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HOLCOMB JOHN H III

Disclosed activity across 3 companies

Tapewire entity
122015
SEC CIK
0001198150

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Reported relationships

Latest disclosed role at each company.

No relationships currently tracked through insider filings.

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

No balances currently tracked through insider filings.

Past disclosures · reporting ended (3)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

CenterState Bank Corp

Report date June 07, 2020 · Filed June 09, 2020

Section 16 reporting ended · disclosed 2020-06-09. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2020-06-07 transaction · row 1
1 source row

Row 1 · 2020-06-07 · Disposition to issuer · Disposed 152,287 · Balance 0

F1: Disposed of pursuant to the Agreement and Plan of Merger, dated as of January 25, 2020 (the "Merger Agreement"), by and between CenterState Bank Corporation ("CenterState") and South State Corporation ("South State"), pursuant to which CenterState merged with and into South State (the "Merger") on June 7, 2020 (the "Closing Date"). Pursuant to the Merger Agreement, each share of CenterState common stock issued and outstanding immediately prior to the effective time of the Merger (the "Effective Time") (other than certain shares held by CenterState or South State) was converted into the right to receive 0.3001 shares (the "Exchange Ratio") of South State common stock. The price of South State common stock on NASDAQ on the Closing Date was $60.27.

Filing footnotes · ownership attribution and instrument terms

F1: Disposed of pursuant to the Agreement and Plan of Merger, dated as of January 25, 2020 (the "Merger Agreement"), by and between CenterState Bank Corporation ("CenterState") and South State Corporation ("South State"), pursuant to which CenterState merged with and into South State (the "Merger") on June 7, 2020 (the "Closing Date"). Pursuant to the Merger Agreement, each share of CenterState common stock issued and outstanding immediately prior to the effective time of the Merger (the "Effective Time") (other than certain shares held by CenterState or South State) was converted into the right to receive 0.3001 shares (the "Exchange Ratio") of South State common stock. The price of South State common stock on NASDAQ on the Closing Date was $60.27.

National Commerce Corp

Report date April 01, 2019 · Filed April 04, 2019 · Amendment

Section 16 reporting ended · disclosed 2019-04-04. Current position is not established by this disclosure.

Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Last balance in matching sequence After 2019-04-01 transaction · row 3 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
3 source rows

Row 1 · 2019-04-01 · Grant · Acquired 11,149.2 · Balance 80,182.2

F1: Although the reporting person became irrevocably bound to dispose of shares of the Issuer ("NCC") in connection with the merger of NCC with and into CenterState Bank Corporation ("CenterState"), with CenterState as the surviving company (the "Merger"), on the closing date of the Merger, March 29, 2019, none of the transactions reported in this Form 4 occurred until the effective time of the Merger (12:01 a.m. Eastern Time on April 1, 2019) (the "Effective Time").

F2: Represents the vesting of outstanding performance share awards with respect to shares of NCC common stock for the four-year performance periods ending on December 31, 2019, 2020 and 2021, all of which were to be measured over a performance period that was not completed prior to the Effective Time, in the amounts determined by the Compensation Committee of the NCC board of directors in accordance with the applicable award agreements and the Agreement and Plan of Merger by and between NCC and CenterState, dated November 23, 2018 (the "Merger Agreement").

Row 2 · 2019-04-01 · Tax withholding · Disposed 4,732.82 · Balance 75,449.38

F1: Although the reporting person became irrevocably bound to dispose of shares of the Issuer ("NCC") in connection with the merger of NCC with and into CenterState Bank Corporation ("CenterState"), with CenterState as the surviving company (the "Merger"), on the closing date of the Merger, March 29, 2019, none of the transactions reported in this Form 4 occurred until the effective time of the Merger (12:01 a.m. Eastern Time on April 1, 2019) (the "Effective Time").

F3: Represents shares of NCC common stock withheld to satisfy tax obligations in connection with the vesting and settlement of the performance share awards described in footnotes 2 and 5 of this Form 4.

F4: Represents the closing price of NCC common stock on March 27, 2019, the most recent practicable date prior to the Effective Time for the calculation of such withholdings.

Row 3 · 2019-04-01 · Disposition to issuer · Disposed 75,449.38 · Balance 0

F1: Although the reporting person became irrevocably bound to dispose of shares of the Issuer ("NCC") in connection with the merger of NCC with and into CenterState Bank Corporation ("CenterState"), with CenterState as the surviving company (the "Merger"), on the closing date of the Merger, March 29, 2019, none of the transactions reported in this Form 4 occurred until the effective time of the Merger (12:01 a.m. Eastern Time on April 1, 2019) (the "Effective Time").

F5: Disposed of pursuant to the Merger Agreement in exchange for shares of CenterState common stock having a market value of $23.81 per share on March 29, 2019, the most recent practicable date prior to the Effective Time. Pursuant to terms and conditions set forth in the Merger Agreement, (i) NCC's stockholders received 1.65 ("Exchange Ratio") shares of CenterState common stock for each outstanding share of NCC common stock issued and outstanding immediately prior to the Effective Time, with cash payable in lieu of any fractional shares (the "Merger Consideration"), and (ii) the performance share awards were cancelled at the Effective Time in exchange for the right to receive the Merger Consideration in respect of each share of NCC common stock underlying the performance share awards, net of the withholding taxes described in footnotes 3 and 4 of this Form 4. As a result of the Merger, the reporting person no longer beneficially owns directly or indirectly any shares of NCC common stock.

Phantom Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2019-04-01 transaction · row 4 Amendment: may correct only part of an earlier disclosure.
1 source row

Row 4 · 2019-04-01 · Disposition to issuer · Disposed 8,225.23 · Balance 0

F6: Each of the phantom stock units is the economic equivalent of one share of NCC common stock.

F1: Although the reporting person became irrevocably bound to dispose of shares of the Issuer ("NCC") in connection with the merger of NCC with and into CenterState Bank Corporation ("CenterState"), with CenterState as the surviving company (the "Merger"), on the closing date of the Merger, March 29, 2019, none of the transactions reported in this Form 4 occurred until the effective time of the Merger (12:01 a.m. Eastern Time on April 1, 2019) (the "Effective Time").

F7: Pursuant to the Merger Agreement, the deferrals of NCC common stock representing equity awards and director fees credited to participant accounts under the National Commerce Corporation Deferral of Compensation Plan for Key Employees and Non-Employee Directors were converted into the right to receive the Merger Consideration in respect of each such deferred share at the Effective Time. Immediately prior to such conversion, 3,491.61 shares of NCC common stock were withheld to satisfy tax obligations in connection with the conversion, calculated using the closing price of NCC common stock on March 27, 2019 ($38.76), the most recent practicable date prior to the Effective Time for the calculation of such withholdings.

Options to Purchase Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $14.57Direct0 Reported balance After 2019-04-01 transaction · row 5 Amendment: may correct only part of an earlier disclosure.
1 source row

Row 5 · 2019-04-01 · Disposition to issuer · Disposed 23,500 · Balance 0

F1: Although the reporting person became irrevocably bound to dispose of shares of the Issuer ("NCC") in connection with the merger of NCC with and into CenterState Bank Corporation ("CenterState"), with CenterState as the surviving company (the "Merger"), on the closing date of the Merger, March 29, 2019, none of the transactions reported in this Form 4 occurred until the effective time of the Merger (12:01 a.m. Eastern Time on April 1, 2019) (the "Effective Time").

F8: Pursuant to the Merger Agreement, each option to purchase shares of NCC common stock was assumed by CenterState according to its terms and was converted into an option to purchase the number of shares of CenterState common stock equal to the product obtained by multiplying the Exchange Ratio by the number of shares of NCC common stock that such NCC stock option entitled the holder thereof to purchase, at an exercise price equal to the quotient obtained by dividing the exercise price per share of the NCC stock option by the Exchange Ratio.

Filing footnotes · ownership attribution and instrument terms

F1: Although the reporting person became irrevocably bound to dispose of shares of the Issuer ("NCC") in connection with the merger of NCC with and into CenterState Bank Corporation ("CenterState"), with CenterState as the surviving company (the "Merger"), on the closing date of the Merger, March 29, 2019, none of the transactions reported in this Form 4 occurred until the effective time of the Merger (12:01 a.m. Eastern Time on April 1, 2019) (the "Effective Time").

F2: Represents the vesting of outstanding performance share awards with respect to shares of NCC common stock for the four-year performance periods ending on December 31, 2019, 2020 and 2021, all of which were to be measured over a performance period that was not completed prior to the Effective Time, in the amounts determined by the Compensation Committee of the NCC board of directors in accordance with the applicable award agreements and the Agreement and Plan of Merger by and between NCC and CenterState, dated November 23, 2018 (the "Merger Agreement").

F3: Represents shares of NCC common stock withheld to satisfy tax obligations in connection with the vesting and settlement of the performance share awards described in footnotes 2 and 5 of this Form 4.

F4: Represents the closing price of NCC common stock on March 27, 2019, the most recent practicable date prior to the Effective Time for the calculation of such withholdings.

F5: Disposed of pursuant to the Merger Agreement in exchange for shares of CenterState common stock having a market value of $23.81 per share on March 29, 2019, the most recent practicable date prior to the Effective Time. Pursuant to terms and conditions set forth in the Merger Agreement, (i) NCC's stockholders received 1.65 ("Exchange Ratio") shares of CenterState common stock for each outstanding share of NCC common stock issued and outstanding immediately prior to the Effective Time, with cash payable in lieu of any fractional shares (the "Merger Consideration"), and (ii) the performance share awards were cancelled at the Effective Time in exchange for the right to receive the Merger Consideration in respect of each share of NCC common stock underlying the performance share awards, net of the withholding taxes described in footnotes 3 and 4 of this Form 4. As a result of the Merger, the reporting person no longer beneficially owns directly or indirectly any shares of NCC common stock.

F6: Each of the phantom stock units is the economic equivalent of one share of NCC common stock.

F7: Pursuant to the Merger Agreement, the deferrals of NCC common stock representing equity awards and director fees credited to participant accounts under the National Commerce Corporation Deferral of Compensation Plan for Key Employees and Non-Employee Directors were converted into the right to receive the Merger Consideration in respect of each such deferred share at the Effective Time. Immediately prior to such conversion, 3,491.61 shares of NCC common stock were withheld to satisfy tax obligations in connection with the conversion, calculated using the closing price of NCC common stock on March 27, 2019 ($38.76), the most recent practicable date prior to the Effective Time for the calculation of such withholdings.

F8: Pursuant to the Merger Agreement, each option to purchase shares of NCC common stock was assumed by CenterState according to its terms and was converted into an option to purchase the number of shares of CenterState common stock equal to the product obtained by multiplying the Exchange Ratio by the number of shares of NCC common stock that such NCC stock option entitled the holder thereof to purchase, at an exercise price equal to the quotient obtained by dividing the exercise price per share of the NCC stock option by the Exchange Ratio.

SouthState Bank Corp

Report date November 29, 2022 · Filed November 29, 2022

Section 16 reporting ended · disclosed 2022-11-29. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect47,738 Reported balance Holding disclosure · report date 2022-11-29 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 47,738

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
May 26, 2022 Filed May 31, 2022 16:16 UTC SouthState Bank Corp SSB · Entity 3523 Exercise / conversionCommon Stock 935 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-004560 · primarydocument.xml · nonDerivative · entry 1

HOLCOMB JOHN H III · CIK 0001198150 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,738

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The number of common shares issued pursuant to the time-vested Restricted Share Units ("RSUs") granted on 5/2/2022 as part of the annual director fees. The vesting date for the RSUs was accelerated to 5/26/22 as a result of the Company's Board Reconfiguration disclosed in the Form 8-K filed on 5/31/22.

Read SEC document
May 02, 2022 Filed May 3, 2022 19:45 UTC SouthState Bank Corp SSB · Entity 3523 GrantRestricted Share Units · Derivative 935 $80.28 Strike: $80.28 $75,061.80
Disclosure

SEC source: 0001562180-22-003648 · primarydocument.xml · derivative · entry 1

HOLCOMB JOHN H III · CIK 0001198150 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 935

Underlying: Common Stock · 935 shares

Expires 2022-11-02

F1 · derivative.exercise_date: Number of time vested Restricted Share Units ("RSU") granted on 5/2/2022 as part of the stock component of the annual director fees. The units will cliff vest 6 months from the grant date.

Read SEC document
December 31, 2021 Filed Jan 26, 2022 20:35 UTC SouthState Bank Corp SSB · Entity 3523 OtherCommon Stock 6 $80.11 $480.66
Disclosure

SEC source: 0001562180-22-000667 · primarydocument.xml · nonDerivative · entry 1

HOLCOMB JOHN H III · CIK 0001198150 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,803

F1 · kind: Year-end update for shares held in reporting person's DIP.

Read SEC document
November 01, 2021 Filed Nov 1, 2021 20:49 UTC SouthState Bank Corp SSB · Entity 3523 OtherCommon Stock 928 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-006726 · primarydocument.xml · nonDerivative · entry 1

HOLCOMB JOHN H III · CIK 0001198150 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,797

F1 · kind: Number of common shares issued pursuant to the time vested Restricted Share Units ("RSUs") granted on 5/1/2021 as part of the stock component of the annual director fees and deferred into a Deferred Income Plan. These RSUs cliff vested on 11/1/21.

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May 01, 2021 Filed May 3, 2021 21:43 UTC SouthState Bank Corp SSB · Entity 3523 GrantRestricted Share Units · Derivative 928 $84.32 Strike: $84.32 $78,248.96
Disclosure

SEC source: 0001562180-21-003099 · primarydocument.xml · derivative · entry 1

HOLCOMB JOHN H III · CIK 0001198150 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 928

Underlying: Common Stock · 84.32 shares

Expires 2021-11-01

F1 · derivative.exercise_date: Number of time vested Restricted Share Units ("RSU") granted on 5/1/2021 as part of the stock component of the annual director fees. The units will cliff vest on 11/1/21.

Read SEC document
June 07, 2020 Filed Jun 9, 2020 16:34 UTC CenterState Bank Corp CSFL · Entity 148589 Disposition to issuerCommon Stock 152,287 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-20-004371 · primarydocument.xml · nonDerivative · entry 1

HOLCOMB JOHN H III · CIK 0001198150 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: Disposed of pursuant to the Agreement and Plan of Merger, dated as of January 25, 2020 (the "Merger Agreement"), by and between CenterState Bank Corporation ("CenterState") and South State Corporation ("South State"), pursuant to which CenterState merged with and into South State (the "Merger") on June 7, 2020 (the "Closing Date"). Pursuant to the Merger Agreement, each share of CenterState common stock issued and outstanding immediately prior to the effective time of the Merger (the "Effective Time") (other than certain shares held by CenterState or South State) was converted into the right to receive 0.3001 shares (the "Exchange Ratio") of South State common stock. The price of South State common stock on NASDAQ on the Closing Date was $60.27.

Read SEC document
May 28, 2020 Filed May 29, 2020 17:04 UTC CenterState Bank Corp CSFL · Entity 148589 GrantCommon Stock 3,102 $16.12 $50,004.24
Disclosure

SEC source: 0001562180-20-004003 · primarydocument.xml · nonDerivative · entry 1

HOLCOMB JOHN H III · CIK 0001198150 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,287

F1 · security: Stock issued in lieu of cash for director fees.

Read SEC document
October 28, 2019 Filed Oct 29, 2019 16:54 UTC CenterState Bank Corp CSFL · Entity 148589 Tax withholdingCommon Stock 10,433 $25.26 $263,537.58
Disclosure

SEC source: 0001562180-19-005271 · primarydocument.xml · nonDerivative · entry 2

HOLCOMB JOHN H III · CIK 0001198150 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,185

F2 · kind: Withholding of shares to pay tax liability applicable to the stock options exercised in accordance with Rule 16(b)-3.

Read SEC document
October 28, 2019 Filed Oct 29, 2019 16:54 UTC CenterState Bank Corp CSFL · Entity 148589 Exercise / conversionCommon Stock 25,221 $8.83 $222,701.43
Disclosure

SEC source: 0001562180-19-005271 · primarydocument.xml · nonDerivative · entry 1

HOLCOMB JOHN H III · CIK 0001198150 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,618

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise Incentive Stock Option

Read SEC document
September 10, 2019 Filed Sep 12, 2019 16:15 UTC CenterState Bank Corp CSFL · Entity 148589 GrantCommon Stock 2,096 $23.86 $50,010.56
Disclosure

SEC source: 0001562180-19-004771 · primarydocument.xml · nonDerivative · entry 1

HOLCOMB JOHN H III · CIK 0001198150 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,397

F1 · security: Stock issued in lieu of cash for director fees.

Read SEC document
April 01, 2019 Filed Apr 1, 2019 15:16 UTC National Commerce Corp NCOM · Entity 158507 Disposition to issuerOptions to Purchase Common Stock · Derivative 23,500 Not disclosed Strike: $14.57 Not disclosed
Disclosure

SEC source: 0001247524-19-000121 · edgar.xml · derivative · entry 5

HOLCOMB JOHN H III · CIK 0001198150 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 23,500 shares

Expires not disclosed

F1 · date: Although the reporting person became irrevocably bound to dispose of shares of the Issuer ("NCC") in connection with the merger of NCC with and into CenterState Bank Corporation ("CenterState"), with CenterState as the surviving company (the "Merger"), on the closing date of the Merger, March 29, 2019, none of the transactions reported in this Form 4 occurred until the effective time of the Merger (12:01 a.m. Eastern Time on April 1, 2019) (the "Effective Time").

F8 · price: Pursuant to the Merger Agreement, each option to purchase shares of NCC common stock was assumed by CenterState according to its terms and was converted into an option to purchase the number of shares of CenterState common stock equal to the product obtained by multiplying the Exchange Ratio by the number of shares of NCC common stock that such NCC stock option entitled the holder thereof to purchase, at an exercise price equal to the quotient obtained by dividing the exercise price per share of the NCC stock option by the Exchange Ratio.

F8 · derivative.exercise_date: Pursuant to the Merger Agreement, each option to purchase shares of NCC common stock was assumed by CenterState according to its terms and was converted into an option to purchase the number of shares of CenterState common stock equal to the product obtained by multiplying the Exchange Ratio by the number of shares of NCC common stock that such NCC stock option entitled the holder thereof to purchase, at an exercise price equal to the quotient obtained by dividing the exercise price per share of the NCC stock option by the Exchange Ratio.

F8 · derivative.expiration_date: Pursuant to the Merger Agreement, each option to purchase shares of NCC common stock was assumed by CenterState according to its terms and was converted into an option to purchase the number of shares of CenterState common stock equal to the product obtained by multiplying the Exchange Ratio by the number of shares of NCC common stock that such NCC stock option entitled the holder thereof to purchase, at an exercise price equal to the quotient obtained by dividing the exercise price per share of the NCC stock option by the Exchange Ratio.

Read SEC document
April 01, 2019 Filed Apr 1, 2019 15:16 UTC National Commerce Corp NCOM · Entity 158507 Disposition to issuerPhantom Stock Units · Derivative 8,225.23 Not disclosed Not disclosed
Disclosure

SEC source: 0001247524-19-000121 · edgar.xml · derivative · entry 4

HOLCOMB JOHN H III · CIK 0001198150 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,225.23 shares

Expires not disclosed

F6 · derivative.exercise_price: Each of the phantom stock units is the economic equivalent of one share of NCC common stock.

F1 · date: Although the reporting person became irrevocably bound to dispose of shares of the Issuer ("NCC") in connection with the merger of NCC with and into CenterState Bank Corporation ("CenterState"), with CenterState as the surviving company (the "Merger"), on the closing date of the Merger, March 29, 2019, none of the transactions reported in this Form 4 occurred until the effective time of the Merger (12:01 a.m. Eastern Time on April 1, 2019) (the "Effective Time").

F7 · price: Pursuant to the Merger Agreement, the deferrals of NCC common stock representing equity awards and director fees credited to participant accounts under the National Commerce Corporation Deferral of Compensation Plan for Key Employees and Non-Employee Directors were converted into the right to receive the Merger Consideration in respect of each such deferred share at the Effective Time. Immediately prior to such conversion, 3,491.61 shares of NCC common stock were withheld to satisfy tax obligations in connection with the conversion, calculated using the closing price of NCC common stock on March 27, 2019 ($38.76), the most recent practicable date prior to the Effective Time for the calculation of such withholdings.

F7 · derivative.exercise_date: Pursuant to the Merger Agreement, the deferrals of NCC common stock representing equity awards and director fees credited to participant accounts under the National Commerce Corporation Deferral of Compensation Plan for Key Employees and Non-Employee Directors were converted into the right to receive the Merger Consideration in respect of each such deferred share at the Effective Time. Immediately prior to such conversion, 3,491.61 shares of NCC common stock were withheld to satisfy tax obligations in connection with the conversion, calculated using the closing price of NCC common stock on March 27, 2019 ($38.76), the most recent practicable date prior to the Effective Time for the calculation of such withholdings.

F7 · derivative.expiration_date: Pursuant to the Merger Agreement, the deferrals of NCC common stock representing equity awards and director fees credited to participant accounts under the National Commerce Corporation Deferral of Compensation Plan for Key Employees and Non-Employee Directors were converted into the right to receive the Merger Consideration in respect of each such deferred share at the Effective Time. Immediately prior to such conversion, 3,491.61 shares of NCC common stock were withheld to satisfy tax obligations in connection with the conversion, calculated using the closing price of NCC common stock on March 27, 2019 ($38.76), the most recent practicable date prior to the Effective Time for the calculation of such withholdings.

Read SEC document
April 01, 2019 Filed Apr 1, 2019 15:16 UTC National Commerce Corp NCOM · Entity 158507 Disposition to issuerCommon Stock 75,449.38 Not disclosed Not disclosed
Disclosure

SEC source: 0001247524-19-000121 · edgar.xml · nonDerivative · entry 3

HOLCOMB JOHN H III · CIK 0001198150 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · date: Although the reporting person became irrevocably bound to dispose of shares of the Issuer ("NCC") in connection with the merger of NCC with and into CenterState Bank Corporation ("CenterState"), with CenterState as the surviving company (the "Merger"), on the closing date of the Merger, March 29, 2019, none of the transactions reported in this Form 4 occurred until the effective time of the Merger (12:01 a.m. Eastern Time on April 1, 2019) (the "Effective Time").

F5 · price: Disposed of pursuant to the Merger Agreement in exchange for shares of CenterState common stock having a market value of $39.21 per share on March 29, 2019, the most recent practicable date prior to the Effective Time. Pursuant to terms and conditions set forth in the Merger Agreement, (i) NCC's stockholders received 1.65 ("Exchange Ratio") shares of CenterState common stock for each outstanding share of NCC common stock issued and outstanding immediately prior to the Effective Time, with cash payable in lieu of any fractional shares (the "Merger Consideration"), and (ii) the performance share awards were cancelled at the Effective Time in exchange for the right to receive the Merger Consideration in respect of each share of NCC common stock underlying the performance share awards, net of the withholding taxes described in footnotes 3 and 4 of this Form 4. As a result of the Merger, the reporting person no longer beneficially owns directly or indirectly any shares of NCC common stock.

Read SEC document
April 01, 2019 Filed Apr 1, 2019 15:16 UTC National Commerce Corp NCOM · Entity 158507 Tax withholdingCommon Stock 4,732.82 $38.76 $183,444.10
Disclosure

SEC source: 0001247524-19-000121 · edgar.xml · nonDerivative · entry 2

HOLCOMB JOHN H III · CIK 0001198150 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,449.38

F1 · date: Although the reporting person became irrevocably bound to dispose of shares of the Issuer ("NCC") in connection with the merger of NCC with and into CenterState Bank Corporation ("CenterState"), with CenterState as the surviving company (the "Merger"), on the closing date of the Merger, March 29, 2019, none of the transactions reported in this Form 4 occurred until the effective time of the Merger (12:01 a.m. Eastern Time on April 1, 2019) (the "Effective Time").

F3 · shares: Represents shares of NCC common stock withheld to satisfy tax obligations in connection with the vesting and settlement of the performance share awards described in footnotes 2 and 5 of this Form 4.

F4 · price: Represents the closing price of NCC common stock on March 27, 2019, the most recent practicable date prior to the Effective Time for the calculation of such withholdings.

Read SEC document
April 01, 2019 Filed Apr 1, 2019 15:16 UTC National Commerce Corp NCOM · Entity 158507 GrantCommon Stock 11,149.2 Not disclosed Not disclosed
Disclosure

SEC source: 0001247524-19-000121 · edgar.xml · nonDerivative · entry 1

HOLCOMB JOHN H III · CIK 0001198150 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,182.2

F1 · date: Although the reporting person became irrevocably bound to dispose of shares of the Issuer ("NCC") in connection with the merger of NCC with and into CenterState Bank Corporation ("CenterState"), with CenterState as the surviving company (the "Merger"), on the closing date of the Merger, March 29, 2019, none of the transactions reported in this Form 4 occurred until the effective time of the Merger (12:01 a.m. Eastern Time on April 1, 2019) (the "Effective Time").

F2 · price: Represents the vesting of outstanding performance share awards with respect to shares of NCC common stock for the four-year performance periods ending on December 31, 2019, 2020 and 2021, all of which were to be measured over a performance period that was not completed prior to the Effective Time, in the amounts determined by the Compensation Committee of the NCC board of directors in accordance with the applicable award agreements and the Agreement and Plan of Merger by and between NCC and CenterState, dated November 23, 2018 (the "Merger Agreement").

Read SEC document
April 01, 2019 Filed Apr 4, 2019 14:49 UTC Amendment National Commerce Corp NCOM · Entity 158507 Disposition to issuerOptions to Purchase Common Stock · Derivative 23,500 Not disclosed Strike: $14.57 Not disclosed
Disclosure

SEC source: 0001247524-19-000167 · edgar.xml · derivative · entry 5

HOLCOMB JOHN H III · CIK 0001198150 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 23,500 shares

Expires not disclosed

F1 · date: Although the reporting person became irrevocably bound to dispose of shares of the Issuer ("NCC") in connection with the merger of NCC with and into CenterState Bank Corporation ("CenterState"), with CenterState as the surviving company (the "Merger"), on the closing date of the Merger, March 29, 2019, none of the transactions reported in this Form 4 occurred until the effective time of the Merger (12:01 a.m. Eastern Time on April 1, 2019) (the "Effective Time").

F8 · price: Pursuant to the Merger Agreement, each option to purchase shares of NCC common stock was assumed by CenterState according to its terms and was converted into an option to purchase the number of shares of CenterState common stock equal to the product obtained by multiplying the Exchange Ratio by the number of shares of NCC common stock that such NCC stock option entitled the holder thereof to purchase, at an exercise price equal to the quotient obtained by dividing the exercise price per share of the NCC stock option by the Exchange Ratio.

F8 · derivative.exercise_date: Pursuant to the Merger Agreement, each option to purchase shares of NCC common stock was assumed by CenterState according to its terms and was converted into an option to purchase the number of shares of CenterState common stock equal to the product obtained by multiplying the Exchange Ratio by the number of shares of NCC common stock that such NCC stock option entitled the holder thereof to purchase, at an exercise price equal to the quotient obtained by dividing the exercise price per share of the NCC stock option by the Exchange Ratio.

F8 · derivative.expiration_date: Pursuant to the Merger Agreement, each option to purchase shares of NCC common stock was assumed by CenterState according to its terms and was converted into an option to purchase the number of shares of CenterState common stock equal to the product obtained by multiplying the Exchange Ratio by the number of shares of NCC common stock that such NCC stock option entitled the holder thereof to purchase, at an exercise price equal to the quotient obtained by dividing the exercise price per share of the NCC stock option by the Exchange Ratio.

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April 01, 2019 Filed Apr 4, 2019 14:49 UTC Amendment National Commerce Corp NCOM · Entity 158507 Disposition to issuerPhantom Stock Units · Derivative 8,225.23 Not disclosed Not disclosed
Disclosure

SEC source: 0001247524-19-000167 · edgar.xml · derivative · entry 4

HOLCOMB JOHN H III · CIK 0001198150 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,225.23 shares

Expires not disclosed

F6 · derivative.exercise_price: Each of the phantom stock units is the economic equivalent of one share of NCC common stock.

F1 · date: Although the reporting person became irrevocably bound to dispose of shares of the Issuer ("NCC") in connection with the merger of NCC with and into CenterState Bank Corporation ("CenterState"), with CenterState as the surviving company (the "Merger"), on the closing date of the Merger, March 29, 2019, none of the transactions reported in this Form 4 occurred until the effective time of the Merger (12:01 a.m. Eastern Time on April 1, 2019) (the "Effective Time").

F7 · price: Pursuant to the Merger Agreement, the deferrals of NCC common stock representing equity awards and director fees credited to participant accounts under the National Commerce Corporation Deferral of Compensation Plan for Key Employees and Non-Employee Directors were converted into the right to receive the Merger Consideration in respect of each such deferred share at the Effective Time. Immediately prior to such conversion, 3,491.61 shares of NCC common stock were withheld to satisfy tax obligations in connection with the conversion, calculated using the closing price of NCC common stock on March 27, 2019 ($38.76), the most recent practicable date prior to the Effective Time for the calculation of such withholdings.

F7 · derivative.exercise_date: Pursuant to the Merger Agreement, the deferrals of NCC common stock representing equity awards and director fees credited to participant accounts under the National Commerce Corporation Deferral of Compensation Plan for Key Employees and Non-Employee Directors were converted into the right to receive the Merger Consideration in respect of each such deferred share at the Effective Time. Immediately prior to such conversion, 3,491.61 shares of NCC common stock were withheld to satisfy tax obligations in connection with the conversion, calculated using the closing price of NCC common stock on March 27, 2019 ($38.76), the most recent practicable date prior to the Effective Time for the calculation of such withholdings.

F7 · derivative.expiration_date: Pursuant to the Merger Agreement, the deferrals of NCC common stock representing equity awards and director fees credited to participant accounts under the National Commerce Corporation Deferral of Compensation Plan for Key Employees and Non-Employee Directors were converted into the right to receive the Merger Consideration in respect of each such deferred share at the Effective Time. Immediately prior to such conversion, 3,491.61 shares of NCC common stock were withheld to satisfy tax obligations in connection with the conversion, calculated using the closing price of NCC common stock on March 27, 2019 ($38.76), the most recent practicable date prior to the Effective Time for the calculation of such withholdings.

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April 01, 2019 Filed Apr 4, 2019 14:49 UTC Amendment National Commerce Corp NCOM · Entity 158507 Disposition to issuerCommon Stock 75,449.38 Not disclosed Not disclosed
Disclosure

SEC source: 0001247524-19-000167 · edgar.xml · nonDerivative · entry 3

HOLCOMB JOHN H III · CIK 0001198150 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · date: Although the reporting person became irrevocably bound to dispose of shares of the Issuer ("NCC") in connection with the merger of NCC with and into CenterState Bank Corporation ("CenterState"), with CenterState as the surviving company (the "Merger"), on the closing date of the Merger, March 29, 2019, none of the transactions reported in this Form 4 occurred until the effective time of the Merger (12:01 a.m. Eastern Time on April 1, 2019) (the "Effective Time").

F5 · price: Disposed of pursuant to the Merger Agreement in exchange for shares of CenterState common stock having a market value of $23.81 per share on March 29, 2019, the most recent practicable date prior to the Effective Time. Pursuant to terms and conditions set forth in the Merger Agreement, (i) NCC's stockholders received 1.65 ("Exchange Ratio") shares of CenterState common stock for each outstanding share of NCC common stock issued and outstanding immediately prior to the Effective Time, with cash payable in lieu of any fractional shares (the "Merger Consideration"), and (ii) the performance share awards were cancelled at the Effective Time in exchange for the right to receive the Merger Consideration in respect of each share of NCC common stock underlying the performance share awards, net of the withholding taxes described in footnotes 3 and 4 of this Form 4. As a result of the Merger, the reporting person no longer beneficially owns directly or indirectly any shares of NCC common stock.

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April 01, 2019 Filed Apr 4, 2019 14:49 UTC Amendment National Commerce Corp NCOM · Entity 158507 Tax withholdingCommon Stock 4,732.82 $38.76 $183,444.10
Disclosure

SEC source: 0001247524-19-000167 · edgar.xml · nonDerivative · entry 2

HOLCOMB JOHN H III · CIK 0001198150 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,449.38

F1 · date: Although the reporting person became irrevocably bound to dispose of shares of the Issuer ("NCC") in connection with the merger of NCC with and into CenterState Bank Corporation ("CenterState"), with CenterState as the surviving company (the "Merger"), on the closing date of the Merger, March 29, 2019, none of the transactions reported in this Form 4 occurred until the effective time of the Merger (12:01 a.m. Eastern Time on April 1, 2019) (the "Effective Time").

F3 · shares: Represents shares of NCC common stock withheld to satisfy tax obligations in connection with the vesting and settlement of the performance share awards described in footnotes 2 and 5 of this Form 4.

F4 · price: Represents the closing price of NCC common stock on March 27, 2019, the most recent practicable date prior to the Effective Time for the calculation of such withholdings.

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April 01, 2019 Filed Apr 4, 2019 14:49 UTC Amendment National Commerce Corp NCOM · Entity 158507 GrantCommon Stock 11,149.2 Not disclosed Not disclosed
Disclosure

SEC source: 0001247524-19-000167 · edgar.xml · nonDerivative · entry 1

HOLCOMB JOHN H III · CIK 0001198150 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,182.2

F1 · date: Although the reporting person became irrevocably bound to dispose of shares of the Issuer ("NCC") in connection with the merger of NCC with and into CenterState Bank Corporation ("CenterState"), with CenterState as the surviving company (the "Merger"), on the closing date of the Merger, March 29, 2019, none of the transactions reported in this Form 4 occurred until the effective time of the Merger (12:01 a.m. Eastern Time on April 1, 2019) (the "Effective Time").

F2 · price: Represents the vesting of outstanding performance share awards with respect to shares of NCC common stock for the four-year performance periods ending on December 31, 2019, 2020 and 2021, all of which were to be measured over a performance period that was not completed prior to the Effective Time, in the amounts determined by the Compensation Committee of the NCC board of directors in accordance with the applicable award agreements and the Agreement and Plan of Merger by and between NCC and CenterState, dated November 23, 2018 (the "Merger Agreement").

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March 04, 2019 Filed Mar 6, 2019 16:04 UTC National Commerce Corp NCOM · Entity 158507 GrantPhantom Stock Units · Derivative 2,724.76 $0.00 $0.00
Disclosure

SEC source: 0001247524-19-000066 · edgar.xml · derivative · entry 1

HOLCOMB JOHN H III · CIK 0001198150 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,225.23

Underlying: Common Stock · 2,724.76 shares

Expires not disclosed

F1 · derivative.exercise_price: Each of the phantom stock units is the economic equivalent of one share of the Issuer's common stock.

F2 · shares: Reflects phantom stock units acquired through participation in the National Commerce Corporation Deferral of Compensation Plan for Key Employees and Non-Employee Directors (the "Deferral Plan") in connection with the deferral of the amount due to the reporting person upon settlement of a performance share award originally granted to the reporting person as of January 1, 2015 pursuant to the National Commerce Corporation 2011 Equity Incentive Plan.

F3 · derivative.exercise_date: The phantom stock units are to be settled in shares of the Issuer's common stock in accordance with the Deferral Plan at the end of the deferral period.

F3 · derivative.expiration_date: The phantom stock units are to be settled in shares of the Issuer's common stock in accordance with the Deferral Plan at the end of the deferral period.

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May 31, 2018 Filed Jun 1, 2018 16:37 UTC National Commerce Corp NCOM · Entity 158507 Exercise / conversionPhantom Stock Units · Derivative 2,144.05 Not disclosed Not disclosed
Disclosure

SEC source: 0001247524-18-000109 · edgar.xml · derivative · entry 3

HOLCOMB JOHN H III · CIK 0001198150 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,500.47

Underlying: Common Stock · 2,144.05 shares

Expires 2018-05-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each of the phantom stock units was acquired through participation in the National Commerce Corporation Deferral of Compensation Plan for Key Employees and Non-Employee Directors (the "Deferral Plan") and was the economic equivalent of one share of the Issuer's common stock. The reporting person settled each of his phantom stock units for shares of the Issuer's common stock in accordance with the Deferral Plan.

F1 · price: Each of the phantom stock units was acquired through participation in the National Commerce Corporation Deferral of Compensation Plan for Key Employees and Non-Employee Directors (the "Deferral Plan") and was the economic equivalent of one share of the Issuer's common stock. The reporting person settled each of his phantom stock units for shares of the Issuer's common stock in accordance with the Deferral Plan.

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May 31, 2018 Filed Jun 1, 2018 16:37 UTC National Commerce Corp NCOM · Entity 158507 Tax withholdingCommon Stock 944.05 $46.05 $43,473.50
Disclosure

SEC source: 0001247524-18-000109 · edgar.xml · nonDerivative · entry 2

HOLCOMB JOHN H III · CIK 0001198150 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,033

F2 · shares: Represents shares of the Issuer's common stock withheld to satisfy tax obligations in connection with the settlement of phantom stock units previously deferred by the reporting person under the Deferral Plan.

Read SEC document
May 31, 2018 Filed Jun 1, 2018 16:37 UTC National Commerce Corp NCOM · Entity 158507 Exercise / conversionCommon Stock 2,144.05 Not disclosed Not disclosed
Disclosure

SEC source: 0001247524-18-000109 · edgar.xml · nonDerivative · entry 1

HOLCOMB JOHN H III · CIK 0001198150 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,977.05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each of the phantom stock units was acquired through participation in the National Commerce Corporation Deferral of Compensation Plan for Key Employees and Non-Employee Directors (the "Deferral Plan") and was the economic equivalent of one share of the Issuer's common stock. The reporting person settled each of his phantom stock units for shares of the Issuer's common stock in accordance with the Deferral Plan.

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March 09, 2018 Filed Mar 9, 2018 09:25 UTC National Commerce Corp NCOM · Entity 158507 GrantPhantom Stock Units · Derivative 3,082.47 $0.00 $0.00
Disclosure

SEC source: 0001247524-18-000067 · edgar.xml · derivative · entry 1

HOLCOMB JOHN H III · CIK 0001198150 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,644.52

Underlying: Common Stock · 3,082.47 shares

Expires not disclosed

F1 · derivative.exercise_price: Each of the phantom stock units is the economic equivalent of one share of the Issuer's common stock.

F2 · shares: Reflects phantom stock units acquired through participation in the National Commerce Corporation Deferral of Compensation Plan for Key Employees and Non-Employee Directors (the "Deferral Plan") in connection with the deferral of the amount due to the reporting person upon settlement of a performance share award originally granted to the reporting person as of January 1, 2014 pursuant to the National Commerce Corporation 2011 Equity Incentive Plan.

F3 · derivative.exercise_date: The phantom stock units are to be settled in shares of the Issuer's common stock in accordance with the Deferral Plan at the end of the deferral period.

F3 · derivative.expiration_date: The phantom stock units are to be settled in shares of the Issuer's common stock in accordance with the Deferral Plan at the end of the deferral period.

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March 10, 2017 Filed Mar 10, 2017 12:17 UTC National Commerce Corp NCOM · Entity 158507 GrantPhantom Stock Units · Derivative 2,418 $0.00 $0.00
Disclosure

SEC source: 0001247524-17-000020 · edgar.xml · derivative · entry 1

HOLCOMB JOHN H III · CIK 0001198150 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,562.05

Underlying: Common Stock · 2,418 shares

Expires not disclosed

F1 · derivative.exercise_price: Each of the phantom stock units is the economic equivalent of one share of the Issuer's common stock.

F2 · shares: Reflects phantom stock units acquired through participation in the National Commerce Corporation Deferral of Compensation Plan for Key Employees and Non-Employee Directors (the "Deferral Plan") in connection with the deferral of the amount due to the reporting person upon settlement of a performance share award originally granted to the reporting person as of January 1, 2013 pursuant to the National Commerce Corporation 2011 Equity Incentive Plan.

F3 · derivative.exercise_date: The phantom stock units are to be settled in shares of the Issuer's common stock in accordance with the Deferral Plan at the end of the deferral period.

F3 · derivative.expiration_date: The phantom stock units are to be settled in shares of the Issuer's common stock in accordance with the Deferral Plan at the end of the deferral period.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.