Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ASSURED GUARANTY LTDAGO · Entity 4169 | Chief Risk Officer | December 01, 2022 | December 06, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ASSURED GUARANTY LTD
Report date December 01, 2022 · Filed December 06, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 103,659.4953 |
Reported balance
After 2022-03-31 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2022-03-31 · Gift · Disposed 2,268 · Balance 103,659.4953 |
| Common SharesSEC Table I · non-derivative | Direct | 93,659.4953 |
Reported balance
After 2022-06-06 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2022-06-06 · Gift · Disposed 10,000 · Balance 93,659.4953 |
| Common SharesSEC Table I · non-derivative | Direct | 58,950.4953 |
Reported balance
After 2022-12-01 transaction · row 3
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 3 · 2022-12-01 · Sale · Disposed 35,000 · Balance 58,950.4953 F1: The Common Shares sold by the Reporting Person and reported herein were sold at a range of between $66.1286 and $66.8242 per share. The sale price reported above represents the weighted average sale price for the reported transaction and has been rounded to the nearest cent. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such price range. F2: Total includes 291 shares purchased on 6/30/2022 pursuant to the Assured Guaranty Ltd. Employee Stock Purchase Plan which meets the requirements of Rule 16b-3. |
Filing footnotes · ownership attribution and instrument terms
F1: The Common Shares sold by the Reporting Person and reported herein were sold at a range of between $66.1286 and $66.8242 per share. The sale price reported above represents the weighted average sale price for the reported transaction and has been rounded to the nearest cent. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such price range.
F2: Total includes 291 shares purchased on 6/30/2022 pursuant to the Assured Guaranty Ltd. Employee Stock Purchase Plan which meets the requirements of Rule 16b-3.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 01, 2022 Filed Dec 6, 2022 00:10 UTC | ASSURED GUARANTY LTD AGO · Entity 4169 | SaleCommon Shares | 35,000 | $66.28 | $2,319,800.00 |
DisclosureSEC source: 0001209191-22-059857 · doc4.xml · nonDerivative · entry 3 Albert Howard · CIK 0001539875 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,950.4953 F1 · price: The Common Shares sold by the Reporting Person and reported herein were sold at a range of between $66.1286 and $66.8242 per share. The sale price reported above represents the weighted average sale price for the reported transaction and has been rounded to the nearest cent. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such price range. F2 · balance_after: Total includes 291 shares purchased on 6/30/2022 pursuant to the Assured Guaranty Ltd. Employee Stock Purchase Plan which meets the requirements of Rule 16b-3. Read SEC document |
| June 06, 2022 Filed Dec 6, 2022 00:10 UTC | ASSURED GUARANTY LTD AGO · Entity 4169 | GiftCommon Shares | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-059857 · doc4.xml · nonDerivative · entry 2 Albert Howard · CIK 0001539875 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,659.4953 Read SEC document |
| March 31, 2022 Filed Dec 6, 2022 00:10 UTC | ASSURED GUARANTY LTD AGO · Entity 4169 | GiftCommon Shares | 2,268 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-059857 · doc4.xml · nonDerivative · entry 1 Albert Howard · CIK 0001539875 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,659.4953 Read SEC document |
| March 01, 2022 Filed Mar 2, 2022 22:37 UTC | ASSURED GUARANTY LTD AGO · Entity 4169 | SaleCommon Shares | 20,200 | $59.85 | $1,208,970.00 |
DisclosureSEC source: 0001209191-22-014972 · doc4.xml · nonDerivative · entry 2 Albert Howard · CIK 0001539875 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,927.4953 F2 · price: The Common Shares sold by the Reporting Person and reported herein were sold at a range of between $59.6572 and $59.9394 per share. The sale price reported above represents the weighted average sale price for the reported transaction and has been rounded to the nearest cent. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such price range. Read SEC document |
| March 01, 2022 Filed Mar 2, 2022 22:37 UTC | ASSURED GUARANTY LTD AGO · Entity 4169 | SaleCommon Shares | 39,800 | $59.06 | $2,350,588.00 |
DisclosureSEC source: 0001209191-22-014972 · doc4.xml · nonDerivative · entry 1 Albert Howard · CIK 0001539875 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126,127.4953 F1 · price: The Common Shares sold by the Reporting Person and reported herein were sold at a range of between $58.5389 and $59.4838 per share. The sale price reported above represents the weighted average sale price for the reported transaction and has been rounded to the nearest cent. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such price range. Read SEC document |
| February 27, 2022 Filed Mar 1, 2022 23:11 UTC | ASSURED GUARANTY LTD AGO · Entity 4169 | GrantCommon Shares | 3,575 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-014291 · doc4.xml · nonDerivative · entry 4 Albert Howard · CIK 0001539875 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 165,927.4953 F3 · shares: Represents the determination of the number of common shares to be delivered based on the achievement of relative total shareholder value targets. These shares have vested and will be delivered on February 27, 2023, subject to continued compliance with the terms of the award agreement. Read SEC document |
| February 27, 2022 Filed Mar 1, 2022 23:11 UTC | ASSURED GUARANTY LTD AGO · Entity 4169 | Tax withholdingCommon Shares | 4,584 | $63.64 | $291,725.76 |
DisclosureSEC source: 0001209191-22-014291 · doc4.xml · nonDerivative · entry 3 Albert Howard · CIK 0001539875 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 162,352.4953 F1 · shares: Common Shares being withheld to pay tax liability. Read SEC document |
| February 27, 2022 Filed Mar 1, 2022 23:11 UTC | ASSURED GUARANTY LTD AGO · Entity 4169 | GrantCommon Shares | 8,978 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-014291 · doc4.xml · nonDerivative · entry 2 Albert Howard · CIK 0001539875 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 166,936.4953 F2 · shares: Represents the vesting of performance share units based on the achievement of core adjusted book value targets. Read SEC document |
| February 27, 2022 Filed Mar 1, 2022 23:11 UTC | ASSURED GUARANTY LTD AGO · Entity 4169 | Tax withholdingCommon Shares | 3,101 | $63.64 | $197,347.64 |
DisclosureSEC source: 0001209191-22-014291 · doc4.xml · nonDerivative · entry 1 Albert Howard · CIK 0001539875 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 157,958.4953 F1 · shares: Common Shares being withheld to pay tax liability. Read SEC document |
| February 23, 2022 Filed Feb 25, 2022 23:32 UTC | ASSURED GUARANTY LTD AGO · Entity 4169 | GrantCommon Shares | 4,604 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-013325 · doc4.xml · nonDerivative · entry 1 Albert Howard · CIK 0001539875 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 161,059.4953 F1 · price: Restricted stock units awarded pursuant to the Assured Guaranty Ltd. 2004 Long-Term Incentive Plan (the "Plan"). With limited exceptions, the restricted stock units vest on 2/23/2025, assuming that the holder remains employed at such time. Upon vesting, one Common Share will be delivered for each vested restricted stock unit. F2 · balance_after: Total includes 215 shares purchased on 12/31/2021 pursuant to the Assured Guaranty Ltd. Employee Stock Purchase Plan which meets the requirements of Rule 16b-3. Read SEC document |
| May 13, 2021 Filed May 17, 2021 20:53 UTC | ASSURED GUARANTY LTD AGO · Entity 4169 | SaleCommon Shares | 50,000 | $46.16 | $2,308,000.00 |
DisclosureSEC source: 0001209191-21-033183 · doc4.xml · nonDerivative · entry 1 Albert Howard · CIK 0001539875 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 156,240.4953 F1 · price: The Common Shares sold by the Reporting Person and reported herein were sold at a range of between $45.925 and $46.4393 per share. The sale price reported above represents the weighted average sale price for the reported transaction and has been rounded to the nearest cent. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such price range. Read SEC document |
| February 24, 2021 Filed Feb 26, 2021 21:39 UTC | ASSURED GUARANTY LTD AGO · Entity 4169 | GrantCommon Shares | 6,759 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-014778 · doc4.xml · nonDerivative · entry 1 Albert Howard · CIK 0001539875 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 206,240.4953 F1 · price: Restricted stock units awarded pursuant to the Assured Guaranty Ltd. 2004 Long-Term Incentive Plan (the "Plan"). With limited exceptions, the restricted stock units vest on 2/24/2024, assuming that the holder remains employed at such time. Upon vesting, one Common Share will be delivered for each vested restricted stock unit. Read SEC document |
| February 21, 2021 Filed Feb 24, 2021 01:07 UTC | ASSURED GUARANTY LTD AGO · Entity 4169 | Exercise / conversionPerformance Share Units · Derivative | 9,296 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-013500 · doc4.xml · derivative · entry 4 Albert Howard · CIK 0001539875 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 9,296 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Performance share units awarded pursuant to the Assured Guaranty Ltd. 2004 Long-Term Incentive Plan (the "Plan"). Using the highest 40-day average stock price during the performance period (7/1/2019 to 12/31/2020), approximately 179.75% of the performance share units granted became vested. The number of Common Shares delivered equals the number of performance share units granted multiplied by approximately 179.75%. F2 · deemedExecutionDate: Performance share units awarded pursuant to the Assured Guaranty Ltd. 2004 Long-Term Incentive Plan (the "Plan"). Using the highest 40-day average stock price during the performance period (7/1/2019 to 12/31/2020), approximately 179.75% of the performance share units granted became vested. The number of Common Shares delivered equals the number of performance share units granted multiplied by approximately 179.75%. F2 · derivative.exercise_date: Performance share units awarded pursuant to the Assured Guaranty Ltd. 2004 Long-Term Incentive Plan (the "Plan"). Using the highest 40-day average stock price during the performance period (7/1/2019 to 12/31/2020), approximately 179.75% of the performance share units granted became vested. The number of Common Shares delivered equals the number of performance share units granted multiplied by approximately 179.75%. F2 · derivative.expiration_date: Performance share units awarded pursuant to the Assured Guaranty Ltd. 2004 Long-Term Incentive Plan (the "Plan"). Using the highest 40-day average stock price during the performance period (7/1/2019 to 12/31/2020), approximately 179.75% of the performance share units granted became vested. The number of Common Shares delivered equals the number of performance share units granted multiplied by approximately 179.75%. Read SEC document |
| February 21, 2021 Filed Feb 24, 2021 01:07 UTC | ASSURED GUARANTY LTD AGO · Entity 4169 | Tax withholdingCommon Shares | 8,183 | $39.50 | $323,228.50 |
DisclosureSEC source: 0001209191-21-013500 · doc4.xml · nonDerivative · entry 3 Albert Howard · CIK 0001539875 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 199,481.4953 F1 · shares: Common Shares being withheld to pay tax liability. Read SEC document |
| February 21, 2021 Filed Feb 24, 2021 01:07 UTC | ASSURED GUARANTY LTD AGO · Entity 4169 | Exercise / conversionCommon Shares | 16,710 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-013500 · doc4.xml · nonDerivative · entry 2 Albert Howard · CIK 0001539875 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 207,664.4953 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Performance share units awarded pursuant to the Assured Guaranty Ltd. 2004 Long-Term Incentive Plan (the "Plan"). Using the highest 40-day average stock price during the performance period (7/1/2019 to 12/31/2020), approximately 179.75% of the performance share units granted became vested. The number of Common Shares delivered equals the number of performance share units granted multiplied by approximately 179.75%. Read SEC document |
| February 21, 2021 Filed Feb 24, 2021 01:07 UTC | ASSURED GUARANTY LTD AGO · Entity 4169 | Tax withholdingCommon Shares | 4,620 | $39.50 | $182,490.00 |
DisclosureSEC source: 0001209191-21-013500 · doc4.xml · nonDerivative · entry 1 Albert Howard · CIK 0001539875 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 190,954.4953 F1 · shares: Common Shares being withheld to pay tax liability. Read SEC document |
| February 26, 2020 Filed Feb 28, 2020 21:25 UTC | ASSURED GUARANTY LTD AGO · Entity 4169 | GrantCommon Shares | 5,068 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-013833 · doc4.xml · nonDerivative · entry 1 Albert Howard · CIK 0001539875 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 195,574.4953 F1 · price: Restricted stock units awarded pursuant to the Assured Guaranty Ltd. 2004 Long-Term Incentive Plan (the "Plan"). With limited exceptions, the restricted stock units vest on 2/26/2023, assuming that the holder remains employed at such time. Upon vesting, one Common Share will be delivered for each vested restricted stock unit. Read SEC document |
| February 22, 2020 Filed Feb 25, 2020 23:20 UTC | ASSURED GUARANTY LTD AGO · Entity 4169 | Exercise / conversionPerformance Share Units · Derivative | 7,872 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-012695 · doc4.xml · derivative · entry 4 Albert Howard · CIK 0001539875 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,296 Underlying: Common Shares · 7,872 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Performance share units awarded pursuant to the Assured Guaranty Ltd. 2004 Long-Term Incentive Plan (the "Plan"). Using the highest 40-day average stock price during the performance period (7/1/2018 to 12/31/2019), approximately 176.50% of the performance share units granted became vested. The number of Common Shares delivered equals the number of performance share units granted multiplied by approximately 176.50%. F3 · deemedExecutionDate: Performance share units awarded pursuant to the Assured Guaranty Ltd. 2004 Long-Term Incentive Plan (the "Plan"). Using the highest 40-day average stock price during the performance period (7/1/2018 to 12/31/2019), approximately 176.50% of the performance share units granted became vested. The number of Common Shares delivered equals the number of performance share units granted multiplied by approximately 176.50%. F3 · derivative.exercise_date: Performance share units awarded pursuant to the Assured Guaranty Ltd. 2004 Long-Term Incentive Plan (the "Plan"). Using the highest 40-day average stock price during the performance period (7/1/2018 to 12/31/2019), approximately 176.50% of the performance share units granted became vested. The number of Common Shares delivered equals the number of performance share units granted multiplied by approximately 176.50%. F3 · derivative.expiration_date: Performance share units awarded pursuant to the Assured Guaranty Ltd. 2004 Long-Term Incentive Plan (the "Plan"). Using the highest 40-day average stock price during the performance period (7/1/2018 to 12/31/2019), approximately 176.50% of the performance share units granted became vested. The number of Common Shares delivered equals the number of performance share units granted multiplied by approximately 176.50%. F4 · balance_after: Total includes performance units from other tranches with different performance measures, performance periods and vesting dates. Read SEC document |
| February 22, 2020 Filed Feb 25, 2020 23:20 UTC | ASSURED GUARANTY LTD AGO · Entity 4169 | Tax withholdingCommon Shares | 6,804 | $46.30 | $315,025.20 |
DisclosureSEC source: 0001209191-20-012695 · doc4.xml · nonDerivative · entry 3 Albert Howard · CIK 0001539875 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 190,506.4953 F1 · shares: Common Shares being withheld to pay tax liability. Read SEC document |
| February 22, 2020 Filed Feb 25, 2020 23:20 UTC | ASSURED GUARANTY LTD AGO · Entity 4169 | Exercise / conversionCommon Shares | 13,894 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-012695 · doc4.xml · nonDerivative · entry 2 Albert Howard · CIK 0001539875 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 197,310.4953 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Performance share units awarded pursuant to the Assured Guaranty Ltd. 2004 Long-Term Incentive Plan (the "Plan"). Using the highest 40-day average stock price during the performance period (7/1/2018 to 12/31/2019), approximately 176.50% of the performance share units granted became vested. The number of Common Shares delivered equals the number of performance share units granted multiplied by approximately 176.50%. Read SEC document |
| February 22, 2020 Filed Feb 25, 2020 23:20 UTC | ASSURED GUARANTY LTD AGO · Entity 4169 | Tax withholdingCommon Shares | 3,906 | $46.30 | $180,847.80 |
DisclosureSEC source: 0001209191-20-012695 · doc4.xml · nonDerivative · entry 1 Albert Howard · CIK 0001539875 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 183,416.4953 F1 · shares: Common Shares being withheld to pay tax liability. F2 · balance_after: Total includes 237 shares purchased on 12/31/2019 pursuant to the Assured Guaranty Ltd. Employee Stock Purchase Plan which meets the requirements of Rule 16b-3. Read SEC document |
| September 10, 2019 Filed Sep 12, 2019 20:42 UTC | ASSURED GUARANTY LTD AGO · Entity 4169 | Exercise / conversionOptions to Acquire Common Shares · Derivative | 10,000 | $0.00 Strike: $19.79 | $0.00 |
DisclosureSEC source: 0001209191-19-049333 · doc4.xml · derivative · entry 6 Albert Howard · CIK 0001539875 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 10,000 shares Expires 2020-02-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Options vested as follows: 1/3 on February 24, 2011, 1/3 on February 24, 2012 and 1/3 on February 24, 2013. F3 · balance_after: All options of this tranche have been exercised. Total includes options from other tranches with different exercise prices, vesting dates and expiration dates, but does not include 17,168 performance share units of various tranches. Read SEC document |
| September 10, 2019 Filed Sep 12, 2019 20:42 UTC | ASSURED GUARANTY LTD AGO · Entity 4169 | Exercise / conversionOptions to Acquire Common Shares · Derivative | 4,058 | $0.00 Strike: $19.24 | $0.00 |
DisclosureSEC source: 0001209191-19-049333 · doc4.xml · derivative · entry 5 Albert Howard · CIK 0001539875 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Shares · 4,058 shares Expires 2020-02-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · balance_after: All options of this tranche have been exercised. Total includes options from other tranches with different exercise prices, vesting dates and expiration dates, but does not include 17,168 performance share units of various tranches. Read SEC document |
| September 10, 2019 Filed Sep 12, 2019 20:42 UTC | ASSURED GUARANTY LTD AGO · Entity 4169 | SaleCommon Shares | 10,000 | $44.26 | $442,600.00 |
DisclosureSEC source: 0001209191-19-049333 · doc4.xml · nonDerivative · entry 4 Albert Howard · CIK 0001539875 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 187,085.4953 F2 · price: The Common Shares sold by the Reporting Person and reported herein were sold at a range of between $44.16 and $44.41 per share. The sale price reported above represents the weighted average sale price for the reported transaction and has been rounded to the nearest cent. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such price range. Read SEC document |
| September 10, 2019 Filed Sep 12, 2019 20:42 UTC | ASSURED GUARANTY LTD AGO · Entity 4169 | Exercise / conversionCommon Shares | 10,000 | $19.79 | $197,900.00 |
DisclosureSEC source: 0001209191-19-049333 · doc4.xml · nonDerivative · entry 3 Albert Howard · CIK 0001539875 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 197,085.4953 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 10, 2019 Filed Sep 12, 2019 20:42 UTC | ASSURED GUARANTY LTD AGO · Entity 4169 | SaleCommon Shares | 4,058 | $44.29 | $179,728.82 |
DisclosureSEC source: 0001209191-19-049333 · doc4.xml · nonDerivative · entry 2 Albert Howard · CIK 0001539875 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 187,085.4953 F1 · price: The Common Shares sold by the Reporting Person and reported herein were sold at a range of between $44.24 and $44.39 per share. The sale price reported above represents the weighted average sale price for the reported transaction and has been rounded to the nearest cent. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such price range. Read SEC document |
| September 10, 2019 Filed Sep 12, 2019 20:42 UTC | ASSURED GUARANTY LTD AGO · Entity 4169 | Exercise / conversionCommon Shares | 4,058 | $19.24 | $78,075.92 |
DisclosureSEC source: 0001209191-19-049333 · doc4.xml · nonDerivative · entry 1 Albert Howard · CIK 0001539875 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 191,143.4953 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 27, 2019 Filed Mar 1, 2019 23:43 UTC | ASSURED GUARANTY LTD AGO · Entity 4169 | GrantCommon Shares | 5,985 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-015184 · doc4.xml · nonDerivative · entry 1 Albert Howard · CIK 0001539875 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 187,085.4953 F1 · price: Restricted stock units awarded pursuant to the Assured Guaranty Ltd. 2004 Long-Term Incentive Plan (the "Plan"). With limited exceptions, the restricted stock units vest on 2/27/2022, assuming that the holder remains employed at such time. Upon vesting, one Common Share will be delivered for each vested restricted stock unit. Read SEC document |
| February 24, 2019 Filed Feb 26, 2019 23:14 UTC | ASSURED GUARANTY LTD AGO · Entity 4169 | Exercise / conversionPerformance Share Units · Derivative | 13,386 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-013707 · doc4.xml · derivative · entry 4 Albert Howard · CIK 0001539875 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,168 Underlying: Common Shares · 13,386 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Performance share units awarded pursuant to the Assured Guaranty Ltd. 2004 Long-Term Incentive Plan (the "Plan"). Using the highest 40-day average stock price during the performance period (7/1/2017 to 12/31/2018), 200.00% of the performance share units granted became vested. The number of Common Shares delivered equals the number of performance share units granted multiplied by 200.00%. F3 · deemedExecutionDate: Performance share units awarded pursuant to the Assured Guaranty Ltd. 2004 Long-Term Incentive Plan (the "Plan"). Using the highest 40-day average stock price during the performance period (7/1/2017 to 12/31/2018), 200.00% of the performance share units granted became vested. The number of Common Shares delivered equals the number of performance share units granted multiplied by 200.00%. F3 · derivative.exercise_date: Performance share units awarded pursuant to the Assured Guaranty Ltd. 2004 Long-Term Incentive Plan (the "Plan"). Using the highest 40-day average stock price during the performance period (7/1/2017 to 12/31/2018), 200.00% of the performance share units granted became vested. The number of Common Shares delivered equals the number of performance share units granted multiplied by 200.00%. F3 · derivative.expiration_date: Performance share units awarded pursuant to the Assured Guaranty Ltd. 2004 Long-Term Incentive Plan (the "Plan"). Using the highest 40-day average stock price during the performance period (7/1/2017 to 12/31/2018), 200.00% of the performance share units granted became vested. The number of Common Shares delivered equals the number of performance share units granted multiplied by 200.00%. F4 · balance_after: Total includes performance units from other tranches with different performance measures, performance periods and vesting dates, but does not include 14,750 outstanding options. Read SEC document |
| February 24, 2019 Filed Feb 26, 2019 23:14 UTC | ASSURED GUARANTY LTD AGO · Entity 4169 | Tax withholdingCommon Shares | 13,111 | $41.55 | $544,762.05 |
DisclosureSEC source: 0001209191-19-013707 · doc4.xml · nonDerivative · entry 3 Albert Howard · CIK 0001539875 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 181,100.4953 F1 · shares: Common Shares being withheld to pay tax liability. Read SEC document |
| February 24, 2019 Filed Feb 26, 2019 23:14 UTC | ASSURED GUARANTY LTD AGO · Entity 4169 | Exercise / conversionCommon Shares | 26,772 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-013707 · doc4.xml · nonDerivative · entry 2 Albert Howard · CIK 0001539875 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 194,211.4953 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Performance share units awarded pursuant to the Assured Guaranty Ltd. 2004 Long-Term Incentive Plan (the "Plan"). Using the highest 40-day average stock price during the performance period (7/1/2017 to 12/31/2018), 200.00% of the performance share units granted became vested. The number of Common Shares delivered equals the number of performance share units granted multiplied by 200.00%. Read SEC document |
| February 24, 2019 Filed Feb 26, 2019 23:14 UTC | ASSURED GUARANTY LTD AGO · Entity 4169 | Tax withholdingCommon Shares | 6,610 | $41.55 | $274,645.50 |
DisclosureSEC source: 0001209191-19-013707 · doc4.xml · nonDerivative · entry 1 Albert Howard · CIK 0001539875 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 167,439.4953 F1 · shares: Common Shares being withheld to pay tax liability. F2 · balance_after: Total includes 410 shares purchased on 6/30/2018 and 308 shares purchased on 12/31/2018 pursuant to the Assured Guaranty Ltd. Employee Stock Purchase Plan which meets the requirements of Rule 16b-3. Read SEC document |
| June 13, 2018 Filed Jun 14, 2018 20:32 UTC | ASSURED GUARANTY LTD AGO · Entity 4169 | Exercise / conversionOptions to Acquire Common Shares · Derivative | 3,361 | $0.00 Strike: $17.44 | $0.00 |
DisclosureSEC source: 0001209191-18-037737 · doc4.xml · derivative · entry 6 Albert Howard · CIK 0001539875 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 3,361 shares Expires 2019-02-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Reflects the amount of options that vested in accordance with the performance measures described in the Form 4 reporting the grant. F5 · balance_after: All options of this tranche have been exercised. The total number of options from other tranches with different exercise prices, vesting terms and expiration dates is 14,750 (after taking into account 13,361 options exercised on 06/13/2018). The total number of performance share units from tranches with different performance measures, performance periods and vesting dates is 30,554. Read SEC document |
| June 13, 2018 Filed Jun 14, 2018 20:32 UTC | ASSURED GUARANTY LTD AGO · Entity 4169 | Exercise / conversionOptions to Acquire Common Shares · Derivative | 10,000 | $0.00 Strike: $7.44 | $0.00 |
DisclosureSEC source: 0001209191-18-037737 · doc4.xml · derivative · entry 5 Albert Howard · CIK 0001539875 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 10,000 shares Expires 2019-02-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Options vested as follows: 1/3 on 02/05/2010, 1/3 on 02/05/2011 and 1/3 on 02/05/2012. F5 · balance_after: All options of this tranche have been exercised. The total number of options from other tranches with different exercise prices, vesting terms and expiration dates is 14,750 (after taking into account 13,361 options exercised on 06/13/2018). The total number of performance share units from tranches with different performance measures, performance periods and vesting dates is 30,554. Read SEC document |
| June 13, 2018 Filed Jun 14, 2018 20:32 UTC | ASSURED GUARANTY LTD AGO · Entity 4169 | SaleCommon Shares | 3,361 | $37.77 | $126,944.97 |
DisclosureSEC source: 0001209191-18-037737 · doc4.xml · nonDerivative · entry 4 Albert Howard · CIK 0001539875 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 173,331.4953 F3 · price: The Common Shares sold by the Reporting Person and reported herein were sold at a range of between $37.768 and $37.77 per share. The sale price reported above represents the weighted average sale price for the reported transaction and has been rounded to the nearest cent. Read SEC document |
| June 13, 2018 Filed Jun 14, 2018 20:32 UTC | ASSURED GUARANTY LTD AGO · Entity 4169 | Exercise / conversionCommon Shares | 3,361 | $17.44 | $58,615.84 |
DisclosureSEC source: 0001209191-18-037737 · doc4.xml · nonDerivative · entry 3 Albert Howard · CIK 0001539875 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 176,692.4953 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Reflects the amount of options that vested in accordance with the performance measures described in the Form 4 reporting the grant. Read SEC document |
| June 13, 2018 Filed Jun 14, 2018 20:32 UTC | ASSURED GUARANTY LTD AGO · Entity 4169 | SaleCommon Shares | 10,000 | $37.67 | $376,700.00 |
DisclosureSEC source: 0001209191-18-037737 · doc4.xml · nonDerivative · entry 2 Albert Howard · CIK 0001539875 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 173,331.4953 F1 · price: The Common Shares sold by the Reporting Person and reported herein were sold at a range of between $37.59 and $37.77 per share. The sale price reported above represents the weighted average sale price for the reported transaction and has been rounded to the nearest cent. Read SEC document |
| June 13, 2018 Filed Jun 14, 2018 20:32 UTC | ASSURED GUARANTY LTD AGO · Entity 4169 | Exercise / conversionCommon Shares | 10,000 | $7.44 | $74,400.00 |
DisclosureSEC source: 0001209191-18-037737 · doc4.xml · nonDerivative · entry 1 Albert Howard · CIK 0001539875 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 183,331.4953 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 21, 2018 Filed Feb 23, 2018 21:49 UTC | ASSURED GUARANTY LTD AGO · Entity 4169 | GrantPerformance Share Units · Derivative | 9,296 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-013005 · doc4.xml · derivative · entry 2 Albert Howard · CIK 0001539875 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,554 Underlying: Common Shares · 9,296 shares Expires not disclosed F2 · derivative.exercise_price: Performance share units awarded pursuant to the Plan. Each performance share unit represents a contingent right to receive one Common Share of the Company. With limited exceptions, the performance share units vest on 2/21/2021, if at all, at the end of the performance period (7/1/2019 to 12/31/2020), assuming that the holder remains employed at such time, based on the Company's Common Share price using the highest 40-day average stock price during the performance period as follows: 200% if the share price reaches $50; 100% if the share price reaches $46; and 50% if the share price reaches $42 (with interpolation between those prices). If the share price does not reach $42, none of the performance share units will vest. F3 · derivative.exercise_price: To the extent unvested performance share units do not become vested units at the end of the applicable performance period as described above, such unvested performance share units will expire at the end of such performance period. Upon vesting, one Common Share will be delivered for each vested performance share unit. F2 · derivative.exercise_date: Performance share units awarded pursuant to the Plan. Each performance share unit represents a contingent right to receive one Common Share of the Company. With limited exceptions, the performance share units vest on 2/21/2021, if at all, at the end of the performance period (7/1/2019 to 12/31/2020), assuming that the holder remains employed at such time, based on the Company's Common Share price using the highest 40-day average stock price during the performance period as follows: 200% if the share price reaches $50; 100% if the share price reaches $46; and 50% if the share price reaches $42 (with interpolation between those prices). If the share price does not reach $42, none of the performance share units will vest. F3 · derivative.exercise_date: To the extent unvested performance share units do not become vested units at the end of the applicable performance period as described above, such unvested performance share units will expire at the end of such performance period. Upon vesting, one Common Share will be delivered for each vested performance share unit. F2 · derivative.expiration_date: Performance share units awarded pursuant to the Plan. Each performance share unit represents a contingent right to receive one Common Share of the Company. With limited exceptions, the performance share units vest on 2/21/2021, if at all, at the end of the performance period (7/1/2019 to 12/31/2020), assuming that the holder remains employed at such time, based on the Company's Common Share price using the highest 40-day average stock price during the performance period as follows: 200% if the share price reaches $50; 100% if the share price reaches $46; and 50% if the share price reaches $42 (with interpolation between those prices). If the share price does not reach $42, none of the performance share units will vest. F3 · derivative.expiration_date: To the extent unvested performance share units do not become vested units at the end of the applicable performance period as described above, such unvested performance share units will expire at the end of such performance period. Upon vesting, one Common Share will be delivered for each vested performance share unit. F4 · balance_after: Total includes performance units from other tranches with different performance measures, performance periods and vesting dates, but does not include 30,297 outstanding options of various tranches. Read SEC document |
| February 21, 2018 Filed Feb 23, 2018 21:49 UTC | ASSURED GUARANTY LTD AGO · Entity 4169 | GrantCommon Shares | 9,296 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-013005 · doc4.xml · nonDerivative · entry 1 Albert Howard · CIK 0001539875 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 173,331.4953 F1 · price: Restricted stock units awarded pursuant to the Assured Guaranty Ltd. 2004 Long-Term Incentive Plan (the "Plan"). With limited exceptions, the restricted stock units vest on 2/21/2021, assuming that the holder remains employed at such time. Upon vesting, one Common Share will be delivered for each vested restricted stock unit. Read SEC document |
| February 04, 2018 Filed Feb 6, 2018 21:45 UTC | ASSURED GUARANTY LTD AGO · Entity 4169 | Exercise / conversionPerformance Share Units · Derivative | 11,728 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-007883 · doc4.xml · derivative · entry 4 Albert Howard · CIK 0001539875 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,258 Underlying: Common Shares · 11,728 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Performance share units awarded pursuant to the Assured Guaranty Ltd. 2004 Long-Term Incentive Plan (the "Plan"). Using the highest 40-day average stock price during the performance period (7/1/2016 to 12/31/2017), 200.00% of the performance share units granted became vested. The number of Common Shares delivered equals the number of performance share units granted multiplied by 200.00%. F3 · deemedExecutionDate: Performance share units awarded pursuant to the Assured Guaranty Ltd. 2004 Long-Term Incentive Plan (the "Plan"). Using the highest 40-day average stock price during the performance period (7/1/2016 to 12/31/2017), 200.00% of the performance share units granted became vested. The number of Common Shares delivered equals the number of performance share units granted multiplied by 200.00%. F3 · derivative.exercise_date: Performance share units awarded pursuant to the Assured Guaranty Ltd. 2004 Long-Term Incentive Plan (the "Plan"). Using the highest 40-day average stock price during the performance period (7/1/2016 to 12/31/2017), 200.00% of the performance share units granted became vested. The number of Common Shares delivered equals the number of performance share units granted multiplied by 200.00%. F3 · derivative.expiration_date: Performance share units awarded pursuant to the Assured Guaranty Ltd. 2004 Long-Term Incentive Plan (the "Plan"). Using the highest 40-day average stock price during the performance period (7/1/2016 to 12/31/2017), 200.00% of the performance share units granted became vested. The number of Common Shares delivered equals the number of performance share units granted multiplied by 200.00%. F4 · balance_after: Total includes performance units from other tranches with different performance measures, performance periods and vesting dates, but does not include 30,297 outstanding options. Read SEC document |
| February 04, 2018 Filed Feb 6, 2018 21:45 UTC | ASSURED GUARANTY LTD AGO · Entity 4169 | Tax withholdingCommon Shares | 11,487 | $35.19 | $404,227.53 |
DisclosureSEC source: 0001209191-18-007883 · doc4.xml · nonDerivative · entry 3 Albert Howard · CIK 0001539875 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 164,035.4953 F1 · shares: Common Shares being withheld to pay tax liability. Read SEC document |
| February 04, 2018 Filed Feb 6, 2018 21:45 UTC | ASSURED GUARANTY LTD AGO · Entity 4169 | Exercise / conversionComnmon Shares | 23,456 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-007883 · doc4.xml · nonDerivative · entry 2 Albert Howard · CIK 0001539875 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 175,522.4953 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Performance share units awarded pursuant to the Assured Guaranty Ltd. 2004 Long-Term Incentive Plan (the "Plan"). Using the highest 40-day average stock price during the performance period (7/1/2016 to 12/31/2017), 200.00% of the performance share units granted became vested. The number of Common Shares delivered equals the number of performance share units granted multiplied by 200.00%. Read SEC document |
| February 04, 2018 Filed Feb 6, 2018 21:45 UTC | ASSURED GUARANTY LTD AGO · Entity 4169 | Tax withholdingCommon Shares | 5,863 | $35.19 | $206,318.97 |
DisclosureSEC source: 0001209191-18-007883 · doc4.xml · nonDerivative · entry 1 Albert Howard · CIK 0001539875 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 152,066.4953 F1 · shares: Common Shares being withheld to pay tax liability. F2 · balance_after: Total includes 339 shares purchased on 6/30/2017 and 276 shares purchased on 12/31/2017 pursuant to the Assured Guaranty Ltd. Employee Stock Purchase Plan which meets the requirements of Rule 16b-3. Read SEC document |
| May 10, 2017 Filed May 11, 2017 20:24 UTC | ASSURED GUARANTY LTD AGO · Entity 4169 | Exercise / conversionOptions to Acquire Common Shares · Derivative | 12,000 | $0.00 Strike: $23.27 | $0.00 |
DisclosureSEC source: 0001209191-17-031534 · doc4.xml · derivative · entry 3 Albert Howard · CIK 0001539875 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 12,000 shares Expires 2018-02-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Options vested as follows: 1/3 on 02/14/2009, 1/3 on 02/14/2010 and 1/3 on 02/14/2011. F3 · derivative.underlying_shares: All options of this tranche have been exercised. The total number of options from other tranches with different exercise prices, vesting terms and expiration dates is 30,297(after taking into account 12,000 options exercised on 05/10/2017). The total number of performance share units from tranches with different performance measures, performance periods and vesting dates is 32,986. F3 · balance_after: All options of this tranche have been exercised. The total number of options from other tranches with different exercise prices, vesting terms and expiration dates is 30,297(after taking into account 12,000 options exercised on 05/10/2017). The total number of performance share units from tranches with different performance measures, performance periods and vesting dates is 32,986. Read SEC document |
| May 10, 2017 Filed May 11, 2017 20:24 UTC | ASSURED GUARANTY LTD AGO · Entity 4169 | SaleCommon Shares | 12,000 | $39.19 | $470,280.00 |
DisclosureSEC source: 0001209191-17-031534 · doc4.xml · nonDerivative · entry 2 Albert Howard · CIK 0001539875 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 157,314.4953 F1 · price: The Common Shares sold by the Reporting Person and reported herein were sold at a range of between $39.06 and $39.30 per share. The sale price reported above represents the weighted average sale price for the reported transaction and has been rounded to the nearest cent. Read SEC document |
| May 10, 2017 Filed May 11, 2017 20:24 UTC | ASSURED GUARANTY LTD AGO · Entity 4169 | Exercise / conversionCommon Shares | 12,000 | $23.27 | $279,240.00 |
DisclosureSEC source: 0001209191-17-031534 · doc4.xml · nonDerivative · entry 1 Albert Howard · CIK 0001539875 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 169,314.4953 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 22, 2017 Filed Feb 24, 2017 21:33 UTC | ASSURED GUARANTY LTD AGO · Entity 4169 | GrantPerformance Share Units · Derivative | 7,872 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-014351 · doc4.xml · derivative · entry 2 Albert Howard · CIK 0001539875 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,986 Underlying: Common Shares · 7,872 shares Expires not disclosed F2 · derivative.exercise_price: Performance share units awarded pursuant to the Plan. Each performance share unit represents a contingent right to receive one Common Share of the Company. With limited exceptions, the performance share units vest on 2/22/2020, if at all, at the end of the performance period (7/1/2018 to 12/31/2019), assuming that the holder remains employed at such time, based on the Company's Common Share price using the highest 40-day average stock price during the performance period as follows: 200% if the share price reaches $50; 100% if the share price reaches $46; and 50% if the share price reaches $42 (with interpolation between those prices). If the share price does not reach $42, none of the performance share units will vest. F3 · derivative.exercise_price: To the extent unvested performance share units do not become vested units at the end of the applicable performance period as described above, such unvested performance share units will expire at the end of such performance period. Upon vesting, one Common Share will be delivered for each vested performance share unit. F2 · derivative.exercise_date: Performance share units awarded pursuant to the Plan. Each performance share unit represents a contingent right to receive one Common Share of the Company. With limited exceptions, the performance share units vest on 2/22/2020, if at all, at the end of the performance period (7/1/2018 to 12/31/2019), assuming that the holder remains employed at such time, based on the Company's Common Share price using the highest 40-day average stock price during the performance period as follows: 200% if the share price reaches $50; 100% if the share price reaches $46; and 50% if the share price reaches $42 (with interpolation between those prices). If the share price does not reach $42, none of the performance share units will vest. F3 · derivative.exercise_date: To the extent unvested performance share units do not become vested units at the end of the applicable performance period as described above, such unvested performance share units will expire at the end of such performance period. Upon vesting, one Common Share will be delivered for each vested performance share unit. F2 · derivative.expiration_date: Performance share units awarded pursuant to the Plan. Each performance share unit represents a contingent right to receive one Common Share of the Company. With limited exceptions, the performance share units vest on 2/22/2020, if at all, at the end of the performance period (7/1/2018 to 12/31/2019), assuming that the holder remains employed at such time, based on the Company's Common Share price using the highest 40-day average stock price during the performance period as follows: 200% if the share price reaches $50; 100% if the share price reaches $46; and 50% if the share price reaches $42 (with interpolation between those prices). If the share price does not reach $42, none of the performance share units will vest. F3 · derivative.expiration_date: To the extent unvested performance share units do not become vested units at the end of the applicable performance period as described above, such unvested performance share units will expire at the end of such performance period. Upon vesting, one Common Share will be delivered for each vested performance share unit. F4 · balance_after: Total includes performance units from other tranches with different performance measures, performance periods and vesting dates, but does not include 42,297 outstanding options of various tranches. Read SEC document |
| February 22, 2017 Filed Feb 24, 2017 21:33 UTC | ASSURED GUARANTY LTD AGO · Entity 4169 | GrantCommon Shares | 7,872 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-014351 · doc4.xml · nonDerivative · entry 1 Albert Howard · CIK 0001539875 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 157,314.4953 F1 · price: Restricted stock units awarded pursuant to the Assured Guaranty Ltd. 2004 Long-Term Incentive Plan (the "Plan"). With limited exceptions, the restricted stock units vest on 2/22/2020, assuming that the holder remains employed at such time. Upon vesting, one Common Share will be delivered for each vested restricted stock unit. Read SEC document |
| February 05, 2017 Filed Feb 7, 2017 21:36 UTC | ASSURED GUARANTY LTD AGO · Entity 4169 | Exercise / conversionPerformance Share Units · Derivative | 7,631 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-008364 · doc4.xml · derivative · entry 4 Albert Howard · CIK 0001539875 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,114 Underlying: Common Shares · 7,631 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Performance share units awarded pursuant to the Assured Guaranty 2004 Long-Term Incentive Plan (the "Plan"). Using the highest 40-day average stock price during the performance period (1/1/2014 to 12/31/2016), 200.00% of the performance share units granted became vested. The number of Common Shares delivered equals the number of performance share units granted multiplied by 200.00%. F3 · deemedExecutionDate: Performance share units awarded pursuant to the Assured Guaranty 2004 Long-Term Incentive Plan (the "Plan"). Using the highest 40-day average stock price during the performance period (1/1/2014 to 12/31/2016), 200.00% of the performance share units granted became vested. The number of Common Shares delivered equals the number of performance share units granted multiplied by 200.00%. F3 · derivative.exercise_date: Performance share units awarded pursuant to the Assured Guaranty 2004 Long-Term Incentive Plan (the "Plan"). Using the highest 40-day average stock price during the performance period (1/1/2014 to 12/31/2016), 200.00% of the performance share units granted became vested. The number of Common Shares delivered equals the number of performance share units granted multiplied by 200.00%. F3 · derivative.expiration_date: Performance share units awarded pursuant to the Assured Guaranty 2004 Long-Term Incentive Plan (the "Plan"). Using the highest 40-day average stock price during the performance period (1/1/2014 to 12/31/2016), 200.00% of the performance share units granted became vested. The number of Common Shares delivered equals the number of performance share units granted multiplied by 200.00%. F4 · balance_after: Total includes performance units from other tranches with different performance measures, performance periods and vesting dates, but does not include 42,297 outstanding options. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.