Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ASSURED GUARANTY LTDAGO · Entity 4169 | Chief Risk Officer | December 01, 2022 | December 06, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ASSURED GUARANTY LTD
Report date December 01, 2022 · Filed December 06, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 103,659.4953 |
Reported balance
After 2022-03-31 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2022-03-31 · Gift · Disposed 2,268 · Balance 103,659.4953 |
| Common SharesSEC Table I · non-derivative | Direct | 93,659.4953 |
Reported balance
After 2022-06-06 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2022-06-06 · Gift · Disposed 10,000 · Balance 93,659.4953 |
| Common SharesSEC Table I · non-derivative | Direct | 58,950.4953 |
Reported balance
After 2022-12-01 transaction · row 3
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 3 · 2022-12-01 · Sale · Disposed 35,000 · Balance 58,950.4953 F1: The Common Shares sold by the Reporting Person and reported herein were sold at a range of between $66.1286 and $66.8242 per share. The sale price reported above represents the weighted average sale price for the reported transaction and has been rounded to the nearest cent. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such price range. F2: Total includes 291 shares purchased on 6/30/2022 pursuant to the Assured Guaranty Ltd. Employee Stock Purchase Plan which meets the requirements of Rule 16b-3. |
Filing footnotes · ownership attribution and instrument terms
F1: The Common Shares sold by the Reporting Person and reported herein were sold at a range of between $66.1286 and $66.8242 per share. The sale price reported above represents the weighted average sale price for the reported transaction and has been rounded to the nearest cent. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such price range.
F2: Total includes 291 shares purchased on 6/30/2022 pursuant to the Assured Guaranty Ltd. Employee Stock Purchase Plan which meets the requirements of Rule 16b-3.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 05, 2017 Filed Feb 7, 2017 21:36 UTC | ASSURED GUARANTY LTD AGO · Entity 4169 | Tax withholdingCommon Shares | 7,871 | $40.01 | $314,918.71 |
DisclosureSEC source: 0001209191-17-008364 · doc4.xml · nonDerivative · entry 3 Albert Howard · CIK 0001539875 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 149,442.4953 F1 · shares: Common Shares being withheld to pay tax liability. Read SEC document |
| February 05, 2017 Filed Feb 7, 2017 21:36 UTC | ASSURED GUARANTY LTD AGO · Entity 4169 | Exercise / conversionComnmon Shares | 15,262 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-008364 · doc4.xml · nonDerivative · entry 2 Albert Howard · CIK 0001539875 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 157,313.4953 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Performance share units awarded pursuant to the Assured Guaranty 2004 Long-Term Incentive Plan (the "Plan"). Using the highest 40-day average stock price during the performance period (1/1/2014 to 12/31/2016), 200.00% of the performance share units granted became vested. The number of Common Shares delivered equals the number of performance share units granted multiplied by 200.00%. Read SEC document |
| February 05, 2017 Filed Feb 7, 2017 21:36 UTC | ASSURED GUARANTY LTD AGO · Entity 4169 | Tax withholdingCommon Shares | 4,652 | $40.01 | $186,126.52 |
DisclosureSEC source: 0001209191-17-008364 · doc4.xml · nonDerivative · entry 1 Albert Howard · CIK 0001539875 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 142,051.4953 F1 · shares: Common Shares being withheld to pay tax liability. F2 · balance_after: Total includes 472 shares purchased on 12/31/2016 pursuant to the Assured Guaranty Ltd. Stock Purchase Plan which meets the requirements of Rule 16b-3. Read SEC document |
| November 07, 2016 Filed Nov 9, 2016 00:08 UTC | ASSURED GUARANTY LTD AGO · Entity 4169 | Exercise / conversionOptions to acquire Common Shares · Derivative | 16,000 | $0.00 Strike: $26.70 | $0.00 |
DisclosureSEC source: 0001209191-16-148942 · doc4.xml · derivative · entry 3 Albert Howard · CIK 0001539875 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 16,000 shares Expires 2017-02-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Options vested as follows: 1/3 on 02/08/2008, 1/3 on 02/08/2009 and 1/3 on 02/08/2010. F4 · derivative.underlying_shares: All options of this tranche have been exercised. The total number of options from other tranches with different exercise prices, vesting terms and expiration dates is 42,297 (after taking into account 16,000 options exercised on 11/7/2016). The total number of performance share units from tranches with different performance measures, performance periods and vesting dates is 32,745 . F4 · balance_after: All options of this tranche have been exercised. The total number of options from other tranches with different exercise prices, vesting terms and expiration dates is 42,297 (after taking into account 16,000 options exercised on 11/7/2016). The total number of performance share units from tranches with different performance measures, performance periods and vesting dates is 32,745 . Read SEC document |
| November 07, 2016 Filed Nov 9, 2016 00:08 UTC | ASSURED GUARANTY LTD AGO · Entity 4169 | SaleComnmon Shares | 16,000 | $32.00 | $512,000.00 |
DisclosureSEC source: 0001209191-16-148942 · doc4.xml · nonDerivative · entry 2 Albert Howard · CIK 0001539875 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146,231.4953 F1 · price: The sale price reported above has been rounded to the nearest cent. F2 · balance_after: Total includes 492 shares purchased on 06/30/2016 pursuant to the Assured Guaranty Ltd. Employee Stock Purchase Plan which meets the requirements of Rule 16b-3. Read SEC document |
| November 07, 2016 Filed Nov 9, 2016 00:08 UTC | ASSURED GUARANTY LTD AGO · Entity 4169 | Exercise / conversionCommon Shares | 16,000 | $26.70 | $427,200.00 |
DisclosureSEC source: 0001209191-16-148942 · doc4.xml · nonDerivative · entry 1 Albert Howard · CIK 0001539875 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 161,739.4953 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.