Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| LAZARD GLOBAL TOTAL RETURN & INCOME FUND INCLGI · Entity 6181 | See comment* | June 01, 2010 | June 14, 2019 |
| Lazard Growth Acquisition Corp. ILGAC · Entity 116439 | Director · EXECUTIVE CHAIRMAN | February 09, 2021 | February 09, 2021 |
| Lazard World Dividend & Income Fund, Inc.LOR · Entity 141791 | See comment* | June 01, 2010 | June 14, 2019 |
| Lazard, Inc.LAZ · Entity 4031 | President | November 29, 2022 | December 01, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
LAZARD GLOBAL TOTAL RETURN & INCOME FUND INC
Report date June 01, 2010 · Filed June 14, 2019
This filing explicitly reported no securities owned.
Lazard Growth Acquisition Corp. I
Report date February 09, 2021 · Filed February 09, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Series B Membership InterestsSEC Table II · derivative / convertible security | IndirectSee footnotes | Not disclosed |
Reported balance
Holding disclosure · report date 2021-02-09 · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · Balance Not disclosed F1: As described in the registration statement on Form S-1 (File No. 333-252408) of Lazard Growth Acquisition Corp. I, a Cayman Island exempted company (the "Issuer"), under the heading "Principal Shareholders", the reporting person holds all of the limited liability company interests (the "Series Membership Interests") in a series of LGACo 1 LLC, a Delaware series limited liability company and the Issuer's sponsor (the "Sponsor"), which entitles the reporting person to economic interests in respect of 100,000 Class B ordinary shares, par value $0.0001 per share (the "Founder Shares"). The Founder Shares will automatically convert into Class A ordinary shares, par value $0.0001 per share, of the Issuer at the time of the Issuer's initial business combination, or earlier at the option of the holder thereof, on a one-for-one basis, subject to adjustment for share sub-divisions, share capitalizations, reorganizations, recapitalizations and the like pursuant to certain anti-dilution rights. F2: Pursuant to the amended and restated operating agreement of the Sponsor, Lazard Group LLC, a Delaware limited liability company, is the sole manager of the Sponsor and each series thereof and, accordingly, maintains the voting rights attributable to, and the dispositive power in respect of, all of the Founder Shares underlying the Series Membership Interests. LGA HoldCo LLC, a Delaware limited liability company and the Series A Member of the Sponsor, has full power to appoint, remove or replace the sole manager of the Sponsor at any time. The reporting person disclaims beneficial ownership of any such Founder Shares except to the extent of its pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: As described in the registration statement on Form S-1 (File No. 333-252408) of Lazard Growth Acquisition Corp. I, a Cayman Island exempted company (the "Issuer"), under the heading "Principal Shareholders", the reporting person holds all of the limited liability company interests (the "Series Membership Interests") in a series of LGACo 1 LLC, a Delaware series limited liability company and the Issuer's sponsor (the "Sponsor"), which entitles the reporting person to economic interests in respect of 100,000 Class B ordinary shares, par value $0.0001 per share (the "Founder Shares"). The Founder Shares will automatically convert into Class A ordinary shares, par value $0.0001 per share, of the Issuer at the time of the Issuer's initial business combination, or earlier at the option of the holder thereof, on a one-for-one basis, subject to adjustment for share sub-divisions, share capitalizations, reorganizations, recapitalizations and the like pursuant to certain anti-dilution rights.
F2: Pursuant to the amended and restated operating agreement of the Sponsor, Lazard Group LLC, a Delaware limited liability company, is the sole manager of the Sponsor and each series thereof and, accordingly, maintains the voting rights attributable to, and the dispositive power in respect of, all of the Founder Shares underlying the Series Membership Interests. LGA HoldCo LLC, a Delaware limited liability company and the Series A Member of the Sponsor, has full power to appoint, remove or replace the sole manager of the Sponsor at any time. The reporting person disclaims beneficial ownership of any such Founder Shares except to the extent of its pecuniary interest therein.
Lazard World Dividend & Income Fund, Inc.
Report date June 01, 2010 · Filed June 14, 2019
This filing explicitly reported no securities owned.
Lazard, Inc.
Report date November 29, 2022 · Filed December 01, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 50,258 |
Reported balance
After 2022-11-29 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2022-11-29 · Sale · Disposed 49,000 · Balance 50,258 F1: Reflects a weighted average sales price of $36.39 per share, at prices ranging from $36.34 to $36.45 per share. The reporting person will provide, upon request by the staff of the Securities and Exchange Commission, the Company, or a security holder of the Company, full information regarding the number of shares sold at each separate price. F2: Amount excludes 52,516 Performance-based Restricted Participation Units directly or indirectly owned by the reporting person. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects a weighted average sales price of $36.39 per share, at prices ranging from $36.34 to $36.45 per share. The reporting person will provide, upon request by the staff of the Securities and Exchange Commission, the Company, or a security holder of the Company, full information regarding the number of shares sold at each separate price.
F2: Amount excludes 52,516 Performance-based Restricted Participation Units directly or indirectly owned by the reporting person.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 05, 2018 Filed Mar 5, 2018 18:51 UTC | Lazard, Inc. LAZ · Entity 4031 | SaleClass A Common Stock | 50,000 | $53.02 | $2,651,000.00 |
DisclosureSEC source: 0001209191-18-016897 · doc4.xml · nonDerivative · entry 4 Stern Alexander F. · CIK 0001450474 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,702 F5 · price: Reflects a weighted average purchase price of $53.02 per share. The reporting person will provide, upon request by the staff of the Securities and Exchange Commission, the Company, or a security holder of the Company, full information regarding the number of shares sold at each separate price. Read SEC document |
| March 02, 2018 Filed Mar 5, 2018 18:51 UTC | Lazard, Inc. LAZ · Entity 4031 | SaleClass A Common Stock | 15,160 | $53.47 | $810,605.20 |
DisclosureSEC source: 0001209191-18-016897 · doc4.xml · nonDerivative · entry 3 Stern Alexander F. · CIK 0001450474 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 175,702 F4 · shares: Represents shares of Class A Common Stock sold to the Company. F3 · price: Represents the New York Stock Exchange closing price of Class A Common Stock on the trading day immediately preceding the transaction date. Read SEC document |
| March 02, 2018 Filed Mar 5, 2018 18:51 UTC | Lazard, Inc. LAZ · Entity 4031 | Disposition to issuerClass A Common Stock | 86,024 | $53.47 | $4,599,703.28 |
DisclosureSEC source: 0001209191-18-016897 · doc4.xml · nonDerivative · entry 2 Stern Alexander F. · CIK 0001450474 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 190,862 F2 · shares: Represents shares of Class A Common Stock sold to the Company to cover estimated taxes arising from the settlement of PRSUs and RSUs. F3 · price: Represents the New York Stock Exchange closing price of Class A Common Stock on the trading day immediately preceding the transaction date. Read SEC document |
| March 01, 2018 Filed Mar 5, 2018 18:51 UTC | Lazard, Inc. LAZ · Entity 4031 | Exercise / conversionRestricted Stock Units · Derivative | 21,216 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-016897 · doc4.xml · derivative · entry 6 Stern Alexander F. · CIK 0001450474 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,493 Underlying: Class A Common Stock · 21,216 shares Expires 2018-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock. F7 · price: Each RSU represents a contingent right to receive one share of Class A Common Stock. Read SEC document |
| March 01, 2018 Filed Mar 5, 2018 18:51 UTC | Lazard, Inc. LAZ · Entity 4031 | Exercise / conversionPerformance-based Restricted Stock Units · Derivative | 154,486 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-016897 · doc4.xml · derivative · entry 5 Stern Alexander F. · CIK 0001450474 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,411 Underlying: Class A Common Stock · 154,486 shares Expires 2018-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Each PRSU (the performance conditions of which have been satisfied) represents a contingent right to receive one share of Class A Common Stock. F6 · price: Each PRSU (the performance conditions of which have been satisfied) represents a contingent right to receive one share of Class A Common Stock. Read SEC document |
| March 01, 2018 Filed Mar 5, 2018 18:51 UTC | Lazard, Inc. LAZ · Entity 4031 | Exercise / conversionClass A Common Stock | 175,702 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-016897 · doc4.xml · nonDerivative · entry 1 Stern Alexander F. · CIK 0001450474 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 276,886 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Shares of Class A Common Stock were acquired upon the vesting of a prior grant of Performance-based Restricted Stock Units ("PSRUs") awarded with respect to compensation for 2014, including certain Restricted Stock Units ("RSUs") that had been acquired pursuant to the dividend equivalent reinvestment provisions of the underlying PRSU award. The grant was previously reflected in the Company's proxy statements. Read SEC document |
| February 23, 2018 Filed Feb 26, 2018 18:21 UTC | Lazard, Inc. LAZ · Entity 4031 | GrantRestricted Stock Units · Derivative | 15,868 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-013567 · doc4.xml · derivative · entry 2 Stern Alexander F. · CIK 0001450474 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,709 Underlying: Class A Common Stock · 15,868 shares Expires not disclosed F4 · security: Additional Restricted Stock Units ("RSUs") were acquired pursuant to the dividend equivalent reinvestment provisions of underlying PRSU awards. F5 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock. F5 · price: Each RSU represents a contingent right to receive one share of Class A Common Stock. F6 · derivative.exercise_date: Of these RSUs, 5,465 will vest on or around March 1, 2018, 4,601 will vest on or around March 1, 2019, 3,300 will vest on or around March 2, 2020 and 2,502 will vest on or around March 1, 2021. F6 · derivative.expiration_date: Of these RSUs, 5,465 will vest on or around March 1, 2018, 4,601 will vest on or around March 1, 2019, 3,300 will vest on or around March 2, 2020 and 2,502 will vest on or around March 1, 2021. F7 · balance_after: Amount excludes 101,184 shares of Class A Common Stock directly or indirectly beneficially owned by the reporting person. Read SEC document |
| February 22, 2018 Filed Feb 26, 2018 18:21 UTC | Lazard, Inc. LAZ · Entity 4031 | GrantPerformance-based Restricted Stock Units · Derivative | 171,119 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-013567 · doc4.xml · derivative · entry 1 Stern Alexander F. · CIK 0001450474 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 240,897 Underlying: Class A Common Stock · 171,119 shares Expires not disclosed F1 · security: Represents prior grants of Performance-based Restricted Stock Units ("PRSUs") awarded with respect to compensation for 2014, 2015 and 2016 for which performance conditions have been satisfied. The grants were previously reflected in the Company's proxy statements covering the relevant years. F2 · derivative.exercise_price: Each PRSU (the performance conditions of which have been satisfied) represents a contingent right to receive one share of Class A Common Stock. F2 · price: Each PRSU (the performance conditions of which have been satisfied) represents a contingent right to receive one share of Class A Common Stock. F3 · derivative.exercise_date: Of these PRSUs, 115,864 will vest on or around March 1, 2018, 31,155 will vest on or around March 1, 2019, and 24,100 will vest on or around March 2, 2020. F3 · derivative.expiration_date: Of these PRSUs, 115,864 will vest on or around March 1, 2018, 31,155 will vest on or around March 1, 2019, and 24,100 will vest on or around March 2, 2020. Read SEC document |
| November 17, 2017 Filed Nov 21, 2017 18:17 UTC | Lazard, Inc. LAZ · Entity 4031 | GrantRestricted Stock Units · Derivative | 2,991 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-062167 · doc4.xml · derivative · entry 1 Stern Alexander F. · CIK 0001450474 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,841 Underlying: Class A Common Stock · 2,991 shares Expires not disclosed F1 · security: Additional Restricted Stock Units ("RSUs") were acquired pursuant to the dividend equivalent reinvestment provisions of underlying Performance-based Restricted Stock Unit ("PRSU") awards. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock. F2 · price: Each RSU represents a contingent right to receive one share of Class A Common Stock. F3 · derivative.exercise_date: Of these RSUs, 820 will vest on or around March 1, 2018, 1,264 will vest on or around March 1, 2019, and 907 will vest on or around March 2, 2020. F3 · derivative.expiration_date: Of these RSUs, 820 will vest on or around March 1, 2018, 1,264 will vest on or around March 1, 2019, and 907 will vest on or around March 2, 2020. F4 · balance_after: Amount excludes 101,184 shares of Class A Common Stock and 69,778 PRSUs directly or indirectly beneficially owned by the reporting person. Read SEC document |
| August 18, 2017 Filed Aug 22, 2017 17:53 UTC | Lazard, Inc. LAZ · Entity 4031 | GrantRestricted Stock Units · Derivative | 3,219 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-049857 · doc4.xml · derivative · entry 1 Stern Alexander F. · CIK 0001450474 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,850 Underlying: Class A Common Stock · 3,219 shares Expires not disclosed F1 · security: Additional Restricted Stock Units ("RSUs") were acquired pursuant to the dividend equivalent reinvestment provisions of underlying Performance-based Restricted Stock Unit ("PRSU") awards. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock. F2 · price: Each RSU represents a contingent right to receive one share of Class A Common Stock. F3 · derivative.exercise_date: Of these RSUs, 883 will vest on or around March 1, 2018, 1,360 will vest on or around March 1, 2019, and 976 will vest on or around March 2, 2020. F3 · derivative.expiration_date: Of these RSUs, 883 will vest on or around March 1, 2018, 1,360 will vest on or around March 1, 2019, and 976 will vest on or around March 2, 2020. F4 · balance_after: Amount excludes 101,184 shares of Class A Common Stock and 69,778 PRSUs directly or indirectly beneficially owned by the reporting person. Read SEC document |
| May 19, 2017 Filed May 23, 2017 18:14 UTC | Lazard, Inc. LAZ · Entity 4031 | GrantRestricted Stock Units · Derivative | 3,061 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950157-17-000715 · form4.xml · derivative · entry 1 Stern Alexander F. · CIK 0001450474 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,631 Underlying: Class A Common Stock · 3,061 shares Expires not disclosed F1 · security: Additional Restricted Stock Units ("RSUs") were acquired pursuant to the dividend equivalent reinvestment provisions of underlying Performance-based Restricted Stock Unit ("PRSU") awards. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock. F2 · price: Each RSU represents a contingent right to receive one share of Class A Common Stock. F3 · derivative.exercise_date: Of these RSUs, 840 will vest on or around March 1, 2018, 1,293 will vest on or around March 1, 2019, and 928 will vest on or around March 2, 2020. F3 · derivative.expiration_date: Of these RSUs, 840 will vest on or around March 1, 2018, 1,293 will vest on or around March 1, 2019, and 928 will vest on or around March 2, 2020. F4 · balance_after: Amount excludes 101,184 shares of Class A Common Stock and 69,778 PRSUs beneficially owned by the reporting person. Read SEC document |
| May 11, 2017 Filed May 15, 2017 18:09 UTC | Lazard, Inc. LAZ · Entity 4031 | SaleClass A Common Stock | 65,000 | $44.75 | $2,908,555.00 |
DisclosureSEC source: 0000950157-17-000654 · form4.xml · nonDerivative · entry 1 Stern Alexander F. · CIK 0001450474 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,184 F1 · price: Reflects a weighted average purchase price of $44.747 per share, at prices ranging from $44.63 to $44.82 per share. The reporting person will provide, upon request by the staff of the Securities and Exchange Commission, the Company, or a security holder of the Company, full information regarding the number of shares sold at each separate price. F2 · balance_after: Amount excludes 69,778 Performance-based Restricted Stock Units and 31,570 Restricted Stock Units beneficially owned by the reporting person. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 17:33 UTC | Lazard, Inc. LAZ · Entity 4031 | Exercise / conversionRestricted Stock Units · Derivative | 16,657 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001311370-17-000021 · edgar.xml · derivative · entry 5 Stern Alexander F. · CIK 0001450474 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,570 Underlying: Class A Common Stock · 16,657 shares Expires 2017-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Shares of Class A Common Stock were acquired upon the vesting of a prior grant of Performance-based Restricted Stock Units ("PSRUs") awarded with respect to compensation for 2013, including certain Restricted Stock Units ("RSUs") that had been acquired pursuant to the dividend equivalent reinvestment provisions of the underlying PRSU award. The grant was previously reflected in the Company's proxy statements. F6 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock. F6 · price: Each RSU represents a contingent right to receive one share of Class A Common Stock. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 17:33 UTC | Lazard, Inc. LAZ · Entity 4031 | Exercise / conversionPerformance-based Restricted Stock Units · Derivative | 145,328 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001311370-17-000021 · edgar.xml · derivative · entry 4 Stern Alexander F. · CIK 0001450474 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,778 Underlying: Class A Common Stock · 145,328 shares Expires 2017-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Shares of Class A Common Stock were acquired upon the vesting of a prior grant of Performance-based Restricted Stock Units ("PSRUs") awarded with respect to compensation for 2013, including certain Restricted Stock Units ("RSUs") that had been acquired pursuant to the dividend equivalent reinvestment provisions of the underlying PRSU award. The grant was previously reflected in the Company's proxy statements. F5 · derivative.exercise_price: Each PRSU (the performance conditions of which have been satisfied) represents a contingent right to receive one share of Class A Common Stock. F5 · price: Each PRSU (the performance conditions of which have been satisfied) represents a contingent right to receive one share of Class A Common Stock. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 17:33 UTC | Lazard, Inc. LAZ · Entity 4031 | SaleClass A Common Stock | 30,206 | $43.06 | $1,300,670.36 |
DisclosureSEC source: 0001311370-17-000021 · edgar.xml · nonDerivative · entry 3 Stern Alexander F. · CIK 0001450474 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 166,184 F4 · shares: Represents shares of Class A Common Stock sold to the Company. F3 · price: Represents the New York Stock Exchange closing price of Class A Common Stock on February 28, 2017, the trading day immediately preceding the transaction date. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 17:33 UTC | Lazard, Inc. LAZ · Entity 4031 | Disposition to issuerClass A Common Stock | 79,794 | $43.06 | $3,435,929.64 |
DisclosureSEC source: 0001311370-17-000021 · edgar.xml · nonDerivative · entry 2 Stern Alexander F. · CIK 0001450474 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 196,390 F2 · shares: Represents shares of Class A Common Stock sold to the Company to cover estimated taxes arising from the settlement of PRSUs and RSUs. F3 · price: Represents the New York Stock Exchange closing price of Class A Common Stock on February 28, 2017, the trading day immediately preceding the transaction date. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 17:33 UTC | Lazard, Inc. LAZ · Entity 4031 | Exercise / conversionClass A Common Stock | 161,985 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001311370-17-000021 · edgar.xml · nonDerivative · entry 1 Stern Alexander F. · CIK 0001450474 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 276,184 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Shares of Class A Common Stock were acquired upon the vesting of a prior grant of Performance-based Restricted Stock Units ("PSRUs") awarded with respect to compensation for 2013, including certain Restricted Stock Units ("RSUs") that had been acquired pursuant to the dividend equivalent reinvestment provisions of the underlying PRSU award. The grant was previously reflected in the Company's proxy statements. Read SEC document |
| February 24, 2017 Filed Feb 27, 2017 18:20 UTC | Lazard, Inc. LAZ · Entity 4031 | GrantRestricted Stock Units · Derivative | 17,667 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001311370-17-000015 · edgar.xml · derivative · entry 2 Stern Alexander F. · CIK 0001450474 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,227 Underlying: Class A Common Stock · 17,667 shares Expires not disclosed F4 · security: Additional Restricted Stock Units ("RSUs") were acquired pursuant to the dividend equivalent reinvestment provisions of underlying PRSU awards. F5 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock. F5 · price: Each RSU represents a contingent right to receive one share of Class A Common Stock. F6 · derivative.exercise_date: Of these RSUs, 5,819 will vest on or around March 1, 2017, 3,249 will vest on or around March 1, 2018, 5,007 will vest on or around March 1, 2019 and 3,592 will vest on or around March 2, 2020. F6 · derivative.expiration_date: Of these RSUs, 5,819 will vest on or around March 1, 2017, 3,249 will vest on or around March 1, 2018, 5,007 will vest on or around March 1, 2019 and 3,592 will vest on or around March 2, 2020. F7 · balance_after: Amount excludes 114,199 shares of Class A Common Stock beneficially owned by the reporting person. Read SEC document |
| February 23, 2017 Filed Feb 27, 2017 18:20 UTC | Lazard, Inc. LAZ · Entity 4031 | GrantPerformance-based Restricted Stock Units · Derivative | 159,463 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001311370-17-000015 · edgar.xml · derivative · entry 1 Stern Alexander F. · CIK 0001450474 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 215,106 Underlying: Class A Common Stock · 159,463 shares Expires not disclosed F1 · security: Represents prior grants of Performance-based Restricted Stock Units ("PRSUs") awarded with respect to compensation for 2013, 2014 and 2015 for which performance conditions have been satisfied. These grants were previously reflected in Lazard Ltd's proxy statements for the relevant years. F2 · derivative.exercise_price: Each PRSU (the performance conditions of which have been satisfied) represents a contingent right to receive one share of Class A Common Stock. F2 · price: Each PRSU (the performance conditions of which have been satisfied) represents a contingent right to receive one share of Class A Common Stock. F3 · derivative.exercise_date: Of these PRSUs, 108,996 will vest on or around March 1, 2017, 19,311 will vest on or around March 1, 2018 and 31,156 will vest on or around March 1, 2019. F3 · derivative.expiration_date: Of these PRSUs, 108,996 will vest on or around March 1, 2017, 19,311 will vest on or around March 1, 2018 and 31,156 will vest on or around March 1, 2019. Read SEC document |
| November 18, 2016 Filed Nov 22, 2016 18:26 UTC | Lazard, Inc. LAZ · Entity 4031 | GrantRestricted Stock Units · Derivative | 2,882 | $0.00 | $0.00 |
DisclosureSEC source: 0001311370-16-000111 · edgar.xml · derivative · entry 1 Stern Alexander F. · CIK 0001450474 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,560 Underlying: Class A Common Stock · 2,882 shares Expires not disclosed F1 · security: Additional Restricted Stock Units ("RSUs") were acquired pursuant to the dividend equivalent reinvestment provisions of underlying Performance-based Restricted Stock Unit ("PRSU") awards. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock. F3 · derivative.exercise_date: Of these RSUs, 789 will vest on or around March 1, 2017, 824 will vest on or around March 1, 2018, and 1,269 will vest on or around March 1, 2019. F3 · derivative.expiration_date: Of these RSUs, 789 will vest on or around March 1, 2017, 824 will vest on or around March 1, 2018, and 1,269 will vest on or around March 1, 2019. F4 · balance_after: Amount excludes 114,199 shares of Class A Common Stock and 55,643 PRSUs beneficially owned by the reporting person. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.