Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| INTEL CORPINTC · Entity 2799 | Director | February 23, 2018 | February 27, 2018 |
| Neostellar Capital Corp.GSVC · Entity 6085 | Director | May 11, 2018 | May 14, 2018 |
| SCHWAB CHARLES CORPSCH · Entity 1218 | Director · President and CEO | April 16, 2004 | April 19, 2004 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
INTEL CORP
Report date February 23, 2018 · Filed February 27, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 101,775 |
Reported balance
After 2018-02-23 transaction · row 1
1 source rowRow 1 · 2018-02-23 · Exercise / conversion · Acquired 2,705 · Balance 101,775 F1: Shares acquired on the vesting of restricted stock units. |
| Performance-based Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2018-02-23 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2018-02-23 · Exercise / conversion · Disposed 2,220 · Balance 0 F2: Each performance-based Restricted Stock Unit (RSU) represents the right to receive, following vesting, up to 200% of one share of Intel common stock, together with dividend equivalent shares on the vested number of shares. The resulting number of shares of Intel common stock acquired upon vesting of the performance-based RSUs is contingent upon the achievement of pre-established performance metrics, as approved by the Company's Compensation Committee, over a three-year performance period beginning on the grant date and ending on the third anniversary of the grant date, unless that date falls on a date that the NASDAQ Stock Market is closed, in which case the next business date that the NASDAQ Stock Market is open shall apply. F3: Unless earlier forfeited under the terms of the performance-based RSU, each performance-based RSU vests and converts into no more than 200% of one share of Intel common stock three years and one month after the grant date (together with dividend equivalent shares thereon), unless that date falls on a non-business date, in which case the next business date shall apply. F4: Due to a limitation in the filing software, the total number of shares of Common Stock received was 2,705 as reported above in Table I. The conversion rate of the Performance-based Restricted Stock was 113.5%. Upon conversion of the RSUs, the Reporting Person received 2,520 shares of Common Stock. Upon conversion of $8,511.30 in dividend equivalents, the Reporting person received an additional 185 shares of Common Stock. |
| Common StockSEC Table I · non-derivative | IndirectBy Annuity Trust (1) for Brother | 8,400 |
Reported balance
Holding disclosure · report date 2018-02-23 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 8,400 |
| Common StockSEC Table I · non-derivative | IndirectBy Annuity Trust (2) for Brother | 5,000 |
Reported balance
Holding disclosure · report date 2018-02-23 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 5,000 |
| Common StockSEC Table I · non-derivative | IndirectBy Daughter | 800 |
Reported balance
Holding disclosure · report date 2018-02-23 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 800 |
Filing footnotes · ownership attribution and instrument terms
F1: Shares acquired on the vesting of restricted stock units.
F2: Each performance-based Restricted Stock Unit (RSU) represents the right to receive, following vesting, up to 200% of one share of Intel common stock, together with dividend equivalent shares on the vested number of shares. The resulting number of shares of Intel common stock acquired upon vesting of the performance-based RSUs is contingent upon the achievement of pre-established performance metrics, as approved by the Company's Compensation Committee, over a three-year performance period beginning on the grant date and ending on the third anniversary of the grant date, unless that date falls on a date that the NASDAQ Stock Market is closed, in which case the next business date that the NASDAQ Stock Market is open shall apply.
F3: Unless earlier forfeited under the terms of the performance-based RSU, each performance-based RSU vests and converts into no more than 200% of one share of Intel common stock three years and one month after the grant date (together with dividend equivalent shares thereon), unless that date falls on a non-business date, in which case the next business date shall apply.
F4: Due to a limitation in the filing software, the total number of shares of Common Stock received was 2,705 as reported above in Table I. The conversion rate of the Performance-based Restricted Stock was 113.5%. Upon conversion of the RSUs, the Reporting Person received 2,520 shares of Common Stock. Upon conversion of $8,511.30 in dividend equivalents, the Reporting person received an additional 185 shares of Common Stock.
Neostellar Capital Corp.
Report date May 11, 2018 · Filed May 14, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectThrough David S Pottruck Revocable Trust | 25,000 |
Reported balance
After 2018-05-11 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2018-05-11 · Purchase · Acquired 15,000 · Balance 25,000 F1: The price reported in Column 4 is a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $6.73 to $6.935 per share, inclusive. The reporting person undertakes to provide to GSV Capital Corp., any security holder of GSV Capital Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 4 is a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $6.73 to $6.935 per share, inclusive. The reporting person undertakes to provide to GSV Capital Corp., any security holder of GSV Capital Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
SCHWAB CHARLES CORP
Report date April 16, 2004 · Filed April 19, 2004
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Indirectby Revocable Trust | 4,403,459 |
Reported balance
After 2004-04-16 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2004-04-16 · Exercise / conversion · Acquired 100,000 · Balance 4,403,459 |
| Common StockSEC Table I · non-derivative | Indirectby Revocable Trust | 4,322,259 |
Reported balance
After 2004-04-16 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2004-04-16 · Sale · Disposed 81,200 · Balance 4,322,259 |
| Common StockSEC Table I · non-derivative | Indirectby Revocable Trust | 4,310,559 |
Reported balance
After 2004-04-16 transaction · row 3
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 3 · 2004-04-16 · Sale · Disposed 11,700 · Balance 4,310,559 |
| Common StockSEC Table I · non-derivative | Indirectby Revocable Trust | 4,306,759 |
Reported balance
After 2004-04-16 transaction · row 4
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 4 · 2004-04-16 · Sale · Disposed 3,800 · Balance 4,306,759 |
| Common StockSEC Table I · non-derivative | Indirectby Revocable Trust | 4,303,459 |
Reported balance
After 2004-04-16 transaction · row 5
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 5 · 2004-04-16 · Sale · Disposed 3,300 · Balance 4,303,459 F1: The reporting person also has a direct beneficial ownership in 365,498 shares, and an indirect beneficial ownership in the following shares: 137,843 by Trust B; 137,843 by Trust C; 3,215 by Trust D; 24,677 by Spouse in Trust; 967,122 by ESOP; and 180,530 by 401(k). |
| Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.60 · Expires 2004-10-18 | Direct | 400,000 |
Reported balance
After 2004-04-16 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2004-04-16 · Exercise / conversion · Disposed 100,000 · Balance 400,000 |
Filing footnotes · ownership attribution and instrument terms
F1: The reporting person also has a direct beneficial ownership in 365,498 shares, and an indirect beneficial ownership in the following shares: 137,843 by Trust B; 137,843 by Trust C; 3,215 by Trust D; 24,677 by Spouse in Trust; 967,122 by ESOP; and 180,530 by 401(k).
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 01, 2004 Filed Mar 3, 2004 21:57 UTC | SCHWAB CHARLES CORP SCH · Entity 1218 | SaleCommon Stock | 6,100 | $12.37 | $75,457.00 |
DisclosureSEC source: 0001185987-04-000006 · edgar.xml · nonDerivative · entry 17 POTTRUCK DAVID S · CIK 0001185987 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · by Revocable Trust Disclosed balance after: 4,323,586 Read SEC document |
| March 01, 2004 Filed Mar 3, 2004 21:57 UTC | SCHWAB CHARLES CORP SCH · Entity 1218 | SaleCommon Stock | 7,000 | $12.36 | $86,520.00 |
DisclosureSEC source: 0001185987-04-000006 · edgar.xml · nonDerivative · entry 16 POTTRUCK DAVID S · CIK 0001185987 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · by Revocable Trust Disclosed balance after: 4,329,686 Read SEC document |
| March 01, 2004 Filed Mar 3, 2004 21:57 UTC | SCHWAB CHARLES CORP SCH · Entity 1218 | SaleCommon Stock | 13,300 | $12.35 | $164,255.00 |
DisclosureSEC source: 0001185987-04-000006 · edgar.xml · nonDerivative · entry 15 POTTRUCK DAVID S · CIK 0001185987 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · by Revocable Trust Disclosed balance after: 4,336,686 Read SEC document |
| March 01, 2004 Filed Mar 3, 2004 21:57 UTC | SCHWAB CHARLES CORP SCH · Entity 1218 | SaleCommon Stock | 6,800 | $12.34 | $83,912.00 |
DisclosureSEC source: 0001185987-04-000006 · edgar.xml · nonDerivative · entry 14 POTTRUCK DAVID S · CIK 0001185987 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · by Revocable Trust Disclosed balance after: 4,349,986 Read SEC document |
| March 01, 2004 Filed Mar 3, 2004 21:57 UTC | SCHWAB CHARLES CORP SCH · Entity 1218 | SaleCommon Stock | 6,200 | $12.33 | $76,446.00 |
DisclosureSEC source: 0001185987-04-000006 · edgar.xml · nonDerivative · entry 13 POTTRUCK DAVID S · CIK 0001185987 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · by Revocable Trust Disclosed balance after: 4,356,786 Read SEC document |
| March 01, 2004 Filed Mar 3, 2004 21:57 UTC | SCHWAB CHARLES CORP SCH · Entity 1218 | SaleCommon Stock | 7,500 | $12.32 | $92,400.00 |
DisclosureSEC source: 0001185987-04-000006 · edgar.xml · nonDerivative · entry 12 POTTRUCK DAVID S · CIK 0001185987 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · by Revocable Trust Disclosed balance after: 4,362,986 Read SEC document |
| March 01, 2004 Filed Mar 3, 2004 21:57 UTC | SCHWAB CHARLES CORP SCH · Entity 1218 | SaleCommon Stock | 8,800 | $12.31 | $108,328.00 |
DisclosureSEC source: 0001185987-04-000006 · edgar.xml · nonDerivative · entry 11 POTTRUCK DAVID S · CIK 0001185987 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · by Revocable Trust Disclosed balance after: 4,370,486 Read SEC document |
| March 01, 2004 Filed Mar 3, 2004 21:57 UTC | SCHWAB CHARLES CORP SCH · Entity 1218 | SaleCommon Stock | 1,000 | $12.30 | $12,300.00 |
DisclosureSEC source: 0001185987-04-000006 · edgar.xml · nonDerivative · entry 10 POTTRUCK DAVID S · CIK 0001185987 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · by Revocable Trust Disclosed balance after: 4,379,286 Read SEC document |
| March 01, 2004 Filed Mar 3, 2004 21:57 UTC | SCHWAB CHARLES CORP SCH · Entity 1218 | SaleCommon Stock | 1,700 | $12.29 | $20,893.00 |
DisclosureSEC source: 0001185987-04-000006 · edgar.xml · nonDerivative · entry 9 POTTRUCK DAVID S · CIK 0001185987 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · by Revocable Trust Disclosed balance after: 4,380,286 Read SEC document |
| March 01, 2004 Filed Mar 3, 2004 21:57 UTC | SCHWAB CHARLES CORP SCH · Entity 1218 | SaleCommon Stock | 2,400 | $12.28 | $29,472.00 |
DisclosureSEC source: 0001185987-04-000006 · edgar.xml · nonDerivative · entry 8 POTTRUCK DAVID S · CIK 0001185987 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · by Revocable Trust Disclosed balance after: 4,381,986 Read SEC document |
| March 01, 2004 Filed Mar 3, 2004 21:57 UTC | SCHWAB CHARLES CORP SCH · Entity 1218 | SaleCommon Stock | 2,900 | $12.27 | $35,583.00 |
DisclosureSEC source: 0001185987-04-000006 · edgar.xml · nonDerivative · entry 7 POTTRUCK DAVID S · CIK 0001185987 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · by Revocable Trust Disclosed balance after: 4,384,386 Read SEC document |
| March 01, 2004 Filed Mar 3, 2004 21:57 UTC | SCHWAB CHARLES CORP SCH · Entity 1218 | SaleCommon Stock | 1,600 | $12.26 | $19,616.00 |
DisclosureSEC source: 0001185987-04-000006 · edgar.xml · nonDerivative · entry 6 POTTRUCK DAVID S · CIK 0001185987 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · by Revocable Trust Disclosed balance after: 4,387,286 Read SEC document |
| March 01, 2004 Filed Mar 3, 2004 21:57 UTC | SCHWAB CHARLES CORP SCH · Entity 1218 | SaleCommon Stock | 5,700 | $12.25 | $69,825.00 |
DisclosureSEC source: 0001185987-04-000006 · edgar.xml · nonDerivative · entry 5 POTTRUCK DAVID S · CIK 0001185987 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · by Revocable Trust Disclosed balance after: 4,388,886 Read SEC document |
| March 01, 2004 Filed Mar 3, 2004 21:57 UTC | SCHWAB CHARLES CORP SCH · Entity 1218 | SaleCommon Stock | 1,000 | $12.24 | $12,240.00 |
DisclosureSEC source: 0001185987-04-000006 · edgar.xml · nonDerivative · entry 4 POTTRUCK DAVID S · CIK 0001185987 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · by Revocable Trust Disclosed balance after: 4,394,586 Read SEC document |
| March 01, 2004 Filed Mar 3, 2004 21:57 UTC | SCHWAB CHARLES CORP SCH · Entity 1218 | SaleCommon Stock | 2,000 | $12.23 | $24,460.00 |
DisclosureSEC source: 0001185987-04-000006 · edgar.xml · nonDerivative · entry 3 POTTRUCK DAVID S · CIK 0001185987 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · by Revocable Trust Disclosed balance after: 4,395,586 Read SEC document |
| March 01, 2004 Filed Mar 3, 2004 21:57 UTC | SCHWAB CHARLES CORP SCH · Entity 1218 | SaleCommon Stock | 1,700 | $12.22 | $20,774.00 |
DisclosureSEC source: 0001185987-04-000006 · edgar.xml · nonDerivative · entry 2 POTTRUCK DAVID S · CIK 0001185987 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · by Revocable Trust Disclosed balance after: 4,397,586 Read SEC document |
| March 01, 2004 Filed Mar 3, 2004 21:57 UTC | SCHWAB CHARLES CORP SCH · Entity 1218 | Exercise / conversionCommon Stock | 100,000 | $1.60 | $160,000.00 |
DisclosureSEC source: 0001185987-04-000006 · edgar.xml · nonDerivative · entry 1 POTTRUCK DAVID S · CIK 0001185987 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · by Revocable Trust Disclosed balance after: 4,399,286 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 17, 2004 Filed Feb 19, 2004 23:07 UTC | SCHWAB CHARLES CORP SCH · Entity 1218 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 100,000 | $0.00 Strike: $1.60 | $0.00 |
DisclosureSEC source: 0001185987-04-000005 · edgar.xml · derivative · entry 3 POTTRUCK DAVID S · CIK 0001185987 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 800,000 Underlying: Common Stock · 100,000 shares Expires 2004-10-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 17, 2004 Filed Feb 19, 2004 23:07 UTC | SCHWAB CHARLES CORP SCH · Entity 1218 | SaleCommon Stock | 100,000 | $12.60 | $1,260,000.00 |
DisclosureSEC source: 0001185987-04-000005 · edgar.xml · nonDerivative · entry 2 POTTRUCK DAVID S · CIK 0001185987 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · by Revocable Trust Disclosed balance after: 4,299,286.09 F1 · balance_after: The reporting person also has a direct beneficial ownership in 365,498 shares, and an indirect beneficial ownership in the following shares: 137,699.97 by Trust B; 137,699.97 by Trust C; 3,212.03 by Trust D; 24,677 by Spouse in Trust; 965,220.33 by ESOP; and 179,138.52 by 401(k). Read SEC document |
| February 17, 2004 Filed Feb 19, 2004 23:07 UTC | SCHWAB CHARLES CORP SCH · Entity 1218 | Exercise / conversionCommon Stock | 100,000 | $1.60 | $160,000.00 |
DisclosureSEC source: 0001185987-04-000005 · edgar.xml · nonDerivative · entry 1 POTTRUCK DAVID S · CIK 0001185987 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · by Revocable Trust Disclosed balance after: 4,399,286.09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 02, 2004 Filed Feb 2, 2004 22:25 UTC | SCHWAB CHARLES CORP SCH · Entity 1218 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 100,000 | $0.00 Strike: $1.60 | $0.00 |
DisclosureSEC source: 0001185987-04-000004 · edgar.xml · derivative · entry 16 POTTRUCK DAVID S · CIK 0001185987 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 900,000 Underlying: Common Stock · 100,000 shares Expires 2004-10-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 02, 2004 Filed Feb 2, 2004 22:25 UTC | SCHWAB CHARLES CORP SCH · Entity 1218 | SaleCommon Stock | 500 | $12.70 | $6,350.00 |
DisclosureSEC source: 0001185987-04-000004 · edgar.xml · nonDerivative · entry 15 POTTRUCK DAVID S · CIK 0001185987 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · by Revocable Trust Disclosed balance after: 4,299,286 F1 · balance_after: The reporting person also had a direct beneficial ownership in 365,498 shares as of January 29, 2004, and an indirect beneficial ownership in the following shares: 137,699.97 by Trust B; 137,699.97 by Trust C; 3,212.03 by Trust D; 24,677 by Spouse in Trust; 965,220.33 by ESOP; and 179,138.51 by 401(k). Read SEC document |
| February 02, 2004 Filed Feb 2, 2004 22:25 UTC | SCHWAB CHARLES CORP SCH · Entity 1218 | SaleCommon Stock | 1,500 | $12.69 | $19,035.00 |
DisclosureSEC source: 0001185987-04-000004 · edgar.xml · nonDerivative · entry 14 POTTRUCK DAVID S · CIK 0001185987 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · by Revocable Trust Disclosed balance after: 4,299,786 Read SEC document |
| February 02, 2004 Filed Feb 2, 2004 22:25 UTC | SCHWAB CHARLES CORP SCH · Entity 1218 | SaleCommon Stock | 1,000 | $12.62 | $12,620.00 |
DisclosureSEC source: 0001185987-04-000004 · edgar.xml · nonDerivative · entry 13 POTTRUCK DAVID S · CIK 0001185987 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · by Revocable Trust Disclosed balance after: 4,301,286 Read SEC document |
| February 02, 2004 Filed Feb 2, 2004 22:25 UTC | SCHWAB CHARLES CORP SCH · Entity 1218 | SaleCommon Stock | 5,000 | $12.60 | $63,000.00 |
DisclosureSEC source: 0001185987-04-000004 · edgar.xml · nonDerivative · entry 12 POTTRUCK DAVID S · CIK 0001185987 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · by Revocable Trust Disclosed balance after: 4,302,286 Read SEC document |
| February 02, 2004 Filed Feb 2, 2004 22:25 UTC | SCHWAB CHARLES CORP SCH · Entity 1218 | SaleCommon Stock | 4,100 | $12.59 | $51,619.00 |
DisclosureSEC source: 0001185987-04-000004 · edgar.xml · nonDerivative · entry 11 POTTRUCK DAVID S · CIK 0001185987 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · by Revocable Trust Disclosed balance after: 4,307,286 Read SEC document |
| February 02, 2004 Filed Feb 2, 2004 22:25 UTC | SCHWAB CHARLES CORP SCH · Entity 1218 | SaleCommon Stock | 1,500 | $12.58 | $18,870.00 |
DisclosureSEC source: 0001185987-04-000004 · edgar.xml · nonDerivative · entry 10 POTTRUCK DAVID S · CIK 0001185987 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · by Revocable Trust Disclosed balance after: 4,311,386 Read SEC document |
| February 02, 2004 Filed Feb 2, 2004 22:25 UTC | SCHWAB CHARLES CORP SCH · Entity 1218 | SaleCommon Stock | 11,000 | $12.56 | $138,160.00 |
DisclosureSEC source: 0001185987-04-000004 · edgar.xml · nonDerivative · entry 9 POTTRUCK DAVID S · CIK 0001185987 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · by Revocable Trust Disclosed balance after: 4,312,886 Read SEC document |
| February 02, 2004 Filed Feb 2, 2004 22:25 UTC | SCHWAB CHARLES CORP SCH · Entity 1218 | SaleCommon Stock | 7,500 | $12.55 | $94,125.00 |
DisclosureSEC source: 0001185987-04-000004 · edgar.xml · nonDerivative · entry 8 POTTRUCK DAVID S · CIK 0001185987 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · by Revocable Trust Disclosed balance after: 4,323,886 Read SEC document |
| February 02, 2004 Filed Feb 2, 2004 22:25 UTC | SCHWAB CHARLES CORP SCH · Entity 1218 | SaleCommon Stock | 3,000 | $12.48 | $37,440.00 |
DisclosureSEC source: 0001185987-04-000004 · edgar.xml · nonDerivative · entry 7 POTTRUCK DAVID S · CIK 0001185987 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · by Revocable Trust Disclosed balance after: 4,331,386 Read SEC document |
| February 02, 2004 Filed Feb 2, 2004 22:25 UTC | SCHWAB CHARLES CORP SCH · Entity 1218 | SaleCommon Stock | 4,000 | $12.46 | $49,840.00 |
DisclosureSEC source: 0001185987-04-000004 · edgar.xml · nonDerivative · entry 6 POTTRUCK DAVID S · CIK 0001185987 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · by Revocable Trust Disclosed balance after: 4,334,386 Read SEC document |
| February 02, 2004 Filed Feb 2, 2004 22:25 UTC | SCHWAB CHARLES CORP SCH · Entity 1218 | SaleCommon Stock | 28,000 | $12.45 | $348,600.00 |
DisclosureSEC source: 0001185987-04-000004 · edgar.xml · nonDerivative · entry 5 POTTRUCK DAVID S · CIK 0001185987 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · by Revocable Trust Disclosed balance after: 4,338,386 Read SEC document |
| February 02, 2004 Filed Feb 2, 2004 22:25 UTC | SCHWAB CHARLES CORP SCH · Entity 1218 | SaleCommon Stock | 21,100 | $12.44 | $262,484.00 |
DisclosureSEC source: 0001185987-04-000004 · edgar.xml · nonDerivative · entry 4 POTTRUCK DAVID S · CIK 0001185987 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · by Revocable Trust Disclosed balance after: 4,366,386 Read SEC document |
| February 02, 2004 Filed Feb 2, 2004 22:25 UTC | SCHWAB CHARLES CORP SCH · Entity 1218 | SaleCommon Stock | 5,600 | $12.43 | $69,608.00 |
DisclosureSEC source: 0001185987-04-000004 · edgar.xml · nonDerivative · entry 3 POTTRUCK DAVID S · CIK 0001185987 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · by Revocable Trust Disclosed balance after: 4,387,486 Read SEC document |
| February 02, 2004 Filed Feb 2, 2004 22:25 UTC | SCHWAB CHARLES CORP SCH · Entity 1218 | SaleCommon Stock | 6,200 | $12.42 | $77,004.00 |
DisclosureSEC source: 0001185987-04-000004 · edgar.xml · nonDerivative · entry 2 POTTRUCK DAVID S · CIK 0001185987 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · by Revocable Trust Disclosed balance after: 4,393,086 Read SEC document |
| February 02, 2004 Filed Feb 2, 2004 22:25 UTC | SCHWAB CHARLES CORP SCH · Entity 1218 | Exercise / conversionCommon Stock | 100,000 | $1.60 | $160,000.00 |
DisclosureSEC source: 0001185987-04-000004 · edgar.xml · nonDerivative · entry 1 POTTRUCK DAVID S · CIK 0001185987 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · by Revocable Trust Disclosed balance after: 4,399,286 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 29, 2004 Filed Feb 2, 2004 22:23 UTC | SCHWAB CHARLES CORP SCH · Entity 1218 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 474,818 | $0.00 Strike: $1.60 | $0.00 |
DisclosureSEC source: 0001185987-04-000003 · edgar.xml · derivative · entry 23 POTTRUCK DAVID S · CIK 0001185987 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000,000 Underlying: Common Stock · 474,818 shares Expires 2004-10-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 29, 2004 Filed Feb 2, 2004 22:23 UTC | SCHWAB CHARLES CORP SCH · Entity 1218 | SaleCommon Stock | 6,000 | $12.65 | $75,900.00 |
DisclosureSEC source: 0001185987-04-000003 · edgar.xml · nonDerivative · entry 22 POTTRUCK DAVID S · CIK 0001185987 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · by Revocable Trust Disclosed balance after: 4,299,286 F1 · balance_after: The reporting person also had a direct beneficial ownership in 365,498 shares as of January 29, 2004, and an indirect beneficial ownership in the following shares: 137,699.97 by Trust B; 137,699.97 by Trust C; 3,212.03 by Trust D; 24,677 by Spouse in Trust; 965,220.33 by ESOP; and 179,138.51 by 401(k). Read SEC document |
| January 29, 2004 Filed Feb 2, 2004 22:23 UTC | SCHWAB CHARLES CORP SCH · Entity 1218 | SaleCommon Stock | 24,818 | $12.64 | $313,699.52 |
DisclosureSEC source: 0001185987-04-000003 · edgar.xml · nonDerivative · entry 21 POTTRUCK DAVID S · CIK 0001185987 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · by Revocable Trust Disclosed balance after: 4,305,286 Read SEC document |
| January 29, 2004 Filed Feb 2, 2004 22:23 UTC | SCHWAB CHARLES CORP SCH · Entity 1218 | SaleCommon Stock | 15,000 | $12.62 | $189,300.00 |
DisclosureSEC source: 0001185987-04-000003 · edgar.xml · nonDerivative · entry 20 POTTRUCK DAVID S · CIK 0001185987 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · by Revocable Trust Disclosed balance after: 4,330,104 Read SEC document |
| January 29, 2004 Filed Feb 2, 2004 22:23 UTC | SCHWAB CHARLES CORP SCH · Entity 1218 | SaleCommon Stock | 22,000 | $12.60 | $277,200.00 |
DisclosureSEC source: 0001185987-04-000003 · edgar.xml · nonDerivative · entry 19 POTTRUCK DAVID S · CIK 0001185987 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · by Revocable Trust Disclosed balance after: 4,345,104 Read SEC document |
| January 29, 2004 Filed Feb 2, 2004 22:23 UTC | SCHWAB CHARLES CORP SCH · Entity 1218 | SaleCommon Stock | 12,100 | $12.59 | $152,339.00 |
DisclosureSEC source: 0001185987-04-000003 · edgar.xml · nonDerivative · entry 18 POTTRUCK DAVID S · CIK 0001185987 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · by Revocable Trust Disclosed balance after: 4,367,104 Read SEC document |
| January 29, 2004 Filed Feb 2, 2004 22:23 UTC | SCHWAB CHARLES CORP SCH · Entity 1218 | SaleCommon Stock | 14,000 | $12.58 | $176,120.00 |
DisclosureSEC source: 0001185987-04-000003 · edgar.xml · nonDerivative · entry 17 POTTRUCK DAVID S · CIK 0001185987 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · by Revocable Trust Disclosed balance after: 4,379,204 Read SEC document |
| January 29, 2004 Filed Feb 2, 2004 22:23 UTC | SCHWAB CHARLES CORP SCH · Entity 1218 | SaleCommon Stock | 20,900 | $12.57 | $262,713.00 |
DisclosureSEC source: 0001185987-04-000003 · edgar.xml · nonDerivative · entry 16 POTTRUCK DAVID S · CIK 0001185987 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · by Revocable Trust Disclosed balance after: 4,393,204 Read SEC document |
| January 29, 2004 Filed Feb 2, 2004 22:23 UTC | SCHWAB CHARLES CORP SCH · Entity 1218 | SaleCommon Stock | 10,500 | $12.56 | $131,880.00 |
DisclosureSEC source: 0001185987-04-000003 · edgar.xml · nonDerivative · entry 15 POTTRUCK DAVID S · CIK 0001185987 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · by Revocable Trust Disclosed balance after: 4,414,104 Read SEC document |
| January 29, 2004 Filed Feb 2, 2004 22:23 UTC | SCHWAB CHARLES CORP SCH · Entity 1218 | SaleCommon Stock | 50,000 | $12.55 | $627,500.00 |
DisclosureSEC source: 0001185987-04-000003 · edgar.xml · nonDerivative · entry 14 POTTRUCK DAVID S · CIK 0001185987 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · by Revocable Trust Disclosed balance after: 4,424,605 Read SEC document |
| January 29, 2004 Filed Feb 2, 2004 22:23 UTC | SCHWAB CHARLES CORP SCH · Entity 1218 | SaleCommon Stock | 17,000 | $12.54 | $213,180.00 |
DisclosureSEC source: 0001185987-04-000003 · edgar.xml · nonDerivative · entry 13 POTTRUCK DAVID S · CIK 0001185987 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · by Revocable Trust Disclosed balance after: 4,474,604 Read SEC document |
| January 29, 2004 Filed Feb 2, 2004 22:23 UTC | SCHWAB CHARLES CORP SCH · Entity 1218 | SaleCommon Stock | 21,400 | $12.53 | $268,142.00 |
DisclosureSEC source: 0001185987-04-000003 · edgar.xml · nonDerivative · entry 12 POTTRUCK DAVID S · CIK 0001185987 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · by Revocable Trust Disclosed balance after: 4,491,604 Read SEC document |
| January 29, 2004 Filed Feb 2, 2004 22:23 UTC | SCHWAB CHARLES CORP SCH · Entity 1218 | SaleCommon Stock | 35,400 | $12.52 | $443,208.00 |
DisclosureSEC source: 0001185987-04-000003 · edgar.xml · nonDerivative · entry 11 POTTRUCK DAVID S · CIK 0001185987 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · by Revocable Trust Disclosed balance after: 4,513,004 Read SEC document |
| January 29, 2004 Filed Feb 2, 2004 22:23 UTC | SCHWAB CHARLES CORP SCH · Entity 1218 | SaleCommon Stock | 51,500 | $12.51 | $644,265.00 |
DisclosureSEC source: 0001185987-04-000003 · edgar.xml · nonDerivative · entry 10 POTTRUCK DAVID S · CIK 0001185987 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · by Revocable Trust Disclosed balance after: 4,548,404 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.