OPPORTUNITIES FUND I (CAYMAN), L.P. and REVERENCE CAPITAL PARTNERS OPPORTUNITIES FUND I (AI), L.P. to their respective limited partners for no consideration. F6: The reported securities on this line are owned directly by REVERENCE CAPITAL PARTNERS OPPORTUNITIES FUND I (AI), L.P. F7: RCP OPP FUND I GP, L.P. is the general partner of each of the Reverence Capital Funds. RCP GENPAR LP is the general partner of RCP OPP FUND I GP, L.P., while RCP GENPAR HOLDCO LLC is the general partner of RCP GENPAR LP. Decisions to vote or dispose of such shares require the approval of a majority of the three members of the investment committee with respect to the Reverence Capital Funds, and accordingly, such investment committee members disclaim beneficial ownership of such shares. F8: Each reporting person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects a pro rata distribution of shares of Common Stock (the "reported securities") held by RCP LAKE CO-INVEST, L.P., REVERENCE CAPITAL PARTNERS OPPORTUNITIES FUND I, L.P., REVERENCE CAPITAL PARTNERS OPPORTUNITIES FUND I (CAYMAN), L.P. and REVERENCE CAPITAL PARTNERS OPPORTUNITIES FUND I (AI), L.P. to their respective limited partners for no consideration.
F2: The number of shares reported do not reflect shares that remain beneficially held by REVERENCE CAPITAL PARTNERS LLC that were previously received in a distribution by RCP LAKE CO-INVEST, L.P. Such shares are not subject to this distribution.
F3: The reported securities on this line are owned directly by RCP LAKE CO-INVEST, L.P. The general partner of RCP LAKE CO-INVEST, L.P. is RCP CO-INVEST GP LLC. The managing member of RCP CO-INVEST GP LLC is REVERENCE CAPITAL PARTNERS LLC. Each of REVERENCE CAPITAL PARTNERS LLC and RCP CO-INVEST GP LLC may be deemed to have beneficial ownership of the reported securities owned directly by RCP LAKE CO-INVEST, L.P. Decisions to vote or dispose of such shares require the approval of a majority of the three members of the investment committee with respect to RCP LAKE CO-INVEST, L.P., and accordingly, such investment committee members disclaim beneficial ownership of such shares.
F4: The reported securities on this line are owned directly by REVERENCE CAPITAL PARTNERS OPPORTUNITIES FUND I, L.P. (and together with REVERENCE CAPITAL PARTNERS OPPORTUNITIES FUND I (CAYMAN), L.P. and REVERENCE CAPITAL PARTNERS OPPORTUNITIES FUND I (AI), L.P., the "Reverence Capital Funds").
F5: The reported securities on this line are owned directly by REVERENCE CAPITAL PARTNERS OPPORTUNITIES FUND I (CAYMAN), L.P.
F6: The reported securities on this line are owned directly by REVERENCE CAPITAL PARTNERS OPPORTUNITIES FUND I (AI), L.P.
F7: RCP OPP FUND I GP, L.P. is the general partner of each of the Reverence Capital Funds. RCP GENPAR LP is the general partner of RCP OPP FUND I GP, L.P., while RCP GENPAR HOLDCO LLC is the general partner of RCP GENPAR LP. Decisions to vote or dispose of such shares require the approval of a majority of the three members of the investment committee with respect to the Reverence Capital Funds, and accordingly, such investment committee members disclaim beneficial ownership of such shares.
F8: Each reporting person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 25, 2022 Filed Nov 25, 2022 08:45 UTC | Victory Capital Holdings, Inc. VCTR · Entity 3710 | OtherCommon Stock | 4,201 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-121953 · tm2231292-1_4seq1.xml · nonDerivative · entry 4 RCP Lake Co-Invest, L.P. · CIK 0001606112 · 10% owner RCP Co-Invest GP LLC · CIK 0001731555 · 10% owner Reverence Capital Partners LLC · CIK 0001731602 · 10% owner Reverence Capital Partners Opportunities Fund I, L.P. · CIK 0001621530 · 10% owner Reverence Capital Partners Opportunities Fund I (Cayman), L.P. · CIK 0001621531 · 10% owner Reverence Capital Partners Opportunities Fund I (AI), L.P. · CIK 0001621529 · 10% owner RCP Opp Fund I GP, L.P. · CIK 0001731553 · 10% owner RCP GenPar LP · CIK 0001731545 · 10% owner RCP GenPar HoldCo LLC · CIK 0001731503 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · SEE FOOTNOTES Disclosed balance after: 45,406 F1 · kind: Reflects a pro rata distribution of shares of Common Stock (the "reported securities") held by RCP LAKE CO-INVEST, L.P., REVERENCE CAPITAL PARTNERS OPPORTUNITIES FUND I, L.P., REVERENCE CAPITAL PARTNERS OPPORTUNITIES FUND I (CAYMAN), L.P. and REVERENCE CAPITAL PARTNERS OPPORTUNITIES FUND I (AI), L.P. to their respective limited partners for no consideration. F1 · price: Reflects a pro rata distribution of shares of Common Stock (the "reported securities") held by RCP LAKE CO-INVEST, L.P., REVERENCE CAPITAL PARTNERS OPPORTUNITIES FUND I, L.P., REVERENCE CAPITAL PARTNERS OPPORTUNITIES FUND I (CAYMAN), L.P. and REVERENCE CAPITAL PARTNERS OPPORTUNITIES FUND I (AI), L.P. to their respective limited partners for no consideration. F6 · ownership.nature: The reported securities on this line are owned directly by REVERENCE CAPITAL PARTNERS OPPORTUNITIES FUND I (AI), L.P. F7 · ownership.nature: RCP OPP FUND I GP, L.P. is the general partner of each of the Reverence Capital Funds. RCP GENPAR LP is the general partner of RCP OPP FUND I GP, L.P., while RCP GENPAR HOLDCO LLC is the general partner of RCP GENPAR LP. Decisions to vote or dispose of such shares require the approval of a majority of the three members of the investment committee with respect to the Reverence Capital Funds, and accordingly, such investment committee members disclaim beneficial ownership of such shares. F8 · ownership.nature: Each reporting person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein. Read SEC document |
| November 25, 2022 Filed Nov 25, 2022 08:45 UTC | Victory Capital Holdings, Inc. VCTR · Entity 3710 | OtherCommon Stock | 218,449 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-121953 · tm2231292-1_4seq1.xml · nonDerivative · entry 3 RCP Lake Co-Invest, L.P. · CIK 0001606112 · 10% owner RCP Co-Invest GP LLC · CIK 0001731555 · 10% owner Reverence Capital Partners LLC · CIK 0001731602 · 10% owner Reverence Capital Partners Opportunities Fund I, L.P. · CIK 0001621530 · 10% owner Reverence Capital Partners Opportunities Fund I (Cayman), L.P. · CIK 0001621531 · 10% owner Reverence Capital Partners Opportunities Fund I (AI), L.P. · CIK 0001621529 · 10% owner RCP Opp Fund I GP, L.P. · CIK 0001731553 · 10% owner RCP GenPar LP · CIK 0001731545 · 10% owner RCP GenPar HoldCo LLC · CIK 0001731503 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · SEE FOOTNOTES Disclosed balance after: 2,361,141 F1 · kind: Reflects a pro rata distribution of shares of Common Stock (the "reported securities") held by RCP LAKE CO-INVEST, L.P., REVERENCE CAPITAL PARTNERS OPPORTUNITIES FUND I, L.P., REVERENCE CAPITAL PARTNERS OPPORTUNITIES FUND I (CAYMAN), L.P. and REVERENCE CAPITAL PARTNERS OPPORTUNITIES FUND I (AI), L.P. to their respective limited partners for no consideration. F1 · price: Reflects a pro rata distribution of shares of Common Stock (the "reported securities") held by RCP LAKE CO-INVEST, L.P., REVERENCE CAPITAL PARTNERS OPPORTUNITIES FUND I, L.P., REVERENCE CAPITAL PARTNERS OPPORTUNITIES FUND I (CAYMAN), L.P. and REVERENCE CAPITAL PARTNERS OPPORTUNITIES FUND I (AI), L.P. to their respective limited partners for no consideration. F5 · ownership.nature: The reported securities on this line are owned directly by REVERENCE CAPITAL PARTNERS OPPORTUNITIES FUND I (CAYMAN), L.P. F7 · ownership.nature: RCP OPP FUND I GP, L.P. is the general partner of each of the Reverence Capital Funds. RCP GENPAR LP is the general partner of RCP OPP FUND I GP, L.P., while RCP GENPAR HOLDCO LLC is the general partner of RCP GENPAR LP. Decisions to vote or dispose of such shares require the approval of a majority of the three members of the investment committee with respect to the Reverence Capital Funds, and accordingly, such investment committee members disclaim beneficial ownership of such shares. F8 · ownership.nature: Each reporting person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein. Read SEC document |
| November 25, 2022 Filed Nov 25, 2022 08:45 UTC | Victory Capital Holdings, Inc. VCTR · Entity 3710 | OtherCommon Stock | 262,738 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-121953 · tm2231292-1_4seq1.xml · nonDerivative · entry 2 RCP Lake Co-Invest, L.P. · CIK 0001606112 · 10% owner RCP Co-Invest GP LLC · CIK 0001731555 · 10% owner Reverence Capital Partners LLC · CIK 0001731602 · 10% owner Reverence Capital Partners Opportunities Fund I, L.P. · CIK 0001621530 · 10% owner Reverence Capital Partners Opportunities Fund I (Cayman), L.P. · CIK 0001621531 · 10% owner Reverence Capital Partners Opportunities Fund I (AI), L.P. · CIK 0001621529 · 10% owner RCP Opp Fund I GP, L.P. · CIK 0001731553 · 10% owner RCP GenPar LP · CIK 0001731545 · 10% owner RCP GenPar HoldCo LLC · CIK 0001731503 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · SEE FOOTNOTES Disclosed balance after: 2,839,839 F1 · kind: Reflects a pro rata distribution of shares of Common Stock (the "reported securities") held by RCP LAKE CO-INVEST, L.P., REVERENCE CAPITAL PARTNERS OPPORTUNITIES FUND I, L.P., REVERENCE CAPITAL PARTNERS OPPORTUNITIES FUND I (CAYMAN), L.P. and REVERENCE CAPITAL PARTNERS OPPORTUNITIES FUND I (AI), L.P. to their respective limited partners for no consideration. F1 · price: Reflects a pro rata distribution of shares of Common Stock (the "reported securities") held by RCP LAKE CO-INVEST, L.P., REVERENCE CAPITAL PARTNERS OPPORTUNITIES FUND I, L.P., REVERENCE CAPITAL PARTNERS OPPORTUNITIES FUND I (CAYMAN), L.P. and REVERENCE CAPITAL PARTNERS OPPORTUNITIES FUND I (AI), L.P. to their respective limited partners for no consideration. F4 · ownership.nature: The reported securities on this line are owned directly by REVERENCE CAPITAL PARTNERS OPPORTUNITIES FUND I, L.P. (and together with REVERENCE CAPITAL PARTNERS OPPORTUNITIES FUND I (CAYMAN), L.P. and REVERENCE CAPITAL PARTNERS OPPORTUNITIES FUND I (AI), L.P., the "Reverence Capital Funds"). F7 · ownership.nature: RCP OPP FUND I GP, L.P. is the general partner of each of the Reverence Capital Funds. RCP GENPAR LP is the general partner of RCP OPP FUND I GP, L.P., while RCP GENPAR HOLDCO LLC is the general partner of RCP GENPAR LP. Decisions to vote or dispose of such shares require the approval of a majority of the three members of the investment committee with respect to the Reverence Capital Funds, and accordingly, such investment committee members disclaim beneficial ownership of such shares. F8 · ownership.nature: Each reporting person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein. Read SEC document |
| November 25, 2022 Filed Nov 25, 2022 08:45 UTC | Victory Capital Holdings, Inc. VCTR · Entity 3710 | OtherCommon Stock | 137,253 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-121953 · tm2231292-1_4seq1.xml · nonDerivative · entry 1 RCP Lake Co-Invest, L.P. · CIK 0001606112 · 10% owner RCP Co-Invest GP LLC · CIK 0001731555 · 10% owner Reverence Capital Partners LLC · CIK 0001731602 · 10% owner Reverence Capital Partners Opportunities Fund I, L.P. · CIK 0001621530 · 10% owner Reverence Capital Partners Opportunities Fund I (Cayman), L.P. · CIK 0001621531 · 10% owner Reverence Capital Partners Opportunities Fund I (AI), L.P. · CIK 0001621529 · 10% owner RCP Opp Fund I GP, L.P. · CIK 0001731553 · 10% owner RCP GenPar LP · CIK 0001731545 · 10% owner RCP GenPar HoldCo LLC · CIK 0001731503 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · SEE FOOTNOTES Disclosed balance after: 1,483,512 F1 · kind: Reflects a pro rata distribution of shares of Common Stock (the "reported securities") held by RCP LAKE CO-INVEST, L.P., REVERENCE CAPITAL PARTNERS OPPORTUNITIES FUND I, L.P., REVERENCE CAPITAL PARTNERS OPPORTUNITIES FUND I (CAYMAN), L.P. and REVERENCE CAPITAL PARTNERS OPPORTUNITIES FUND I (AI), L.P. to their respective limited partners for no consideration. F1 · price: Reflects a pro rata distribution of shares of Common Stock (the "reported securities") held by RCP LAKE CO-INVEST, L.P., REVERENCE CAPITAL PARTNERS OPPORTUNITIES FUND I, L.P., REVERENCE CAPITAL PARTNERS OPPORTUNITIES FUND I (CAYMAN), L.P. and REVERENCE CAPITAL PARTNERS OPPORTUNITIES FUND I (AI), L.P. to their respective limited partners for no consideration. F2 · balance_after: The number of shares reported do not reflect shares that remain beneficially held by REVERENCE CAPITAL PARTNERS LLC that were previously received in a distribution by RCP LAKE CO-INVEST, L.P. Such shares are not subject to this distribution. F3 · ownership.nature: The reported securities on this line are owned directly by RCP LAKE CO-INVEST, L.P. The general partner of RCP LAKE CO-INVEST, L.P. is RCP CO-INVEST GP LLC. The managing member of RCP CO-INVEST GP LLC is REVERENCE CAPITAL PARTNERS LLC. Each of REVERENCE CAPITAL PARTNERS LLC and RCP CO-INVEST GP LLC may be deemed to have beneficial ownership of the reported securities owned directly by RCP LAKE CO-INVEST, L.P. Decisions to vote or dispose of such shares require the approval of a majority of the three members of the investment committee with respect to RCP LAKE CO-INVEST, L.P., and accordingly, such investment committee members disclaim beneficial ownership of such shares. F8 · ownership.nature: Each reporting person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein. Read SEC document |
| November 29, 2021 Filed Nov 30, 2021 18:46 UTC | Victory Capital Holdings, Inc. VCTR · Entity 3710 | SaleClass A Common Stock | 44,385 | $34.00 | $1,509,090.00 |
DisclosureSEC source: 0001104659-21-145082 · tm2134230-1_4seq1.xml · nonDerivative · entry 4 Berlinski Milton R. · CIK 0001729927 · Director · 10% owner Reverence Capital Partners LLC · CIK 0001731602 · Director · 10% owner RCP GenPar HoldCo LLC · CIK 0001731503 · Director · 10% owner RCP GenPar LP · CIK 0001731545 · Director · 10% owner RCP Opp Fund I GP, L.P. · CIK 0001731553 · Director · 10% owner Reverence Capital Partners Opportunities Fund I, L.P. · CIK 0001621530 · Director · 10% owner Reverence Capital Partners Opportunities Fund I (Cayman), L.P. · CIK 0001621531 · Director · 10% owner Reverence Capital Partners Opportunities Fund I (AI), L.P. · CIK 0001621529 · Director · 10% owner RCP Co-Invest GP LLC · CIK 0001731555 · Director · 10% owner RCP Lake Co-Invest, L.P. · CIK 0001606112 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 2,986,632 F1 · kind: Reflects the sale of Class A Shares by certain of the Reporting Persons in connection with the exercise of the underwriters' greenshoe option of the previously reported secondary offering of the Issuer pursuant to an underwriting agreement, dated November 17, 2021, at a public offering price of $34.00 per Class A Share (the "Secondary Offering"). The Secondary Offering closed on November 22, 2021. The material terms of the Secondary Offering are described in the prospectus supplement, dated November 17, 2021, filed with by the Issuer with the Securities and Exchange Commission on November 18, 2021. F5 · ownership.nature: Shares owned directly by RCP Lake Co-Invest, L.P. RCP Co-Invest GP LLC is the general partner of RCP Lake Co-Invest, L.P. Reverence Capital Partners LLC is the managing member of RCP Co-Invest GP LLC. Each of Reverence Capital Partners LLC and RCP Co-Invest GP LLC may be deemed to have beneficial ownership of the shares owned directly by RCP Lake Co-Invest, L.P. F6 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein. Read SEC document |
| November 29, 2021 Filed Nov 30, 2021 18:46 UTC | Victory Capital Holdings, Inc. VCTR · Entity 3710 | SaleClass A Common Stock | 737 | $34.00 | $25,058.00 |
DisclosureSEC source: 0001104659-21-145082 · tm2134230-1_4seq1.xml · nonDerivative · entry 3 Berlinski Milton R. · CIK 0001729927 · Director · 10% owner Reverence Capital Partners LLC · CIK 0001731602 · Director · 10% owner RCP GenPar HoldCo LLC · CIK 0001731503 · Director · 10% owner RCP GenPar LP · CIK 0001731545 · Director · 10% owner RCP Opp Fund I GP, L.P. · CIK 0001731553 · Director · 10% owner Reverence Capital Partners Opportunities Fund I, L.P. · CIK 0001621530 · Director · 10% owner Reverence Capital Partners Opportunities Fund I (Cayman), L.P. · CIK 0001621531 · Director · 10% owner Reverence Capital Partners Opportunities Fund I (AI), L.P. · CIK 0001621529 · Director · 10% owner RCP Co-Invest GP LLC · CIK 0001731555 · Director · 10% owner RCP Lake Co-Invest, L.P. · CIK 0001606112 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 49,607 F1 · kind: Reflects the sale of Class A Shares by certain of the Reporting Persons in connection with the exercise of the underwriters' greenshoe option of the previously reported secondary offering of the Issuer pursuant to an underwriting agreement, dated November 17, 2021, at a public offering price of $34.00 per Class A Share (the "Secondary Offering"). The Secondary Offering closed on November 22, 2021. The material terms of the Secondary Offering are described in the prospectus supplement, dated November 17, 2021, filed with by the Issuer with the Securities and Exchange Commission on November 18, 2021. F4 · ownership.nature: Shares owned directly by Reverence Capital Partners Opportunities Fund I (AI), L.P. F6 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein. F7 · ownership.nature: RCP Opp Fund I GP, L.P. is the general partner of each of the Reverence Capital Funds. RCP GenPar LP is the general partner of RCP Opp Fund I GP, L.P. RCP GenPar HoldCo LLC is the general partner of RCP GenPar LP. Mr. Berlinski is the sole member of RCP GenPar HoldCo LLC. Each of Mr. Berlinski, RCP GenPar HoldCo LLC, RCP GenPar LP and RCP Opp Fund I GP, L.P. may be deemed to have beneficial ownership of the shares owned directly by the Reverence Capital Funds. Read SEC document |
| November 29, 2021 Filed Nov 30, 2021 18:46 UTC | Victory Capital Holdings, Inc. VCTR · Entity 3710 | SaleClass A Common Stock | 38,335 | $34.00 | $1,303,390.00 |
DisclosureSEC source: 0001104659-21-145082 · tm2134230-1_4seq1.xml · nonDerivative · entry 2 Berlinski Milton R. · CIK 0001729927 · Director · 10% owner Reverence Capital Partners LLC · CIK 0001731602 · Director · 10% owner RCP GenPar HoldCo LLC · CIK 0001731503 · Director · 10% owner RCP GenPar LP · CIK 0001731545 · Director · 10% owner RCP Opp Fund I GP, L.P. · CIK 0001731553 · Director · 10% owner Reverence Capital Partners Opportunities Fund I, L.P. · CIK 0001621530 · Director · 10% owner Reverence Capital Partners Opportunities Fund I (Cayman), L.P. · CIK 0001621531 · Director · 10% owner Reverence Capital Partners Opportunities Fund I (AI), L.P. · CIK 0001621529 · Director · 10% owner RCP Co-Invest GP LLC · CIK 0001731555 · Director · 10% owner RCP Lake Co-Invest, L.P. · CIK 0001606112 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 2,579,590 F1 · kind: Reflects the sale of Class A Shares by certain of the Reporting Persons in connection with the exercise of the underwriters' greenshoe option of the previously reported secondary offering of the Issuer pursuant to an underwriting agreement, dated November 17, 2021, at a public offering price of $34.00 per Class A Share (the "Secondary Offering"). The Secondary Offering closed on November 22, 2021. The material terms of the Secondary Offering are described in the prospectus supplement, dated November 17, 2021, filed with by the Issuer with the Securities and Exchange Commission on November 18, 2021. F3 · ownership.nature: Shares owned directly by Reverence Capital Partners Opportunities Fund I (Cayman), L.P. F6 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein. F7 · ownership.nature: RCP Opp Fund I GP, L.P. is the general partner of each of the Reverence Capital Funds. RCP GenPar LP is the general partner of RCP Opp Fund I GP, L.P. RCP GenPar HoldCo LLC is the general partner of RCP GenPar LP. Mr. Berlinski is the sole member of RCP GenPar HoldCo LLC. Each of Mr. Berlinski, RCP GenPar HoldCo LLC, RCP GenPar LP and RCP Opp Fund I GP, L.P. may be deemed to have beneficial ownership of the shares owned directly by the Reverence Capital Funds. Read SEC document |
| November 29, 2021 Filed Nov 30, 2021 18:46 UTC | Victory Capital Holdings, Inc. VCTR · Entity 3710 | SaleClass A Common Stock | 46,108 | $34.00 | $1,567,672.00 |
DisclosureSEC source: 0001104659-21-145082 · tm2134230-1_4seq1.xml · nonDerivative · entry 1 Berlinski Milton R. · CIK 0001729927 · Director · 10% owner Reverence Capital Partners LLC · CIK 0001731602 · Director · 10% owner RCP GenPar HoldCo LLC · CIK 0001731503 · Director · 10% owner RCP GenPar LP · CIK 0001731545 · Director · 10% owner RCP Opp Fund I GP, L.P. · CIK 0001731553 · Director · 10% owner Reverence Capital Partners Opportunities Fund I, L.P. · CIK 0001621530 · Director · 10% owner Reverence Capital Partners Opportunities Fund I (Cayman), L.P. · CIK 0001621531 · Director · 10% owner Reverence Capital Partners Opportunities Fund I (AI), L.P. · CIK 0001621529 · Director · 10% owner RCP Co-Invest GP LLC · CIK 0001731555 · Director · 10% owner RCP Lake Co-Invest, L.P. · CIK 0001606112 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 3,102,577 F1 · kind: Reflects the sale of Class A Shares by certain of the Reporting Persons in connection with the exercise of the underwriters' greenshoe option of the previously reported secondary offering of the Issuer pursuant to an underwriting agreement, dated November 17, 2021, at a public offering price of $34.00 per Class A Share (the "Secondary Offering"). The Secondary Offering closed on November 22, 2021. The material terms of the Secondary Offering are described in the prospectus supplement, dated November 17, 2021, filed with by the Issuer with the Securities and Exchange Commission on November 18, 2021. F2 · ownership.nature: Shares owned directly by Reverence Capital Partners Opportunities Fund I, L.P. (and together with Reverence Capital Partners Opportunities Fund I (Cayman), L.P. and Reverence Capital Partners Opportunities Fund I (AI), L.P., the "Reverence Capital Funds") F6 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein. F7 · ownership.nature: RCP Opp Fund I GP, L.P. is the general partner of each of the Reverence Capital Funds. RCP GenPar LP is the general partner of RCP Opp Fund I GP, L.P. RCP GenPar HoldCo LLC is the general partner of RCP GenPar LP. Mr. Berlinski is the sole member of RCP GenPar HoldCo LLC. Each of Mr. Berlinski, RCP GenPar HoldCo LLC, RCP GenPar LP and RCP Opp Fund I GP, L.P. may be deemed to have beneficial ownership of the shares owned directly by the Reverence Capital Funds. Read SEC document |
| November 23, 2021 Filed Nov 24, 2021 16:11 UTC | Victory Capital Holdings, Inc. VCTR · Entity 3710 | ConversionClass B Common Stock · Derivative | 294,225 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-21-143558 · tm2133839-1_4seq1.xml · derivative · entry 24 Berlinski Milton R. · CIK 0001729927 · Director · 10% owner Reverence Capital Partners LLC · CIK 0001731602 · Director · 10% owner RCP GenPar HoldCo LLC · CIK 0001731503 · Director · 10% owner RCP GenPar LP · CIK 0001731545 · Director · 10% owner RCP Opp Fund I GP, L.P. · CIK 0001731553 · Director · 10% owner Reverence Capital Partners Opportunities Fund I, L.P. · CIK 0001621530 · Director · 10% owner Reverence Capital Partners Opportunities Fund I (Cayman), L.P. · CIK 0001621531 · Director · 10% owner Reverence Capital Partners Opportunities Fund I (AI), L.P. · CIK 0001621529 · Director · 10% owner RCP Co-Invest GP LLC · CIK 0001731555 · Director · 10% owner RCP Lake Co-Invest, L.P. · CIK 0001606112 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 294,225 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · derivative.exercise_price: On November 19, 2021, the Issuer held a special meeting of stockholders at which the stockholders approved an amendment to the Issuer's certificate of incorporation to convert all outstanding shares of Class B Shares into an equal number of shares of Class A Shares on a one-for-one basis (the "Conversion"). The Conversion was effected on November 23, 2021, upon the Issuer's filing of its amended and restated certificate of incorporation with the Secretary of State of the State of Delaware. F10 · price: On November 19, 2021, the Issuer held a special meeting of stockholders at which the stockholders approved an amendment to the Issuer's certificate of incorporation to convert all outstanding shares of Class B Shares into an equal number of shares of Class A Shares on a one-for-one basis (the "Conversion"). The Conversion was effected on November 23, 2021, upon the Issuer's filing of its amended and restated certificate of incorporation with the Secretary of State of the State of Delaware. F10 · derivative.exercise_date: On November 19, 2021, the Issuer held a special meeting of stockholders at which the stockholders approved an amendment to the Issuer's certificate of incorporation to convert all outstanding shares of Class B Shares into an equal number of shares of Class A Shares on a one-for-one basis (the "Conversion"). The Conversion was effected on November 23, 2021, upon the Issuer's filing of its amended and restated certificate of incorporation with the Secretary of State of the State of Delaware. F10 · derivative.expiration_date: On November 19, 2021, the Issuer held a special meeting of stockholders at which the stockholders approved an amendment to the Issuer's certificate of incorporation to convert all outstanding shares of Class B Shares into an equal number of shares of Class A Shares on a one-for-one basis (the "Conversion"). The Conversion was effected on November 23, 2021, upon the Issuer's filing of its amended and restated certificate of incorporation with the Secretary of State of the State of Delaware. Read SEC document |
| November 23, 2021 Filed Nov 24, 2021 16:11 UTC | Victory Capital Holdings, Inc. VCTR · Entity 3710 | ConversionClass B Common Stock · Derivative | 184,231 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-21-143558 · tm2133839-1_4seq1.xml · derivative · entry 23 Berlinski Milton R. · CIK 0001729927 · Director · 10% owner Reverence Capital Partners LLC · CIK 0001731602 · Director · 10% owner RCP GenPar HoldCo LLC · CIK 0001731503 · Director · 10% owner RCP GenPar LP · CIK 0001731545 · Director · 10% owner RCP Opp Fund I GP, L.P. · CIK 0001731553 · Director · 10% owner Reverence Capital Partners Opportunities Fund I, L.P. · CIK 0001621530 · Director · 10% owner Reverence Capital Partners Opportunities Fund I (Cayman), L.P. · CIK 0001621531 · Director · 10% owner Reverence Capital Partners Opportunities Fund I (AI), L.P. · CIK 0001621529 · Director · 10% owner RCP Co-Invest GP LLC · CIK 0001731555 · Director · 10% owner RCP Lake Co-Invest, L.P. · CIK 0001606112 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 0 Underlying: Class A Common Stock · 184,231 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · derivative.exercise_price: On November 19, 2021, the Issuer held a special meeting of stockholders at which the stockholders approved an amendment to the Issuer's certificate of incorporation to convert all outstanding shares of Class B Shares into an equal number of shares of Class A Shares on a one-for-one basis (the "Conversion"). The Conversion was effected on November 23, 2021, upon the Issuer's filing of its amended and restated certificate of incorporation with the Secretary of State of the State of Delaware. F10 · price: On November 19, 2021, the Issuer held a special meeting of stockholders at which the stockholders approved an amendment to the Issuer's certificate of incorporation to convert all outstanding shares of Class B Shares into an equal number of shares of Class A Shares on a one-for-one basis (the "Conversion"). The Conversion was effected on November 23, 2021, upon the Issuer's filing of its amended and restated certificate of incorporation with the Secretary of State of the State of Delaware. F10 · derivative.exercise_date: On November 19, 2021, the Issuer held a special meeting of stockholders at which the stockholders approved an amendment to the Issuer's certificate of incorporation to convert all outstanding shares of Class B Shares into an equal number of shares of Class A Shares on a one-for-one basis (the "Conversion"). The Conversion was effected on November 23, 2021, upon the Issuer's filing of its amended and restated certificate of incorporation with the Secretary of State of the State of Delaware. F10 · derivative.expiration_date: On November 19, 2021, the Issuer held a special meeting of stockholders at which the stockholders approved an amendment to the Issuer's certificate of incorporation to convert all outstanding shares of Class B Shares into an equal number of shares of Class A Shares on a one-for-one basis (the "Conversion"). The Conversion was effected on November 23, 2021, upon the Issuer's filing of its amended and restated certificate of incorporation with the Secretary of State of the State of Delaware. F8 · ownership.nature: Shares owned directly by MRB ICBC LLC, an entity which Mr. Berlinski controls. F9 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein. Read SEC document |
| November 23, 2021 Filed Nov 24, 2021 16:11 UTC | Victory Capital Holdings, Inc. VCTR · Entity 3710 | ConversionClass B Common Stock · Derivative | 3,031,017 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-21-143558 · tm2133839-1_4seq1.xml · derivative · entry 22 Berlinski Milton R. · CIK 0001729927 · Director · 10% owner Reverence Capital Partners LLC · CIK 0001731602 · Director · 10% owner RCP GenPar HoldCo LLC · CIK 0001731503 · Director · 10% owner RCP GenPar LP · CIK 0001731545 · Director · 10% owner RCP Opp Fund I GP, L.P. · CIK 0001731553 · Director · 10% owner Reverence Capital Partners Opportunities Fund I, L.P. · CIK 0001621530 · Director · 10% owner Reverence Capital Partners Opportunities Fund I (Cayman), L.P. · CIK 0001621531 · Director · 10% owner Reverence Capital Partners Opportunities Fund I (AI), L.P. · CIK 0001621529 · Director · 10% owner RCP Co-Invest GP LLC · CIK 0001731555 · Director · 10% owner RCP Lake Co-Invest, L.P. · CIK 0001606112 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 0 Underlying: Class A Common Stock · 3,031,017 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · derivative.exercise_price: On November 19, 2021, the Issuer held a special meeting of stockholders at which the stockholders approved an amendment to the Issuer's certificate of incorporation to convert all outstanding shares of Class B Shares into an equal number of shares of Class A Shares on a one-for-one basis (the "Conversion"). The Conversion was effected on November 23, 2021, upon the Issuer's filing of its amended and restated certificate of incorporation with the Secretary of State of the State of Delaware. F10 · price: On November 19, 2021, the Issuer held a special meeting of stockholders at which the stockholders approved an amendment to the Issuer's certificate of incorporation to convert all outstanding shares of Class B Shares into an equal number of shares of Class A Shares on a one-for-one basis (the "Conversion"). The Conversion was effected on November 23, 2021, upon the Issuer's filing of its amended and restated certificate of incorporation with the Secretary of State of the State of Delaware. F10 · derivative.exercise_date: On November 19, 2021, the Issuer held a special meeting of stockholders at which the stockholders approved an amendment to the Issuer's certificate of incorporation to convert all outstanding shares of Class B Shares into an equal number of shares of Class A Shares on a one-for-one basis (the "Conversion"). The Conversion was effected on November 23, 2021, upon the Issuer's filing of its amended and restated certificate of incorporation with the Secretary of State of the State of Delaware. F10 · derivative.expiration_date: On November 19, 2021, the Issuer held a special meeting of stockholders at which the stockholders approved an amendment to the Issuer's certificate of incorporation to convert all outstanding shares of Class B Shares into an equal number of shares of Class A Shares on a one-for-one basis (the "Conversion"). The Conversion was effected on November 23, 2021, upon the Issuer's filing of its amended and restated certificate of incorporation with the Secretary of State of the State of Delaware. F6 · ownership.nature: Shares owned directly by RCP Lake Co-Invest, L.P. RCP Co-Invest GP LLC is the general partner of RCP Lake Co-Invest, L.P. Reverence Capital Partners LLC is the managing member of RCP Co-Invest GP LLC. Each of Reverence Capital Partners LLC and RCP Co-Invest GP LLC may be deemed to have beneficial ownership of the shares owned directly by RCP Lake Co-Invest, L.P. F9 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein. Read SEC document |
| November 23, 2021 Filed Nov 24, 2021 16:11 UTC | Victory Capital Holdings, Inc. VCTR · Entity 3710 | ConversionClass B Common Stock · Derivative | 50,344 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-21-143558 · tm2133839-1_4seq1.xml · derivative · entry 21 Berlinski Milton R. · CIK 0001729927 · Director · 10% owner Reverence Capital Partners LLC · CIK 0001731602 · Director · 10% owner RCP GenPar HoldCo LLC · CIK 0001731503 · Director · 10% owner RCP GenPar LP · CIK 0001731545 · Director · 10% owner RCP Opp Fund I GP, L.P. · CIK 0001731553 · Director · 10% owner Reverence Capital Partners Opportunities Fund I, L.P. · CIK 0001621530 · Director · 10% owner Reverence Capital Partners Opportunities Fund I (Cayman), L.P. · CIK 0001621531 · Director · 10% owner Reverence Capital Partners Opportunities Fund I (AI), L.P. · CIK 0001621529 · Director · 10% owner RCP Co-Invest GP LLC · CIK 0001731555 · Director · 10% owner RCP Lake Co-Invest, L.P. · CIK 0001606112 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 0 Underlying: Class A Common Stock · 50,344 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · derivative.exercise_price: On November 19, 2021, the Issuer held a special meeting of stockholders at which the stockholders approved an amendment to the Issuer's certificate of incorporation to convert all outstanding shares of Class B Shares into an equal number of shares of Class A Shares on a one-for-one basis (the "Conversion"). The Conversion was effected on November 23, 2021, upon the Issuer's filing of its amended and restated certificate of incorporation with the Secretary of State of the State of Delaware. F10 · price: On November 19, 2021, the Issuer held a special meeting of stockholders at which the stockholders approved an amendment to the Issuer's certificate of incorporation to convert all outstanding shares of Class B Shares into an equal number of shares of Class A Shares on a one-for-one basis (the "Conversion"). The Conversion was effected on November 23, 2021, upon the Issuer's filing of its amended and restated certificate of incorporation with the Secretary of State of the State of Delaware. F10 · derivative.exercise_date: On November 19, 2021, the Issuer held a special meeting of stockholders at which the stockholders approved an amendment to the Issuer's certificate of incorporation to convert all outstanding shares of Class B Shares into an equal number of shares of Class A Shares on a one-for-one basis (the "Conversion"). The Conversion was effected on November 23, 2021, upon the Issuer's filing of its amended and restated certificate of incorporation with the Secretary of State of the State of Delaware. F10 · derivative.expiration_date: On November 19, 2021, the Issuer held a special meeting of stockholders at which the stockholders approved an amendment to the Issuer's certificate of incorporation to convert all outstanding shares of Class B Shares into an equal number of shares of Class A Shares on a one-for-one basis (the "Conversion"). The Conversion was effected on November 23, 2021, upon the Issuer's filing of its amended and restated certificate of incorporation with the Secretary of State of the State of Delaware. F5 · ownership.nature: Shares owned directly by Reverence Capital Partners Opportunities Fund I (AI), L.P. F7 · ownership.nature: RCP Opp Fund I GP, L.P. is the general partner of each of the Reverence Capital Funds. RCP GenPar LP is the general partner of RCP Opp Fund I GP, L.P. RCP GenPar HoldCo LLC is the general partner of RCP GenPar LP. Mr. Berlinski is the sole member of RCP GenPar HoldCo LLC. Each of Mr. Berlinski, RCP GenPar HoldCo LLC, RCP GenPar LP and RCP Opp Fund I GP, L.P. may be deemed to have beneficial ownership of the shares owned directly by the Reverence Capital Funds. F9 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein. Read SEC document |
| November 23, 2021 Filed Nov 24, 2021 16:11 UTC | Victory Capital Holdings, Inc. VCTR · Entity 3710 | ConversionClass B Common Stock · Derivative | 2,617,925 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-21-143558 · tm2133839-1_4seq1.xml · derivative · entry 20 Berlinski Milton R. · CIK 0001729927 · Director · 10% owner Reverence Capital Partners LLC · CIK 0001731602 · Director · 10% owner RCP GenPar HoldCo LLC · CIK 0001731503 · Director · 10% owner RCP GenPar LP · CIK 0001731545 · Director · 10% owner RCP Opp Fund I GP, L.P. · CIK 0001731553 · Director · 10% owner Reverence Capital Partners Opportunities Fund I, L.P. · CIK 0001621530 · Director · 10% owner Reverence Capital Partners Opportunities Fund I (Cayman), L.P. · CIK 0001621531 · Director · 10% owner Reverence Capital Partners Opportunities Fund I (AI), L.P. · CIK 0001621529 · Director · 10% owner RCP Co-Invest GP LLC · CIK 0001731555 · Director · 10% owner RCP Lake Co-Invest, L.P. · CIK 0001606112 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 0 Underlying: Class A Common Stock · 2,617,925 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · derivative.exercise_price: On November 19, 2021, the Issuer held a special meeting of stockholders at which the stockholders approved an amendment to the Issuer's certificate of incorporation to convert all outstanding shares of Class B Shares into an equal number of shares of Class A Shares on a one-for-one basis (the "Conversion"). The Conversion was effected on November 23, 2021, upon the Issuer's filing of its amended and restated certificate of incorporation with the Secretary of State of the State of Delaware. F10 · price: On November 19, 2021, the Issuer held a special meeting of stockholders at which the stockholders approved an amendment to the Issuer's certificate of incorporation to convert all outstanding shares of Class B Shares into an equal number of shares of Class A Shares on a one-for-one basis (the "Conversion"). The Conversion was effected on November 23, 2021, upon the Issuer's filing of its amended and restated certificate of incorporation with the Secretary of State of the State of Delaware. F10 · derivative.exercise_date: On November 19, 2021, the Issuer held a special meeting of stockholders at which the stockholders approved an amendment to the Issuer's certificate of incorporation to convert all outstanding shares of Class B Shares into an equal number of shares of Class A Shares on a one-for-one basis (the "Conversion"). The Conversion was effected on November 23, 2021, upon the Issuer's filing of its amended and restated certificate of incorporation with the Secretary of State of the State of Delaware. F10 · derivative.expiration_date: On November 19, 2021, the Issuer held a special meeting of stockholders at which the stockholders approved an amendment to the Issuer's certificate of incorporation to convert all outstanding shares of Class B Shares into an equal number of shares of Class A Shares on a one-for-one basis (the "Conversion"). The Conversion was effected on November 23, 2021, upon the Issuer's filing of its amended and restated certificate of incorporation with the Secretary of State of the State of Delaware. F4 · ownership.nature: Shares owned directly by Reverence Capital Partners Opportunities Fund I (Cayman), L.P. F7 · ownership.nature: RCP Opp Fund I GP, L.P. is the general partner of each of the Reverence Capital Funds. RCP GenPar LP is the general partner of RCP Opp Fund I GP, L.P. RCP GenPar HoldCo LLC is the general partner of RCP GenPar LP. Mr. Berlinski is the sole member of RCP GenPar HoldCo LLC. Each of Mr. Berlinski, RCP GenPar HoldCo LLC, RCP GenPar LP and RCP Opp Fund I GP, L.P. may be deemed to have beneficial ownership of the shares owned directly by the Reverence Capital Funds. F9 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein. Read SEC document |
| November 23, 2021 Filed Nov 24, 2021 16:11 UTC | Victory Capital Holdings, Inc. VCTR · Entity 3710 | ConversionClass B Common Stock · Derivative | 3,148,685 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-21-143558 · tm2133839-1_4seq1.xml · derivative · entry 19 Berlinski Milton R. · CIK 0001729927 · Director · 10% owner Reverence Capital Partners LLC · CIK 0001731602 · Director · 10% owner RCP GenPar HoldCo LLC · CIK 0001731503 · Director · 10% owner RCP GenPar LP · CIK 0001731545 · Director · 10% owner RCP Opp Fund I GP, L.P. · CIK 0001731553 · Director · 10% owner Reverence Capital Partners Opportunities Fund I, L.P. · CIK 0001621530 · Director · 10% owner Reverence Capital Partners Opportunities Fund I (Cayman), L.P. · CIK 0001621531 · Director · 10% owner Reverence Capital Partners Opportunities Fund I (AI), L.P. · CIK 0001621529 · Director · 10% owner RCP Co-Invest GP LLC · CIK 0001731555 · Director · 10% owner RCP Lake Co-Invest, L.P. · CIK 0001606112 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 0 Underlying: Class A Common Stock · 3,148,685 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · derivative.exercise_price: On November 19, 2021, the Issuer held a special meeting of stockholders at which the stockholders approved an amendment to the Issuer's certificate of incorporation to convert all outstanding shares of Class B Shares into an equal number of shares of Class A Shares on a one-for-one basis (the "Conversion"). The Conversion was effected on November 23, 2021, upon the Issuer's filing of its amended and restated certificate of incorporation with the Secretary of State of the State of Delaware. F10 · price: On November 19, 2021, the Issuer held a special meeting of stockholders at which the stockholders approved an amendment to the Issuer's certificate of incorporation to convert all outstanding shares of Class B Shares into an equal number of shares of Class A Shares on a one-for-one basis (the "Conversion"). The Conversion was effected on November 23, 2021, upon the Issuer's filing of its amended and restated certificate of incorporation with the Secretary of State of the State of Delaware. F10 · derivative.exercise_date: On November 19, 2021, the Issuer held a special meeting of stockholders at which the stockholders approved an amendment to the Issuer's certificate of incorporation to convert all outstanding shares of Class B Shares into an equal number of shares of Class A Shares on a one-for-one basis (the "Conversion"). The Conversion was effected on November 23, 2021, upon the Issuer's filing of its amended and restated certificate of incorporation with the Secretary of State of the State of Delaware. F10 · derivative.expiration_date: On November 19, 2021, the Issuer held a special meeting of stockholders at which the stockholders approved an amendment to the Issuer's certificate of incorporation to convert all outstanding shares of Class B Shares into an equal number of shares of Class A Shares on a one-for-one basis (the "Conversion"). The Conversion was effected on November 23, 2021, upon the Issuer's filing of its amended and restated certificate of incorporation with the Secretary of State of the State of Delaware. F3 · ownership.nature: Shares owned directly by Reverence Capital Partners Opportunities Fund I, L.P. (and together with Reverence Capital Partners Opportunities Fund I (Cayman), L.P. and Reverence Capital Partners Opportunities Fund I (AI), L.P., the "Reverence Capital Funds") F7 · ownership.nature: RCP Opp Fund I GP, L.P. is the general partner of each of the Reverence Capital Funds. RCP GenPar LP is the general partner of RCP Opp Fund I GP, L.P. RCP GenPar HoldCo LLC is the general partner of RCP GenPar LP. Mr. Berlinski is the sole member of RCP GenPar HoldCo LLC. Each of Mr. Berlinski, RCP GenPar HoldCo LLC, RCP GenPar LP and RCP Opp Fund I GP, L.P. may be deemed to have beneficial ownership of the shares owned directly by the Reverence Capital Funds. F9 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein. Read SEC document |
| November 23, 2021 Filed Nov 24, 2021 16:11 UTC | Victory Capital Holdings, Inc. VCTR · Entity 3710 | ConversionClass A Common Stock | 294,225 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-21-143558 · tm2133839-1_4seq1.xml · nonDerivative · entry 14 Berlinski Milton R. · CIK 0001729927 · Director · 10% owner Reverence Capital Partners LLC · CIK 0001731602 · Director · 10% owner RCP GenPar HoldCo LLC · CIK 0001731503 · Director · 10% owner RCP GenPar LP · CIK 0001731545 · Director · 10% owner RCP Opp Fund I GP, L.P. · CIK 0001731553 · Director · 10% owner Reverence Capital Partners Opportunities Fund I, L.P. · CIK 0001621530 · Director · 10% owner Reverence Capital Partners Opportunities Fund I (Cayman), L.P. · CIK 0001621531 · Director · 10% owner Reverence Capital Partners Opportunities Fund I (AI), L.P. · CIK 0001621529 · Director · 10% owner RCP Co-Invest GP LLC · CIK 0001731555 · Director · 10% owner RCP Lake Co-Invest, L.P. · CIK 0001606112 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 294,225 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · price: On November 19, 2021, the Issuer held a special meeting of stockholders at which the stockholders approved an amendment to the Issuer's certificate of incorporation to convert all outstanding shares of Class B Shares into an equal number of shares of Class A Shares on a one-for-one basis (the "Conversion"). The Conversion was effected on November 23, 2021, upon the Issuer's filing of its amended and restated certificate of incorporation with the Secretary of State of the State of Delaware. Read SEC document |
| November 23, 2021 Filed Nov 24, 2021 16:11 UTC | Victory Capital Holdings, Inc. VCTR · Entity 3710 | ConversionClass A Common Stock | 184,231 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-21-143558 · tm2133839-1_4seq1.xml · nonDerivative · entry 13 Berlinski Milton R. · CIK 0001729927 · Director · 10% owner Reverence Capital Partners LLC · CIK 0001731602 · Director · 10% owner RCP GenPar HoldCo LLC · CIK 0001731503 · Director · 10% owner RCP GenPar LP · CIK 0001731545 · Director · 10% owner RCP Opp Fund I GP, L.P. · CIK 0001731553 · Director · 10% owner Reverence Capital Partners Opportunities Fund I, L.P. · CIK 0001621530 · Director · 10% owner Reverence Capital Partners Opportunities Fund I (Cayman), L.P. · CIK 0001621531 · Director · 10% owner Reverence Capital Partners Opportunities Fund I (AI), L.P. · CIK 0001621529 · Director · 10% owner RCP Co-Invest GP LLC · CIK 0001731555 · Director · 10% owner RCP Lake Co-Invest, L.P. · CIK 0001606112 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 184,231 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · price: On November 19, 2021, the Issuer held a special meeting of stockholders at which the stockholders approved an amendment to the Issuer's certificate of incorporation to convert all outstanding shares of Class B Shares into an equal number of shares of Class A Shares on a one-for-one basis (the "Conversion"). The Conversion was effected on November 23, 2021, upon the Issuer's filing of its amended and restated certificate of incorporation with the Secretary of State of the State of Delaware. F8 · ownership.nature: Shares owned directly by MRB ICBC LLC, an entity which Mr. Berlinski controls. F9 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein. Read SEC document |
| November 23, 2021 Filed Nov 24, 2021 16:11 UTC | Victory Capital Holdings, Inc. VCTR · Entity 3710 | ConversionClass A Common Stock | 3,031,017 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-21-143558 · tm2133839-1_4seq1.xml · nonDerivative · entry 12 Berlinski Milton R. · CIK 0001729927 · Director · 10% owner Reverence Capital Partners LLC · CIK 0001731602 · Director · 10% owner RCP GenPar HoldCo LLC · CIK 0001731503 · Director · 10% owner RCP GenPar LP · CIK 0001731545 · Director · 10% owner RCP Opp Fund I GP, L.P. · CIK 0001731553 · Director · 10% owner Reverence Capital Partners Opportunities Fund I, L.P. · CIK 0001621530 · Director · 10% owner Reverence Capital Partners Opportunities Fund I (Cayman), L.P. · CIK 0001621531 · Director · 10% owner Reverence Capital Partners Opportunities Fund I (AI), L.P. · CIK 0001621529 · Director · 10% owner RCP Co-Invest GP LLC · CIK 0001731555 · Director · 10% owner RCP Lake Co-Invest, L.P. · CIK 0001606112 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 3,031,017 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · price: On November 19, 2021, the Issuer held a special meeting of stockholders at which the stockholders approved an amendment to the Issuer's certificate of incorporation to convert all outstanding shares of Class B Shares into an equal number of shares of Class A Shares on a one-for-one basis (the "Conversion"). The Conversion was effected on November 23, 2021, upon the Issuer's filing of its amended and restated certificate of incorporation with the Secretary of State of the State of Delaware. F6 · ownership.nature: Shares owned directly by RCP Lake Co-Invest, L.P. RCP Co-Invest GP LLC is the general partner of RCP Lake Co-Invest, L.P. Reverence Capital Partners LLC is the managing member of RCP Co-Invest GP LLC. Each of Reverence Capital Partners LLC and RCP Co-Invest GP LLC may be deemed to have beneficial ownership of the shares owned directly by RCP Lake Co-Invest, L.P. F9 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein. Read SEC document |
| November 23, 2021 Filed Nov 24, 2021 16:11 UTC | Victory Capital Holdings, Inc. VCTR · Entity 3710 | ConversionClass A Common Stock | 50,344 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-21-143558 · tm2133839-1_4seq1.xml · nonDerivative · entry 11 Berlinski Milton R. · CIK 0001729927 · Director · 10% owner Reverence Capital Partners LLC · CIK 0001731602 · Director · 10% owner RCP GenPar HoldCo LLC · CIK 0001731503 · Director · 10% owner RCP GenPar LP · CIK 0001731545 · Director · 10% owner RCP Opp Fund I GP, L.P. · CIK 0001731553 · Director · 10% owner Reverence Capital Partners Opportunities Fund I, L.P. · CIK 0001621530 · Director · 10% owner Reverence Capital Partners Opportunities Fund I (Cayman), L.P. · CIK 0001621531 · Director · 10% owner Reverence Capital Partners Opportunities Fund I (AI), L.P. · CIK 0001621529 · Director · 10% owner RCP Co-Invest GP LLC · CIK 0001731555 · Director · 10% owner RCP Lake Co-Invest, L.P. · CIK 0001606112 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 50,344 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · price: On November 19, 2021, the Issuer held a special meeting of stockholders at which the stockholders approved an amendment to the Issuer's certificate of incorporation to convert all outstanding shares of Class B Shares into an equal number of shares of Class A Shares on a one-for-one basis (the "Conversion"). The Conversion was effected on November 23, 2021, upon the Issuer's filing of its amended and restated certificate of incorporation with the Secretary of State of the State of Delaware. F5 · ownership.nature: Shares owned directly by Reverence Capital Partners Opportunities Fund I (AI), L.P. F7 · ownership.nature: RCP Opp Fund I GP, L.P. is the general partner of each of the Reverence Capital Funds. RCP GenPar LP is the general partner of RCP Opp Fund I GP, L.P. RCP GenPar HoldCo LLC is the general partner of RCP GenPar LP. Mr. Berlinski is the sole member of RCP GenPar HoldCo LLC. Each of Mr. Berlinski, RCP GenPar HoldCo LLC, RCP GenPar LP and RCP Opp Fund I GP, L.P. may be deemed to have beneficial ownership of the shares owned directly by the Reverence Capital Funds. F9 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein. Read SEC document |
| November 23, 2021 Filed Nov 24, 2021 16:11 UTC | Victory Capital Holdings, Inc. VCTR · Entity 3710 | ConversionClass A Common Stock | 2,617,925 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-21-143558 · tm2133839-1_4seq1.xml · nonDerivative · entry 10 Berlinski Milton R. · CIK 0001729927 · Director · 10% owner Reverence Capital Partners LLC · CIK 0001731602 · Director · 10% owner RCP GenPar HoldCo LLC · CIK 0001731503 · Director · 10% owner RCP GenPar LP · CIK 0001731545 · Director · 10% owner RCP Opp Fund I GP, L.P. · CIK 0001731553 · Director · 10% owner Reverence Capital Partners Opportunities Fund I, L.P. · CIK 0001621530 · Director · 10% owner Reverence Capital Partners Opportunities Fund I (Cayman), L.P. · CIK 0001621531 · Director · 10% owner Reverence Capital Partners Opportunities Fund I (AI), L.P. · CIK 0001621529 · Director · 10% owner RCP Co-Invest GP LLC · CIK 0001731555 · Director · 10% owner RCP Lake Co-Invest, L.P. · CIK 0001606112 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 2,617,925 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · price: On November 19, 2021, the Issuer held a special meeting of stockholders at which the stockholders approved an amendment to the Issuer's certificate of incorporation to convert all outstanding shares of Class B Shares into an equal number of shares of Class A Shares on a one-for-one basis (the "Conversion"). The Conversion was effected on November 23, 2021, upon the Issuer's filing of its amended and restated certificate of incorporation with the Secretary of State of the State of Delaware. F4 · ownership.nature: Shares owned directly by Reverence Capital Partners Opportunities Fund I (Cayman), L.P. F7 · ownership.nature: RCP Opp Fund I GP, L.P. is the general partner of each of the Reverence Capital Funds. RCP GenPar LP is the general partner of RCP Opp Fund I GP, L.P. RCP GenPar HoldCo LLC is the general partner of RCP GenPar LP. Mr. Berlinski is the sole member of RCP GenPar HoldCo LLC. Each of Mr. Berlinski, RCP GenPar HoldCo LLC, RCP GenPar LP and RCP Opp Fund I GP, L.P. may be deemed to have beneficial ownership of the shares owned directly by the Reverence Capital Funds. F9 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein. Read SEC document |
| November 23, 2021 Filed Nov 24, 2021 16:11 UTC | Victory Capital Holdings, Inc. VCTR · Entity 3710 | ConversionClass A Common Stock | 3,148,685 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-21-143558 · tm2133839-1_4seq1.xml · nonDerivative · entry 9 Berlinski Milton R. · CIK 0001729927 · Director · 10% owner Reverence Capital Partners LLC · CIK 0001731602 · Director · 10% owner RCP GenPar HoldCo LLC · CIK 0001731503 · Director · 10% owner RCP GenPar LP · CIK 0001731545 · Director · 10% owner RCP Opp Fund I GP, L.P. · CIK 0001731553 · Director · 10% owner Reverence Capital Partners Opportunities Fund I, L.P. · CIK 0001621530 · Director · 10% owner Reverence Capital Partners Opportunities Fund I (Cayman), L.P. · CIK 0001621531 · Director · 10% owner Reverence Capital Partners Opportunities Fund I (AI), L.P. · CIK 0001621529 · Director · 10% owner RCP Co-Invest GP LLC · CIK 0001731555 · Director · 10% owner RCP Lake Co-Invest, L.P. · CIK 0001606112 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 3,148,685 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · price: On November 19, 2021, the Issuer held a special meeting of stockholders at which the stockholders approved an amendment to the Issuer's certificate of incorporation to convert all outstanding shares of Class B Shares into an equal number of shares of Class A Shares on a one-for-one basis (the "Conversion"). The Conversion was effected on November 23, 2021, upon the Issuer's filing of its amended and restated certificate of incorporation with the Secretary of State of the State of Delaware. F3 · ownership.nature: Shares owned directly by Reverence Capital Partners Opportunities Fund I, L.P. (and together with Reverence Capital Partners Opportunities Fund I (Cayman), L.P. and Reverence Capital Partners Opportunities Fund I (AI), L.P., the "Reverence Capital Funds") F7 · ownership.nature: RCP Opp Fund I GP, L.P. is the general partner of each of the Reverence Capital Funds. RCP GenPar LP is the general partner of RCP Opp Fund I GP, L.P. RCP GenPar HoldCo LLC is the general partner of RCP GenPar LP. Mr. Berlinski is the sole member of RCP GenPar HoldCo LLC. Each of Mr. Berlinski, RCP GenPar HoldCo LLC, RCP GenPar LP and RCP Opp Fund I GP, L.P. may be deemed to have beneficial ownership of the shares owned directly by the Reverence Capital Funds. F9 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein. Read SEC document |
| November 22, 2021 Filed Nov 24, 2021 16:11 UTC | Victory Capital Holdings, Inc. VCTR · Entity 3710 | ConversionClass B Common Stock · Derivative | 295,898 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-21-143558 · tm2133839-1_4seq1.xml · derivative · entry 18 Berlinski Milton R. · CIK 0001729927 · Director · 10% owner Reverence Capital Partners LLC · CIK 0001731602 · Director · 10% owner RCP GenPar HoldCo LLC · CIK 0001731503 · Director · 10% owner RCP GenPar LP · CIK 0001731545 · Director · 10% owner RCP Opp Fund I GP, L.P. · CIK 0001731553 · Director · 10% owner Reverence Capital Partners Opportunities Fund I, L.P. · CIK 0001621530 · Director · 10% owner Reverence Capital Partners Opportunities Fund I (Cayman), L.P. · CIK 0001621531 · Director · 10% owner Reverence Capital Partners Opportunities Fund I (AI), L.P. · CIK 0001621529 · Director · 10% owner RCP Co-Invest GP LLC · CIK 0001731555 · Director · 10% owner RCP Lake Co-Invest, L.P. · CIK 0001606112 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 3,031,017 Underlying: Class A Common Stock · 295,898 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Reflects the conversion of shares of Class B Common Stock of the Issuer ("Class B Shares") into shares of Class A Common Stock of the Issuer ("Class A Shares") on a one-for-one basis. Class B Shares are convertible into Class A Shares on a one-for-one basis at any time by the holder and have no expiration date. F1 · price: Reflects the conversion of shares of Class B Common Stock of the Issuer ("Class B Shares") into shares of Class A Common Stock of the Issuer ("Class A Shares") on a one-for-one basis. Class B Shares are convertible into Class A Shares on a one-for-one basis at any time by the holder and have no expiration date. F1 · derivative.exercise_date: Reflects the conversion of shares of Class B Common Stock of the Issuer ("Class B Shares") into shares of Class A Common Stock of the Issuer ("Class A Shares") on a one-for-one basis. Class B Shares are convertible into Class A Shares on a one-for-one basis at any time by the holder and have no expiration date. F1 · derivative.expiration_date: Reflects the conversion of shares of Class B Common Stock of the Issuer ("Class B Shares") into shares of Class A Common Stock of the Issuer ("Class A Shares") on a one-for-one basis. Class B Shares are convertible into Class A Shares on a one-for-one basis at any time by the holder and have no expiration date. F6 · ownership.nature: Shares owned directly by RCP Lake Co-Invest, L.P. RCP Co-Invest GP LLC is the general partner of RCP Lake Co-Invest, L.P. Reverence Capital Partners LLC is the managing member of RCP Co-Invest GP LLC. Each of Reverence Capital Partners LLC and RCP Co-Invest GP LLC may be deemed to have beneficial ownership of the shares owned directly by RCP Lake Co-Invest, L.P. F9 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein. Read SEC document |
| November 22, 2021 Filed Nov 24, 2021 16:11 UTC | Victory Capital Holdings, Inc. VCTR · Entity 3710 | ConversionClass B Common Stock · Derivative | 4,915 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-21-143558 · tm2133839-1_4seq1.xml · derivative · entry 17 Berlinski Milton R. · CIK 0001729927 · Director · 10% owner Reverence Capital Partners LLC · CIK 0001731602 · Director · 10% owner RCP GenPar HoldCo LLC · CIK 0001731503 · Director · 10% owner RCP GenPar LP · CIK 0001731545 · Director · 10% owner RCP Opp Fund I GP, L.P. · CIK 0001731553 · Director · 10% owner Reverence Capital Partners Opportunities Fund I, L.P. · CIK 0001621530 · Director · 10% owner Reverence Capital Partners Opportunities Fund I (Cayman), L.P. · CIK 0001621531 · Director · 10% owner Reverence Capital Partners Opportunities Fund I (AI), L.P. · CIK 0001621529 · Director · 10% owner RCP Co-Invest GP LLC · CIK 0001731555 · Director · 10% owner RCP Lake Co-Invest, L.P. · CIK 0001606112 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 50,344 Underlying: Class A Common Stock · 4,915 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Reflects the conversion of shares of Class B Common Stock of the Issuer ("Class B Shares") into shares of Class A Common Stock of the Issuer ("Class A Shares") on a one-for-one basis. Class B Shares are convertible into Class A Shares on a one-for-one basis at any time by the holder and have no expiration date. F1 · price: Reflects the conversion of shares of Class B Common Stock of the Issuer ("Class B Shares") into shares of Class A Common Stock of the Issuer ("Class A Shares") on a one-for-one basis. Class B Shares are convertible into Class A Shares on a one-for-one basis at any time by the holder and have no expiration date. F1 · derivative.exercise_date: Reflects the conversion of shares of Class B Common Stock of the Issuer ("Class B Shares") into shares of Class A Common Stock of the Issuer ("Class A Shares") on a one-for-one basis. Class B Shares are convertible into Class A Shares on a one-for-one basis at any time by the holder and have no expiration date. F1 · derivative.expiration_date: Reflects the conversion of shares of Class B Common Stock of the Issuer ("Class B Shares") into shares of Class A Common Stock of the Issuer ("Class A Shares") on a one-for-one basis. Class B Shares are convertible into Class A Shares on a one-for-one basis at any time by the holder and have no expiration date. F5 · ownership.nature: Shares owned directly by Reverence Capital Partners Opportunities Fund I (AI), L.P. F7 · ownership.nature: RCP Opp Fund I GP, L.P. is the general partner of each of the Reverence Capital Funds. RCP GenPar LP is the general partner of RCP Opp Fund I GP, L.P. RCP GenPar HoldCo LLC is the general partner of RCP GenPar LP. Mr. Berlinski is the sole member of RCP GenPar HoldCo LLC. Each of Mr. Berlinski, RCP GenPar HoldCo LLC, RCP GenPar LP and RCP Opp Fund I GP, L.P. may be deemed to have beneficial ownership of the shares owned directly by the Reverence Capital Funds. F9 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein. Read SEC document |
| November 22, 2021 Filed Nov 24, 2021 16:11 UTC | Victory Capital Holdings, Inc. VCTR · Entity 3710 | ConversionClass B Common Stock · Derivative | 255,571 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-21-143558 · tm2133839-1_4seq1.xml · derivative · entry 16 Berlinski Milton R. · CIK 0001729927 · Director · 10% owner Reverence Capital Partners LLC · CIK 0001731602 · Director · 10% owner RCP GenPar HoldCo LLC · CIK 0001731503 · Director · 10% owner RCP GenPar LP · CIK 0001731545 · Director · 10% owner RCP Opp Fund I GP, L.P. · CIK 0001731553 · Director · 10% owner Reverence Capital Partners Opportunities Fund I, L.P. · CIK 0001621530 · Director · 10% owner Reverence Capital Partners Opportunities Fund I (Cayman), L.P. · CIK 0001621531 · Director · 10% owner Reverence Capital Partners Opportunities Fund I (AI), L.P. · CIK 0001621529 · Director · 10% owner RCP Co-Invest GP LLC · CIK 0001731555 · Director · 10% owner RCP Lake Co-Invest, L.P. · CIK 0001606112 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 2,617,925 Underlying: Class A Common Stock · 255,571 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Reflects the conversion of shares of Class B Common Stock of the Issuer ("Class B Shares") into shares of Class A Common Stock of the Issuer ("Class A Shares") on a one-for-one basis. Class B Shares are convertible into Class A Shares on a one-for-one basis at any time by the holder and have no expiration date. F1 · price: Reflects the conversion of shares of Class B Common Stock of the Issuer ("Class B Shares") into shares of Class A Common Stock of the Issuer ("Class A Shares") on a one-for-one basis. Class B Shares are convertible into Class A Shares on a one-for-one basis at any time by the holder and have no expiration date. F1 · derivative.exercise_date: Reflects the conversion of shares of Class B Common Stock of the Issuer ("Class B Shares") into shares of Class A Common Stock of the Issuer ("Class A Shares") on a one-for-one basis. Class B Shares are convertible into Class A Shares on a one-for-one basis at any time by the holder and have no expiration date. F1 · derivative.expiration_date: Reflects the conversion of shares of Class B Common Stock of the Issuer ("Class B Shares") into shares of Class A Common Stock of the Issuer ("Class A Shares") on a one-for-one basis. Class B Shares are convertible into Class A Shares on a one-for-one basis at any time by the holder and have no expiration date. F4 · ownership.nature: Shares owned directly by Reverence Capital Partners Opportunities Fund I (Cayman), L.P. F7 · ownership.nature: RCP Opp Fund I GP, L.P. is the general partner of each of the Reverence Capital Funds. RCP GenPar LP is the general partner of RCP Opp Fund I GP, L.P. RCP GenPar HoldCo LLC is the general partner of RCP GenPar LP. Mr. Berlinski is the sole member of RCP GenPar HoldCo LLC. Each of Mr. Berlinski, RCP GenPar HoldCo LLC, RCP GenPar LP and RCP Opp Fund I GP, L.P. may be deemed to have beneficial ownership of the shares owned directly by the Reverence Capital Funds. F9 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein. Read SEC document |
| November 22, 2021 Filed Nov 24, 2021 16:11 UTC | Victory Capital Holdings, Inc. VCTR · Entity 3710 | ConversionClass B Common Stock · Derivative | 307,385 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-21-143558 · tm2133839-1_4seq1.xml · derivative · entry 15 Berlinski Milton R. · CIK 0001729927 · Director · 10% owner Reverence Capital Partners LLC · CIK 0001731602 · Director · 10% owner RCP GenPar HoldCo LLC · CIK 0001731503 · Director · 10% owner RCP GenPar LP · CIK 0001731545 · Director · 10% owner RCP Opp Fund I GP, L.P. · CIK 0001731553 · Director · 10% owner Reverence Capital Partners Opportunities Fund I, L.P. · CIK 0001621530 · Director · 10% owner Reverence Capital Partners Opportunities Fund I (Cayman), L.P. · CIK 0001621531 · Director · 10% owner Reverence Capital Partners Opportunities Fund I (AI), L.P. · CIK 0001621529 · Director · 10% owner RCP Co-Invest GP LLC · CIK 0001731555 · Director · 10% owner RCP Lake Co-Invest, L.P. · CIK 0001606112 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 3,148,685 Underlying: Class A Common Stock · 307,385 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Reflects the conversion of shares of Class B Common Stock of the Issuer ("Class B Shares") into shares of Class A Common Stock of the Issuer ("Class A Shares") on a one-for-one basis. Class B Shares are convertible into Class A Shares on a one-for-one basis at any time by the holder and have no expiration date. F1 · price: Reflects the conversion of shares of Class B Common Stock of the Issuer ("Class B Shares") into shares of Class A Common Stock of the Issuer ("Class A Shares") on a one-for-one basis. Class B Shares are convertible into Class A Shares on a one-for-one basis at any time by the holder and have no expiration date. F1 · derivative.exercise_date: Reflects the conversion of shares of Class B Common Stock of the Issuer ("Class B Shares") into shares of Class A Common Stock of the Issuer ("Class A Shares") on a one-for-one basis. Class B Shares are convertible into Class A Shares on a one-for-one basis at any time by the holder and have no expiration date. F1 · derivative.expiration_date: Reflects the conversion of shares of Class B Common Stock of the Issuer ("Class B Shares") into shares of Class A Common Stock of the Issuer ("Class A Shares") on a one-for-one basis. Class B Shares are convertible into Class A Shares on a one-for-one basis at any time by the holder and have no expiration date. F3 · ownership.nature: Shares owned directly by Reverence Capital Partners Opportunities Fund I, L.P. (and together with Reverence Capital Partners Opportunities Fund I (Cayman), L.P. and Reverence Capital Partners Opportunities Fund I (AI), L.P., the "Reverence Capital Funds") F7 · ownership.nature: RCP Opp Fund I GP, L.P. is the general partner of each of the Reverence Capital Funds. RCP GenPar LP is the general partner of RCP Opp Fund I GP, L.P. RCP GenPar HoldCo LLC is the general partner of RCP GenPar LP. Mr. Berlinski is the sole member of RCP GenPar HoldCo LLC. Each of Mr. Berlinski, RCP GenPar HoldCo LLC, RCP GenPar LP and RCP Opp Fund I GP, L.P. may be deemed to have beneficial ownership of the shares owned directly by the Reverence Capital Funds. F9 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein. Read SEC document |
| November 22, 2021 Filed Nov 24, 2021 16:11 UTC | Victory Capital Holdings, Inc. VCTR · Entity 3710 | SaleClass A Common Stock | 295,898 | $34.00 | $10,060,532.00 |
DisclosureSEC source: 0001104659-21-143558 · tm2133839-1_4seq1.xml · nonDerivative · entry 8 Berlinski Milton R. · CIK 0001729927 · Director · 10% owner Reverence Capital Partners LLC · CIK 0001731602 · Director · 10% owner RCP GenPar HoldCo LLC · CIK 0001731503 · Director · 10% owner RCP GenPar LP · CIK 0001731545 · Director · 10% owner RCP Opp Fund I GP, L.P. · CIK 0001731553 · Director · 10% owner Reverence Capital Partners Opportunities Fund I, L.P. · CIK 0001621530 · Director · 10% owner Reverence Capital Partners Opportunities Fund I (Cayman), L.P. · CIK 0001621531 · Director · 10% owner Reverence Capital Partners Opportunities Fund I (AI), L.P. · CIK 0001621529 · Director · 10% owner RCP Co-Invest GP LLC · CIK 0001731555 · Director · 10% owner RCP Lake Co-Invest, L.P. · CIK 0001606112 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 0 F2 · kind: Reflects the sale of Class A Shares by certain of the Reporting Persons in connection with a secondary offering of the Issuer pursuant to an underwriting agreement, dated November 17, 2021, at a public offering price of $34.00 per Class A Share (the "Secondary Offering"). The Secondary Offering closed on November 22, 2021. The material terms of the Secondary Offering are described in the prospectus supplement, dated November 17, 2021, filed with by the Issuer with the Securities and Exchange Commission on November 18, 2021. F6 · ownership.nature: Shares owned directly by RCP Lake Co-Invest, L.P. RCP Co-Invest GP LLC is the general partner of RCP Lake Co-Invest, L.P. Reverence Capital Partners LLC is the managing member of RCP Co-Invest GP LLC. Each of Reverence Capital Partners LLC and RCP Co-Invest GP LLC may be deemed to have beneficial ownership of the shares owned directly by RCP Lake Co-Invest, L.P. F9 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein. Read SEC document |
| November 22, 2021 Filed Nov 24, 2021 16:11 UTC | Victory Capital Holdings, Inc. VCTR · Entity 3710 | SaleClass A Common Stock | 4,915 | $34.00 | $167,110.00 |
DisclosureSEC source: 0001104659-21-143558 · tm2133839-1_4seq1.xml · nonDerivative · entry 7 Berlinski Milton R. · CIK 0001729927 · Director · 10% owner Reverence Capital Partners LLC · CIK 0001731602 · Director · 10% owner RCP GenPar HoldCo LLC · CIK 0001731503 · Director · 10% owner RCP GenPar LP · CIK 0001731545 · Director · 10% owner RCP Opp Fund I GP, L.P. · CIK 0001731553 · Director · 10% owner Reverence Capital Partners Opportunities Fund I, L.P. · CIK 0001621530 · Director · 10% owner Reverence Capital Partners Opportunities Fund I (Cayman), L.P. · CIK 0001621531 · Director · 10% owner Reverence Capital Partners Opportunities Fund I (AI), L.P. · CIK 0001621529 · Director · 10% owner RCP Co-Invest GP LLC · CIK 0001731555 · Director · 10% owner RCP Lake Co-Invest, L.P. · CIK 0001606112 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 0 F2 · kind: Reflects the sale of Class A Shares by certain of the Reporting Persons in connection with a secondary offering of the Issuer pursuant to an underwriting agreement, dated November 17, 2021, at a public offering price of $34.00 per Class A Share (the "Secondary Offering"). The Secondary Offering closed on November 22, 2021. The material terms of the Secondary Offering are described in the prospectus supplement, dated November 17, 2021, filed with by the Issuer with the Securities and Exchange Commission on November 18, 2021. F5 · ownership.nature: Shares owned directly by Reverence Capital Partners Opportunities Fund I (AI), L.P. F7 · ownership.nature: RCP Opp Fund I GP, L.P. is the general partner of each of the Reverence Capital Funds. RCP GenPar LP is the general partner of RCP Opp Fund I GP, L.P. RCP GenPar HoldCo LLC is the general partner of RCP GenPar LP. Mr. Berlinski is the sole member of RCP GenPar HoldCo LLC. Each of Mr. Berlinski, RCP GenPar HoldCo LLC, RCP GenPar LP and RCP Opp Fund I GP, L.P. may be deemed to have beneficial ownership of the shares owned directly by the Reverence Capital Funds. F9 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein. Read SEC document |
| November 22, 2021 Filed Nov 24, 2021 16:11 UTC | Victory Capital Holdings, Inc. VCTR · Entity 3710 | SaleClass A Common Stock | 255,571 | $34.00 | $8,689,414.00 |
DisclosureSEC source: 0001104659-21-143558 · tm2133839-1_4seq1.xml · nonDerivative · entry 6 Berlinski Milton R. · CIK 0001729927 · Director · 10% owner Reverence Capital Partners LLC · CIK 0001731602 · Director · 10% owner RCP GenPar HoldCo LLC · CIK 0001731503 · Director · 10% owner RCP GenPar LP · CIK 0001731545 · Director · 10% owner RCP Opp Fund I GP, L.P. · CIK 0001731553 · Director · 10% owner Reverence Capital Partners Opportunities Fund I, L.P. · CIK 0001621530 · Director · 10% owner Reverence Capital Partners Opportunities Fund I (Cayman), L.P. · CIK 0001621531 · Director · 10% owner Reverence Capital Partners Opportunities Fund I (AI), L.P. · CIK 0001621529 · Director · 10% owner RCP Co-Invest GP LLC · CIK 0001731555 · Director · 10% owner RCP Lake Co-Invest, L.P. · CIK 0001606112 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 0 F2 · kind: Reflects the sale of Class A Shares by certain of the Reporting Persons in connection with a secondary offering of the Issuer pursuant to an underwriting agreement, dated November 17, 2021, at a public offering price of $34.00 per Class A Share (the "Secondary Offering"). The Secondary Offering closed on November 22, 2021. The material terms of the Secondary Offering are described in the prospectus supplement, dated November 17, 2021, filed with by the Issuer with the Securities and Exchange Commission on November 18, 2021. F4 · ownership.nature: Shares owned directly by Reverence Capital Partners Opportunities Fund I (Cayman), L.P. F7 · ownership.nature: RCP Opp Fund I GP, L.P. is the general partner of each of the Reverence Capital Funds. RCP GenPar LP is the general partner of RCP Opp Fund I GP, L.P. RCP GenPar HoldCo LLC is the general partner of RCP GenPar LP. Mr. Berlinski is the sole member of RCP GenPar HoldCo LLC. Each of Mr. Berlinski, RCP GenPar HoldCo LLC, RCP GenPar LP and RCP Opp Fund I GP, L.P. may be deemed to have beneficial ownership of the shares owned directly by the Reverence Capital Funds. F9 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein. Read SEC document |
| November 22, 2021 Filed Nov 24, 2021 16:11 UTC | Victory Capital Holdings, Inc. VCTR · Entity 3710 | SaleClass A Common Stock | 307,385 | $34.00 | $10,451,090.00 |
DisclosureSEC source: 0001104659-21-143558 · tm2133839-1_4seq1.xml · nonDerivative · entry 5 Berlinski Milton R. · CIK 0001729927 · Director · 10% owner Reverence Capital Partners LLC · CIK 0001731602 · Director · 10% owner RCP GenPar HoldCo LLC · CIK 0001731503 · Director · 10% owner RCP GenPar LP · CIK 0001731545 · Director · 10% owner RCP Opp Fund I GP, L.P. · CIK 0001731553 · Director · 10% owner Reverence Capital Partners Opportunities Fund I, L.P. · CIK 0001621530 · Director · 10% owner Reverence Capital Partners Opportunities Fund I (Cayman), L.P. · CIK 0001621531 · Director · 10% owner Reverence Capital Partners Opportunities Fund I (AI), L.P. · CIK 0001621529 · Director · 10% owner RCP Co-Invest GP LLC · CIK 0001731555 · Director · 10% owner RCP Lake Co-Invest, L.P. · CIK 0001606112 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 0 F2 · kind: Reflects the sale of Class A Shares by certain of the Reporting Persons in connection with a secondary offering of the Issuer pursuant to an underwriting agreement, dated November 17, 2021, at a public offering price of $34.00 per Class A Share (the "Secondary Offering"). The Secondary Offering closed on November 22, 2021. The material terms of the Secondary Offering are described in the prospectus supplement, dated November 17, 2021, filed with by the Issuer with the Securities and Exchange Commission on November 18, 2021. F3 · ownership.nature: Shares owned directly by Reverence Capital Partners Opportunities Fund I, L.P. (and together with Reverence Capital Partners Opportunities Fund I (Cayman), L.P. and Reverence Capital Partners Opportunities Fund I (AI), L.P., the "Reverence Capital Funds") F7 · ownership.nature: RCP Opp Fund I GP, L.P. is the general partner of each of the Reverence Capital Funds. RCP GenPar LP is the general partner of RCP Opp Fund I GP, L.P. RCP GenPar HoldCo LLC is the general partner of RCP GenPar LP. Mr. Berlinski is the sole member of RCP GenPar HoldCo LLC. Each of Mr. Berlinski, RCP GenPar HoldCo LLC, RCP GenPar LP and RCP Opp Fund I GP, L.P. may be deemed to have beneficial ownership of the shares owned directly by the Reverence Capital Funds. F9 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein. Read SEC document |
| November 22, 2021 Filed Nov 24, 2021 16:11 UTC | Victory Capital Holdings, Inc. VCTR · Entity 3710 | ConversionClass A Common Stock | 295,898 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-21-143558 · tm2133839-1_4seq1.xml · nonDerivative · entry 4 Berlinski Milton R. · CIK 0001729927 · Director · 10% owner Reverence Capital Partners LLC · CIK 0001731602 · Director · 10% owner RCP GenPar HoldCo LLC · CIK 0001731503 · Director · 10% owner RCP GenPar LP · CIK 0001731545 · Director · 10% owner RCP Opp Fund I GP, L.P. · CIK 0001731553 · Director · 10% owner Reverence Capital Partners Opportunities Fund I, L.P. · CIK 0001621530 · Director · 10% owner Reverence Capital Partners Opportunities Fund I (Cayman), L.P. · CIK 0001621531 · Director · 10% owner Reverence Capital Partners Opportunities Fund I (AI), L.P. · CIK 0001621529 · Director · 10% owner RCP Co-Invest GP LLC · CIK 0001731555 · Director · 10% owner RCP Lake Co-Invest, L.P. · CIK 0001606112 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 295,898 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Reflects the conversion of shares of Class B Common Stock of the Issuer ("Class B Shares") into shares of Class A Common Stock of the Issuer ("Class A Shares") on a one-for-one basis. Class B Shares are convertible into Class A Shares on a one-for-one basis at any time by the holder and have no expiration date. F6 · ownership.nature: Shares owned directly by RCP Lake Co-Invest, L.P. RCP Co-Invest GP LLC is the general partner of RCP Lake Co-Invest, L.P. Reverence Capital Partners LLC is the managing member of RCP Co-Invest GP LLC. Each of Reverence Capital Partners LLC and RCP Co-Invest GP LLC may be deemed to have beneficial ownership of the shares owned directly by RCP Lake Co-Invest, L.P. F9 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein. Read SEC document |
| November 22, 2021 Filed Nov 24, 2021 16:11 UTC | Victory Capital Holdings, Inc. VCTR · Entity 3710 | ConversionClass A Common Stock | 4,915 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-21-143558 · tm2133839-1_4seq1.xml · nonDerivative · entry 3 Berlinski Milton R. · CIK 0001729927 · Director · 10% owner Reverence Capital Partners LLC · CIK 0001731602 · Director · 10% owner RCP GenPar HoldCo LLC · CIK 0001731503 · Director · 10% owner RCP GenPar LP · CIK 0001731545 · Director · 10% owner RCP Opp Fund I GP, L.P. · CIK 0001731553 · Director · 10% owner Reverence Capital Partners Opportunities Fund I, L.P. · CIK 0001621530 · Director · 10% owner Reverence Capital Partners Opportunities Fund I (Cayman), L.P. · CIK 0001621531 · Director · 10% owner Reverence Capital Partners Opportunities Fund I (AI), L.P. · CIK 0001621529 · Director · 10% owner RCP Co-Invest GP LLC · CIK 0001731555 · Director · 10% owner RCP Lake Co-Invest, L.P. · CIK 0001606112 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 4,915 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Reflects the conversion of shares of Class B Common Stock of the Issuer ("Class B Shares") into shares of Class A Common Stock of the Issuer ("Class A Shares") on a one-for-one basis. Class B Shares are convertible into Class A Shares on a one-for-one basis at any time by the holder and have no expiration date. F5 · ownership.nature: Shares owned directly by Reverence Capital Partners Opportunities Fund I (AI), L.P. F7 · ownership.nature: RCP Opp Fund I GP, L.P. is the general partner of each of the Reverence Capital Funds. RCP GenPar LP is the general partner of RCP Opp Fund I GP, L.P. RCP GenPar HoldCo LLC is the general partner of RCP GenPar LP. Mr. Berlinski is the sole member of RCP GenPar HoldCo LLC. Each of Mr. Berlinski, RCP GenPar HoldCo LLC, RCP GenPar LP and RCP Opp Fund I GP, L.P. may be deemed to have beneficial ownership of the shares owned directly by the Reverence Capital Funds. F9 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein. Read SEC document |
| November 22, 2021 Filed Nov 24, 2021 16:11 UTC | Victory Capital Holdings, Inc. VCTR · Entity 3710 | ConversionClass A Common Stock | 255,571 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-21-143558 · tm2133839-1_4seq1.xml · nonDerivative · entry 2 Berlinski Milton R. · CIK 0001729927 · Director · 10% owner Reverence Capital Partners LLC · CIK 0001731602 · Director · 10% owner RCP GenPar HoldCo LLC · CIK 0001731503 · Director · 10% owner RCP GenPar LP · CIK 0001731545 · Director · 10% owner RCP Opp Fund I GP, L.P. · CIK 0001731553 · Director · 10% owner Reverence Capital Partners Opportunities Fund I, L.P. · CIK 0001621530 · Director · 10% owner Reverence Capital Partners Opportunities Fund I (Cayman), L.P. · CIK 0001621531 · Director · 10% owner Reverence Capital Partners Opportunities Fund I (AI), L.P. · CIK 0001621529 · Director · 10% owner RCP Co-Invest GP LLC · CIK 0001731555 · Director · 10% owner RCP Lake Co-Invest, L.P. · CIK 0001606112 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 255,571 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Reflects the conversion of shares of Class B Common Stock of the Issuer ("Class B Shares") into shares of Class A Common Stock of the Issuer ("Class A Shares") on a one-for-one basis. Class B Shares are convertible into Class A Shares on a one-for-one basis at any time by the holder and have no expiration date. F4 · ownership.nature: Shares owned directly by Reverence Capital Partners Opportunities Fund I (Cayman), L.P. F7 · ownership.nature: RCP Opp Fund I GP, L.P. is the general partner of each of the Reverence Capital Funds. RCP GenPar LP is the general partner of RCP Opp Fund I GP, L.P. RCP GenPar HoldCo LLC is the general partner of RCP GenPar LP. Mr. Berlinski is the sole member of RCP GenPar HoldCo LLC. Each of Mr. Berlinski, RCP GenPar HoldCo LLC, RCP GenPar LP and RCP Opp Fund I GP, L.P. may be deemed to have beneficial ownership of the shares owned directly by the Reverence Capital Funds. F9 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein. Read SEC document |
| November 22, 2021 Filed Nov 24, 2021 16:11 UTC | Victory Capital Holdings, Inc. VCTR · Entity 3710 | ConversionClass A Common Stock | 307,385 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-21-143558 · tm2133839-1_4seq1.xml · nonDerivative · entry 1 Berlinski Milton R. · CIK 0001729927 · Director · 10% owner Reverence Capital Partners LLC · CIK 0001731602 · Director · 10% owner RCP GenPar HoldCo LLC · CIK 0001731503 · Director · 10% owner RCP GenPar LP · CIK 0001731545 · Director · 10% owner RCP Opp Fund I GP, L.P. · CIK 0001731553 · Director · 10% owner Reverence Capital Partners Opportunities Fund I, L.P. · CIK 0001621530 · Director · 10% owner Reverence Capital Partners Opportunities Fund I (Cayman), L.P. · CIK 0001621531 · Director · 10% owner Reverence Capital Partners Opportunities Fund I (AI), L.P. · CIK 0001621529 · Director · 10% owner RCP Co-Invest GP LLC · CIK 0001731555 · Director · 10% owner RCP Lake Co-Invest, L.P. · CIK 0001606112 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 307,385 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Reflects the conversion of shares of Class B Common Stock of the Issuer ("Class B Shares") into shares of Class A Common Stock of the Issuer ("Class A Shares") on a one-for-one basis. Class B Shares are convertible into Class A Shares on a one-for-one basis at any time by the holder and have no expiration date. F3 · ownership.nature: Shares owned directly by Reverence Capital Partners Opportunities Fund I, L.P. (and together with Reverence Capital Partners Opportunities Fund I (Cayman), L.P. and Reverence Capital Partners Opportunities Fund I (AI), L.P., the "Reverence Capital Funds") F7 · ownership.nature: RCP Opp Fund I GP, L.P. is the general partner of each of the Reverence Capital Funds. RCP GenPar LP is the general partner of RCP Opp Fund I GP, L.P. RCP GenPar HoldCo LLC is the general partner of RCP GenPar LP. Mr. Berlinski is the sole member of RCP GenPar HoldCo LLC. Each of Mr. Berlinski, RCP GenPar HoldCo LLC, RCP GenPar LP and RCP Opp Fund I GP, L.P. may be deemed to have beneficial ownership of the shares owned directly by the Reverence Capital Funds. F9 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.