Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| DigitalOcean Holdings, Inc.DOCN · Entity 2625 | Chief Financial Officer | December 01, 2022 | December 02, 2022 |
| ENERNOC INCENOC · Entity 173957 | CFO and Treasurer | August 07, 2017 | August 07, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
DigitalOcean Holdings, Inc.
Report date December 01, 2022 · Filed December 02, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 200,920 |
Reported balance
After 2022-12-01 transaction · row 1
1 source rowRow 1 · 2022-12-01 · Tax withholding · Disposed 5,275 · Balance 200,920 F1: The transaction reported represents the withholding of shares by the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the non-reportable vesting and settlement of restricted stock units and performance-based restricted stock units. |
Filing footnotes · ownership attribution and instrument terms
F1: The transaction reported represents the withholding of shares by the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the non-reportable vesting and settlement of restricted stock units and performance-based restricted stock units.
ENERNOC INC
Report date August 07, 2017 · Filed August 07, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2017-08-07 transaction · row 1
1 source rowRow 1 · 2017-08-07 · Disposition to issuer · Disposed 265,000 · Balance 0 F1: Pursuant to the terms of the Agreement and Plan of Merger Agreement, dated June 21, 2017, among the Issuer, Enel Green Power North American, Inc. ("Parent"), and Pine Merger Sub, Inc., a wholly-owned subsidiary of Parent ("Purchaser") for the merger of Purchaser with and into the Issuer, with the Issuer continuing as the surviving corporation (the "Merger"), the vesting of restricted stock units ("RSUs") was accelerated in connection with the Merger and the RSUs became fully vested effective immediately prior to the effective time of the Merger. Each RSU was cancelled in the Merger and, in lieu of any issuance of shares in settlement of such RSU, converted into the right to receive a cash payment equal to $7.67 per share (without interest and less any applicable tax witholding). |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the terms of the Agreement and Plan of Merger Agreement, dated June 21, 2017, among the Issuer, Enel Green Power North American, Inc. ("Parent"), and Pine Merger Sub, Inc., a wholly-owned subsidiary of Parent ("Purchaser") for the merger of Purchaser with and into the Issuer, with the Issuer continuing as the surviving corporation (the "Merger"), the vesting of restricted stock units ("RSUs") was accelerated in connection with the Merger and the RSUs became fully vested effective immediately prior to the effective time of the Merger. Each RSU was cancelled in the Merger and, in lieu of any issuance of shares in settlement of such RSU, converted into the right to receive a cash payment equal to $7.67 per share (without interest and less any applicable tax witholding).
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 01, 2022 Filed Dec 2, 2022 16:34 UTC | DigitalOcean Holdings, Inc. DOCN · Entity 2625 | Tax withholdingCommon Stock | 5,275 | $29.83 | $157,353.25 |
DisclosureSEC source: 0001562180-22-008007 · primarydocument.xml · nonDerivative · entry 1 SORENSON WILLIAM G · CIK 0001094065 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,920 F1 · kind: The transaction reported represents the withholding of shares by the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the non-reportable vesting and settlement of restricted stock units and performance-based restricted stock units. Read SEC document |
| September 01, 2022 Filed Sep 6, 2022 16:16 UTC | DigitalOcean Holdings, Inc. DOCN · Entity 2625 | Tax withholdingCommon Stock | 5,273 | $42.09 | $221,940.57 |
DisclosureSEC source: 0001562180-22-006502 · primarydocument.xml · nonDerivative · entry 1 SORENSON WILLIAM G · CIK 0001094065 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 206,195 F1 · kind: The transaction reported represents the withholding of shares by the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the non-reportable vesting and settlement of restricted stock units and performance-based restricted stock units. Read SEC document |
| June 01, 2022 Filed Jun 2, 2022 16:22 UTC | DigitalOcean Holdings, Inc. DOCN · Entity 2625 | Tax withholdingCommon Stock | 5,272 | $48.85 | $257,537.20 |
DisclosureSEC source: 0001562180-22-004700 · primarydocument.xml · nonDerivative · entry 1 SORENSON WILLIAM G · CIK 0001094065 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 211,468 F1 · kind: The transaction reported represents the withholding of shares by the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the non-reportable vesting and settlement of restricted stock units and performance-based restricted stock units. Read SEC document |
| March 15, 2022 Filed Mar 17, 2022 16:25 UTC | DigitalOcean Holdings, Inc. DOCN · Entity 2625 | Exercise / conversionStock Option (Right to buy) · Derivative | 65,000 | $0.00 Strike: $5.61 | $0.00 |
DisclosureSEC source: 0001562180-22-002723 · primarydocument.xml · derivative · entry 2 SORENSON WILLIAM G · CIK 0001094065 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,005,000 Underlying: Common Stock · 65,000 shares Expires 2029-08-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The shares underlying this option vest in 48 equal monthly installments beginning on September 13, 2019, subject to the Reporting Person's continuous service with the Issuer on each such date. Read SEC document |
| March 15, 2022 Filed Mar 17, 2022 16:25 UTC | DigitalOcean Holdings, Inc. DOCN · Entity 2625 | Exercise / conversionCommon Stock | 65,000 | $5.61 | $364,650.00 |
DisclosureSEC source: 0001562180-22-002723 · primarydocument.xml · nonDerivative · entry 1 SORENSON WILLIAM G · CIK 0001094065 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 216,740 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 02, 2022 Filed Mar 3, 2022 17:38 UTC | DigitalOcean Holdings, Inc. DOCN · Entity 2625 | Exercise / conversionStock Option (Right to buy) · Derivative | 30,000 | $0.00 Strike: $5.61 | $0.00 |
DisclosureSEC source: 0001562180-22-002310 · primarydocument.xml · derivative · entry 5 SORENSON WILLIAM G · CIK 0001094065 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,070,000 Underlying: Common Stock · 30,000 shares Expires 2029-08-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The shares underlying this option vest in 48 equal monthly installments beginning on September 13, 2019, subject to the Reporting Person's continuous service with the Issuer on each such date. Read SEC document |
| March 02, 2022 Filed Mar 3, 2022 17:38 UTC | DigitalOcean Holdings, Inc. DOCN · Entity 2625 | SaleCommon Stock | 30,000 | $60.92 | $1,827,600.00 |
DisclosureSEC source: 0001562180-22-002310 · primarydocument.xml · nonDerivative · entry 4 SORENSON WILLIAM G · CIK 0001094065 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 151,740 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in several transactions at prices ranging from $60.12-$61.88, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (3) to this Form 4. Read SEC document |
| March 02, 2022 Filed Mar 3, 2022 17:38 UTC | DigitalOcean Holdings, Inc. DOCN · Entity 2625 | Exercise / conversionCommon Stock | 30,000 | $5.61 | $168,300.00 |
DisclosureSEC source: 0001562180-22-002310 · primarydocument.xml · nonDerivative · entry 3 SORENSON WILLIAM G · CIK 0001094065 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 181,740 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 17:38 UTC | DigitalOcean Holdings, Inc. DOCN · Entity 2625 | GrantCommon Stock | 25,279 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-22-002310 · primarydocument.xml · nonDerivative · entry 2 SORENSON WILLIAM G · CIK 0001094065 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 151,740 F2 · shares: The security represents restricted stock units ("RSUs") granted to the Reporting Person. Each RSU represents a contingent right to receive one share of common stock of the Issuer. The shares underlying these RSUs vest in 16 equal quarterly installments, commencing on June 1, 2022, subject to the Reporting Person's continuous service with the Issuer as of the applicable vesting date. Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 17:38 UTC | DigitalOcean Holdings, Inc. DOCN · Entity 2625 | Tax withholdingCommon Stock | 13,132 | $59.32 | $778,990.24 |
DisclosureSEC source: 0001562180-22-002310 · primarydocument.xml · nonDerivative · entry 1 SORENSON WILLIAM G · CIK 0001094065 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126,461 F1 · kind: The transaction reported represents the withholding of shares by the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the non-reportable vesting and settlement of restricted stock units and performance-based restricted stock units. Read SEC document |
| February 24, 2022 Filed Feb 24, 2022 17:13 UTC | DigitalOcean Holdings, Inc. DOCN · Entity 2625 | GrantCommon Stock | 71,625 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-22-001893 · primarydocument.xml · nonDerivative · entry 1 SORENSON WILLIAM G · CIK 0001094065 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 139,593 F1 · security: The security represents the satisfaction of the performance-based vesting condition with respect to previously issued performance-based restricted stock units ("PSUs") based on the Issuer's 2021 financial performance. Each PSU represents a contingent right to receive one share of the Issuer's common stock. Under the terms of the PSUs, the degree of achievement of the performance-based vesting criteria was established upon the public announcement of the Issuer's 2021 financial results on February 24, 2022, and the number of shares reported reflects the extent of such achievement. The PSU remains subject to time-based vesting as follows: one third of the shares underlying the PSU shall vest on March 1, 2022 and the remaining shares underlying the PSU shall vest in eight equal quarterly installments beginning on June 1, 2022, subject to the Reporting Person's continuous service through each such vesting date. F1 · shares: The security represents the satisfaction of the performance-based vesting condition with respect to previously issued performance-based restricted stock units ("PSUs") based on the Issuer's 2021 financial performance. Each PSU represents a contingent right to receive one share of the Issuer's common stock. Under the terms of the PSUs, the degree of achievement of the performance-based vesting criteria was established upon the public announcement of the Issuer's 2021 financial results on February 24, 2022, and the number of shares reported reflects the extent of such achievement. The PSU remains subject to time-based vesting as follows: one third of the shares underlying the PSU shall vest on March 1, 2022 and the remaining shares underlying the PSU shall vest in eight equal quarterly installments beginning on June 1, 2022, subject to the Reporting Person's continuous service through each such vesting date. Read SEC document |
| December 01, 2021 Filed Dec 3, 2021 16:11 UTC | DigitalOcean Holdings, Inc. DOCN · Entity 2625 | Tax withholdingCommon Stock | 457 | $100.81 | $46,070.17 |
DisclosureSEC source: 0001562180-21-007432 · primarydocument.xml · nonDerivative · entry 1 SORENSON WILLIAM G · CIK 0001094065 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,968 F1 · kind: The transaction reported represents the withholding of shares by the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the non-reportable vesting and settlement of restricted stock units. Read SEC document |
| September 01, 2021 Filed Sep 1, 2021 16:30 UTC | DigitalOcean Holdings, Inc. DOCN · Entity 2625 | Tax withholdingCommon Stock | 457 | $61.68 | $28,187.76 |
DisclosureSEC source: 0001562180-21-005705 · primarydocument.xml · nonDerivative · entry 1 SORENSON WILLIAM G · CIK 0001094065 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,425 F1 · kind: The transaction reported represents the withholding of shares by the issuer to satisfy the reporting person's tax withholding obligations in connection with the non-reportable vesting and settlement of restricted stock units. Read SEC document |
| June 10, 2021 Filed Jun 11, 2021 19:06 UTC | DigitalOcean Holdings, Inc. DOCN · Entity 2625 | GrantCommon Stock | 24,882 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-21-004223 · primarydocument.xml · nonDerivative · entry 1 SORENSON WILLIAM G · CIK 0001094065 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,882 F1 · security: The security represents restricted stock units ("RSUs") granted to the Reporting Person. Each RSU represents a contingent right to receive one share of common stock of the Issuer. F2 · shares: The shares underlying these RSUs vest in 16 equal quarterly installments, commencing on September 1, 2021, subject to the Reporting Person's continuous service with the Issuer as of the applicable vesting date. Read SEC document |
| August 07, 2017 Filed Aug 7, 2017 16:44 UTC | ENERNOC INC ENOC · Entity 173957 | Disposition to issuerCommon Stock | 265,000 | $7.67 | $2,032,550.00 |
DisclosureSEC source: 0001244937-17-000091 · wf-form4_150213863953332.xml · nonDerivative · entry 1 SORENSON WILLIAM G · CIK 0001094065 · CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: Pursuant to the terms of the Agreement and Plan of Merger Agreement, dated June 21, 2017, among the Issuer, Enel Green Power North American, Inc. ("Parent"), and Pine Merger Sub, Inc., a wholly-owned subsidiary of Parent ("Purchaser") for the merger of Purchaser with and into the Issuer, with the Issuer continuing as the surviving corporation (the "Merger"), the vesting of restricted stock units ("RSUs") was accelerated in connection with the Merger and the RSUs became fully vested effective immediately prior to the effective time of the Merger. Each RSU was cancelled in the Merger and, in lieu of any issuance of shares in settlement of such RSU, converted into the right to receive a cash payment equal to $7.67 per share (without interest and less any applicable tax witholding). F1 · price: Pursuant to the terms of the Agreement and Plan of Merger Agreement, dated June 21, 2017, among the Issuer, Enel Green Power North American, Inc. ("Parent"), and Pine Merger Sub, Inc., a wholly-owned subsidiary of Parent ("Purchaser") for the merger of Purchaser with and into the Issuer, with the Issuer continuing as the surviving corporation (the "Merger"), the vesting of restricted stock units ("RSUs") was accelerated in connection with the Merger and the RSUs became fully vested effective immediately prior to the effective time of the Merger. Each RSU was cancelled in the Merger and, in lieu of any issuance of shares in settlement of such RSU, converted into the right to receive a cash payment equal to $7.67 per share (without interest and less any applicable tax witholding). Read SEC document |
| March 17, 2017 Filed Mar 21, 2017 16:44 UTC | ENERNOC INC ENOC · Entity 173957 | GrantCommon Stock | 120,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001244937-17-000029 · wf-form4_149012903414680.xml · nonDerivative · entry 1 SORENSON WILLIAM G · CIK 0001094065 · CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 265,000 F1 · kind: Consists of a restricted stock unit award made pursuant to the Issuer's 2014 Long-Term Incentive Plan. The restricted stock unit award vests at a rate of 33% on the thirteen month anniversary of the grant date and quarterly thereafter at a rate of 8.25% on the first day of each subsequent calendar quarter as long as such individual continues to be employed as of each respective vest date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.