person · Reporting owner

MALLIN JOHN R

Disclosed activity across 5 companies

Tapewire entity: 121948
SEC CIK: 0001797770

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
Duff & Phelps Select MLP & Midstream Energy Fund Inc.DSE · Entity 137850	Director	January 01, 2020	January 07, 2020
Virtus Global Multi-Sector Income FundVGI · Entity 6888	Director	January 01, 2020	January 07, 2020
Virtus Stone Harbor Emerging Markets Income FundEDF · Entity 6438	Director	November 30, 2022	December 01, 2022
Virtus Stone Harbor Emerging Markets Total Income FundEDI · Entity 107987	Director	November 30, 2022	December 01, 2022
Virtus Total Return Fund Inc.ZTR · Entity 5817	Director	September 21, 2022	September 23, 2022

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Duff & Phelps Select MLP & Midstream Energy Fund Inc.

Report date January 01, 2020 · Filed January 07, 2020

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	4,100	Reported balance Holding disclosure · report date 2020-01-01 · row 1 Holding and transaction disclosures are not merged. 1 source row Row 1 · Balance 4,100

Virtus Global Multi-Sector Income Fund

Report date January 01, 2020 · Filed January 07, 2020

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	880	Reported balance Holding disclosure · report date 2020-01-01 · row 1 Holding and transaction disclosures are not merged. 1 source row Row 1 · Balance 880

Virtus Stone Harbor Emerging Markets Income Fund

Report date November 30, 2022 · Filed December 01, 2022

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	2,515	Reported balance After 2022-11-30 transaction · row 1 1 source row Row 1 · 2022-11-30 · Purchase · Acquired 2,515 · Balance 2,515

Virtus Stone Harbor Emerging Markets Total Income Fund

Report date November 30, 2022 · Filed December 01, 2022

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	2,140	Reported balance After 2022-11-30 transaction · row 1 1 source row Row 1 · 2022-11-30 · Purchase · Acquired 2,140 · Balance 2,140

Virtus Total Return Fund Inc.

Report date September 21, 2022 · Filed September 23, 2022

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	13,914	Reported balance After 2022-09-21 transaction · row 1 1 source row Row 1 · 2022-09-21 · Purchase · Acquired 3,479 · Balance 13,914 F1: Represents the number of shares of Common Stock that the Reporting Person purchased in the Issuer's rights offering.

Filing footnotes · ownership attribution and instrument terms

F1: Represents the number of shares of Common Stock that the Reporting Person purchased in the Issuer's rights offering.

Transaction history

JSON API

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
November 30, 2022 Filed Dec 1, 2022 20:41 UTC	Virtus Stone Harbor Emerging Markets Income Fund EDF · Entity 6438	PurchaseCommon Stock	2,515	$4.13	$10,382.42	Disclosure SEC source: 0000883237-22-000249 · wf-form4_166992729516211.xml · nonDerivative · entry 1 MALLIN JOHN R · CIK 0001797770 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,515 Read SEC document
November 30, 2022 Filed Dec 1, 2022 15:42 UTC	Virtus Stone Harbor Emerging Markets Total Income Fund EDI · Entity 107987	PurchaseCommon Stock	2,140	$4.80	$10,272.86	Disclosure SEC source: 0000883237-22-000250 · wf-form4_166992736394502.xml · nonDerivative · entry 1 MALLIN JOHN R · CIK 0001797770 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,140 Read SEC document
September 21, 2022 Filed Sep 23, 2022 19:40 UTC	Virtus Total Return Fund Inc. ZTR · Entity 5817	PurchaseCommon Stock	3,479	$6.96	$24,213.84	Disclosure SEC source: 0001628280-22-025405 · wf-form4_166396201978604.xml · nonDerivative · entry 1 MALLIN JOHN R · CIK 0001797770 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,914 F1 · shares: Represents the number of shares of Common Stock that the Reporting Person purchased in the Issuer's rights offering. Read SEC document
March 10, 2020 Filed Mar 11, 2020 20:33 UTC	Virtus Total Return Fund Inc. ZTR · Entity 5817	GrantCommon Stock	9,425	$9.65	$90,949.37	Disclosure SEC source: 0000883237-20-000061 · wf-form4_158395879137041.xml · nonDerivative · entry 1 MALLIN JOHN R · CIK 0001797770 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,435 Read SEC document
March 10, 2020 Filed Mar 24, 2020 21:09 UTC Amendment	Virtus Total Return Fund Inc. ZTR · Entity 5817	PurchaseCommon Stock	9,425	$9.65	$90,949.37	Disclosure SEC source: 0000883237-20-000077 · wf-form4a_158508417983705.xml · nonDerivative · entry 1 MALLIN JOHN R · CIK 0001797770 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,435 F1 · kind: This amended form is being filed solely to correct the transaction code filed in the original report. Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.