Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| LAZARD GLOBAL TOTAL RETURN & INCOME FUND INCLGI · Entity 6181 | See comment* | June 01, 2010 | June 14, 2019 |
| Lazard Growth Acquisition Corp. ILGAC · Entity 116439 | Director · EXECUTIVE CHAIRMAN | February 09, 2021 | February 09, 2021 |
| Lazard World Dividend & Income Fund, Inc.LOR · Entity 141791 | See comment* | June 01, 2010 | June 14, 2019 |
| Lazard, Inc.LAZ · Entity 4031 | President | November 29, 2022 | December 01, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
LAZARD GLOBAL TOTAL RETURN & INCOME FUND INC
Report date June 01, 2010 · Filed June 14, 2019
This filing explicitly reported no securities owned.
Lazard Growth Acquisition Corp. I
Report date February 09, 2021 · Filed February 09, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Series B Membership InterestsSEC Table II · derivative / convertible security | IndirectSee footnotes | Not disclosed |
Reported balance
Holding disclosure · report date 2021-02-09 · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · Balance Not disclosed F1: As described in the registration statement on Form S-1 (File No. 333-252408) of Lazard Growth Acquisition Corp. I, a Cayman Island exempted company (the "Issuer"), under the heading "Principal Shareholders", the reporting person holds all of the limited liability company interests (the "Series Membership Interests") in a series of LGACo 1 LLC, a Delaware series limited liability company and the Issuer's sponsor (the "Sponsor"), which entitles the reporting person to economic interests in respect of 100,000 Class B ordinary shares, par value $0.0001 per share (the "Founder Shares"). The Founder Shares will automatically convert into Class A ordinary shares, par value $0.0001 per share, of the Issuer at the time of the Issuer's initial business combination, or earlier at the option of the holder thereof, on a one-for-one basis, subject to adjustment for share sub-divisions, share capitalizations, reorganizations, recapitalizations and the like pursuant to certain anti-dilution rights. F2: Pursuant to the amended and restated operating agreement of the Sponsor, Lazard Group LLC, a Delaware limited liability company, is the sole manager of the Sponsor and each series thereof and, accordingly, maintains the voting rights attributable to, and the dispositive power in respect of, all of the Founder Shares underlying the Series Membership Interests. LGA HoldCo LLC, a Delaware limited liability company and the Series A Member of the Sponsor, has full power to appoint, remove or replace the sole manager of the Sponsor at any time. The reporting person disclaims beneficial ownership of any such Founder Shares except to the extent of its pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: As described in the registration statement on Form S-1 (File No. 333-252408) of Lazard Growth Acquisition Corp. I, a Cayman Island exempted company (the "Issuer"), under the heading "Principal Shareholders", the reporting person holds all of the limited liability company interests (the "Series Membership Interests") in a series of LGACo 1 LLC, a Delaware series limited liability company and the Issuer's sponsor (the "Sponsor"), which entitles the reporting person to economic interests in respect of 100,000 Class B ordinary shares, par value $0.0001 per share (the "Founder Shares"). The Founder Shares will automatically convert into Class A ordinary shares, par value $0.0001 per share, of the Issuer at the time of the Issuer's initial business combination, or earlier at the option of the holder thereof, on a one-for-one basis, subject to adjustment for share sub-divisions, share capitalizations, reorganizations, recapitalizations and the like pursuant to certain anti-dilution rights.
F2: Pursuant to the amended and restated operating agreement of the Sponsor, Lazard Group LLC, a Delaware limited liability company, is the sole manager of the Sponsor and each series thereof and, accordingly, maintains the voting rights attributable to, and the dispositive power in respect of, all of the Founder Shares underlying the Series Membership Interests. LGA HoldCo LLC, a Delaware limited liability company and the Series A Member of the Sponsor, has full power to appoint, remove or replace the sole manager of the Sponsor at any time. The reporting person disclaims beneficial ownership of any such Founder Shares except to the extent of its pecuniary interest therein.
Lazard World Dividend & Income Fund, Inc.
Report date June 01, 2010 · Filed June 14, 2019
This filing explicitly reported no securities owned.
Lazard, Inc.
Report date November 29, 2022 · Filed December 01, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 50,258 |
Reported balance
After 2022-11-29 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2022-11-29 · Sale · Disposed 49,000 · Balance 50,258 F1: Reflects a weighted average sales price of $36.39 per share, at prices ranging from $36.34 to $36.45 per share. The reporting person will provide, upon request by the staff of the Securities and Exchange Commission, the Company, or a security holder of the Company, full information regarding the number of shares sold at each separate price. F2: Amount excludes 52,516 Performance-based Restricted Participation Units directly or indirectly owned by the reporting person. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects a weighted average sales price of $36.39 per share, at prices ranging from $36.34 to $36.45 per share. The reporting person will provide, upon request by the staff of the Securities and Exchange Commission, the Company, or a security holder of the Company, full information regarding the number of shares sold at each separate price.
F2: Amount excludes 52,516 Performance-based Restricted Participation Units directly or indirectly owned by the reporting person.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 29, 2022 Filed Dec 1, 2022 19:10 UTC | Lazard, Inc. LAZ · Entity 4031 | SaleClass A Common Stock | 49,000 | $36.39 | $1,783,110.00 |
DisclosureSEC source: 0001209191-22-059248 · doc4.xml · nonDerivative · entry 1 Stern Alexander F. · CIK 0001450474 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,258 F1 · price: Reflects a weighted average sales price of $36.39 per share, at prices ranging from $36.34 to $36.45 per share. The reporting person will provide, upon request by the staff of the Securities and Exchange Commission, the Company, or a security holder of the Company, full information regarding the number of shares sold at each separate price. F2 · balance_after: Amount excludes 52,516 Performance-based Restricted Participation Units directly or indirectly owned by the reporting person. Read SEC document |
| September 01, 2022 Filed Sep 6, 2022 17:51 UTC | Lazard, Inc. LAZ · Entity 4031 | OtherClass A Common Stock | 55,000 | $36.35 | $1,999,250.00 |
DisclosureSEC source: 0001209191-22-048815 · doc4.xml · nonDerivative · entry 1 Stern Alexander F. · CIK 0001450474 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,258 F1 · kind: On September 1, 2022, the reporting person entered into a stock purchase agreement with Lazard Group LLC, a wholly owned subsidiary of the issuer, pursuant to which the reporting person agreed to sell 55,000 shares of Class A Common Stock of the issuer to Lazard Group LLC at a purchase price equal to $36.35 per share, which price represented the New York Stock Exchange closing price of Class A Common Stock on August 31, 2022. F1 · price: On September 1, 2022, the reporting person entered into a stock purchase agreement with Lazard Group LLC, a wholly owned subsidiary of the issuer, pursuant to which the reporting person agreed to sell 55,000 shares of Class A Common Stock of the issuer to Lazard Group LLC at a purchase price equal to $36.35 per share, which price represented the New York Stock Exchange closing price of Class A Common Stock on August 31, 2022. Read SEC document |
| May 31, 2022 Filed Jun 2, 2022 17:16 UTC | Lazard, Inc. LAZ · Entity 4031 | OtherClass A Common Stock | 55,000 | $35.26 | $1,939,300.00 |
DisclosureSEC source: 0001209191-22-033634 · doc4.xml · nonDerivative · entry 2 Stern Alexander F. · CIK 0001450474 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 154,258 F2 · kind: On May 31, 2022, the reporting person entered into a stock purchase agreement with Lazard Group LLC, a wholly owned subsidiary of the issuer, pursuant to which the reporting person agreed to sell 55,000 shares of Class A Common Stock of the issuer to Lazard Group LLC for a purchase price equal to $35.26 per share, which price represents the New York Stock Exchange closing price of Class A Common Stock on May 31, 2022. The transaction was completed on May 31, 2022. F2 · price: On May 31, 2022, the reporting person entered into a stock purchase agreement with Lazard Group LLC, a wholly owned subsidiary of the issuer, pursuant to which the reporting person agreed to sell 55,000 shares of Class A Common Stock of the issuer to Lazard Group LLC for a purchase price equal to $35.26 per share, which price represents the New York Stock Exchange closing price of Class A Common Stock on May 31, 2022. The transaction was completed on May 31, 2022. Read SEC document |
| May 31, 2022 Filed Jun 2, 2022 17:16 UTC | Lazard, Inc. LAZ · Entity 4031 | SaleClass A Common Stock | 70,000 | $35.29 | $2,470,300.00 |
DisclosureSEC source: 0001209191-22-033634 · doc4.xml · nonDerivative · entry 1 Stern Alexander F. · CIK 0001450474 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 209,258 F1 · price: Reflects a weighted average purchase price of $35.29 per share, at prices ranging from $35.13 to $35.645 per share. The reporting person will provide, upon request by the staff of the Securities and Exchange Commission, the Company, or a security holder of the Company, full information regarding the number of shares sold at each separate price. Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 20:04 UTC | Lazard, Inc. LAZ · Entity 4031 | Exercise / conversionPerformance based Restricted Participation Units · Derivative | 220,788 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-015979 · doc4.xml · derivative · entry 3 Stern Alexander F. · CIK 0001450474 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,516 Underlying: Class A Common Stock · 220,788 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: Represents a prior grant of PRPUs awarded with respect to compensation for 2018 for which performance and other conditions have been satisfied. The grant at target was previously reflected in the Company's proxy statement for the relevant year. F5 · derivative.exercise_price: Each PRPU (the performance and other conditions of which have been satisfied) represents an interest in Lazard Group LLC that may be exchanged for one share of Class A Common Stock. F5 · price: Each PRPU (the performance and other conditions of which have been satisfied) represents an interest in Lazard Group LLC that may be exchanged for one share of Class A Common Stock. F1 · derivative.exercise_date: Shares of Class A Common Stock were acquired upon the exchange of a prior grant of Performance-based Restricted Participation Units ("PRPUs") into shares of Class A Common Stock. F1 · derivative.expiration_date: Shares of Class A Common Stock were acquired upon the exchange of a prior grant of Performance-based Restricted Participation Units ("PRPUs") into shares of Class A Common Stock. Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 20:04 UTC | Lazard, Inc. LAZ · Entity 4031 | Disposition to issuerClass A Common Stock | 69,107 | $34.58 | $2,389,720.06 |
DisclosureSEC source: 0001209191-22-015979 · doc4.xml · nonDerivative · entry 2 Stern Alexander F. · CIK 0001450474 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 279,258 F2 · shares: Represents shares of Class A Common Stock sold to the Company to cover estimated taxes arising from the exchange of the PRPUs referenced in Footnote (1). F3 · price: Represents the New York Stock Exchange closing price of Class A Common Stock on the trading day immediately preceding the exchange date of the PRPUs referenced in Footnote (1). Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 20:04 UTC | Lazard, Inc. LAZ · Entity 4031 | Exercise / conversionClass A Common Stock | 220,788 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-015979 · doc4.xml · nonDerivative · entry 1 Stern Alexander F. · CIK 0001450474 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 348,365 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Shares of Class A Common Stock were acquired upon the exchange of a prior grant of Performance-based Restricted Participation Units ("PRPUs") into shares of Class A Common Stock. Read SEC document |
| February 23, 2022 Filed Feb 25, 2022 19:13 UTC | Lazard, Inc. LAZ · Entity 4031 | GrantPerformance-based Restricted Participation Units · Derivative | 185,026 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-013375 · doc4.xml · derivative · entry 1 Stern Alexander F. · CIK 0001450474 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 273,304 Underlying: Class A Common Stock · 185,026 shares Expires not disclosed F1 · security: Represents prior grants of Performance-based Restricted Participation Units ("PRPUs") awarded with respect to compensation for 2018 and 2019 for which performance conditions have been satisfied. The grants at target were previously reflected in the Company's proxy statement for the relevant years. F2 · derivative.exercise_price: Each PRPU (the performance and other conditions of which have been satisfied) represents an interest in Lazard Group LLC that may be exchanged for one share of Class A Common Stock. F1 · price: Represents prior grants of Performance-based Restricted Participation Units ("PRPUs") awarded with respect to compensation for 2018 and 2019 for which performance conditions have been satisfied. The grants at target were previously reflected in the Company's proxy statement for the relevant years. F3 · derivative.exercise_date: Of these PRPUs, 158,768 will vest on or around March 1, 2022, and 26,258 will vest on or around March 1, 2023. F3 · derivative.expiration_date: Of these PRPUs, 158,768 will vest on or around March 1, 2022, and 26,258 will vest on or around March 1, 2023. F4 · balance_after: Amount excludes 127,577 shares of Class A Common Stock directly or indirectly beneficially owned by the reporting person. Read SEC document |
| August 20, 2021 Filed Aug 24, 2021 18:15 UTC | Lazard, Inc. LAZ · Entity 4031 | SaleClass A Common Stock | 90,000 | $45.50 | $4,095,000.00 |
DisclosureSEC source: 0001209191-21-053212 · doc4.xml · nonDerivative · entry 1 Stern Alexander F. · CIK 0001450474 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 127,577 F1 · balance_after: Amount excludes 88,278 Performance-based Restricted Participation Units directly or indirectly owned by the reporting person. Read SEC document |
| March 02, 2021 Filed Mar 3, 2021 18:59 UTC | Lazard, Inc. LAZ · Entity 4031 | Exercise / conversionRestricted Stock Units · Derivative | 1,756 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-017302 · doc4.xml · derivative · entry 9 Stern Alexander F. · CIK 0001450474 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 1,756 shares Expires 2021-03-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock. F8 · price: Each RSU represents a contingent right to receive one share of Class A Common Stock. F6 · balance_after: Amount excludes 88,278 Performance-based Restricted Participation Units directly or indirectly owned by the reporting person. Read SEC document |
| March 02, 2021 Filed Mar 3, 2021 18:59 UTC | Lazard, Inc. LAZ · Entity 4031 | GrantRestricted Stock Units · Derivative | 1,756 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-017302 · doc4.xml · derivative · entry 8 Stern Alexander F. · CIK 0001450474 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,756 Underlying: Class A Common Stock · 1,756 shares Expires 2021-03-02 F9 · security: Additional RSUs were acquired pursuant to the dividend equivalent reinvestment provisions of underlying PRSUs and RSUs described in Footnote (1) above that were outstanding on the dividend record date and that vested on March 1, 2021. These RSUs vested on March 2, 2021. F8 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock. F8 · price: Each RSU represents a contingent right to receive one share of Class A Common Stock. Read SEC document |
| March 02, 2021 Filed Mar 3, 2021 18:59 UTC | Lazard, Inc. LAZ · Entity 4031 | Exercise / conversionClass A Common Stock | 1,756 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-017302 · doc4.xml · nonDerivative · entry 5 Stern Alexander F. · CIK 0001450474 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 217,577 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Shares of Class A Common Stock were acquired upon the vesting of a prior grant of Performance-based Restricted Stock Units ("PRSUs") awarded with respect to compensation for 2017, including certain Restricted Stock Units ("RSUs") that had been acquired pursuant to the dividend equivalent reinvestment provisions of the underlying PRSU award. The grant was previously reflected in the Company's proxy statements. F6 · balance_after: Amount excludes 88,278 Performance-based Restricted Participation Units directly or indirectly owned by the reporting person. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 18:59 UTC | Lazard, Inc. LAZ · Entity 4031 | Exercise / conversionRestricted Stock Units · Derivative | 15,675 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-017302 · doc4.xml · derivative · entry 7 Stern Alexander F. · CIK 0001450474 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 15,675 shares Expires 2021-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock. F8 · price: Each RSU represents a contingent right to receive one share of Class A Common Stock. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 18:59 UTC | Lazard, Inc. LAZ · Entity 4031 | Exercise / conversionPerformance-based Restricted Stock Units · Derivative | 136,364 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-017302 · doc4.xml · derivative · entry 6 Stern Alexander F. · CIK 0001450474 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 136,364 shares Expires 2021-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: Each PRSU (the performance conditions of which have been satisfied) represents a contingent right to receive one share of Class A Common Stock. F7 · price: Each PRSU (the performance conditions of which have been satisfied) represents a contingent right to receive one share of Class A Common Stock. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 18:59 UTC | Lazard, Inc. LAZ · Entity 4031 | SaleClass A Common Stock | 50,000 | $38.69 | $1,934,500.00 |
DisclosureSEC source: 0001209191-21-017302 · doc4.xml · nonDerivative · entry 4 Stern Alexander F. · CIK 0001450474 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 215,821 F4 · shares: Represents shares of Class A Common Stock sold to the Company. F5 · price: Represents the New York Stock Exchange closing price of Class A Common Stock on the trading day immediately preceding the transaction date. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 18:59 UTC | Lazard, Inc. LAZ · Entity 4031 | Disposition to issuerClass A Common Stock | 74,439 | $38.69 | $2,880,044.91 |
DisclosureSEC source: 0001209191-21-017302 · doc4.xml · nonDerivative · entry 3 Stern Alexander F. · CIK 0001450474 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 265,821 F2 · shares: Represents shares of Class A Common Stock sold to the Company to cover estimated taxes arising from the vesting of PRSUs and RSUs. F3 · price: Represents the New York Stock Exchange closing price of Class A Common Stock on the trading day immediately preceding the vesting date of PRSUs and RSUs referenced in Footnote (1). Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 18:59 UTC | Lazard, Inc. LAZ · Entity 4031 | Exercise / conversionClass A Common Stock | 15,675 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-017302 · doc4.xml · nonDerivative · entry 2 Stern Alexander F. · CIK 0001450474 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 340,260 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Shares of Class A Common Stock were acquired upon the vesting of a prior grant of Performance-based Restricted Stock Units ("PRSUs") awarded with respect to compensation for 2017, including certain Restricted Stock Units ("RSUs") that had been acquired pursuant to the dividend equivalent reinvestment provisions of the underlying PRSU award. The grant was previously reflected in the Company's proxy statements. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 18:59 UTC | Lazard, Inc. LAZ · Entity 4031 | Exercise / conversionClass A Common Stock | 136,364 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-017302 · doc4.xml · nonDerivative · entry 1 Stern Alexander F. · CIK 0001450474 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 324,585 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Shares of Class A Common Stock were acquired upon the vesting of a prior grant of Performance-based Restricted Stock Units ("PRSUs") awarded with respect to compensation for 2017, including certain Restricted Stock Units ("RSUs") that had been acquired pursuant to the dividend equivalent reinvestment provisions of the underlying PRSU award. The grant was previously reflected in the Company's proxy statements. Read SEC document |
| February 24, 2021 Filed Feb 26, 2021 17:11 UTC | Lazard, Inc. LAZ · Entity 4031 | GrantPerformance-based Restricted Participation Units · Derivative | 57,268 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-014853 · doc4.xml · derivative · entry 2 Stern Alexander F. · CIK 0001450474 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,278 Underlying: Class A Common Stock · 57,268 shares Expires not disclosed F4 · security: Represents prior grants of Performance-based Restricted Participation Units ("PRPUs") awarded with respect to compensation for 2018 and 2019 for which performance conditions have been satisfied. The grants were previously reflected in the Company's proxy statement for the relevant years. F5 · derivative.exercise_price: Each PRPU (the performance and other conditions of which have been satisfied) represents an interest in Lazard Group LLC that may be exchanged for one share of Class A Common Stock. F5 · price: Each PRPU (the performance and other conditions of which have been satisfied) represents an interest in Lazard Group LLC that may be exchanged for one share of Class A Common Stock. F6 · derivative.exercise_date: Of these PRPUs, 31,010 will vest on or around March 1, 2022, and 26,258 will vest on or around March 1, 2023. F6 · derivative.expiration_date: Of these PRPUs, 31,010 will vest on or around March 1, 2022, and 26,258 will vest on or around March 1, 2023. F7 · balance_after: Amount excludes 188,221 shares of Class A Common Stock and 15,675 Restricted Stock Units directly or indirectly beneficially owned by the reporting person. Read SEC document |
| February 24, 2021 Filed Feb 26, 2021 17:11 UTC | Lazard, Inc. LAZ · Entity 4031 | GrantPerformance-based Restricted Stock Units · Derivative | 97,403 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-014853 · doc4.xml · derivative · entry 1 Stern Alexander F. · CIK 0001450474 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 136,364 Underlying: Class A Common Stock · 97,403 shares Expires not disclosed F1 · security: Represents a prior grant of Performance-based Restricted Stock Units ("PRSUs") awarded with respect to compensation for 2017 for which performance conditions have been satisfied. The grant was previously reflected in the Company's proxy statements for the relevant year. F2 · derivative.exercise_price: Each PRSU (the performance conditions of which have been satisfied) represents a contingent right to receive one share of Class A Common Stock. F2 · price: Each PRSU (the performance conditions of which have been satisfied) represents a contingent right to receive one share of Class A Common Stock. F3 · derivative.exercise_date: These PRSUs will vest on or around March 1, 2021. F3 · derivative.expiration_date: These PRSUs will vest on or around March 1, 2021. Read SEC document |
| November 20, 2020 Filed Nov 24, 2020 18:30 UTC | Lazard, Inc. LAZ · Entity 4031 | GrantRestricted Stock Units · Derivative | 1,178 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-060325 · doc4.xml · derivative · entry 1 Stern Alexander F. · CIK 0001450474 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,675 Underlying: Class A Common Stock · 1,178 shares Expires not disclosed F1 · security: Additional Restricted Stock Units ("RSUs") were acquired pursuant to the dividend equivalent reinvestment provisions of the underlying Performance-based Restricted Stock Unit ("PRSU") award. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock. F2 · price: Each RSU represents a contingent right to receive one share of Class A Common Stock. F3 · derivative.exercise_date: These RSUs will vest on or around March 1, 2021. F3 · derivative.expiration_date: These RSUs will vest on or around March 1, 2021. F4 · balance_after: Amount excludes 188,221 shares of Class A Common Stock, 38,961 PRSUs and 31,010 Performance-based Restricted Participation Units directly or indirectly owned by the reporting person. Read SEC document |
| August 21, 2020 Filed Aug 25, 2020 18:15 UTC | Lazard, Inc. LAZ · Entity 4031 | GrantRestricted Stock Units · Derivative | 1,385 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-048289 · doc4.xml · derivative · entry 1 Stern Alexander F. · CIK 0001450474 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,497 Underlying: Class A Common Stock · 1,385 shares Expires not disclosed F1 · security: Additional Restricted Stock Units ("RSUs") were acquired pursuant to the dividend equivalent reinvestment provisions of the underlying Performance-based Restricted Stock Unit ("PRSU") award. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock. F2 · price: Each RSU represents a contingent right to receive one share of Class A Common Stock. F3 · derivative.exercise_date: These RSUs will vest on or around March 1, 2021. F3 · derivative.expiration_date: These RSUs will vest on or around March 1, 2021. F4 · balance_after: Amount excludes 188,221 shares of Class A Common Stock, 38,961 PRSUs and 31,010 Performance-based Restricted Participation Units directly or indirectly owned by the reporting person. Read SEC document |
| August 20, 2020 Filed Aug 20, 2020 18:28 UTC | Lazard, Inc. LAZ · Entity 4031 | SaleClass A Common Stock | 17,727 | $30.98 | $549,187.78 |
DisclosureSEC source: 0001209191-20-047799 · doc4.xml · nonDerivative · entry 3 Stern Alexander F. · CIK 0001450474 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 188,221 F3 · price: Reflects a weighted average purchase price of $30.9803 per share, at prices ranging from $30.82 to $31.03 per share. The reporting person will provide, upon request by the staff of the Securities and Exchange Commission, the Company, or a security holder of the Company, full information regarding the number of shares sold at each separate price. F4 · balance_after: Amount excludes 13,112 Restricted Stock Units, 38,961 Performance-based Restricted Stock Units and 31,010 Performance-based Restricted Participation Units directly or indirectly owned by the reporting person. Read SEC document |
| August 19, 2020 Filed Aug 20, 2020 18:28 UTC | Lazard, Inc. LAZ · Entity 4031 | SaleClass A Common Stock | 44,380 | $31.54 | $1,399,918.28 |
DisclosureSEC source: 0001209191-20-047799 · doc4.xml · nonDerivative · entry 2 Stern Alexander F. · CIK 0001450474 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 205,948 F2 · price: Reflects a weighted average purchase price of $31.5439 per share, at prices ranging from $31.44 to $31.73 per share. The reporting person will provide, upon request by the staff of the Securities and Exchange Commission, the Company, or a security holder of the Company, full information regarding the number of shares sold at each separate price. Read SEC document |
| August 18, 2020 Filed Aug 20, 2020 18:28 UTC | Lazard, Inc. LAZ · Entity 4031 | SaleClass A Common Stock | 64,893 | $31.59 | $2,050,138.59 |
DisclosureSEC source: 0001209191-20-047799 · doc4.xml · nonDerivative · entry 1 Stern Alexander F. · CIK 0001450474 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,328 F1 · price: Reflects a weighted average purchase price of $31.5926 per share, at prices ranging from $31.50 to $31.81 per share. The reporting person will provide, upon request by the staff of the Securities and Exchange Commission, the Company, or a security holder of the Company, full information regarding the number of shares sold at each separate price. Read SEC document |
| May 22, 2020 Filed May 27, 2020 19:11 UTC | Lazard, Inc. LAZ · Entity 4031 | GrantRestricted Stock Units · Derivative | 1,641 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-032429 · doc4.xml · derivative · entry 1 Stern Alexander F. · CIK 0001450474 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,112 Underlying: Class A Common Stock · 1,641 shares Expires not disclosed F1 · security: Additional Restricted Stock Units ("RSUs") were acquired pursuant to the dividend equivalent reinvestment provisions of the underlying Performance-based Restricted Stock Unit ("PRSU") award. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock. F2 · price: Each RSU represents a contingent right to receive one share of Class A Common Stock. F3 · derivative.exercise_date: These RSUs will vest on or around March 1, 2021. F3 · derivative.expiration_date: These RSUs will vest on or around March 1, 2021. F4 · balance_after: Amount excludes 315,221 shares of Class A Common Stock, 38,961 PRSUs and 31,010 Performance-based Restricted Participation Units directly or indirectly owned by the reporting person. Read SEC document |
| March 03, 2020 Filed Mar 3, 2020 19:10 UTC | Lazard, Inc. LAZ · Entity 4031 | SaleClass A Common Stock | 50,000 | $37.95 | $1,897,500.00 |
DisclosureSEC source: 0001209191-20-015686 · doc4.xml · nonDerivative · entry 4 Stern Alexander F. · CIK 0001450474 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 315,221 F4 · shares: Represents shares of Class A Common Stock sold to the Company. F5 · price: Represents the New York Stock Exchange closing price of Class A Common Stock on the trading day immediately preceding the transaction date. F6 · balance_after: Amount excludes 31,010 Performance-based Restricted Participation Units directly or indirectly owned by the reporting person. Read SEC document |
| March 02, 2020 Filed Mar 3, 2020 19:10 UTC | Lazard, Inc. LAZ · Entity 4031 | Exercise / conversionRestricted Stock Units · Derivative | 22,079 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-015686 · doc4.xml · derivative · entry 7 Stern Alexander F. · CIK 0001450474 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,471 Underlying: Class A Common Stock · 22,079 shares Expires 2020-03-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock. F8 · price: Each RSU represents a contingent right to receive one share of Class A Common Stock. F6 · balance_after: Amount excludes 31,010 Performance-based Restricted Participation Units directly or indirectly owned by the reporting person. Read SEC document |
| March 02, 2020 Filed Mar 3, 2020 19:10 UTC | Lazard, Inc. LAZ · Entity 4031 | Exercise / conversionPerformance-based Restricted Stock Units · Derivative | 137,848 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-015686 · doc4.xml · derivative · entry 6 Stern Alexander F. · CIK 0001450474 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,961 Underlying: Class A Common Stock · 137,848 shares Expires 2020-03-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · derivative.exercise_price: Each PRSU (the performance conditions of which have been satisfied) represents a contingent right to receive one share of Class A Common Stock. F10 · price: Each PRSU (the performance conditions of which have been satisfied) represents a contingent right to receive one share of Class A Common Stock. Read SEC document |
| March 02, 2020 Filed Mar 3, 2020 19:10 UTC | Lazard, Inc. LAZ · Entity 4031 | Disposition to issuerClass A Common Stock | 78,301 | $35.82 | $2,804,741.82 |
DisclosureSEC source: 0001209191-20-015686 · doc4.xml · nonDerivative · entry 3 Stern Alexander F. · CIK 0001450474 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 365,221 F2 · shares: Represents shares of Class A Common Stock sold to the Company to cover estimated taxes arising from the vesting of PRSUs and RSUs. F3 · price: Represents the New York Stock Exchange closing price of Class A Common Stock on the trading day immediately preceding the vesting date of PRSUs and RSUs referenced in Footnote (1). Read SEC document |
| March 02, 2020 Filed Mar 3, 2020 19:10 UTC | Lazard, Inc. LAZ · Entity 4031 | Exercise / conversionClass A Common Stock | 22,079 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-015686 · doc4.xml · nonDerivative · entry 2 Stern Alexander F. · CIK 0001450474 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 443,522 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Shares of Class A Common Stock were acquired upon the vesting of a prior grant of Performance-based Restricted Stock Units ("PRSUs") awarded with respect to compensation for 2016, including certain Restricted Stock Units ("RSUs") that had been acquired pursuant to the dividend equivalent reinvestment provisions of the underlying PRSU award. The grant was previously reflected in the Company's proxy statements. Read SEC document |
| March 02, 2020 Filed Mar 3, 2020 19:10 UTC | Lazard, Inc. LAZ · Entity 4031 | Exercise / conversionClass A Common Stock | 137,848 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-015686 · doc4.xml · nonDerivative · entry 1 Stern Alexander F. · CIK 0001450474 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 421,443 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Shares of Class A Common Stock were acquired upon the vesting of a prior grant of Performance-based Restricted Stock Units ("PRSUs") awarded with respect to compensation for 2016, including certain Restricted Stock Units ("RSUs") that had been acquired pursuant to the dividend equivalent reinvestment provisions of the underlying PRSU award. The grant was previously reflected in the Company's proxy statements. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 19:10 UTC | Lazard, Inc. LAZ · Entity 4031 | GrantRestricted Stock Units · Derivative | 3,230 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-015686 · doc4.xml · derivative · entry 5 Stern Alexander F. · CIK 0001450474 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,550 Underlying: Class A Common Stock · 3,230 shares Expires not disclosed F7 · security: Additional RSUs were acquired pursuant to the dividend equivalent reinvestment provisions of underlying PRSU awards. F8 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock. F8 · price: Each RSU represents a contingent right to receive one share of Class A Common Stock. F9 · derivative.exercise_date: Of these RSUs, 2,072 vested on or around March 2, 2020 and 1,158 will vest on or around March 1, 2021. F9 · derivative.expiration_date: Of these RSUs, 2,072 vested on or around March 2, 2020 and 1,158 will vest on or around March 1, 2021. Read SEC document |
| February 20, 2020 Filed Feb 24, 2020 18:20 UTC | Lazard, Inc. LAZ · Entity 4031 | GrantPerformance-based Restricted Participation Units · Derivative | 31,010 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-012181 · doc4.xml · derivative · entry 2 Stern Alexander F. · CIK 0001450474 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,010 Underlying: Class A Common Stock · 31,010 shares Expires not disclosed F4 · security: Represents a prior grant of Performance-based Restricted Participation Units ("PRPUs") awarded with respect to compensation for 2018 for which performance conditions have been satisfied. The grant was previously reflected in the Company's proxy statement for the relevant year. F5 · derivative.exercise_price: Each PRPU (the performance and other conditions of which have been satisfied) represents an interest in Lazard Group LLC that may be exchanged for one share of Class A Common Stock. F5 · price: Each PRPU (the performance and other conditions of which have been satisfied) represents an interest in Lazard Group LLC that may be exchanged for one share of Class A Common Stock. F6 · derivative.exercise_date: These PRPUs will vest on or around March 1, 2022. F6 · derivative.expiration_date: These PRPUs will vest on or around March 1, 2022. F7 · balance_after: Amount excludes 283,595 shares of Class A Common Stock directly or indirectly beneficially owned by the reporting person. Read SEC document |
| February 20, 2020 Filed Feb 24, 2020 18:20 UTC | Lazard, Inc. LAZ · Entity 4031 | GrantPerformance-based Restricted Stock Units · Derivative | 109,129 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-012181 · doc4.xml · derivative · entry 1 Stern Alexander F. · CIK 0001450474 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 176,809 Underlying: Class A Common Stock · 109,129 shares Expires not disclosed F1 · security: Represents prior grants of Performance-based Restricted Stock Units ("PRSUs") awarded with respect to compensation for 2016 and 2017 for which performance conditions have been satisfied. The grants were previously reflected in the Company's proxy statements for the relevant years. F2 · derivative.exercise_price: Each PRSU (the performance conditions of which have been satisfied) represents a contingent right to receive one share of Class A Common Stock. F2 · price: Each PRSU (the performance conditions of which have been satisfied) represents a contingent right to receive one share of Class A Common Stock. F3 · derivative.exercise_date: Of these PRSUs, 89,649 will vest on or around March 2, 2020, and 19,480 will vest on or around March 1, 2021. F3 · derivative.expiration_date: Of these PRSUs, 89,649 will vest on or around March 2, 2020, and 19,480 will vest on or around March 1, 2021. Read SEC document |
| November 22, 2019 Filed Nov 26, 2019 20:01 UTC | Lazard, Inc. LAZ · Entity 4031 | GrantRestricted Stock Units · Derivative | 2,528 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-058218 · doc4.xml · derivative · entry 1 Stern Alexander F. · CIK 0001450474 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,320 Underlying: Class A Common Stock · 2,528 shares Expires not disclosed F1 · security: Additional Restricted Stock Units ("RSUs") were acquired pursuant to the dividend equivalent reinvestment provisions of underlying Performance-based Restricted Stock Unit ("PRSU") awards. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock. F2 · price: Each RSU represents a contingent right to receive one share of Class A Common Stock. F3 · derivative.exercise_date: Of these RSUs, 1,438 will vest on or around March 2, 2020 and 1,090 will vest on or around March 1, 2021. F3 · derivative.expiration_date: Of these RSUs, 1,438 will vest on or around March 2, 2020 and 1,090 will vest on or around March 1, 2021. F4 · balance_after: Amount excludes 283,595 shares of Class A Common Stock and 67,680 PRSUs directly or indirectly beneficially owned by the reporting person. Read SEC document |
| August 16, 2019 Filed Aug 20, 2019 18:28 UTC | Lazard, Inc. LAZ · Entity 4031 | GrantRestricted Stock Units · Derivative | 2,829 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-046886 · doc4.xml · derivative · entry 1 Stern Alexander F. · CIK 0001450474 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,792 Underlying: Class A Common Stock · 2,829 shares Expires not disclosed F1 · security: Additional Restricted Stock Units ("RSUs") were acquired pursuant to the dividend equivalent reinvestment provisions of underlying Performance-based Restricted Stock Unit ("PRSU") awards. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock. F2 · price: Each RSU represents a contingent right to receive one share of Class A Common Stock. F3 · derivative.exercise_date: Of these RSUs, 1,609 will vest on or around March 2, 2020 and 1,220 will vest on or around March 1, 2021. F3 · derivative.expiration_date: Of these RSUs, 1,609 will vest on or around March 2, 2020 and 1,220 will vest on or around March 1, 2021. F4 · balance_after: Amount excludes 283,595 shares of Class A Common Stock and 67,680 PRSUs directly or indirectly beneficially owned by the reporting person. Read SEC document |
| May 17, 2019 Filed May 21, 2019 18:05 UTC | Lazard, Inc. LAZ · Entity 4031 | GrantRestricted Stock Units · Derivative | 2,665 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-031830 · doc4.xml · derivative · entry 1 Stern Alexander F. · CIK 0001450474 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,963 Underlying: Class A Common Stock · 2,665 shares Expires not disclosed F1 · security: Additional Restricted Stock Units ("RSUs") were acquired pursuant to the dividend equivalent reinvestment provisions of underlying Performance-based Restricted Stock Unit ("PRSU") awards. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock. F2 · price: Each RSU represents a contingent right to receive one share of Class A Common Stock. F3 · derivative.exercise_date: Of these RSUs, 1,516 will vest on or around March 2, 2020 and 1,149 will vest on or around March 1, 2021. F3 · derivative.expiration_date: Of these RSUs, 1,516 will vest on or around March 2, 2020 and 1,149 will vest on or around March 1, 2021. F4 · balance_after: Amount excludes 283,595 shares of Class A Common Stock and 67,680 PRSUs directly or indirectly beneficially owned by the reporting person. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 18:41 UTC | Lazard, Inc. LAZ · Entity 4031 | Exercise / conversionRestricted Stock Units · Derivative | 27,549 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-017009 · doc4.xml · derivative · entry 8 Stern Alexander F. · CIK 0001450474 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,298 Underlying: Class A Common Stock · 27,549 shares Expires 2019-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock. F5 · price: Each RSU represents a contingent right to receive one share of Class A Common Stock. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 18:41 UTC | Lazard, Inc. LAZ · Entity 4031 | Exercise / conversionPerformance-based Restricted Stock Units · Derivative | 249,242 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-017009 · doc4.xml · derivative · entry 7 Stern Alexander F. · CIK 0001450474 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,680 Underlying: Class A Common Stock · 249,242 shares Expires 2019-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: Each PRSU (the performance conditions of which have been satisfied) represents a contingent right to receive one share of Class A Common Stock. F7 · price: Each PRSU (the performance conditions of which have been satisfied) represents a contingent right to receive one share of Class A Common Stock. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 18:41 UTC | Lazard, Inc. LAZ · Entity 4031 | Exercise / conversionRestricted Stock Units · Derivative | 6,804 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-017009 · doc4.xml · derivative · entry 6 Stern Alexander F. · CIK 0001450474 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,847 Underlying: Class A Common Stock · 6,804 shares Expires 2019-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock. F5 · price: Each RSU represents a contingent right to receive one share of Class A Common Stock. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 18:41 UTC | Lazard, Inc. LAZ · Entity 4031 | GrantRestricted Stock Units · Derivative | 11,522 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-017009 · doc4.xml · derivative · entry 5 Stern Alexander F. · CIK 0001450474 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,651 Underlying: Class A Common Stock · 11,522 shares Expires not disclosed F4 · security: Additional RSUs were acquired pursuant to the dividend equivalent reinvestment provisions of underlying PRSU awards. F5 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock. F5 · price: Each RSU represents a contingent right to receive one share of Class A Common Stock. F6 · derivative.exercise_date: Of these RSUs, 6,804 vested on March 1, 2019, 2,684 will vest on or around March 2, 2020, and 2,034 will vest on or around March 1, 2021. F6 · derivative.expiration_date: Of these RSUs, 6,804 vested on March 1, 2019, 2,684 will vest on or around March 2, 2020, and 2,034 will vest on or around March 1, 2021. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 18:41 UTC | Lazard, Inc. LAZ · Entity 4031 | Disposition to issuerClass A Common Stock | 125,702 | $37.43 | $4,705,025.86 |
DisclosureSEC source: 0001209191-19-017009 · doc4.xml · nonDerivative · entry 4 Stern Alexander F. · CIK 0001450474 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 283,595 F2 · shares: Represents shares of Class A Common Stock sold to the Company to cover estimated taxes arising from the settlement of PRSUs and RSUs. F3 · price: Represents the New York Stock Exchange closing price of Class A Common Stock on the trading day immediately preceding the vesting date of PRSUs and RSUs referenced in Footnote (1). Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 18:41 UTC | Lazard, Inc. LAZ · Entity 4031 | Exercise / conversionClass A Common Stock | 27,549 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-017009 · doc4.xml · nonDerivative · entry 3 Stern Alexander F. · CIK 0001450474 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 409,297 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Shares of Class A Common Stock were acquired upon the vesting of a prior grant of Performance-based Restricted Stock Units ("PSRUs") awarded with respect to compensation for 2015, including certain Restricted Stock Units ("RSUs") that had been acquired pursuant to the dividend equivalent reinvestment provisions of the underlying PRSU award. The grant was previously reflected in the Company's proxy statements. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 18:41 UTC | Lazard, Inc. LAZ · Entity 4031 | Exercise / conversionClass A Common Stock | 249,242 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-017009 · doc4.xml · nonDerivative · entry 2 Stern Alexander F. · CIK 0001450474 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 381,748 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Shares of Class A Common Stock were acquired upon the vesting of a prior grant of Performance-based Restricted Stock Units ("PSRUs") awarded with respect to compensation for 2015, including certain Restricted Stock Units ("RSUs") that had been acquired pursuant to the dividend equivalent reinvestment provisions of the underlying PRSU award. The grant was previously reflected in the Company's proxy statements. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 18:41 UTC | Lazard, Inc. LAZ · Entity 4031 | Exercise / conversionClass A Common Stock | 6,804 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-017009 · doc4.xml · nonDerivative · entry 1 Stern Alexander F. · CIK 0001450474 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,506 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Shares of Class A Common Stock were acquired upon the vesting of a prior grant of Performance-based Restricted Stock Units ("PSRUs") awarded with respect to compensation for 2015, including certain Restricted Stock Units ("RSUs") that had been acquired pursuant to the dividend equivalent reinvestment provisions of the underlying PRSU award. The grant was previously reflected in the Company's proxy statements. Read SEC document |
| February 21, 2019 Filed Feb 25, 2019 18:05 UTC | Lazard, Inc. LAZ · Entity 4031 | GrantPerformance-based Restricted Stock Units · Derivative | 230,511 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-013155 · doc4.xml · derivative · entry 1 Stern Alexander F. · CIK 0001450474 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 316,922 Underlying: Class A Common Stock · 230,511 shares Expires not disclosed F1 · security: Represents prior grants of Performance-based Restricted Stock Units ("PRSUs") awarded with respect to compensation for 2015, 2016 and 2017 for which performance conditions have been satisfied. The grants were previously reflected in the Company's proxy statements for the relevant years. F2 · derivative.exercise_price: Each PRSU (the performance conditions of which have been satisfied) represents a contingent right to receive one share of Class A Common Stock. F2 · price: Each PRSU (the performance conditions of which have been satisfied) represents a contingent right to receive one share of Class A Common Stock. F3 · derivative.exercise_date: Of these PRSUs, 186,931 will vest on or around March 1, 2019, 24,099 will vest on or around March 2, 2020, and 19,481 will vest on or around March 1, 2021. F3 · derivative.expiration_date: Of these PRSUs, 186,931 will vest on or around March 1, 2019, 24,099 will vest on or around March 2, 2020, and 19,481 will vest on or around March 1, 2021. F4 · balance_after: Amount excludes 125,702 shares of Class A Common Stock and 45,129 Restricted Stock Units directly or indirectly beneficially owned by the reporting person. Read SEC document |
| November 16, 2018 Filed Nov 19, 2018 19:01 UTC | Lazard, Inc. LAZ · Entity 4031 | GrantRestricted Stock Units · Derivative | 3,930 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-059327 · doc4.xml · derivative · entry 1 Stern Alexander F. · CIK 0001450474 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,129 Underlying: Class A Common Stock · 3,930 shares Expires not disclosed F1 · security: Additional Restricted Stock Units ("RSUs") were acquired pursuant to the dividend equivalent reinvestment provisions of underlying Performance-based Restricted Stock Unit ("PRSU") awards. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock. F2 · price: Each RSU represents a contingent right to receive one share of Class A Common Stock. F3 · derivative.exercise_date: Of these RSUs, 1,738 will vest on or around March 1, 2019, 1,247 will vest on or around March 2, 2020, and 945 will vest on or around March 1, 2021. F3 · derivative.expiration_date: Of these RSUs, 1,738 will vest on or around March 1, 2019, 1,247 will vest on or around March 2, 2020, and 945 will vest on or around March 1, 2021. F4 · balance_after: Amount excludes 125,702 shares of Class A Common Stock and 86,411 PRSUs directly or indirectly beneficially owned by the reporting person. Read SEC document |
| August 17, 2018 Filed Aug 21, 2018 18:03 UTC | Lazard, Inc. LAZ · Entity 4031 | GrantRestricted Stock Units · Derivative | 3,030 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-047819 · doc4.xml · derivative · entry 1 Stern Alexander F. · CIK 0001450474 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,199 Underlying: Class A Common Stock · 3,030 shares Expires not disclosed F1 · security: Additional Restricted Stock Units ("RSUs") were acquired pursuant to the dividend equivalent reinvestment provisions of underlying Performance-based Restricted Stock Unit ("PRSU") awards. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock. F2 · price: Each RSU represents a contingent right to receive one share of Class A Common Stock. F3 · derivative.exercise_date: Of these RSUs, 1,340 will vest on or around March 1, 2019, 961 will vest on or around March 2, 2020, and 729 will vest on or around March 1, 2021. F3 · derivative.expiration_date: Of these RSUs, 1,340 will vest on or around March 1, 2019, 961 will vest on or around March 2, 2020, and 729 will vest on or around March 1, 2021. F4 · balance_after: Amount excludes 125,702 shares of Class A Common Stock and 86,411 PRSUs directly or indirectly beneficially owned by the reporting person. Read SEC document |
| May 18, 2018 Filed May 22, 2018 18:34 UTC | Lazard, Inc. LAZ · Entity 4031 | GrantRestricted Stock Units · Derivative | 2,676 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-032419 · doc4.xml · derivative · entry 1 Stern Alexander F. · CIK 0001450474 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,169 Underlying: Class A Common Stock · 2,676 shares Expires not disclosed F1 · security: Additional Restricted Stock Units ("RSUs") were acquired pursuant to the dividend equivalent reinvestment provisions of underlying Performance-based Restricted Stock Unit ("PRSU") awards. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock. F2 · price: Each RSU represents a contingent right to receive one share of Class A Common Stock. F3 · derivative.exercise_date: Of these RSUs, 1,183 will vest on or around March 1, 2019, 849 will vest on or around March 2, 2020, and 644 will vest on or around March 1, 2021. F3 · derivative.expiration_date: Of these RSUs, 1,183 will vest on or around March 1, 2019, 849 will vest on or around March 2, 2020, and 644 will vest on or around March 1, 2021. F4 · balance_after: Amount excludes 125,702 shares of Class A Common Stock and 86,411 PRSUs directly or indirectly beneficially owned by the reporting person. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.