organization · Reporting owner
National Indemnity Co
Disclosed activity across 5 companies
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| MOODYS CORP /DE/MCO · Entity 386 | 10% owner | May 07, 2013 | May 09, 2013 |
| USG CORPUSG · Entity 12609 | 10% owner | April 04, 2014 | April 14, 2014 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
MOODYS CORP /DE/
Report date May 07, 2013 · Filed May 09, 2013
Jointly reported with BERKSHIRE HATHAWAY INC, BUFFETT WARREN E
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee footnotes 4 and 5. | 24,922,178 |
Last balance in matching sequence
After 2013-05-09 transaction · row 3
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
3 source rowsRow 1 · 2013-05-07 · Sale · Disposed 149,411 · Balance 25,144,128 F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $63.75 to $64.12. The reporting person undertakes to provide to Moody's Corporation, any security holder of Moody's Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 1 through 3 of this Form 4. F4: 12,226,328 of these shares are owned by Government Employees Insurance Company ("GEICO") and 12,695,850 of these shares are owned by National Indemnity Company ("NICO"). GEICO is a subsidiary of GEICO Corporation, and GEICO Corporation is a subsidiary of NICO. NICO is a subsidiary of Berkshire Hathaway Inc. ("Berkshire"). F5: As Berkshire is in the chain of ownership of NICO and GEICO, Berkshire may be deemed presently to both beneficially own and have a pecuniary interest in all shares of Moody's Corporation common stock presently owned by NICO and GEICO. As GEICO is in the chain of ownership of NICO, NICO may be deemed presently to both beneficially own and have a pecuniary interest in all shares of Moody's Corporation common stock presently owned by GEICO. Warren E. Buffett, as the controlling stockholder of Berkshire, may be deemed presently to beneficially own, but only to the extent he has a pecuniary interest in, the shares of Moody's Corporation Common Stock presently owned by NICO and GEICO. Mr. Buffett disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Row 2 · 2013-05-08 · Sale · Disposed 1,800 · Balance 25,142,328 F2: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $64.00 to $64.20. F4: 12,226,328 of these shares are owned by Government Employees Insurance Company ("GEICO") and 12,695,850 of these shares are owned by National Indemnity Company ("NICO"). GEICO is a subsidiary of GEICO Corporation, and GEICO Corporation is a subsidiary of NICO. NICO is a subsidiary of Berkshire Hathaway Inc. ("Berkshire"). F5: As Berkshire is in the chain of ownership of NICO and GEICO, Berkshire may be deemed presently to both beneficially own and have a pecuniary interest in all shares of Moody's Corporation common stock presently owned by NICO and GEICO. As GEICO is in the chain of ownership of NICO, NICO may be deemed presently to both beneficially own and have a pecuniary interest in all shares of Moody's Corporation common stock presently owned by GEICO. Warren E. Buffett, as the controlling stockholder of Berkshire, may be deemed presently to beneficially own, but only to the extent he has a pecuniary interest in, the shares of Moody's Corporation Common Stock presently owned by NICO and GEICO. Mr. Buffett disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Row 3 · 2013-05-09 · Sale · Disposed 220,150 · Balance 24,922,178 F3: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $64.00 to $64.34. F4: 12,226,328 of these shares are owned by Government Employees Insurance Company ("GEICO") and 12,695,850 of these shares are owned by National Indemnity Company ("NICO"). GEICO is a subsidiary of GEICO Corporation, and GEICO Corporation is a subsidiary of NICO. NICO is a subsidiary of Berkshire Hathaway Inc. ("Berkshire"). F5: As Berkshire is in the chain of ownership of NICO and GEICO, Berkshire may be deemed presently to both beneficially own and have a pecuniary interest in all shares of Moody's Corporation common stock presently owned by NICO and GEICO. As GEICO is in the chain of ownership of NICO, NICO may be deemed presently to both beneficially own and have a pecuniary interest in all shares of Moody's Corporation common stock presently owned by GEICO. Warren E. Buffett, as the controlling stockholder of Berkshire, may be deemed presently to beneficially own, but only to the extent he has a pecuniary interest in, the shares of Moody's Corporation Common Stock presently owned by NICO and GEICO. Mr. Buffett disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $63.75 to $64.12. The reporting person undertakes to provide to Moody's Corporation, any security holder of Moody's Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 1 through 3 of this Form 4.
F2: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $64.00 to $64.20.
F3: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $64.00 to $64.34.
F4: 12,226,328 of these shares are owned by Government Employees Insurance Company ("GEICO") and 12,695,850 of these shares are owned by National Indemnity Company ("NICO"). GEICO is a subsidiary of GEICO Corporation, and GEICO Corporation is a subsidiary of NICO. NICO is a subsidiary of Berkshire Hathaway Inc. ("Berkshire").
F5: As Berkshire is in the chain of ownership of NICO and GEICO, Berkshire may be deemed presently to both beneficially own and have a pecuniary interest in all shares of Moody's Corporation common stock presently owned by NICO and GEICO. As GEICO is in the chain of ownership of NICO, NICO may be deemed presently to both beneficially own and have a pecuniary interest in all shares of Moody's Corporation common stock presently owned by GEICO. Warren E. Buffett, as the controlling stockholder of Berkshire, may be deemed presently to beneficially own, but only to the extent he has a pecuniary interest in, the shares of Moody's Corporation Common Stock presently owned by NICO and GEICO. Mr. Buffett disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
USG CORP
Report date April 04, 2014 · Filed April 14, 2014
Jointly reported with BERKSHIRE HATHAWAY INC, BUFFETT WARREN E
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee footnotes (2), (3), and (4) | 43,387,980 |
Last balance in matching sequence
After 2014-04-11 transaction · row 3
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
3 source rowsRow 1 · 2014-04-04 · Conversion · Acquired 1,480,263 · Balance 39,941,051 F2: Following the transactions reported on this Form 4, the Shares are owned by four subsidiaries of Berkshire Hathaway Inc. ("Berkshire") as follows: National Indemnity Company ("NICO") (17,072,192 Shares), Berkshire Hathaway Life Insurance Company of Nebraska ("BH Nebraska") (14,035,088 Shares), Berkshire Hathaway Assurance Corporation ("BH Assurance") (7,894,736 Shares) and General Re Life Corporation ("General Re Life") (4,385,964 Shares). F3: $30 million aggregate principal amount of Notes held by BH Nebraska were converted into 2,631,579 Shares, $16,875,000 aggregate principal amount of Notes held by BH Assurance were converted into 1,480,263 Shares and $9,295,000 aggregate principal amount of Notes held by General Re Life were converted into 815,350 Shares. Such conversions occurred following receipt of notice of redemption of the converted Notes. F4: As Berkshire and NICO are each in the chain of ownership of BH Nebraska and BH Assurance, each of Berkshire and NICO may be deemed presently to both beneficially own and have a pecuniary interest in the Shares presently owned by BH Nebraska and BH Assurance. As Berkshire is in the chain of ownership of General Re Life, Berkshire may be deemed presently to both beneficially own and have a pecuniary interest in the Shares presently owned by General Re Life. Warren E. Buffett, as controlling shareholder of Berkshire, may be deemed presently to beneficially own, but only to the extent he has a pecuniary interest in, the Shares presently owned by BH Nebraska, BH Assurance and General Re Life. Mr. Buffett disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Row 2 · 2014-04-07 · Conversion · Acquired 815,350 · Balance 40,756,401 F2: Following the transactions reported on this Form 4, the Shares are owned by four subsidiaries of Berkshire Hathaway Inc. ("Berkshire") as follows: National Indemnity Company ("NICO") (17,072,192 Shares), Berkshire Hathaway Life Insurance Company of Nebraska ("BH Nebraska") (14,035,088 Shares), Berkshire Hathaway Assurance Corporation ("BH Assurance") (7,894,736 Shares) and General Re Life Corporation ("General Re Life") (4,385,964 Shares). F3: $30 million aggregate principal amount of Notes held by BH Nebraska were converted into 2,631,579 Shares, $16,875,000 aggregate principal amount of Notes held by BH Assurance were converted into 1,480,263 Shares and $9,295,000 aggregate principal amount of Notes held by General Re Life were converted into 815,350 Shares. Such conversions occurred following receipt of notice of redemption of the converted Notes. F4: As Berkshire and NICO are each in the chain of ownership of BH Nebraska and BH Assurance, each of Berkshire and NICO may be deemed presently to both beneficially own and have a pecuniary interest in the Shares presently owned by BH Nebraska and BH Assurance. As Berkshire is in the chain of ownership of General Re Life, Berkshire may be deemed presently to both beneficially own and have a pecuniary interest in the Shares presently owned by General Re Life. Warren E. Buffett, as controlling shareholder of Berkshire, may be deemed presently to beneficially own, but only to the extent he has a pecuniary interest in, the Shares presently owned by BH Nebraska, BH Assurance and General Re Life. Mr. Buffett disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Row 3 · 2014-04-11 · Conversion · Acquired 2,631,579 · Balance 43,387,980 F2: Following the transactions reported on this Form 4, the Shares are owned by four subsidiaries of Berkshire Hathaway Inc. ("Berkshire") as follows: National Indemnity Company ("NICO") (17,072,192 Shares), Berkshire Hathaway Life Insurance Company of Nebraska ("BH Nebraska") (14,035,088 Shares), Berkshire Hathaway Assurance Corporation ("BH Assurance") (7,894,736 Shares) and General Re Life Corporation ("General Re Life") (4,385,964 Shares). F3: $30 million aggregate principal amount of Notes held by BH Nebraska were converted into 2,631,579 Shares, $16,875,000 aggregate principal amount of Notes held by BH Assurance were converted into 1,480,263 Shares and $9,295,000 aggregate principal amount of Notes held by General Re Life were converted into 815,350 Shares. Such conversions occurred following receipt of notice of redemption of the converted Notes. F4: As Berkshire and NICO are each in the chain of ownership of BH Nebraska and BH Assurance, each of Berkshire and NICO may be deemed presently to both beneficially own and have a pecuniary interest in the Shares presently owned by BH Nebraska and BH Assurance. As Berkshire is in the chain of ownership of General Re Life, Berkshire may be deemed presently to both beneficially own and have a pecuniary interest in the Shares presently owned by General Re Life. Warren E. Buffett, as controlling shareholder of Berkshire, may be deemed presently to beneficially own, but only to the extent he has a pecuniary interest in, the Shares presently owned by BH Nebraska, BH Assurance and General Re Life. Mr. Buffett disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. |
| 10% Contingent Convertible Senior Notes due 2018SEC Table II · derivative / convertible security · Expires 2018-11-30 | IndirectSee footnotes (2), (3), and (4) | Not disclosed |
Reported balance
After 2014-04-04 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2014-04-04 · Conversion · Disposed Not disclosed · Balance Not disclosed F1: The 10% Contingent Convertible Senior Notes due 2018 ("Notes") were convertible into shares of USG Common Stock, $0.10 par value ("Shares"), at an initial conversion price of $11.40 per share, subject to adjustment under certain circumstances. F2: Following the transactions reported on this Form 4, the Shares are owned by four subsidiaries of Berkshire Hathaway Inc. ("Berkshire") as follows: National Indemnity Company ("NICO") (17,072,192 Shares), Berkshire Hathaway Life Insurance Company of Nebraska ("BH Nebraska") (14,035,088 Shares), Berkshire Hathaway Assurance Corporation ("BH Assurance") (7,894,736 Shares) and General Re Life Corporation ("General Re Life") (4,385,964 Shares). F3: $30 million aggregate principal amount of Notes held by BH Nebraska were converted into 2,631,579 Shares, $16,875,000 aggregate principal amount of Notes held by BH Assurance were converted into 1,480,263 Shares and $9,295,000 aggregate principal amount of Notes held by General Re Life were converted into 815,350 Shares. Such conversions occurred following receipt of notice of redemption of the converted Notes. F4: As Berkshire and NICO are each in the chain of ownership of BH Nebraska and BH Assurance, each of Berkshire and NICO may be deemed presently to both beneficially own and have a pecuniary interest in the Shares presently owned by BH Nebraska and BH Assurance. As Berkshire is in the chain of ownership of General Re Life, Berkshire may be deemed presently to both beneficially own and have a pecuniary interest in the Shares presently owned by General Re Life. Warren E. Buffett, as controlling shareholder of Berkshire, may be deemed presently to beneficially own, but only to the extent he has a pecuniary interest in, the Shares presently owned by BH Nebraska, BH Assurance and General Re Life. Mr. Buffett disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. |
| 10% Contingent Convertible Senior Notes due 2018SEC Table II · derivative / convertible security · Expires 2018-11-30 | IndirectSee footnotes (2), (3), and (4) | Not disclosed |
Reported balance
After 2014-04-07 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2014-04-07 · Conversion · Disposed Not disclosed · Balance Not disclosed F1: The 10% Contingent Convertible Senior Notes due 2018 ("Notes") were convertible into shares of USG Common Stock, $0.10 par value ("Shares"), at an initial conversion price of $11.40 per share, subject to adjustment under certain circumstances. F2: Following the transactions reported on this Form 4, the Shares are owned by four subsidiaries of Berkshire Hathaway Inc. ("Berkshire") as follows: National Indemnity Company ("NICO") (17,072,192 Shares), Berkshire Hathaway Life Insurance Company of Nebraska ("BH Nebraska") (14,035,088 Shares), Berkshire Hathaway Assurance Corporation ("BH Assurance") (7,894,736 Shares) and General Re Life Corporation ("General Re Life") (4,385,964 Shares). F3: $30 million aggregate principal amount of Notes held by BH Nebraska were converted into 2,631,579 Shares, $16,875,000 aggregate principal amount of Notes held by BH Assurance were converted into 1,480,263 Shares and $9,295,000 aggregate principal amount of Notes held by General Re Life were converted into 815,350 Shares. Such conversions occurred following receipt of notice of redemption of the converted Notes. F4: As Berkshire and NICO are each in the chain of ownership of BH Nebraska and BH Assurance, each of Berkshire and NICO may be deemed presently to both beneficially own and have a pecuniary interest in the Shares presently owned by BH Nebraska and BH Assurance. As Berkshire is in the chain of ownership of General Re Life, Berkshire may be deemed presently to both beneficially own and have a pecuniary interest in the Shares presently owned by General Re Life. Warren E. Buffett, as controlling shareholder of Berkshire, may be deemed presently to beneficially own, but only to the extent he has a pecuniary interest in, the Shares presently owned by BH Nebraska, BH Assurance and General Re Life. Mr. Buffett disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. |
| 10% Contingent Convertible Senior Notes due 2018SEC Table II · derivative / convertible security · Expires 2018-11-30 | IndirectSee footnotes (2), (3), and (4) | Not disclosed |
Reported balance
After 2014-04-11 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2014-04-11 · Conversion · Disposed Not disclosed · Balance Not disclosed F1: The 10% Contingent Convertible Senior Notes due 2018 ("Notes") were convertible into shares of USG Common Stock, $0.10 par value ("Shares"), at an initial conversion price of $11.40 per share, subject to adjustment under certain circumstances. F2: Following the transactions reported on this Form 4, the Shares are owned by four subsidiaries of Berkshire Hathaway Inc. ("Berkshire") as follows: National Indemnity Company ("NICO") (17,072,192 Shares), Berkshire Hathaway Life Insurance Company of Nebraska ("BH Nebraska") (14,035,088 Shares), Berkshire Hathaway Assurance Corporation ("BH Assurance") (7,894,736 Shares) and General Re Life Corporation ("General Re Life") (4,385,964 Shares). F3: $30 million aggregate principal amount of Notes held by BH Nebraska were converted into 2,631,579 Shares, $16,875,000 aggregate principal amount of Notes held by BH Assurance were converted into 1,480,263 Shares and $9,295,000 aggregate principal amount of Notes held by General Re Life were converted into 815,350 Shares. Such conversions occurred following receipt of notice of redemption of the converted Notes. F4: As Berkshire and NICO are each in the chain of ownership of BH Nebraska and BH Assurance, each of Berkshire and NICO may be deemed presently to both beneficially own and have a pecuniary interest in the Shares presently owned by BH Nebraska and BH Assurance. As Berkshire is in the chain of ownership of General Re Life, Berkshire may be deemed presently to both beneficially own and have a pecuniary interest in the Shares presently owned by General Re Life. Warren E. Buffett, as controlling shareholder of Berkshire, may be deemed presently to beneficially own, but only to the extent he has a pecuniary interest in, the Shares presently owned by BH Nebraska, BH Assurance and General Re Life. Mr. Buffett disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: The 10% Contingent Convertible Senior Notes due 2018 ("Notes") were convertible into shares of USG Common Stock, $0.10 par value ("Shares"), at an initial conversion price of $11.40 per share, subject to adjustment under certain circumstances.
F2: Following the transactions reported on this Form 4, the Shares are owned by four subsidiaries of Berkshire Hathaway Inc. ("Berkshire") as follows: National Indemnity Company ("NICO") (17,072,192 Shares), Berkshire Hathaway Life Insurance Company of Nebraska ("BH Nebraska") (14,035,088 Shares), Berkshire Hathaway Assurance Corporation ("BH Assurance") (7,894,736 Shares) and General Re Life Corporation ("General Re Life") (4,385,964 Shares).
F3: $30 million aggregate principal amount of Notes held by BH Nebraska were converted into 2,631,579 Shares, $16,875,000 aggregate principal amount of Notes held by BH Assurance were converted into 1,480,263 Shares and $9,295,000 aggregate principal amount of Notes held by General Re Life were converted into 815,350 Shares. Such conversions occurred following receipt of notice of redemption of the converted Notes.
F4: As Berkshire and NICO are each in the chain of ownership of BH Nebraska and BH Assurance, each of Berkshire and NICO may be deemed presently to both beneficially own and have a pecuniary interest in the Shares presently owned by BH Nebraska and BH Assurance. As Berkshire is in the chain of ownership of General Re Life, Berkshire may be deemed presently to both beneficially own and have a pecuniary interest in the Shares presently owned by General Re Life. Warren E. Buffett, as controlling shareholder of Berkshire, may be deemed presently to beneficially own, but only to the extent he has a pecuniary interest in, the Shares presently owned by BH Nebraska, BH Assurance and General Re Life. Mr. Buffett disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
Past disclosures · reporting ended (3)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
BURLINGTON NORTHERN SANTA FE, LLC
Report date February 12, 2010 · Filed February 18, 2010
Jointly reported with BERKSHIRE HATHAWAY INC, BUFFETT WARREN E, OBH LLC
Section 16 reporting ended · disclosed 2010-02-18. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee footnote 4. | 0 |
Reported balance
After 2010-02-12 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2010-02-12 · Purchase · Acquired 264,507,434 · Balance 0 F1: As a result of the merger (the "Merger") of Burlington Northern Santa Fe Corporation ("BNSF") with and into R Acquisition Company, LLC, a subsidiary of National Indemnity Company ("NICO"), on February 12, 2010, each outstanding share of common stock of BNSF, other than shares owned by the Reporting Persons, was converted into the right to receive, at the election of the stockholder (subject to certain proration and reallocation procedures described in the merger agreement), either (i)??$100.00 in cash, or (ii)??a portion of a share of Berkshire Class??A common stock equal to the exchange ratio, which was calculated by dividing $100.00 by the average of the daily volume-weighted average trading prices per share of Berkshire Class??A common stock over the ten trading day period ending on the second full trading day prior to completion of the Merger. F2: Shares of Berkshire Class B common stock were issued in lieu of fractional shares of Berkshire Class A common stock, and cash was paid in lieu of fractional shares of Berkshire Class B common stock. F3: All of the outstanding common stock of BNSF was canceled in the Merger. F4: NICO is a subsidiary of OBH LLC ("OBH"), and OBH is a subsidiary of Berkshire Hathaway Inc. ("Berkshire"). As OBH and Berkshire are each in the chain of ownership of NICO, each of OBH and Berkshire may be deemed to both beneficially own and have a pecuniary interest in all securities of BNSF acquired by NICO. Warren E. Buffett, as the controlling stockholder of Berkshire, may be deemed to beneficially own, but only to the extent he has a pecuniary interest in, the BNSF shares acquired by NICO. Mr. Buffett disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: As a result of the merger (the "Merger") of Burlington Northern Santa Fe Corporation ("BNSF") with and into R Acquisition Company, LLC, a subsidiary of National Indemnity Company ("NICO"), on February 12, 2010, each outstanding share of common stock of BNSF, other than shares owned by the Reporting Persons, was converted into the right to receive, at the election of the stockholder (subject to certain proration and reallocation procedures described in the merger agreement), either (i)??$100.00 in cash, or (ii)??a portion of a share of Berkshire Class??A common stock equal to the exchange ratio, which was calculated by dividing $100.00 by the average of the daily volume-weighted average trading prices per share of Berkshire Class??A common stock over the ten trading day period ending on the second full trading day prior to completion of the Merger.
F2: Shares of Berkshire Class B common stock were issued in lieu of fractional shares of Berkshire Class A common stock, and cash was paid in lieu of fractional shares of Berkshire Class B common stock.
F3: All of the outstanding common stock of BNSF was canceled in the Merger.
F4: NICO is a subsidiary of OBH LLC ("OBH"), and OBH is a subsidiary of Berkshire Hathaway Inc. ("Berkshire"). As OBH and Berkshire are each in the chain of ownership of NICO, each of OBH and Berkshire may be deemed to both beneficially own and have a pecuniary interest in all securities of BNSF acquired by NICO. Warren E. Buffett, as the controlling stockholder of Berkshire, may be deemed to beneficially own, but only to the extent he has a pecuniary interest in, the BNSF shares acquired by NICO. Mr. Buffett disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
Graham Holdings Co
Report date June 30, 2014 · Filed July 02, 2014
Jointly reported with BERKSHIRE HATHAWAY INC, BUFFETT WARREN E
Section 16 reporting ended · disclosed 2014-07-02. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class B Common StockSEC Table I · non-derivative | IndirectSee footnote (4) | 107,575 |
Last balance in matching sequence
After 2014-06-30 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2014-06-30 · Other · Disposed 1,618,637 · Balance 109,128 F1: 1,618,637 shares of Class B Common Stock were disposed of pursuant to that certain Exchange Agreement (the "Exchange Agreement"), dated as of April 10, 2014, by and among Berkshire Hathaway Inc. ("Berkshire"), National Indemnity Company ("NICO"), National Fire & Marine Insurance Company ("NFMIC"), Berkshire Hathaway Homestate Insurance Company, Graham Holdings Company (the "Issuer"), and Miami Station Split Co. F2: In exchange for 1,618,637 shares of Class B Common Stock, Berkshire acquired a wholly-owned subsidiary of the Issuer owning (i) WPLG, a Miami-based television station, (ii) 2,107 shares of Berkshire Class A common stock and 1,278 shares of Berkshire Class B common stock previously held by the Issuer and (iii) $327,717,816 (such transaction, the "Exchange"). F4: All of the shares of Class B Common Stock transferred pursuant to the reported transactions were owned by NICO, a subsidiary of Berkshire. Of the 107,575 shares owned after these transactions, (i) 59,410 shares are owned by NICO and (ii) 48,165 shares are owned by NFMIC, a subsidiary of Berkshire. As Berkshire is in the chain of ownership of these subsidiaries, it may be deemed presently to both beneficially own and have a pecuniary interest in all shares of Class B Common Stock presently owned by each such subsidiary. Warren E. Buffett, as controlling shareholder of Berkshire, may be deemed presently to beneficially own, but only to the extent he has a pecuniary interest in, the shares presently owned by each such subsidiary. Mr. Buffett disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Row 2 · 2014-06-30 · Other · Disposed 1,553 · Balance 107,575 F3: In connection with the Exchange, NICO separately acquired certain interests in a related entity in exchange for 1,553 shares of Class B Common Stock. F4: All of the shares of Class B Common Stock transferred pursuant to the reported transactions were owned by NICO, a subsidiary of Berkshire. Of the 107,575 shares owned after these transactions, (i) 59,410 shares are owned by NICO and (ii) 48,165 shares are owned by NFMIC, a subsidiary of Berkshire. As Berkshire is in the chain of ownership of these subsidiaries, it may be deemed presently to both beneficially own and have a pecuniary interest in all shares of Class B Common Stock presently owned by each such subsidiary. Warren E. Buffett, as controlling shareholder of Berkshire, may be deemed presently to beneficially own, but only to the extent he has a pecuniary interest in, the shares presently owned by each such subsidiary. Mr. Buffett disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: 1,618,637 shares of Class B Common Stock were disposed of pursuant to that certain Exchange Agreement (the "Exchange Agreement"), dated as of April 10, 2014, by and among Berkshire Hathaway Inc. ("Berkshire"), National Indemnity Company ("NICO"), National Fire & Marine Insurance Company ("NFMIC"), Berkshire Hathaway Homestate Insurance Company, Graham Holdings Company (the "Issuer"), and Miami Station Split Co.
F2: In exchange for 1,618,637 shares of Class B Common Stock, Berkshire acquired a wholly-owned subsidiary of the Issuer owning (i) WPLG, a Miami-based television station, (ii) 2,107 shares of Berkshire Class A common stock and 1,278 shares of Berkshire Class B common stock previously held by the Issuer and (iii) $327,717,816 (such transaction, the "Exchange").
F3: In connection with the Exchange, NICO separately acquired certain interests in a related entity in exchange for 1,553 shares of Class B Common Stock.
F4: All of the shares of Class B Common Stock transferred pursuant to the reported transactions were owned by NICO, a subsidiary of Berkshire. Of the 107,575 shares owned after these transactions, (i) 59,410 shares are owned by NICO and (ii) 48,165 shares are owned by NFMIC, a subsidiary of Berkshire. As Berkshire is in the chain of ownership of these subsidiaries, it may be deemed presently to both beneficially own and have a pecuniary interest in all shares of Class B Common Stock presently owned by each such subsidiary. Warren E. Buffett, as controlling shareholder of Berkshire, may be deemed presently to beneficially own, but only to the extent he has a pecuniary interest in, the shares presently owned by each such subsidiary. Mr. Buffett disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
Phillips 66
Report date February 13, 2018 · Filed February 15, 2018
Jointly reported with BERKSHIRE HATHAWAY INC, BUFFETT WARREN E
Section 16 reporting ended · disclosed 2018-02-15. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee footnotes | 45,689,892 |
Reported balance
After 2018-02-13 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2018-02-13 · Disposition to issuer · Disposed 35,000,000 · Balance 45,689,892 F1: 39,587,892 of the total reported securities are owned by the following subsidiaries of Berkshire Hathaway Inc. ("Berkshire"): National Indemnity Co. (28,291,892), National Fire & Marine Insurance Co. (1,163,000), National Liability & Fire Insurance Co. (1,266,000), Berkshire Hathaway Assurance Corp. (1,558,000), Berkshire Hathaway Homestate Insurance Co. (782,000), Berkshire Hathaway Specialty Insurance Co. (1,314,000) and Columbia Insurance Company (5,213,000). As Berkshire is in the chain of ownership of each of these subsidiaries, it may be deemed presently to both beneficially own and have a pecuniary interest in all shares of Common Stock presently owned by these each of these subsidiaries. Warren E. Buffett, as the controlling stockholder of Berkshire, may be deemed presently to beneficially own, but only to the extent he has a pecuniary interest in, the shares of Common Stock presently owned by each such subsidiary. F2: Continuation of Footnote 1: Mr. Buffett disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Footnote 2: 6,102,000 of the total reported securities are owned by the following pension plans of Berkshire's subsidiaries: Berkshire Hathaway Consolidated Pension Plan Master Trust (3,602,300) and GEICO Corporation Pension Plan Trust (2,499,700). Each of Berkshire, Mr. Buffett and these pension plans disclaim beneficial ownership in such shares. |
Filing footnotes · ownership attribution and instrument terms
F1: 39,587,892 of the total reported securities are owned by the following subsidiaries of Berkshire Hathaway Inc. ("Berkshire"): National Indemnity Co. (28,291,892), National Fire & Marine Insurance Co. (1,163,000), National Liability & Fire Insurance Co. (1,266,000), Berkshire Hathaway Assurance Corp. (1,558,000), Berkshire Hathaway Homestate Insurance Co. (782,000), Berkshire Hathaway Specialty Insurance Co. (1,314,000) and Columbia Insurance Company (5,213,000). As Berkshire is in the chain of ownership of each of these subsidiaries, it may be deemed presently to both beneficially own and have a pecuniary interest in all shares of Common Stock presently owned by these each of these subsidiaries. Warren E. Buffett, as the controlling stockholder of Berkshire, may be deemed presently to beneficially own, but only to the extent he has a pecuniary interest in, the shares of Common Stock presently owned by each such subsidiary.
F2: Continuation of Footnote 1: Mr. Buffett disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Footnote 2: 6,102,000 of the total reported securities are owned by the following pension plans of Berkshire's subsidiaries: Berkshire Hathaway Consolidated Pension Plan Master Trust (3,602,300) and GEICO Corporation Pension Plan Trust (2,499,700). Each of Berkshire, Mr. Buffett and these pension plans disclaim beneficial ownership in such shares.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 26, 2010 Filed Mar 30, 2010 23:44 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 3,000 | $30.56 | $91,674.00 |
DisclosureSEC source: 0001181431-10-018812 · rrd271410.xml · nonDerivative · entry 1 BERKSHIRE HATHAWAY INC · CIK 0001067983 · 10% owner BUFFETT WARREN E · CIK 0000315090 · 10% owner OBH LLC · CIK 0000109694 · 10% owner NATIONAL INDEMNITY CO · CIK 0000314943 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes 2 and 3. Disclosed balance after: 30,783,876 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.50 to $30.58. The reporting person undertakes to provide to Moody's Corporation, any security holder of Moody's Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote 1 to this Form 4. F2 · ownership.nature: 15,064,476 of these shares are owned by National Indemnity Company ("NICO"), and 15,719,400 of these shares are owned by Government Employees Insurance Company ("GEICO"). GEICO is a subsidiary of GEICO Corporation, and GEICO Corporation is a subsidiary of NICO. NICO is a subsidiary of OBH, Inc. ("OBH"). OBH is a subsidiary of Berkshire Hathaway Inc. ("Berkshire"). F3 · ownership.nature: As OBH and Berkshire are each in the chain of ownership of NICO and GEICO, each of Berkshire and OBH may be deemed presently to both beneficially own and have a pecuniary interest in all shares of Moody's Corporation common stock presently owned by NICO and GEICO. As GEICO is in the chain of ownership of NICO, NICO may be deemed presently to both beneficially own and have a pecuniary interest in all shares of Moody's Corporation common stock presently owned by GEICO. Warren E. Buffett, as the controlling stockholder of Berkshire, may be deemed presently to beneficially own, but only to the extent he has a pecuniary interest in, the shares of Moody's Corporation common stock presently owned by NICO and GEICO. Mr. Buffett disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| March 24, 2010 Filed Mar 25, 2010 22:58 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 57,574 | $30.37 | $1,748,297.84 |
DisclosureSEC source: 0001181431-10-018227 · rrd271031.xml · nonDerivative · entry 2 BERKSHIRE HATHAWAY INC · CIK 0001067983 · 10% owner OBH LLC · CIK 0000109694 · 10% owner BUFFETT WARREN E · CIK 0000315090 · 10% owner NATIONAL INDEMNITY CO · CIK 0000314943 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes 3 and 4. Disclosed balance after: 30,786,876 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.35 to $30.42. F3 · ownership.nature: 15,067,476 of these shares are owned by National Indemnity Company ("NICO"), and 15,719,400 of these shares are owned by Government Employees Insurance Company ("GEICO"). GEICO is a subsidiary of GEICO Corporation, and GEICO Corporation is a subsidiary of NICO. NICO is a subsidiary of OBH, Inc. ("OBH"). OBH is a subsidiary of Berkshire Hathaway Inc. ("Berkshire"). F4 · ownership.nature: As OBH and Berkshire are each in the chain of ownership of NICO and GEICO, each of Berkshire and OBH may be deemed presently to both beneficially own and have a pecuniary interest in all shares of Moody's Corporation common stock presently owned by NICO and GEICO. As GEICO is in the chain of ownership of NICO, NICO may be deemed presently to both beneficially own and have a pecuniary interest in all shares of Moody's Corporation common stock presently owned by GEICO. Warren E. Buffett, as the controlling stockholder of Berkshire, may be deemed presently to beneficially own, but only to the extent he has a pecuniary interest in, the shares of Moody's Corporation common stock presently owned by NICO and GEICO. Mr. Buffett disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| March 23, 2010 Filed Mar 25, 2010 22:58 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 148,054 | $30.22 | $4,474,117.85 |
DisclosureSEC source: 0001181431-10-018227 · rrd271031.xml · nonDerivative · entry 1 BERKSHIRE HATHAWAY INC · CIK 0001067983 · 10% owner OBH LLC · CIK 0000109694 · 10% owner BUFFETT WARREN E · CIK 0000315090 · 10% owner NATIONAL INDEMNITY CO · CIK 0000314943 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes 3 and 4. Disclosed balance after: 30,844,450 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.15 to $30.38. The reporting person undertakes to provide to Moody's Corporation, any security holder of Moody's Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 1 and 2 to this Form 4. F3 · ownership.nature: 15,067,476 of these shares are owned by National Indemnity Company ("NICO"), and 15,719,400 of these shares are owned by Government Employees Insurance Company ("GEICO"). GEICO is a subsidiary of GEICO Corporation, and GEICO Corporation is a subsidiary of NICO. NICO is a subsidiary of OBH, Inc. ("OBH"). OBH is a subsidiary of Berkshire Hathaway Inc. ("Berkshire"). F4 · ownership.nature: As OBH and Berkshire are each in the chain of ownership of NICO and GEICO, each of Berkshire and OBH may be deemed presently to both beneficially own and have a pecuniary interest in all shares of Moody's Corporation common stock presently owned by NICO and GEICO. As GEICO is in the chain of ownership of NICO, NICO may be deemed presently to both beneficially own and have a pecuniary interest in all shares of Moody's Corporation common stock presently owned by GEICO. Warren E. Buffett, as the controlling stockholder of Berkshire, may be deemed presently to beneficially own, but only to the extent he has a pecuniary interest in, the shares of Moody's Corporation common stock presently owned by NICO and GEICO. Mr. Buffett disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| March 19, 2010 Filed Mar 22, 2010 23:18 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 136,943 | $29.81 | $4,082,613.19 |
DisclosureSEC source: 0001181431-10-017709 · rrd270791.xml · nonDerivative · entry 2 BERKSHIRE HATHAWAY INC · CIK 0001067983 · 10% owner BUFFETT WARREN E · CIK 0000315090 · 10% owner OBH LLC · CIK 0000109694 · 10% owner NATIONAL INDEMNITY CO · CIK 0000314943 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes 3 and 4. Disclosed balance after: 30,992,504 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.75 to $29.94. F3 · ownership.nature: 15,273,104 of these shares are owned by National Indemnity Company ("NICO"), and 15,719,400 of these shares are owned by Government Employees Insurance Company ("GEICO"). GEICO is a subsidiary of GEICO Corporation, and GEICO Corporation is a subsidiary of NICO. NICO is a subsidiary of OBH LLC ("OBH"). OBH is a subsidiary of Berkshire Hathaway Inc. ("Berkshire"). F4 · ownership.nature: As OBH and Berkshire are each in the chain of ownership of NICO and GEICO, each of Berkshire and OBH may be deemed presently to both beneficially own and have a pecuniary interest in all shares of Moody's Corporation common stock presently owned by NICO and GEICO. As GEICO is in the chain of ownership of NICO, NICO may be deemed presently to both beneficially own and have a pecuniary interest in all shares of Moody's Corporation common stock presently owned by GEICO. Warren E. Buffett, as the controlling stockholder of Berkshire, may be deemed presently to beneficially own, but only to the extent he has a pecuniary interest in, the shares of Moody's Corporation common stock presently owned by NICO and GEICO. Mr. Buffett disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| March 18, 2010 Filed Mar 22, 2010 23:18 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 678,962 | $29.98 | $20,355,280.76 |
DisclosureSEC source: 0001181431-10-017709 · rrd270791.xml · nonDerivative · entry 1 BERKSHIRE HATHAWAY INC · CIK 0001067983 · 10% owner BUFFETT WARREN E · CIK 0000315090 · 10% owner OBH LLC · CIK 0000109694 · 10% owner NATIONAL INDEMNITY CO · CIK 0000314943 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes 3 and 4. Disclosed balance after: 31,129,447 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.75 to $30.36. The reporting person undertakes to provide to Moody's Corporation, any security holder of Moody's Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 1 and 2 to this Form 4. F3 · ownership.nature: 15,273,104 of these shares are owned by National Indemnity Company ("NICO"), and 15,719,400 of these shares are owned by Government Employees Insurance Company ("GEICO"). GEICO is a subsidiary of GEICO Corporation, and GEICO Corporation is a subsidiary of NICO. NICO is a subsidiary of OBH LLC ("OBH"). OBH is a subsidiary of Berkshire Hathaway Inc. ("Berkshire"). F4 · ownership.nature: As OBH and Berkshire are each in the chain of ownership of NICO and GEICO, each of Berkshire and OBH may be deemed presently to both beneficially own and have a pecuniary interest in all shares of Moody's Corporation common stock presently owned by NICO and GEICO. As GEICO is in the chain of ownership of NICO, NICO may be deemed presently to both beneficially own and have a pecuniary interest in all shares of Moody's Corporation common stock presently owned by GEICO. Warren E. Buffett, as the controlling stockholder of Berkshire, may be deemed presently to beneficially own, but only to the extent he has a pecuniary interest in, the shares of Moody's Corporation common stock presently owned by NICO and GEICO. Mr. Buffett disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| February 12, 2010 Filed Feb 18, 2010 00:49 UTC | BURLINGTON NORTHERN SANTA FE, LLC BNI · Entity 13207 | PurchaseCommon Stock | 264,507,434 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001181431-10-009824 · rrd266409.xml · nonDerivative · entry 1 BERKSHIRE HATHAWAY INC · CIK 0001067983 · 10% owner BUFFETT WARREN E · CIK 0000315090 · 10% owner OBH INC · CIK 0000109694 · 10% owner NATIONAL INDEMNITY CO · CIK 0000314943 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote 4. Disclosed balance after: 0 F1 · price: As a result of the merger (the "Merger") of Burlington Northern Santa Fe Corporation ("BNSF") with and into R Acquisition Company, LLC, a subsidiary of National Indemnity Company ("NICO"), on February 12, 2010, each outstanding share of common stock of BNSF, other than shares owned by the Reporting Persons, was converted into the right to receive, at the election of the stockholder (subject to certain proration and reallocation procedures described in the merger agreement), either (i)??$100.00 in cash, or (ii)??a portion of a share of Berkshire Class??A common stock equal to the exchange ratio, which was calculated by dividing $100.00 by the average of the daily volume-weighted average trading prices per share of Berkshire Class??A common stock over the ten trading day period ending on the second full trading day prior to completion of the Merger. F2 · price: Shares of Berkshire Class B common stock were issued in lieu of fractional shares of Berkshire Class A common stock, and cash was paid in lieu of fractional shares of Berkshire Class B common stock. F3 · balance_after: All of the outstanding common stock of BNSF was canceled in the Merger. F4 · ownership.nature: NICO is a subsidiary of OBH LLC ("OBH"), and OBH is a subsidiary of Berkshire Hathaway Inc. ("Berkshire"). As OBH and Berkshire are each in the chain of ownership of NICO, each of OBH and Berkshire may be deemed to both beneficially own and have a pecuniary interest in all securities of BNSF acquired by NICO. Warren E. Buffett, as the controlling stockholder of Berkshire, may be deemed to beneficially own, but only to the extent he has a pecuniary interest in, the BNSF shares acquired by NICO. Mr. Buffett disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| February 02, 2010 Filed Feb 5, 2010 01:05 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 6,201 | $28.46 | $176,459.38 |
DisclosureSEC source: 0001181431-10-006804 · rrd265068.xml · nonDerivative · entry 1 BERKSHIRE HATHAWAY INC · CIK 0001067983 · 10% owner BUFFETT WARREN E · CIK 0000315090 · 10% owner OBH INC · CIK 0000109694 · 10% owner NATIONAL INDEMNITY CO · CIK 0000314943 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes 2 and 3. Disclosed balance after: 31,808,409 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.45 to $28.48. The reporting person undertakes to provide to Moody's Corporation, any security holder of Moody's Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote 1 to this Form 4. F2 · ownership.nature: 16,089,009 of these shares are owned by National Indemnity Company ("NICO"), and 15,719,400 of these shares are owned by Government Employees Insurance Company ("GEICO"). GEICO is a subsidiary of GEICO Corporation, and GEICO Corporation is a subsidiary of NICO. NICO is a subsidiary of OBH, Inc. ("OBH"). OBH is a subsidiary of Berkshire Hathaway Inc. ("Berkshire"). F3 · ownership.nature: As OBH and Berkshire are each in the chain of ownership of NICO and GEICO, each of Berkshire and OBH may be deemed presently to both beneficially own and have a pecuniary interest in all shares of Moody's Corporation common stock presently owned by NICO and GEICO. As GEICO is in the chain of ownership of NICO, NICO may be deemed presently to both beneficially own and have a pecuniary interest in all shares of Moody's Corporation common stock presently owned by GEICO. Warren E. Buffett, as the controlling stockholder of Berkshire, may be deemed presently to beneficially own, but only to the extent he has a pecuniary interest in, the shares of Moody's Corporation common stock presently owned by NICO and GEICO. Mr. Buffett disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| December 18, 2009 Filed Dec 23, 2009 00:15 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 87,992 | $26.77 | $2,355,387.45 |
DisclosureSEC source: 0001181431-09-058355 · rrd260490.xml · nonDerivative · entry 1 BERKSHIRE HATHAWAY INC · CIK 0001067983 · 10% owner BUFFETT WARREN E · CIK 0000315090 · 10% owner OBH INC · CIK 0000109694 · 10% owner NATIONAL INDEMNITY CO · CIK 0000314943 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes 2 and 3. Disclosed balance after: 31,814,610 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.44 to $27.045. The reporting person undertakes to provide to Moody's Corporation, any security holder of Moody's Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote 1 to this Form 4. F2 · ownership.nature: 16,095,210 of these shares are owned by National Indemnity Company ("NICO"), and 15,719,400 of these shares are owned by Government Employees Insurance Company ("GEICO"). GEICO is a subsidiary of GEICO Corporation, and GEICO Corporation is a subsidiary of NICO. NICO is a subsidiary of OBH, Inc. ("OBH"). OBH is a subsidiary of Berkshire Hathaway Inc. ("Berkshire"). F3 · ownership.nature: As OBH and Berkshire are each in the chain of ownership of NICO and GEICO, each of Berkshire and OBH may be deemed presently to both beneficially own and have a pecuniary interest in all shares of Moody's Corporation common stock presently owned by NICO and GEICO. As GEICO is in the chain of ownership of NICO, NICO may be deemed presently to both beneficially own and have a pecuniary interest in all shares of Moody's Corporation common stock presently owned by GEICO. Warren E. Buffett, as the controlling stockholder of Berkshire, may be deemed presently to beneficially own, but only to the extent he has a pecuniary interest in, the shares of Moody's Corporation common stock presently owned by NICO and GEICO. Mr. Buffett disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| December 14, 2009 Filed Dec 15, 2009 00:24 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 74,619 | $26.66 | $1,989,670.86 |
DisclosureSEC source: 0001181431-09-056538 · rrd259576.xml · nonDerivative · entry 3 BERKSHIRE HATHAWAY INC · CIK 0001067983 · 10% owner BUFFETT WARREN E · CIK 0000315090 · 10% owner OBH INC · CIK 0000109694 · 10% owner NATIONAL INDEMNITY CO · CIK 0000314943 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes 4 and 5. Disclosed balance after: 31,902,602 F3 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.65 to $26.69. F4 · ownership.nature: 16,183,202 of these shares are owned by National Indemnity Company ("NICO"), and 15,719,400 of these shares are owned by Government Employees Insurance Company ("GEICO"). GEICO is a subsidiary of GEICO Corporation, and GEICO Corporation is a subsidiary of NICO. NICO is a subsidiary of OBH, Inc. ("OBH"). OBH is a subsidiary of Berkshire Hathaway Inc. ("Berkshire"). F5 · ownership.nature: As OBH and Berkshire are each in the chain of ownership of NICO and GEICO, each of Berkshire and OBH may be deemed presently to both beneficially own and have a pecuniary interest in all shares of Moody's Corporation common stock presently owned by NICO and GEICO. As GEICO is in the chain of ownership of NICO, NICO may be deemed presently to both beneficially own and have a pecuniary interest in all shares of Moody's Corporation common stock presently owned by GEICO. Warren E. Buffett, as the controlling stockholder of Berkshire, may be deemed presently to beneficially own, but only to the extent he has a pecuniary interest in, the shares of Moody's Corporation common stock presently owned by NICO and GEICO. Mr. Buffett disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| December 11, 2009 Filed Dec 15, 2009 00:24 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 2,054,798 | $26.67 | $54,796,325.67 |
DisclosureSEC source: 0001181431-09-056538 · rrd259576.xml · nonDerivative · entry 2 BERKSHIRE HATHAWAY INC · CIK 0001067983 · 10% owner BUFFETT WARREN E · CIK 0000315090 · 10% owner OBH INC · CIK 0000109694 · 10% owner NATIONAL INDEMNITY CO · CIK 0000314943 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes 4 and 5. Disclosed balance after: 31,977,221 F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.50 to $26.93. F4 · ownership.nature: 16,183,202 of these shares are owned by National Indemnity Company ("NICO"), and 15,719,400 of these shares are owned by Government Employees Insurance Company ("GEICO"). GEICO is a subsidiary of GEICO Corporation, and GEICO Corporation is a subsidiary of NICO. NICO is a subsidiary of OBH, Inc. ("OBH"). OBH is a subsidiary of Berkshire Hathaway Inc. ("Berkshire"). F5 · ownership.nature: As OBH and Berkshire are each in the chain of ownership of NICO and GEICO, each of Berkshire and OBH may be deemed presently to both beneficially own and have a pecuniary interest in all shares of Moody's Corporation common stock presently owned by NICO and GEICO. As GEICO is in the chain of ownership of NICO, NICO may be deemed presently to both beneficially own and have a pecuniary interest in all shares of Moody's Corporation common stock presently owned by GEICO. Warren E. Buffett, as the controlling stockholder of Berkshire, may be deemed presently to beneficially own, but only to the extent he has a pecuniary interest in, the shares of Moody's Corporation common stock presently owned by NICO and GEICO. Mr. Buffett disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| December 10, 2009 Filed Dec 15, 2009 00:24 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 1,325,374 | $25.20 | $33,401,015.25 |
DisclosureSEC source: 0001181431-09-056538 · rrd259576.xml · nonDerivative · entry 1 BERKSHIRE HATHAWAY INC · CIK 0001067983 · 10% owner BUFFETT WARREN E · CIK 0000315090 · 10% owner OBH INC · CIK 0000109694 · 10% owner NATIONAL INDEMNITY CO · CIK 0000314943 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes 4 and 5. Disclosed balance after: 34,032,019 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.15 to $25.40. The reporting person undertakes to provide to Moody's Corporation, any security holder of Moody's Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 1 through 3 to this Form 4. F4 · ownership.nature: 16,183,202 of these shares are owned by National Indemnity Company ("NICO"), and 15,719,400 of these shares are owned by Government Employees Insurance Company ("GEICO"). GEICO is a subsidiary of GEICO Corporation, and GEICO Corporation is a subsidiary of NICO. NICO is a subsidiary of OBH, Inc. ("OBH"). OBH is a subsidiary of Berkshire Hathaway Inc. ("Berkshire"). F5 · ownership.nature: As OBH and Berkshire are each in the chain of ownership of NICO and GEICO, each of Berkshire and OBH may be deemed presently to both beneficially own and have a pecuniary interest in all shares of Moody's Corporation common stock presently owned by NICO and GEICO. As GEICO is in the chain of ownership of NICO, NICO may be deemed presently to both beneficially own and have a pecuniary interest in all shares of Moody's Corporation common stock presently owned by GEICO. Warren E. Buffett, as the controlling stockholder of Berkshire, may be deemed presently to beneficially own, but only to the extent he has a pecuniary interest in, the shares of Moody's Corporation common stock presently owned by NICO and GEICO. Mr. Buffett disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| December 08, 2009 Filed Dec 10, 2009 00:00 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 704,346 | $24.81 | $17,472,992.96 |
DisclosureSEC source: 0001181431-09-055868 · rrd259207.xml · nonDerivative · entry 2 BERKSHIRE HATHAWAY INC · CIK 0001067983 · 10% owner BUFFETT WARREN E · CIK 0000315090 · 10% owner OBH INC · CIK 0000109694 · 10% owner NATIONAL INDEMNITY CO · CIK 0000314943 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes 3 and 4. Disclosed balance after: 35,357,393 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.80 to $24.87. F3 · ownership.nature: 19,637,993 of these shares are owned by National Indemnity Company ("NICO"), and 15,719,400 of these shares are owned by Government Employees Insurance Company ("GEICO"). GEICO is a subsidiary of GEICO Corporation, and GEICO Corporation is a subsidiary of NICO. NICO is a subsidiary of OBH, Inc. ("OBH"). OBH is a subsidiary of Berkshire Hathaway Inc. ("Berkshire"). F4 · ownership.nature: As OBH and Berkshire are each in the chain of ownership of NICO and GEICO, each of Berkshire and OBH may be deemed presently to both beneficially own and have a pecuniary interest in all shares of Moody's Corporation common stock presently owned by NICO and GEICO. As GEICO is in the chain of ownership of NICO, NICO may be deemed presently to both beneficially own and have a pecuniary interest in all shares of Moody's Corporation common stock presently owned by GEICO. Warren E. Buffett, as the controlling stockholder of Berkshire, may be deemed presently to beneficially own, but only to the extent he has a pecuniary interest in, the shares of Moody's Corporation common stock presently owned by NICO and GEICO. Mr. Buffett disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| December 07, 2009 Filed Dec 10, 2009 00:00 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 2,004,946 | $25.04 | $50,200,038.44 |
DisclosureSEC source: 0001181431-09-055868 · rrd259207.xml · nonDerivative · entry 1 BERKSHIRE HATHAWAY INC · CIK 0001067983 · 10% owner BUFFETT WARREN E · CIK 0000315090 · 10% owner OBH INC · CIK 0000109694 · 10% owner NATIONAL INDEMNITY CO · CIK 0000314943 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes 3 and 4. Disclosed balance after: 36,061,739 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.00 to $25.345. The reporting person undertakes to provide to Moody's Corporation, any security holder of Moody's Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 1 and 2 to this Form 4. F3 · ownership.nature: 19,637,993 of these shares are owned by National Indemnity Company ("NICO"), and 15,719,400 of these shares are owned by Government Employees Insurance Company ("GEICO"). GEICO is a subsidiary of GEICO Corporation, and GEICO Corporation is a subsidiary of NICO. NICO is a subsidiary of OBH, Inc. ("OBH"). OBH is a subsidiary of Berkshire Hathaway Inc. ("Berkshire"). F4 · ownership.nature: As OBH and Berkshire are each in the chain of ownership of NICO and GEICO, each of Berkshire and OBH may be deemed presently to both beneficially own and have a pecuniary interest in all shares of Moody's Corporation common stock presently owned by NICO and GEICO. As GEICO is in the chain of ownership of NICO, NICO may be deemed presently to both beneficially own and have a pecuniary interest in all shares of Moody's Corporation common stock presently owned by GEICO. Warren E. Buffett, as the controlling stockholder of Berkshire, may be deemed presently to beneficially own, but only to the extent he has a pecuniary interest in, the shares of Moody's Corporation common stock presently owned by NICO and GEICO. Mr. Buffett disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| October 29, 2009 Filed Oct 30, 2009 23:13 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 19,600 | $25.27 | $495,346.88 |
DisclosureSEC source: 0001181431-09-049353 · rrd255893.xml · nonDerivative · entry 2 BERKSHIRE HATHAWAY INC · CIK 0001067983 · 10% owner BUFFETT WARREN E · CIK 0000315090 · 10% owner OBH INC · CIK 0000109694 · 10% owner NATIONAL INDEMNITY CO · CIK 0000314943 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes 3 and 4. Disclosed balance after: 38,066,685 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.25 to $25.36. F3 · ownership.nature: 22,347,285 of these shares are owned by National Indemnity Company ("NICO"), and 15,719,400 of these shares are owned by Government Employees Insurance Company ("GEICO"). GEICO is a subsidiary of GEICO Corporation, and GEICO Corporation is a subsidiary of NICO. NICO is a subsidiary of OBH, Inc. ("OBH"). OBH is a subsidiary of Berkshire Hathaway Inc. ("Berkshire"). F4 · ownership.nature: As OBH and Berkshire are each in the chain of ownership of NICO and GEICO, each of Berkshire and OBH may be deemed presently to both beneficially own and have a pecuniary interest in all shares of Moody's Corporation common stock presently owned by NICO and GEICO. As GEICO is in the chain of ownership of NICO, NICO may be deemed presently to both beneficially own and have a pecuniary interest in all shares of Moody's Corporation common stock presently owned by GEICO. Warren E. Buffett, as the controlling stockholder of Berkshire, may be deemed presently to beneficially own, but only to the extent he has a pecuniary interest in, the shares of Moody's Corporation common stock presently owned by NICO and GEICO. Mr. Buffett disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| October 28, 2009 Filed Oct 30, 2009 23:13 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 1,133,027 | $24.86 | $28,171,243.42 |
DisclosureSEC source: 0001181431-09-049353 · rrd255893.xml · nonDerivative · entry 1 BERKSHIRE HATHAWAY INC · CIK 0001067983 · 10% owner BUFFETT WARREN E · CIK 0000315090 · 10% owner OBH INC · CIK 0000109694 · 10% owner NATIONAL INDEMNITY CO · CIK 0000314943 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes 3 and 4. Disclosed balance after: 38,086,285 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.65 to $25.20. The reporting person undertakes to provide to Moody's Corporation, any security holder of Moody's Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4. F3 · ownership.nature: 22,347,285 of these shares are owned by National Indemnity Company ("NICO"), and 15,719,400 of these shares are owned by Government Employees Insurance Company ("GEICO"). GEICO is a subsidiary of GEICO Corporation, and GEICO Corporation is a subsidiary of NICO. NICO is a subsidiary of OBH, Inc. ("OBH"). OBH is a subsidiary of Berkshire Hathaway Inc. ("Berkshire"). F4 · ownership.nature: As OBH and Berkshire are each in the chain of ownership of NICO and GEICO, each of Berkshire and OBH may be deemed presently to both beneficially own and have a pecuniary interest in all shares of Moody's Corporation common stock presently owned by NICO and GEICO. As GEICO is in the chain of ownership of NICO, NICO may be deemed presently to both beneficially own and have a pecuniary interest in all shares of Moody's Corporation common stock presently owned by GEICO. Warren E. Buffett, as the controlling stockholder of Berkshire, may be deemed presently to beneficially own, but only to the extent he has a pecuniary interest in, the shares of Moody's Corporation common stock presently owned by NICO and GEICO. Mr. Buffett disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| September 02, 2009 Filed Sep 3, 2009 22:36 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 6,500 | $26.32 | $171,109.90 |
DisclosureSEC source: 0001181431-09-042750 · rrd252344.xml · nonDerivative · entry 3 BERKSHIRE HATHAWAY INC · CIK 0001067983 · 10% owner BUFFETT WARREN E · CIK 0000315090 · 10% owner OBH INC · CIK 0000109694 · 10% owner NATIONAL INDEMNITY CO · CIK 0000314943 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes 4 and 5. Disclosed balance after: 39,219,312 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.30 to $26.35. F4 · ownership.nature: 23,499,912 of these shares are owned by National Indemnity Company ("NICO"), and 15,719,400 of these shares are owned by Government Employees Insurance Company ("GEICO"). GEICO is a subsidiary of GEICO Corporation, and GEICO Corporation is a subsidiary of NICO. NICO is a subsidiary of OBH, Inc. ("OBH"). OBH is a subsidiary of Berkshire Hathaway Inc. ("Berkshire"). F5 · ownership.nature: As OBH and Berkshire are each in the chain of ownership of NICO and GEICO, each of Berkshire and OBH may be deemed presently to both beneficially own and have a pecuniary interest in all shares of Moody's Corporation common stock presently owned by NICO and GEICO. As GEICO is in the chain of ownership of NICO, NICO may be deemed presently to both beneficially own and have a pecuniary interest in all shares of Moody's Corporation common stock presently owned by GEICO. Warren E. Buffett, as the controlling stockholder of Berkshire, may be deemed presently to beneficially own, but only to the extent he has a pecuniary interest in, the shares of Moody's Corporation common stock presently owned by NICO and GEICO. Mr. Buffett disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| September 01, 2009 Filed Sep 3, 2009 22:36 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 421,127 | $27.60 | $11,622,599.85 |
DisclosureSEC source: 0001181431-09-042750 · rrd252344.xml · nonDerivative · entry 2 BERKSHIRE HATHAWAY INC · CIK 0001067983 · 10% owner BUFFETT WARREN E · CIK 0000315090 · 10% owner OBH INC · CIK 0000109694 · 10% owner NATIONAL INDEMNITY CO · CIK 0000314943 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes 4 and 5. Disclosed balance after: 39,225,812 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.50 to $27.74. F4 · ownership.nature: 23,499,912 of these shares are owned by National Indemnity Company ("NICO"), and 15,719,400 of these shares are owned by Government Employees Insurance Company ("GEICO"). GEICO is a subsidiary of GEICO Corporation, and GEICO Corporation is a subsidiary of NICO. NICO is a subsidiary of OBH, Inc. ("OBH"). OBH is a subsidiary of Berkshire Hathaway Inc. ("Berkshire"). F5 · ownership.nature: As OBH and Berkshire are each in the chain of ownership of NICO and GEICO, each of Berkshire and OBH may be deemed presently to both beneficially own and have a pecuniary interest in all shares of Moody's Corporation common stock presently owned by NICO and GEICO. As GEICO is in the chain of ownership of NICO, NICO may be deemed presently to both beneficially own and have a pecuniary interest in all shares of Moody's Corporation common stock presently owned by GEICO. Warren E. Buffett, as the controlling stockholder of Berkshire, may be deemed presently to beneficially own, but only to the extent he has a pecuniary interest in, the shares of Moody's Corporation common stock presently owned by NICO and GEICO. Mr. Buffett disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| September 01, 2009 Filed Sep 3, 2009 22:36 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 366,761 | $26.81 | $9,833,009.11 |
DisclosureSEC source: 0001181431-09-042750 · rrd252344.xml · nonDerivative · entry 1 BERKSHIRE HATHAWAY INC · CIK 0001067983 · 10% owner BUFFETT WARREN E · CIK 0000315090 · 10% owner OBH INC · CIK 0000109694 · 10% owner NATIONAL INDEMNITY CO · CIK 0000314943 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes 4 and 5. Disclosed balance after: 39,646,939 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.50 to $27.44. The reporting person undertakes to provide to Moody's Corporation, any security holder of Moody's Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) through (3) to this Form 4. F4 · ownership.nature: 23,499,912 of these shares are owned by National Indemnity Company ("NICO"), and 15,719,400 of these shares are owned by Government Employees Insurance Company ("GEICO"). GEICO is a subsidiary of GEICO Corporation, and GEICO Corporation is a subsidiary of NICO. NICO is a subsidiary of OBH, Inc. ("OBH"). OBH is a subsidiary of Berkshire Hathaway Inc. ("Berkshire"). F5 · ownership.nature: As OBH and Berkshire are each in the chain of ownership of NICO and GEICO, each of Berkshire and OBH may be deemed presently to both beneficially own and have a pecuniary interest in all shares of Moody's Corporation common stock presently owned by NICO and GEICO. As GEICO is in the chain of ownership of NICO, NICO may be deemed presently to both beneficially own and have a pecuniary interest in all shares of Moody's Corporation common stock presently owned by GEICO. Warren E. Buffett, as the controlling stockholder of Berkshire, may be deemed presently to beneficially own, but only to the extent he has a pecuniary interest in, the shares of Moody's Corporation common stock presently owned by NICO and GEICO. Mr. Buffett disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| July 22, 2009 Filed Jul 22, 2009 23:38 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 627 | $27.37 | $17,157.98 |
DisclosureSEC source: 0001181431-09-036112 · rrd248885.xml · nonDerivative · entry 6 BERKSHIRE HATHAWAY INC · CIK 0001067983 · 10% owner BUFFETT WARREN E · CIK 0000315090 · 10% owner OBH INC · CIK 0000109694 · 10% owner NATIONAL INDEMNITY CO · CIK 0000314943 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes 7 and 8. Disclosed balance after: 40,013,700 F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.36 to $27.37. F7 · ownership.nature: 24,294,300 of these shares are owned by National Indemnity Company ("NICO"), and 15,719,400 of these shares are owned by Government Employees Insurance Company ("GEICO"). GEICO is a subsidiary of GEICO Corporation, and GEICO Corporation is a subsidiary of NICO. NICO is a subsidiary of OBH, Inc. ("OBH"). OBH is a subsidiary of Berkshire Hathaway Inc. ("Berkshire"). F8 · ownership.nature: As OBH and Berkshire are each in the chain of ownership of NICO and GEICO, each of Berkshire and OBH may be deemed presently to both beneficially own and have a pecuniary interest in all shares of Moody's Corporation common stock presently owned by NICO and GEICO. As GEICO is in the chain of ownership of NICO, NICO may be deemed presently to both beneficially own and have a pecuniary interest in all shares of Moody's Corporation common stock presently owned by GEICO. Warren E. Buffett, as the controlling stockholder of Berkshire, may be deemed presently to beneficially own, but only to the extent he has a pecuniary interest in, the shares of Moody's Corporation common stock presently owned by NICO and GEICO. Mr. Buffett disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| July 22, 2009 Filed Jul 22, 2009 23:38 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 2,253,573 | $26.64 | $60,040,367.94 |
DisclosureSEC source: 0001181431-09-036112 · rrd248885.xml · nonDerivative · entry 5 BERKSHIRE HATHAWAY INC · CIK 0001067983 · 10% owner BUFFETT WARREN E · CIK 0000315090 · 10% owner OBH INC · CIK 0000109694 · 10% owner NATIONAL INDEMNITY CO · CIK 0000314943 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes 7 and 8. Disclosed balance after: 40,014,327 F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.36 to $27.33. F7 · ownership.nature: 24,294,300 of these shares are owned by National Indemnity Company ("NICO"), and 15,719,400 of these shares are owned by Government Employees Insurance Company ("GEICO"). GEICO is a subsidiary of GEICO Corporation, and GEICO Corporation is a subsidiary of NICO. NICO is a subsidiary of OBH, Inc. ("OBH"). OBH is a subsidiary of Berkshire Hathaway Inc. ("Berkshire"). F8 · ownership.nature: As OBH and Berkshire are each in the chain of ownership of NICO and GEICO, each of Berkshire and OBH may be deemed presently to both beneficially own and have a pecuniary interest in all shares of Moody's Corporation common stock presently owned by NICO and GEICO. As GEICO is in the chain of ownership of NICO, NICO may be deemed presently to both beneficially own and have a pecuniary interest in all shares of Moody's Corporation common stock presently owned by GEICO. Warren E. Buffett, as the controlling stockholder of Berkshire, may be deemed presently to beneficially own, but only to the extent he has a pecuniary interest in, the shares of Moody's Corporation common stock presently owned by NICO and GEICO. Mr. Buffett disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| July 21, 2009 Filed Jul 22, 2009 23:38 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 231,765 | $28.12 | $6,516,930.51 |
DisclosureSEC source: 0001181431-09-036112 · rrd248885.xml · nonDerivative · entry 4 BERKSHIRE HATHAWAY INC · CIK 0001067983 · 10% owner BUFFETT WARREN E · CIK 0000315090 · 10% owner OBH INC · CIK 0000109694 · 10% owner NATIONAL INDEMNITY CO · CIK 0000314943 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes 7 and 8. Disclosed balance after: 42,267,900 F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.885 to $28.73. F7 · ownership.nature: 24,294,300 of these shares are owned by National Indemnity Company ("NICO"), and 15,719,400 of these shares are owned by Government Employees Insurance Company ("GEICO"). GEICO is a subsidiary of GEICO Corporation, and GEICO Corporation is a subsidiary of NICO. NICO is a subsidiary of OBH, Inc. ("OBH"). OBH is a subsidiary of Berkshire Hathaway Inc. ("Berkshire"). F8 · ownership.nature: As OBH and Berkshire are each in the chain of ownership of NICO and GEICO, each of Berkshire and OBH may be deemed presently to both beneficially own and have a pecuniary interest in all shares of Moody's Corporation common stock presently owned by NICO and GEICO. As GEICO is in the chain of ownership of NICO, NICO may be deemed presently to both beneficially own and have a pecuniary interest in all shares of Moody's Corporation common stock presently owned by GEICO. Warren E. Buffett, as the controlling stockholder of Berkshire, may be deemed presently to beneficially own, but only to the extent he has a pecuniary interest in, the shares of Moody's Corporation common stock presently owned by NICO and GEICO. Mr. Buffett disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| July 21, 2009 Filed Jul 22, 2009 23:38 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 1,709,690 | $27.13 | $46,390,215.55 |
DisclosureSEC source: 0001181431-09-036112 · rrd248885.xml · nonDerivative · entry 3 BERKSHIRE HATHAWAY INC · CIK 0001067983 · 10% owner BUFFETT WARREN E · CIK 0000315090 · 10% owner OBH INC · CIK 0000109694 · 10% owner NATIONAL INDEMNITY CO · CIK 0000314943 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes 7 and 8. Disclosed balance after: 42,499,665 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.885 to $27.88. F7 · ownership.nature: 24,294,300 of these shares are owned by National Indemnity Company ("NICO"), and 15,719,400 of these shares are owned by Government Employees Insurance Company ("GEICO"). GEICO is a subsidiary of GEICO Corporation, and GEICO Corporation is a subsidiary of NICO. NICO is a subsidiary of OBH, Inc. ("OBH"). OBH is a subsidiary of Berkshire Hathaway Inc. ("Berkshire"). F8 · ownership.nature: As OBH and Berkshire are each in the chain of ownership of NICO and GEICO, each of Berkshire and OBH may be deemed presently to both beneficially own and have a pecuniary interest in all shares of Moody's Corporation common stock presently owned by NICO and GEICO. As GEICO is in the chain of ownership of NICO, NICO may be deemed presently to both beneficially own and have a pecuniary interest in all shares of Moody's Corporation common stock presently owned by GEICO. Warren E. Buffett, as the controlling stockholder of Berkshire, may be deemed presently to beneficially own, but only to the extent he has a pecuniary interest in, the shares of Moody's Corporation common stock presently owned by NICO and GEICO. Mr. Buffett disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| July 21, 2009 Filed Jul 22, 2009 23:38 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 1,973,645 | $26.59 | $52,482,773.11 |
DisclosureSEC source: 0001181431-09-036112 · rrd248885.xml · nonDerivative · entry 2 BERKSHIRE HATHAWAY INC · CIK 0001067983 · 10% owner BUFFETT WARREN E · CIK 0000315090 · 10% owner OBH INC · CIK 0000109694 · 10% owner NATIONAL INDEMNITY CO · CIK 0000314943 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes 7 and 8. Disclosed balance after: 44,209,355 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.885 to $26.8813. F7 · ownership.nature: 24,294,300 of these shares are owned by National Indemnity Company ("NICO"), and 15,719,400 of these shares are owned by Government Employees Insurance Company ("GEICO"). GEICO is a subsidiary of GEICO Corporation, and GEICO Corporation is a subsidiary of NICO. NICO is a subsidiary of OBH, Inc. ("OBH"). OBH is a subsidiary of Berkshire Hathaway Inc. ("Berkshire"). F8 · ownership.nature: As OBH and Berkshire are each in the chain of ownership of NICO and GEICO, each of Berkshire and OBH may be deemed presently to both beneficially own and have a pecuniary interest in all shares of Moody's Corporation common stock presently owned by NICO and GEICO. As GEICO is in the chain of ownership of NICO, NICO may be deemed presently to both beneficially own and have a pecuniary interest in all shares of Moody's Corporation common stock presently owned by GEICO. Warren E. Buffett, as the controlling stockholder of Berkshire, may be deemed presently to beneficially own, but only to the extent he has a pecuniary interest in, the shares of Moody's Corporation common stock presently owned by NICO and GEICO. Mr. Buffett disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| July 20, 2009 Filed Jul 22, 2009 23:38 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 1,817,000 | $28.73 | $52,196,777.30 |
DisclosureSEC source: 0001181431-09-036112 · rrd248885.xml · nonDerivative · entry 1 BERKSHIRE HATHAWAY INC · CIK 0001067983 · 10% owner BUFFETT WARREN E · CIK 0000315090 · 10% owner OBH INC · CIK 0000109694 · 10% owner NATIONAL INDEMNITY CO · CIK 0000314943 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes 7 and 8. Disclosed balance after: 46,183,000 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.41 to $29.29. The reporting person undertakes to provide to Moody's Corporation, any security holder of Moody's Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) through (6) to this Form 4. F7 · ownership.nature: 24,294,300 of these shares are owned by National Indemnity Company ("NICO"), and 15,719,400 of these shares are owned by Government Employees Insurance Company ("GEICO"). GEICO is a subsidiary of GEICO Corporation, and GEICO Corporation is a subsidiary of NICO. NICO is a subsidiary of OBH, Inc. ("OBH"). OBH is a subsidiary of Berkshire Hathaway Inc. ("Berkshire"). F8 · ownership.nature: As OBH and Berkshire are each in the chain of ownership of NICO and GEICO, each of Berkshire and OBH may be deemed presently to both beneficially own and have a pecuniary interest in all shares of Moody's Corporation common stock presently owned by NICO and GEICO. As GEICO is in the chain of ownership of NICO, NICO may be deemed presently to both beneficially own and have a pecuniary interest in all shares of Moody's Corporation common stock presently owned by GEICO. Warren E. Buffett, as the controlling stockholder of Berkshire, may be deemed presently to beneficially own, but only to the extent he has a pecuniary interest in, the shares of Moody's Corporation common stock presently owned by NICO and GEICO. Mr. Buffett disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| February 09, 2009 Filed Feb 11, 2009 19:33 UTC | USG CORP USG · Entity 12609 | Purchase10% Contingent Convertible Senior Notes due 2018 · Derivative | Not disclosed | $300,000,000.00 | $300,000,000.00 |
DisclosureSEC source: 0001181431-09-008180 · rrd232358.xml · derivative · entry 1 BERKSHIRE HATHAWAY INC · CIK 0001067983 · 10% owner BUFFETT WARREN E · CIK 0000315090 · 10% owner OBH INC · CIK 0000109694 · 10% owner NATIONAL INDEMNITY CO · CIK 0000314943 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes 4, 5 Disclosed balance after: Not disclosed Underlying: Common Stock · 26,315,790 shares Expires 2018-11-30 F1 · derivative.exercise_price: The 10% Contingent Convertible Senior Notes due 2018 ("Notes") are convertible into shares of Common Stock, $0.10 par value ("Shares") at an initial conversion price of $11.40 per share, subject to adjustment under certain circumstances. F2 · date: Following stockholder approval of the issuance of Shares upon conversion of the Notes at a special meeting of stockholders held on February 9, 2009, the Notes became convertible into Shares at the option of the holder thereof at any time prior to the close of business on the business day immediately preceding the final maturity date of the Notes (December 1, 2018), unless the Notes are earlier repurchased or redeemed by the Issuer. F4 · price: $160 million aggregate principal amount of Notes is held by Berkshire Hathaway Life Insurance Company of Nebraska ("BH Nebraska"), $90 million aggregate principal amount of Notes is held by Berkshire Hathaway Assurance Corporation ("BH Assurance"), and $50 million aggregate principal amount of Notes is held by General Re Life Corporation ("General Re Life"). F5 · price: (Footnote 4 contd.) As Berkshire Hathaway Inc. ("Berkshire"), OBH, Inc. ("OBH"), and National Indemnity Company ("NICO") are each in the chain of ownership of BH Nebraska and BH Assurance, each of Berkshire, OBH and NICO may be deemed presently to both beneficially own and have a pecuniary interest in the Notes presently owned by BH Nebraska and BH Assurance. As Berkshire is in the chain of ownership of General Re Life, Berkshire may be deemed presently to both beneficially own and have a pecuniary interest in the Notes presently owned by General Re Life. Warren E. Buffett, as controlling shareholder of Berkshire, may be deemed presently to beneficially own, but only to the extent he has a pecuniary interest in, the Notes presently owned by BH Nebraska, BH Assurance and General Re Life. Mr. Buffett disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. F3 · derivative.underlying_shares: Subject to adjustment. F4 · valueOwnedAfter: $160 million aggregate principal amount of Notes is held by Berkshire Hathaway Life Insurance Company of Nebraska ("BH Nebraska"), $90 million aggregate principal amount of Notes is held by Berkshire Hathaway Assurance Corporation ("BH Assurance"), and $50 million aggregate principal amount of Notes is held by General Re Life Corporation ("General Re Life"). F5 · valueOwnedAfter: (Footnote 4 contd.) As Berkshire Hathaway Inc. ("Berkshire"), OBH, Inc. ("OBH"), and National Indemnity Company ("NICO") are each in the chain of ownership of BH Nebraska and BH Assurance, each of Berkshire, OBH and NICO may be deemed presently to both beneficially own and have a pecuniary interest in the Notes presently owned by BH Nebraska and BH Assurance. As Berkshire is in the chain of ownership of General Re Life, Berkshire may be deemed presently to both beneficially own and have a pecuniary interest in the Notes presently owned by General Re Life. Warren E. Buffett, as controlling shareholder of Berkshire, may be deemed presently to beneficially own, but only to the extent he has a pecuniary interest in, the Notes presently owned by BH Nebraska, BH Assurance and General Re Life. Mr. Buffett disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. F4 · ownership.nature: $160 million aggregate principal amount of Notes is held by Berkshire Hathaway Life Insurance Company of Nebraska ("BH Nebraska"), $90 million aggregate principal amount of Notes is held by Berkshire Hathaway Assurance Corporation ("BH Assurance"), and $50 million aggregate principal amount of Notes is held by General Re Life Corporation ("General Re Life"). F5 · ownership.nature: (Footnote 4 contd.) As Berkshire Hathaway Inc. ("Berkshire"), OBH, Inc. ("OBH"), and National Indemnity Company ("NICO") are each in the chain of ownership of BH Nebraska and BH Assurance, each of Berkshire, OBH and NICO may be deemed presently to both beneficially own and have a pecuniary interest in the Notes presently owned by BH Nebraska and BH Assurance. As Berkshire is in the chain of ownership of General Re Life, Berkshire may be deemed presently to both beneficially own and have a pecuniary interest in the Notes presently owned by General Re Life. Warren E. Buffett, as controlling shareholder of Berkshire, may be deemed presently to beneficially own, but only to the extent he has a pecuniary interest in, the Notes presently owned by BH Nebraska, BH Assurance and General Re Life. Mr. Buffett disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| January 30, 2009 Filed Feb 3, 2009 00:42 UTC | BURLINGTON NORTHERN SANTA FE, LLC BNI · Entity 13207 | OtherPut Option (obligation to buy) · Derivative | 2,325,000 | $0.00 Strike: $75.00 | $0.00 |
DisclosureSEC source: 0001181431-09-005922 · rrd231490.xml · derivative · entry 2 BERKSHIRE HATHAWAY INC · CIK 0001067983 · 10% owner BUFFETT WARREN E · CIK 0000315090 · 10% owner OBH INC · CIK 0000109694 · 10% owner NATIONAL INDEMNITY CO · CIK 0000314943 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote 1. Disclosed balance after: 0 Underlying: Common Stock · 2,325,000 shares Expires 2009-01-30 F1 · ownership.direct: This Form 4 reports the exercise of put options written by National Indemnity Company (?NICO?), a subsidiary of OBH, Inc. (?OBH?). OBH is a subsidiary of Berkshire Hathaway Inc. (?Berkshire?). As OBH and Berkshire are each in the chain of ownership of NICO, each of Berkshire and OBH may be deemed presently to both beneficially own and have a pecuniary interest in all securities of Burlington Northern presently owned by NICO. Warren E. Buffett, as the controlling stockholder of Berkshire, may be deemed presently to beneficially own, but only to the extent he has a pecuniary interest in, the Burlington Northern securities presently owned by NICO. Mr. Buffett disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. F1 · ownership.nature: This Form 4 reports the exercise of put options written by National Indemnity Company (?NICO?), a subsidiary of OBH, Inc. (?OBH?). OBH is a subsidiary of Berkshire Hathaway Inc. (?Berkshire?). As OBH and Berkshire are each in the chain of ownership of NICO, each of Berkshire and OBH may be deemed presently to both beneficially own and have a pecuniary interest in all securities of Burlington Northern presently owned by NICO. Warren E. Buffett, as the controlling stockholder of Berkshire, may be deemed presently to beneficially own, but only to the extent he has a pecuniary interest in, the Burlington Northern securities presently owned by NICO. Mr. Buffett disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| January 30, 2009 Filed Feb 3, 2009 00:42 UTC | BURLINGTON NORTHERN SANTA FE, LLC BNI · Entity 13207 | OtherCommon Stock | 2,325,000 | $75.00 | $174,375,000.00 |
DisclosureSEC source: 0001181431-09-005922 · rrd231490.xml · nonDerivative · entry 1 BERKSHIRE HATHAWAY INC · CIK 0001067983 · 10% owner BUFFETT WARREN E · CIK 0000315090 · 10% owner OBH INC · CIK 0000109694 · 10% owner NATIONAL INDEMNITY CO · CIK 0000314943 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote 1. Disclosed balance after: 76,777,029 F1 · ownership.direct: This Form 4 reports the exercise of put options written by National Indemnity Company (?NICO?), a subsidiary of OBH, Inc. (?OBH?). OBH is a subsidiary of Berkshire Hathaway Inc. (?Berkshire?). As OBH and Berkshire are each in the chain of ownership of NICO, each of Berkshire and OBH may be deemed presently to both beneficially own and have a pecuniary interest in all securities of Burlington Northern presently owned by NICO. Warren E. Buffett, as the controlling stockholder of Berkshire, may be deemed presently to beneficially own, but only to the extent he has a pecuniary interest in, the Burlington Northern securities presently owned by NICO. Mr. Buffett disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. F1 · ownership.nature: This Form 4 reports the exercise of put options written by National Indemnity Company (?NICO?), a subsidiary of OBH, Inc. (?OBH?). OBH is a subsidiary of Berkshire Hathaway Inc. (?Berkshire?). As OBH and Berkshire are each in the chain of ownership of NICO, each of Berkshire and OBH may be deemed presently to both beneficially own and have a pecuniary interest in all securities of Burlington Northern presently owned by NICO. Warren E. Buffett, as the controlling stockholder of Berkshire, may be deemed presently to beneficially own, but only to the extent he has a pecuniary interest in, the Burlington Northern securities presently owned by NICO. Mr. Buffett disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| January 20, 2009 Filed Jan 21, 2009 00:01 UTC | BURLINGTON NORTHERN SANTA FE, LLC BNI · Entity 13207 | PurchaseCommon Stock | 1,882,000 | $61.65 | $116,030,757.80 |
DisclosureSEC source: 0001181431-09-003954 · rrd230489.xml · nonDerivative · entry 3 BERKSHIRE HATHAWAY INC · CIK 0001067983 · 10% owner BUFFETT WARREN E · CIK 0000315090 · 10% owner OBH INC · CIK 0000109694 · 10% owner NATIONAL INDEMNITY CO · CIK 0000314943 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote 1. Disclosed balance after: 74,452,029 F1 · ownership.direct: These shares are owned by National Indemnity Company ("NICO"), a subsidiary of OBH, Inc. ("OBH"). OBH is a subsidiary of Berkshire Hathaway Inc. ("Berkshire"). As OBH and Berkshire are each in the chain of ownership of NICO, each of Berkshire and OBH may be deemed presently to both beneficially own and have a pecuniary interest in all shares of Burlington Northern common stock presently owned by NICO. Warren E. Buffett, as the controlling stockholder of Berkshire, may be deemed presently to beneficially own, but only to the extent he has a pecuniary interest in, the shares of Burlington Northern common stock presently owned by NICO. Mr. Buffett disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. F1 · ownership.nature: These shares are owned by National Indemnity Company ("NICO"), a subsidiary of OBH, Inc. ("OBH"). OBH is a subsidiary of Berkshire Hathaway Inc. ("Berkshire"). As OBH and Berkshire are each in the chain of ownership of NICO, each of Berkshire and OBH may be deemed presently to both beneficially own and have a pecuniary interest in all shares of Burlington Northern common stock presently owned by NICO. Warren E. Buffett, as the controlling stockholder of Berkshire, may be deemed presently to beneficially own, but only to the extent he has a pecuniary interest in, the shares of Burlington Northern common stock presently owned by NICO. Mr. Buffett disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| January 16, 2009 Filed Jan 21, 2009 00:01 UTC | BURLINGTON NORTHERN SANTA FE, LLC BNI · Entity 13207 | PurchaseCommon Stock | 681,000 | $63.43 | $43,196,851.50 |
DisclosureSEC source: 0001181431-09-003954 · rrd230489.xml · nonDerivative · entry 2 BERKSHIRE HATHAWAY INC · CIK 0001067983 · 10% owner BUFFETT WARREN E · CIK 0000315090 · 10% owner OBH INC · CIK 0000109694 · 10% owner NATIONAL INDEMNITY CO · CIK 0000314943 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote 1. Disclosed balance after: 72,570,029 F1 · ownership.direct: These shares are owned by National Indemnity Company ("NICO"), a subsidiary of OBH, Inc. ("OBH"). OBH is a subsidiary of Berkshire Hathaway Inc. ("Berkshire"). As OBH and Berkshire are each in the chain of ownership of NICO, each of Berkshire and OBH may be deemed presently to both beneficially own and have a pecuniary interest in all shares of Burlington Northern common stock presently owned by NICO. Warren E. Buffett, as the controlling stockholder of Berkshire, may be deemed presently to beneficially own, but only to the extent he has a pecuniary interest in, the shares of Burlington Northern common stock presently owned by NICO. Mr. Buffett disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. F1 · ownership.nature: These shares are owned by National Indemnity Company ("NICO"), a subsidiary of OBH, Inc. ("OBH"). OBH is a subsidiary of Berkshire Hathaway Inc. ("Berkshire"). As OBH and Berkshire are each in the chain of ownership of NICO, each of Berkshire and OBH may be deemed presently to both beneficially own and have a pecuniary interest in all shares of Burlington Northern common stock presently owned by NICO. Warren E. Buffett, as the controlling stockholder of Berkshire, may be deemed presently to beneficially own, but only to the extent he has a pecuniary interest in, the shares of Burlington Northern common stock presently owned by NICO. Mr. Buffett disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| January 15, 2009 Filed Jan 21, 2009 00:01 UTC | BURLINGTON NORTHERN SANTA FE, LLC BNI · Entity 13207 | PurchaseCommon Stock | 1,800,000 | $62.19 | $111,945,960.00 |
DisclosureSEC source: 0001181431-09-003954 · rrd230489.xml · nonDerivative · entry 1 BERKSHIRE HATHAWAY INC · CIK 0001067983 · 10% owner BUFFETT WARREN E · CIK 0000315090 · 10% owner OBH INC · CIK 0000109694 · 10% owner NATIONAL INDEMNITY CO · CIK 0000314943 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote 1. Disclosed balance after: 71,889,029 F1 · ownership.direct: These shares are owned by National Indemnity Company ("NICO"), a subsidiary of OBH, Inc. ("OBH"). OBH is a subsidiary of Berkshire Hathaway Inc. ("Berkshire"). As OBH and Berkshire are each in the chain of ownership of NICO, each of Berkshire and OBH may be deemed presently to both beneficially own and have a pecuniary interest in all shares of Burlington Northern common stock presently owned by NICO. Warren E. Buffett, as the controlling stockholder of Berkshire, may be deemed presently to beneficially own, but only to the extent he has a pecuniary interest in, the shares of Burlington Northern common stock presently owned by NICO. Mr. Buffett disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. F1 · ownership.nature: These shares are owned by National Indemnity Company ("NICO"), a subsidiary of OBH, Inc. ("OBH"). OBH is a subsidiary of Berkshire Hathaway Inc. ("Berkshire"). As OBH and Berkshire are each in the chain of ownership of NICO, each of Berkshire and OBH may be deemed presently to both beneficially own and have a pecuniary interest in all shares of Burlington Northern common stock presently owned by NICO. Warren E. Buffett, as the controlling stockholder of Berkshire, may be deemed presently to beneficially own, but only to the extent he has a pecuniary interest in, the shares of Burlington Northern common stock presently owned by NICO. Mr. Buffett disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| December 11, 2008 Filed Dec 13, 2008 01:14 UTC | BURLINGTON NORTHERN SANTA FE, LLC BNI · Entity 13207 | OtherPut option (obligation to buy) · Derivative | 1,000,000 | $0.00 Strike: $76.00 | $0.00 |
DisclosureSEC source: 0001181431-08-067249 · rrd226290.xml · derivative · entry 4 BERKSHIRE HATHAWAY INC · CIK 0001067983 · 10% owner BUFFETT WARREN E · CIK 0000315090 · 10% owner OBH INC · CIK 0000109694 · 10% owner NATIONAL INDEMNITY CO · CIK 0000314943 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote 1. Disclosed balance after: 0 Underlying: Common Stock · 1,000,000 shares Expires 2008-12-11 F1 · ownership.direct: This Form 4 reports the exercise of put options written by National Indemnity Company ("NICO"), a subsidiary of OBH, Inc. ("OBH"). OBH is a subsidiary of Berkshire Hathaway Inc. ("Berkshire"). As OBH and Berkshire are each in the chain of ownership of NICO, each of Berkshire and OBH may be deemed presently to both beneficially own and have a pecuniary interest in all securities of Burlington Northern presently owned by NICO. Warren E. Buffett, as the controlling stockholder of Berkshire, may be deemed presently to beneficially own, but only to the extent he has a pecuniary interest in, the Burlington Northern securities presently owned by NICO. Mr. Buffett disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. F1 · ownership.nature: This Form 4 reports the exercise of put options written by National Indemnity Company ("NICO"), a subsidiary of OBH, Inc. ("OBH"). OBH is a subsidiary of Berkshire Hathaway Inc. ("Berkshire"). As OBH and Berkshire are each in the chain of ownership of NICO, each of Berkshire and OBH may be deemed presently to both beneficially own and have a pecuniary interest in all securities of Burlington Northern presently owned by NICO. Warren E. Buffett, as the controlling stockholder of Berkshire, may be deemed presently to beneficially own, but only to the extent he has a pecuniary interest in, the Burlington Northern securities presently owned by NICO. Mr. Buffett disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| December 11, 2008 Filed Dec 13, 2008 01:14 UTC | BURLINGTON NORTHERN SANTA FE, LLC BNI · Entity 13207 | OtherPut option (obligation to buy) · Derivative | 1,217,500 | $0.00 Strike: $75.00 | $0.00 |
DisclosureSEC source: 0001181431-08-067249 · rrd226290.xml · derivative · entry 3 BERKSHIRE HATHAWAY INC · CIK 0001067983 · 10% owner BUFFETT WARREN E · CIK 0000315090 · 10% owner OBH INC · CIK 0000109694 · 10% owner NATIONAL INDEMNITY CO · CIK 0000314943 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote 1. Disclosed balance after: 0 Underlying: Common Stock · 1,217,500 shares Expires 2008-12-11 F1 · ownership.direct: This Form 4 reports the exercise of put options written by National Indemnity Company ("NICO"), a subsidiary of OBH, Inc. ("OBH"). OBH is a subsidiary of Berkshire Hathaway Inc. ("Berkshire"). As OBH and Berkshire are each in the chain of ownership of NICO, each of Berkshire and OBH may be deemed presently to both beneficially own and have a pecuniary interest in all securities of Burlington Northern presently owned by NICO. Warren E. Buffett, as the controlling stockholder of Berkshire, may be deemed presently to beneficially own, but only to the extent he has a pecuniary interest in, the Burlington Northern securities presently owned by NICO. Mr. Buffett disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| December 11, 2008 Filed Dec 13, 2008 01:14 UTC | BURLINGTON NORTHERN SANTA FE, LLC BNI · Entity 13207 | OtherCommon Stock | 1,000,000 | $76.00 | $76,000,000.00 |
DisclosureSEC source: 0001181431-08-067249 · rrd226290.xml · nonDerivative · entry 2 BERKSHIRE HATHAWAY INC · CIK 0001067983 · 10% owner BUFFETT WARREN E · CIK 0000315090 · 10% owner OBH INC · CIK 0000109694 · 10% owner NATIONAL INDEMNITY CO · CIK 0000314943 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote 1. Disclosed balance after: 70,089,029 F1 · ownership.direct: This Form 4 reports the exercise of put options written by National Indemnity Company ("NICO"), a subsidiary of OBH, Inc. ("OBH"). OBH is a subsidiary of Berkshire Hathaway Inc. ("Berkshire"). As OBH and Berkshire are each in the chain of ownership of NICO, each of Berkshire and OBH may be deemed presently to both beneficially own and have a pecuniary interest in all securities of Burlington Northern presently owned by NICO. Warren E. Buffett, as the controlling stockholder of Berkshire, may be deemed presently to beneficially own, but only to the extent he has a pecuniary interest in, the Burlington Northern securities presently owned by NICO. Mr. Buffett disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. F1 · ownership.nature: This Form 4 reports the exercise of put options written by National Indemnity Company ("NICO"), a subsidiary of OBH, Inc. ("OBH"). OBH is a subsidiary of Berkshire Hathaway Inc. ("Berkshire"). As OBH and Berkshire are each in the chain of ownership of NICO, each of Berkshire and OBH may be deemed presently to both beneficially own and have a pecuniary interest in all securities of Burlington Northern presently owned by NICO. Warren E. Buffett, as the controlling stockholder of Berkshire, may be deemed presently to beneficially own, but only to the extent he has a pecuniary interest in, the Burlington Northern securities presently owned by NICO. Mr. Buffett disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| December 11, 2008 Filed Dec 13, 2008 01:14 UTC | BURLINGTON NORTHERN SANTA FE, LLC BNI · Entity 13207 | OtherCommon Stock | 1,217,500 | $75.00 | $91,312,500.00 |
DisclosureSEC source: 0001181431-08-067249 · rrd226290.xml · nonDerivative · entry 1 BERKSHIRE HATHAWAY INC · CIK 0001067983 · 10% owner BUFFETT WARREN E · CIK 0000315090 · 10% owner OBH INC · CIK 0000109694 · 10% owner NATIONAL INDEMNITY CO · CIK 0000314943 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote 1. Disclosed balance after: 69,089,029 F1 · ownership.direct: This Form 4 reports the exercise of put options written by National Indemnity Company ("NICO"), a subsidiary of OBH, Inc. ("OBH"). OBH is a subsidiary of Berkshire Hathaway Inc. ("Berkshire"). As OBH and Berkshire are each in the chain of ownership of NICO, each of Berkshire and OBH may be deemed presently to both beneficially own and have a pecuniary interest in all securities of Burlington Northern presently owned by NICO. Warren E. Buffett, as the controlling stockholder of Berkshire, may be deemed presently to beneficially own, but only to the extent he has a pecuniary interest in, the Burlington Northern securities presently owned by NICO. Mr. Buffett disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. F1 · ownership.nature: This Form 4 reports the exercise of put options written by National Indemnity Company ("NICO"), a subsidiary of OBH, Inc. ("OBH"). OBH is a subsidiary of Berkshire Hathaway Inc. ("Berkshire"). As OBH and Berkshire are each in the chain of ownership of NICO, each of Berkshire and OBH may be deemed presently to both beneficially own and have a pecuniary interest in all securities of Burlington Northern presently owned by NICO. Warren E. Buffett, as the controlling stockholder of Berkshire, may be deemed presently to beneficially own, but only to the extent he has a pecuniary interest in, the Burlington Northern securities presently owned by NICO. Mr. Buffett disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| December 09, 2008 Filed Dec 10, 2008 22:19 UTC | BURLINGTON NORTHERN SANTA FE, LLC BNI · Entity 13207 | OtherPut Option (obligation to buy) · Derivative | 1,190,476 | $0.00 Strike: $80.00 | $0.00 |
DisclosureSEC source: 0001181431-08-066742 · rrd226027.xml · derivative · entry 6 BERKSHIRE HATHAWAY INC · CIK 0001067983 · 10% owner BUFFETT WARREN E · CIK 0000315090 · 10% owner OBH INC · CIK 0000109694 · 10% owner NATIONAL INDEMNITY CO · CIK 0000314943 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote 1. Disclosed balance after: 0 Underlying: Common Stock · 1,190,476 shares Expires 2008-12-09 F1 · ownership.direct: This Form 4 reports the exercise of put options written by National Indemnity Company ("NICO"), a subsidiary of OBH, Inc. ("OBH"). OBH is a subsidiary of Berkshire Hathaway Inc. ("Berkshire"). As OBH and Berkshire are each in the chain of ownership of NICO, each of Berkshire and OBH may be deemed presently to both beneficially own and have a pecuniary interest in all securities of Burlington Northern presently owned by NICO. Warren E. Buffett, as the controlling stockholder of Berkshire, may be deemed presently to beneficially own, but only to the extent he has a pecuniary interest in, the Burlington Northern securities presently owned by NICO. Mr. Buffett disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. F1 · ownership.nature: This Form 4 reports the exercise of put options written by National Indemnity Company ("NICO"), a subsidiary of OBH, Inc. ("OBH"). OBH is a subsidiary of Berkshire Hathaway Inc. ("Berkshire"). As OBH and Berkshire are each in the chain of ownership of NICO, each of Berkshire and OBH may be deemed presently to both beneficially own and have a pecuniary interest in all securities of Burlington Northern presently owned by NICO. Warren E. Buffett, as the controlling stockholder of Berkshire, may be deemed presently to beneficially own, but only to the extent he has a pecuniary interest in, the Burlington Northern securities presently owned by NICO. Mr. Buffett disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| December 09, 2008 Filed Dec 10, 2008 22:19 UTC | BURLINGTON NORTHERN SANTA FE, LLC BNI · Entity 13207 | OtherPut Option (obligation to buy) · Derivative | 761,111 | $0.00 Strike: $77.00 | $0.00 |
DisclosureSEC source: 0001181431-08-066742 · rrd226027.xml · derivative · entry 5 BERKSHIRE HATHAWAY INC · CIK 0001067983 · 10% owner BUFFETT WARREN E · CIK 0000315090 · 10% owner OBH INC · CIK 0000109694 · 10% owner NATIONAL INDEMNITY CO · CIK 0000314943 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote 1. Disclosed balance after: 0 Underlying: Common Stock · 761,111 shares Expires 2008-12-09 F1 · ownership.direct: This Form 4 reports the exercise of put options written by National Indemnity Company ("NICO"), a subsidiary of OBH, Inc. ("OBH"). OBH is a subsidiary of Berkshire Hathaway Inc. ("Berkshire"). As OBH and Berkshire are each in the chain of ownership of NICO, each of Berkshire and OBH may be deemed presently to both beneficially own and have a pecuniary interest in all securities of Burlington Northern presently owned by NICO. Warren E. Buffett, as the controlling stockholder of Berkshire, may be deemed presently to beneficially own, but only to the extent he has a pecuniary interest in, the Burlington Northern securities presently owned by NICO. Mr. Buffett disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. F1 · ownership.nature: This Form 4 reports the exercise of put options written by National Indemnity Company ("NICO"), a subsidiary of OBH, Inc. ("OBH"). OBH is a subsidiary of Berkshire Hathaway Inc. ("Berkshire"). As OBH and Berkshire are each in the chain of ownership of NICO, each of Berkshire and OBH may be deemed presently to both beneficially own and have a pecuniary interest in all securities of Burlington Northern presently owned by NICO. Warren E. Buffett, as the controlling stockholder of Berkshire, may be deemed presently to beneficially own, but only to the extent he has a pecuniary interest in, the Burlington Northern securities presently owned by NICO. Mr. Buffett disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| December 09, 2008 Filed Dec 10, 2008 22:19 UTC | BURLINGTON NORTHERN SANTA FE, LLC BNI · Entity 13207 | OtherCommon Stock | 1,190,476 | $80.00 | $95,238,080.00 |
DisclosureSEC source: 0001181431-08-066742 · rrd226027.xml · nonDerivative · entry 3 BERKSHIRE HATHAWAY INC · CIK 0001067983 · 10% owner BUFFETT WARREN E · CIK 0000315090 · 10% owner OBH INC · CIK 0000109694 · 10% owner NATIONAL INDEMNITY CO · CIK 0000314943 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote 1. Disclosed balance after: 67,871,529 F1 · ownership.direct: This Form 4 reports the exercise of put options written by National Indemnity Company ("NICO"), a subsidiary of OBH, Inc. ("OBH"). OBH is a subsidiary of Berkshire Hathaway Inc. ("Berkshire"). As OBH and Berkshire are each in the chain of ownership of NICO, each of Berkshire and OBH may be deemed presently to both beneficially own and have a pecuniary interest in all securities of Burlington Northern presently owned by NICO. Warren E. Buffett, as the controlling stockholder of Berkshire, may be deemed presently to beneficially own, but only to the extent he has a pecuniary interest in, the Burlington Northern securities presently owned by NICO. Mr. Buffett disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. F1 · ownership.nature: This Form 4 reports the exercise of put options written by National Indemnity Company ("NICO"), a subsidiary of OBH, Inc. ("OBH"). OBH is a subsidiary of Berkshire Hathaway Inc. ("Berkshire"). As OBH and Berkshire are each in the chain of ownership of NICO, each of Berkshire and OBH may be deemed presently to both beneficially own and have a pecuniary interest in all securities of Burlington Northern presently owned by NICO. Warren E. Buffett, as the controlling stockholder of Berkshire, may be deemed presently to beneficially own, but only to the extent he has a pecuniary interest in, the Burlington Northern securities presently owned by NICO. Mr. Buffett disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| December 09, 2008 Filed Dec 10, 2008 22:19 UTC | BURLINGTON NORTHERN SANTA FE, LLC BNI · Entity 13207 | OtherCommon Stock | 761,111 | $77.00 | $58,605,547.00 |
DisclosureSEC source: 0001181431-08-066742 · rrd226027.xml · nonDerivative · entry 2 BERKSHIRE HATHAWAY INC · CIK 0001067983 · 10% owner BUFFETT WARREN E · CIK 0000315090 · 10% owner OBH INC · CIK 0000109694 · 10% owner NATIONAL INDEMNITY CO · CIK 0000314943 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote 1. Disclosed balance after: 66,681,053 F1 · ownership.direct: This Form 4 reports the exercise of put options written by National Indemnity Company ("NICO"), a subsidiary of OBH, Inc. ("OBH"). OBH is a subsidiary of Berkshire Hathaway Inc. ("Berkshire"). As OBH and Berkshire are each in the chain of ownership of NICO, each of Berkshire and OBH may be deemed presently to both beneficially own and have a pecuniary interest in all securities of Burlington Northern presently owned by NICO. Warren E. Buffett, as the controlling stockholder of Berkshire, may be deemed presently to beneficially own, but only to the extent he has a pecuniary interest in, the Burlington Northern securities presently owned by NICO. Mr. Buffett disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. F1 · ownership.nature: This Form 4 reports the exercise of put options written by National Indemnity Company ("NICO"), a subsidiary of OBH, Inc. ("OBH"). OBH is a subsidiary of Berkshire Hathaway Inc. ("Berkshire"). As OBH and Berkshire are each in the chain of ownership of NICO, each of Berkshire and OBH may be deemed presently to both beneficially own and have a pecuniary interest in all securities of Burlington Northern presently owned by NICO. Warren E. Buffett, as the controlling stockholder of Berkshire, may be deemed presently to beneficially own, but only to the extent he has a pecuniary interest in, the Burlington Northern securities presently owned by NICO. Mr. Buffett disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| December 08, 2008 Filed Dec 10, 2008 22:19 UTC | BURLINGTON NORTHERN SANTA FE, LLC BNI · Entity 13207 | OtherPut Option (obligation to buy) · Derivative | 1,309,524 | $0.00 Strike: $80.00 | $0.00 |
DisclosureSEC source: 0001181431-08-066742 · rrd226027.xml · derivative · entry 4 BERKSHIRE HATHAWAY INC · CIK 0001067983 · 10% owner BUFFETT WARREN E · CIK 0000315090 · 10% owner OBH INC · CIK 0000109694 · 10% owner NATIONAL INDEMNITY CO · CIK 0000314943 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote 1. Disclosed balance after: 0 Underlying: Common Stock · 1,309,524 shares Expires 2008-12-08 F1 · ownership.direct: This Form 4 reports the exercise of put options written by National Indemnity Company ("NICO"), a subsidiary of OBH, Inc. ("OBH"). OBH is a subsidiary of Berkshire Hathaway Inc. ("Berkshire"). As OBH and Berkshire are each in the chain of ownership of NICO, each of Berkshire and OBH may be deemed presently to both beneficially own and have a pecuniary interest in all securities of Burlington Northern presently owned by NICO. Warren E. Buffett, as the controlling stockholder of Berkshire, may be deemed presently to beneficially own, but only to the extent he has a pecuniary interest in, the Burlington Northern securities presently owned by NICO. Mr. Buffett disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. F1 · ownership.nature: This Form 4 reports the exercise of put options written by National Indemnity Company ("NICO"), a subsidiary of OBH, Inc. ("OBH"). OBH is a subsidiary of Berkshire Hathaway Inc. ("Berkshire"). As OBH and Berkshire are each in the chain of ownership of NICO, each of Berkshire and OBH may be deemed presently to both beneficially own and have a pecuniary interest in all securities of Burlington Northern presently owned by NICO. Warren E. Buffett, as the controlling stockholder of Berkshire, may be deemed presently to beneficially own, but only to the extent he has a pecuniary interest in, the Burlington Northern securities presently owned by NICO. Mr. Buffett disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| December 08, 2008 Filed Dec 10, 2008 22:19 UTC | BURLINGTON NORTHERN SANTA FE, LLC BNI · Entity 13207 | OtherCommon Stock | 1,309,524 | $80.00 | $104,761,920.00 |
DisclosureSEC source: 0001181431-08-066742 · rrd226027.xml · nonDerivative · entry 1 BERKSHIRE HATHAWAY INC · CIK 0001067983 · 10% owner BUFFETT WARREN E · CIK 0000315090 · 10% owner OBH INC · CIK 0000109694 · 10% owner NATIONAL INDEMNITY CO · CIK 0000314943 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote 1. Disclosed balance after: 65,919,942 F1 · ownership.direct: This Form 4 reports the exercise of put options written by National Indemnity Company ("NICO"), a subsidiary of OBH, Inc. ("OBH"). OBH is a subsidiary of Berkshire Hathaway Inc. ("Berkshire"). As OBH and Berkshire are each in the chain of ownership of NICO, each of Berkshire and OBH may be deemed presently to both beneficially own and have a pecuniary interest in all securities of Burlington Northern presently owned by NICO. Warren E. Buffett, as the controlling stockholder of Berkshire, may be deemed presently to beneficially own, but only to the extent he has a pecuniary interest in, the Burlington Northern securities presently owned by NICO. Mr. Buffett disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. F1 · ownership.nature: This Form 4 reports the exercise of put options written by National Indemnity Company ("NICO"), a subsidiary of OBH, Inc. ("OBH"). OBH is a subsidiary of Berkshire Hathaway Inc. ("Berkshire"). As OBH and Berkshire are each in the chain of ownership of NICO, each of Berkshire and OBH may be deemed presently to both beneficially own and have a pecuniary interest in all securities of Burlington Northern presently owned by NICO. Warren E. Buffett, as the controlling stockholder of Berkshire, may be deemed presently to beneficially own, but only to the extent he has a pecuniary interest in, the Burlington Northern securities presently owned by NICO. Mr. Buffett disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| December 03, 2008 Filed Dec 5, 2008 21:58 UTC | BURLINGTON NORTHERN SANTA FE, LLC BNI · Entity 13207 | SalePut Option (obligation to buy) · Derivative | 2,325,000 | $6.35 Strike: $75.00 | $14,772,585.00 |
DisclosureSEC source: 0001181431-08-065808 · rrd225536.xml · derivative · entry 1 BERKSHIRE HATHAWAY INC · CIK 0001067983 · 10% owner BUFFETT WARREN E · CIK 0000315090 · 10% owner OBH INC · CIK 0000109694 · 10% owner NATIONAL INDEMNITY CO · CIK 0000314943 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote 1. Disclosed balance after: 2,325,000 Underlying: Common Stock · 2,325,000 shares Expires 2009-01-30 F1 · ownership.direct: The put options were written by National Indemnity Company ("NICO"), a subsidiary of OBH, Inc. ("OBH"). OBH is a subsidiary of Berkshire Hathaway Inc. ("Berkshire"). As OBH and Berkshire are each in the chain of ownership of NICO, each of Berkshire and OBH may be deemed presently to both beneficially own and have a pecuniary interest in all securities of Burlington Northern presently owned by NICO. Warren E. Buffett, as the controlling stockholder of Berkshire, may be deemed presently to beneficially own, but only to the extent he has a pecuniary interest in, the Burlington Northern securities presently owned by NICO. Mr. Buffett disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. F1 · ownership.nature: The put options were written by National Indemnity Company ("NICO"), a subsidiary of OBH, Inc. ("OBH"). OBH is a subsidiary of Berkshire Hathaway Inc. ("Berkshire"). As OBH and Berkshire are each in the chain of ownership of NICO, each of Berkshire and OBH may be deemed presently to both beneficially own and have a pecuniary interest in all securities of Burlington Northern presently owned by NICO. Warren E. Buffett, as the controlling stockholder of Berkshire, may be deemed presently to beneficially own, but only to the extent he has a pecuniary interest in, the Burlington Northern securities presently owned by NICO. Mr. Buffett disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| October 28, 2008 Filed Oct 30, 2008 21:08 UTC | BURLINGTON NORTHERN SANTA FE, LLC BNI · Entity 13207 | PurchaseCommon Stock | 825,000 | $79.65 | $65,711,250.00 |
DisclosureSEC source: 0001181431-08-059004 · rrd221872.xml · nonDerivative · entry 1 BERKSHIRE HATHAWAY INC · CIK 0001067983 · 10% owner BUFFETT WARREN E · CIK 0000315090 · 10% owner OBH INC · CIK 0000109694 · 10% owner NATIONAL INDEMNITY CO · CIK 0000314943 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes 1 and 2 Disclosed balance after: 64,610,418 F1 · kind: These shares are owned by National Indemnity Company (?NICO?), a subsidiary of OBH, Inc. (?OBH?). OBH is a subsidiary of Berkshire Hathaway Inc. (?Berkshire?). F1 · balance_after: These shares are owned by National Indemnity Company (?NICO?), a subsidiary of OBH, Inc. (?OBH?). OBH is a subsidiary of Berkshire Hathaway Inc. (?Berkshire?). F2 · balance_after: As OBH and Berkshire are each in the chain of ownership of NICO, each of Berkshire and OBH may be deemed presently to both beneficially own and have a pecuniary interest in all shares of Burlington Northern common stock presently owned by NICO. Warren E. Buffett, as the controlling stockholder of Berkshire, may be deemed presently to beneficially own, but only to the extent he has a pecuniary interest in, the shares of Burlington Northern common stock presently owned by NICO. Mr. Buffett disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. F1 · ownership.nature: These shares are owned by National Indemnity Company (?NICO?), a subsidiary of OBH, Inc. (?OBH?). OBH is a subsidiary of Berkshire Hathaway Inc. (?Berkshire?). F2 · ownership.nature: As OBH and Berkshire are each in the chain of ownership of NICO, each of Berkshire and OBH may be deemed presently to both beneficially own and have a pecuniary interest in all shares of Burlington Northern common stock presently owned by NICO. Warren E. Buffett, as the controlling stockholder of Berkshire, may be deemed presently to beneficially own, but only to the extent he has a pecuniary interest in, the shares of Burlington Northern common stock presently owned by NICO. Mr. Buffett disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| October 16, 2008 Filed Oct 20, 2008 21:57 UTC | BURLINGTON NORTHERN SANTA FE, LLC BNI · Entity 13207 | SalePut Option (obligation to buy) · Derivative | 1,000,000 | $6.20 Strike: $76.00 | $6,201,000.00 |
DisclosureSEC source: 0001181431-08-057829 · rrd221295.xml · derivative · entry 1 BERKSHIRE HATHAWAY INC · CIK 0001067983 · 10% owner BUFFETT WARREN E · CIK 0000315090 · 10% owner OBH INC · CIK 0000109694 · 10% owner NATIONAL INDEMNITY CO · CIK 0000314943 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote 1 Disclosed balance after: 1,000,000 Underlying: Common Stock · 1,000,000 shares Expires 2008-12-19 F1 · ownership.direct: The put options were written by National Indemnity Company (?NICO?), a subsidiary of OBH, Inc. (?OBH?). OBH is a subsidiary of Berkshire Hathaway Inc. (?Berkshire?). As OBH and Berkshire are each in the chain of ownership of NICO, each of Berkshire and OBH may be deemed presently to both beneficially own and have a pecuniary interest in all securities of Burlington Northern presently owned by NICO. Warren E. Buffett, as the controlling stockholder of Berkshire, may be deemed presently to beneficially own, but only to the extent he has a pecuniary interest in, the Burlington Northern securities presently owned by NICO. Mr. Buffett disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. F1 · ownership.nature: The put options were written by National Indemnity Company (?NICO?), a subsidiary of OBH, Inc. (?OBH?). OBH is a subsidiary of Berkshire Hathaway Inc. (?Berkshire?). As OBH and Berkshire are each in the chain of ownership of NICO, each of Berkshire and OBH may be deemed presently to both beneficially own and have a pecuniary interest in all securities of Burlington Northern presently owned by NICO. Warren E. Buffett, as the controlling stockholder of Berkshire, may be deemed presently to beneficially own, but only to the extent he has a pecuniary interest in, the Burlington Northern securities presently owned by NICO. Mr. Buffett disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| October 10, 2008 Filed Oct 14, 2008 22:42 UTC | BURLINGTON NORTHERN SANTA FE, LLC BNI · Entity 13207 | SalePut Option (obligation to buy) · Derivative | 1,217,500 | $7.09 Strike: $75.00 | $8,636,945.00 |
DisclosureSEC source: 0001181431-08-057239 · rrd221028.xml · derivative · entry 1 BERKSHIRE HATHAWAY INC · CIK 0001067983 · 10% owner BUFFETT WARREN E · CIK 0000315090 · 10% owner OBH INC · CIK 0000109694 · 10% owner NATIONAL INDEMNITY CO · CIK 0000314943 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote 1 Disclosed balance after: 1,217,500 Underlying: Common Stock · 1,217,500 shares Expires 2008-12-12 F1 · ownership.direct: The put options were written by National Indemnity Company (?NICO?), a subsidiary of OBH, Inc. (?OBH?). OBH is a subsidiary of Berkshire Hathaway Inc. (?Berkshire?). As OBH and Berkshire are each in the chain of ownership of NICO, each of Berkshire and OBH may be deemed presently to both beneficially own and have a pecuniary interest in all securities of Burlington Northern presently owned by NICO. Warren E. Buffett, as the controlling stockholder of Berkshire, may be deemed presently to beneficially own, but only to the extent he has a pecuniary interest in, the Burlington Northern securities presently owned by NICO. Mr. Buffett disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| October 08, 2008 Filed Oct 11, 2008 00:46 UTC | BURLINGTON NORTHERN SANTA FE, LLC BNI · Entity 13207 | SalePut option (obligation to buy) · Derivative | 761,111 | $5.78 Strike: $77.00 | $4,399,526.02 |
DisclosureSEC source: 0001181431-08-056982 · rrd220897.xml · derivative · entry 2 BERKSHIRE HATHAWAY INC · CIK 0001067983 · 10% owner OBH INC · CIK 0000109694 · 10% owner NATIONAL INDEMNITY CO · CIK 0000314943 · 10% owner BUFFETT WARREN E · CIK 0000315090 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote 1 Disclosed balance after: 761,111 Underlying: Common Stock · 761,111 shares Expires 2008-12-09 F1 · balance_after: The put options were written by National Indemnity Company (?NICO?), a subsidiary of OBH, Inc. (?OBH?). OBH is a subsidiary of Berkshire Hathaway Inc. (?Berkshire?). As OBH and Berkshire are each in the chain of ownership of NICO, each of Berkshire and OBH may be deemed presently to both beneficially own and have a pecuniary interest in all securities of Burlington Northern presently owned by NICO. Warren E. Buffett, as the controlling stockholder of Berkshire, may be deemed presently to beneficially own, but only to the extent he has a pecuniary interest in, the Burlington Northern securities presently owned by NICO. Mr. Buffett disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. F1 · ownership.direct: The put options were written by National Indemnity Company (?NICO?), a subsidiary of OBH, Inc. (?OBH?). OBH is a subsidiary of Berkshire Hathaway Inc. (?Berkshire?). As OBH and Berkshire are each in the chain of ownership of NICO, each of Berkshire and OBH may be deemed presently to both beneficially own and have a pecuniary interest in all securities of Burlington Northern presently owned by NICO. Warren E. Buffett, as the controlling stockholder of Berkshire, may be deemed presently to beneficially own, but only to the extent he has a pecuniary interest in, the Burlington Northern securities presently owned by NICO. Mr. Buffett disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| October 08, 2008 Filed Oct 11, 2008 00:46 UTC | BURLINGTON NORTHERN SANTA FE, LLC BNI · Entity 13207 | SalePut option (obligation to buy) · Derivative | 1,190,476 | $7.03 Strike: $80.00 | $8,373,331.99 |
DisclosureSEC source: 0001181431-08-056982 · rrd220897.xml · derivative · entry 1 BERKSHIRE HATHAWAY INC · CIK 0001067983 · 10% owner OBH INC · CIK 0000109694 · 10% owner NATIONAL INDEMNITY CO · CIK 0000314943 · 10% owner BUFFETT WARREN E · CIK 0000315090 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote 1 Disclosed balance after: 1,190,476 Underlying: Common Stock · 1,190,476 shares Expires 2008-12-09 F1 · ownership.direct: The put options were written by National Indemnity Company (?NICO?), a subsidiary of OBH, Inc. (?OBH?). OBH is a subsidiary of Berkshire Hathaway Inc. (?Berkshire?). As OBH and Berkshire are each in the chain of ownership of NICO, each of Berkshire and OBH may be deemed presently to both beneficially own and have a pecuniary interest in all securities of Burlington Northern presently owned by NICO. Warren E. Buffett, as the controlling stockholder of Berkshire, may be deemed presently to beneficially own, but only to the extent he has a pecuniary interest in, the Burlington Northern securities presently owned by NICO. Mr. Buffett disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. F1 · ownership.nature: The put options were written by National Indemnity Company (?NICO?), a subsidiary of OBH, Inc. (?OBH?). OBH is a subsidiary of Berkshire Hathaway Inc. (?Berkshire?). As OBH and Berkshire are each in the chain of ownership of NICO, each of Berkshire and OBH may be deemed presently to both beneficially own and have a pecuniary interest in all securities of Burlington Northern presently owned by NICO. Warren E. Buffett, as the controlling stockholder of Berkshire, may be deemed presently to beneficially own, but only to the extent he has a pecuniary interest in, the Burlington Northern securities presently owned by NICO. Mr. Buffett disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| October 06, 2008 Filed Oct 8, 2008 22:28 UTC | BURLINGTON NORTHERN SANTA FE, LLC BNI · Entity 13207 | SalePut option (obligation to buy) · Derivative | 1,309,524 | $7.02 Strike: $80.00 | $9,192,858.48 |
DisclosureSEC source: 0001181431-08-056694 · rrd220612.xml · derivative · entry 1 BERKSHIRE HATHAWAY INC · CIK 0001067983 · 10% owner BUFFETT WARREN E · CIK 0000315090 · 10% owner OBH INC · CIK 0000109694 · 10% owner NATIONAL INDEMNITY CO · CIK 0000314943 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote 1 Disclosed balance after: 1,309,524 Underlying: Common Stock · 1,309,524 shares Expires 2008-12-08 F1 · ownership.direct: The put options were written by National Indemnity Company (?NICO?), a subsidiary of OBH, Inc. (?OBH?). OBH is a subsidiary of Berkshire Hathaway Inc. As OBH and Berkshire are each in the chain of ownership of NICO, each of Berkshire and OBH may be deemed presently to both beneficially own and have a pecuniary interest in all securities of Burlington Northern presently owned by NICO. Warren E. Buffett, as the controlling stockholder of Berkshire, may be deemed presently to beneficially own, but only to the extent he has a pecuniary interest in, the Burlington Northern securities presently owned by NICO. Mr. Buffet disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. F1 · ownership.nature: The put options were written by National Indemnity Company (?NICO?), a subsidiary of OBH, Inc. (?OBH?). OBH is a subsidiary of Berkshire Hathaway Inc. As OBH and Berkshire are each in the chain of ownership of NICO, each of Berkshire and OBH may be deemed presently to both beneficially own and have a pecuniary interest in all securities of Burlington Northern presently owned by NICO. Warren E. Buffett, as the controlling stockholder of Berkshire, may be deemed presently to beneficially own, but only to the extent he has a pecuniary interest in, the Burlington Northern securities presently owned by NICO. Mr. Buffet disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| January 22, 2008 Filed Jan 24, 2008 23:24 UTC | BURLINGTON NORTHERN SANTA FE, LLC BNI · Entity 13207 | PurchaseCommon Stock | 10,300 | $75.51 | $777,753.00 |
DisclosureSEC source: 0001209191-08-005462 · doc4.xml · nonDerivative · entry 1 BERKSHIRE HATHAWAY INC · CIK 0001067983 · 10% owner BUFFETT WARREN E · CIK 0000315090 · 10% owner OBH INC · CIK 0000109694 · 10% owner NATIONAL INDEMNITY CO · CIK 0000314943 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes 1 and 2 Disclosed balance after: 63,785,418 F1 · shares: These shares are owned by National Indemnity Company ("NICO"), a subsidiary of OBH, Inc. ("OBH"). OBH is a subsidiary of Berkshire Hathaway Inc. ("Berkshire"). F1 · balance_after: These shares are owned by National Indemnity Company ("NICO"), a subsidiary of OBH, Inc. ("OBH"). OBH is a subsidiary of Berkshire Hathaway Inc. ("Berkshire"). F2 · balance_after: As OBH and Berkshire are each in the chain of ownership of NICO, each of Berkshire and OBH may be deemed presently to both beneficially own and have a pecuniary interest in all shares of Burlington Northern common stock presently owned by NICO. Warren E. Buffett, as the controlling stockholder of Berkshire, may be deemed presently to beneficially own, but only to the extent he has a pecuniary interest in, the shares of Burlington Northern common stock presently owned by NICO. Mr. Buffett disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. F1 · ownership.nature: These shares are owned by National Indemnity Company ("NICO"), a subsidiary of OBH, Inc. ("OBH"). OBH is a subsidiary of Berkshire Hathaway Inc. ("Berkshire"). F2 · ownership.nature: As OBH and Berkshire are each in the chain of ownership of NICO, each of Berkshire and OBH may be deemed presently to both beneficially own and have a pecuniary interest in all shares of Burlington Northern common stock presently owned by NICO. Warren E. Buffett, as the controlling stockholder of Berkshire, may be deemed presently to beneficially own, but only to the extent he has a pecuniary interest in, the shares of Burlington Northern common stock presently owned by NICO. Mr. Buffett disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| January 18, 2008 Filed Jan 19, 2008 00:56 UTC | BURLINGTON NORTHERN SANTA FE, LLC BNI · Entity 13207 | PurchaseCommon Stock | 996,100 | $76.97 | $76,669,817.00 |
DisclosureSEC source: 0001209191-08-004613 · doc4.xml · nonDerivative · entry 3 BERKSHIRE HATHAWAY INC · CIK 0001067983 · 10% owner BUFFETT WARREN E · CIK 0000315090 · 10% owner OBH INC · CIK 0000109694 · 10% owner NATIONAL INDEMNITY CO · CIK 0000314943 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes 1 and 2 Disclosed balance after: 63,775,118 F1 · shares: These shares are owned by National Indemnity Company ("NICO"), a subsidiary of OBH, Inc. ("OBH"). OBH is a subsidiary of Berkshire Hathaway Inc. ("Berkshire"). F1 · balance_after: These shares are owned by National Indemnity Company ("NICO"), a subsidiary of OBH, Inc. ("OBH"). OBH is a subsidiary of Berkshire Hathaway Inc. ("Berkshire"). F2 · balance_after: As OBH and Berkshire are each in the chain of ownership of NICO, each of Berkshire and OBH may be deemed presently to both beneficially own and have a pecuniary interest in all shares of Burlington Northern common stock presently owned by NICO. Warren E. Buffett, as the controlling stockholder of Berkshire, may be deemed presently to beneficially own, but only to the extent he has a pecuniary interest in, the shares of Burlington Northern common stock presently owned by NICO. Mr. Buffett disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. F1 · ownership.nature: These shares are owned by National Indemnity Company ("NICO"), a subsidiary of OBH, Inc. ("OBH"). OBH is a subsidiary of Berkshire Hathaway Inc. ("Berkshire"). F2 · ownership.nature: As OBH and Berkshire are each in the chain of ownership of NICO, each of Berkshire and OBH may be deemed presently to both beneficially own and have a pecuniary interest in all shares of Burlington Northern common stock presently owned by NICO. Warren E. Buffett, as the controlling stockholder of Berkshire, may be deemed presently to beneficially own, but only to the extent he has a pecuniary interest in, the shares of Burlington Northern common stock presently owned by NICO. Mr. Buffett disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| January 17, 2008 Filed Jan 19, 2008 00:56 UTC | BURLINGTON NORTHERN SANTA FE, LLC BNI · Entity 13207 | PurchaseCommon Stock | 205,800 | $77.83 | $16,017,414.00 |
DisclosureSEC source: 0001209191-08-004613 · doc4.xml · nonDerivative · entry 2 BERKSHIRE HATHAWAY INC · CIK 0001067983 · 10% owner BUFFETT WARREN E · CIK 0000315090 · 10% owner OBH INC · CIK 0000109694 · 10% owner NATIONAL INDEMNITY CO · CIK 0000314943 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes 1 and 2 Disclosed balance after: 62,779,018 F1 · shares: These shares are owned by National Indemnity Company ("NICO"), a subsidiary of OBH, Inc. ("OBH"). OBH is a subsidiary of Berkshire Hathaway Inc. ("Berkshire"). F1 · balance_after: These shares are owned by National Indemnity Company ("NICO"), a subsidiary of OBH, Inc. ("OBH"). OBH is a subsidiary of Berkshire Hathaway Inc. ("Berkshire"). F2 · balance_after: As OBH and Berkshire are each in the chain of ownership of NICO, each of Berkshire and OBH may be deemed presently to both beneficially own and have a pecuniary interest in all shares of Burlington Northern common stock presently owned by NICO. Warren E. Buffett, as the controlling stockholder of Berkshire, may be deemed presently to beneficially own, but only to the extent he has a pecuniary interest in, the shares of Burlington Northern common stock presently owned by NICO. Mr. Buffett disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. F1 · ownership.nature: These shares are owned by National Indemnity Company ("NICO"), a subsidiary of OBH, Inc. ("OBH"). OBH is a subsidiary of Berkshire Hathaway Inc. ("Berkshire"). F2 · ownership.nature: As OBH and Berkshire are each in the chain of ownership of NICO, each of Berkshire and OBH may be deemed presently to both beneficially own and have a pecuniary interest in all shares of Burlington Northern common stock presently owned by NICO. Warren E. Buffett, as the controlling stockholder of Berkshire, may be deemed presently to beneficially own, but only to the extent he has a pecuniary interest in, the shares of Burlington Northern common stock presently owned by NICO. Mr. Buffett disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.