Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| USA Compression Partners, LPUSAC · Entity 4060 | See Remarks | December 05, 2022 | December 06, 2022 |
| Western Midstream Partners, LPWES · Entity 3258 | SVP and CFO | August 13, 2020 | August 17, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
USA Compression Partners, LP
Report date December 05, 2022 · Filed December 06, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom UnitsSEC Table II · derivative / convertible security | Direct | 73,174 |
Reported balance
After 2022-12-05 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2022-12-05 · Grant · Acquired 50,952 · Balance 73,174 F1: Each phantom unit is the economic equivalent of one common unit of USA Compression Partners, LP (the "Issuer"). F2: The phantom units vest incrementally, with 60% of the phantom units vesting on December 5, 2025 and 40% of the phantom units vesting on December 5, 2027. F3: In the event of the cessation of the Reporting Person's service for any reason, all phantom units that have not vested prior to or in connection with such cessation of service shall automatically be forfeited. F4: Includes 22,222 phantom units that were granted on August 9, 2022, 60% of which will vest on December 5, 2025 and 40% of which will vest on December 5, 2027. |
Filing footnotes · ownership attribution and instrument terms
F1: Each phantom unit is the economic equivalent of one common unit of USA Compression Partners, LP (the "Issuer").
F2: The phantom units vest incrementally, with 60% of the phantom units vesting on December 5, 2025 and 40% of the phantom units vesting on December 5, 2027.
F3: In the event of the cessation of the Reporting Person's service for any reason, all phantom units that have not vested prior to or in connection with such cessation of service shall automatically be forfeited.
F4: Includes 22,222 phantom units that were granted on August 9, 2022, 60% of which will vest on December 5, 2025 and 40% of which will vest on December 5, 2027.
Western Midstream Partners, LP
Report date August 13, 2020 · Filed August 17, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Units representing limited partner interestsSEC Table I · non-derivative | Direct | 6,124 |
Ending reported balance
After 2020-08-13 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2020-08-13 · Grant · Acquired 3,341 · Balance 7,438 Row 2 · 2020-08-13 · Disposition to issuer · Disposed 1,314 · Balance 6,124 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 05, 2022 Filed Dec 6, 2022 18:10 UTC | USA Compression Partners, LP USAC · Entity 4060 | GrantPhantom Units · Derivative | 50,952 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001423903-22-000006 · wf-form4_167036822358515.xml · derivative · entry 1 Pearl Michael C · CIK 0001423903 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,174 Underlying: Common Units · 50,952 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom unit is the economic equivalent of one common unit of USA Compression Partners, LP (the "Issuer"). F1 · price: Each phantom unit is the economic equivalent of one common unit of USA Compression Partners, LP (the "Issuer"). F2 · derivative.exercise_date: The phantom units vest incrementally, with 60% of the phantom units vesting on December 5, 2025 and 40% of the phantom units vesting on December 5, 2027. F3 · derivative.expiration_date: In the event of the cessation of the Reporting Person's service for any reason, all phantom units that have not vested prior to or in connection with such cessation of service shall automatically be forfeited. F4 · balance_after: Includes 22,222 phantom units that were granted on August 9, 2022, 60% of which will vest on December 5, 2025 and 40% of which will vest on December 5, 2027. Read SEC document |
| August 09, 2022 Filed Aug 11, 2022 16:27 UTC | USA Compression Partners, LP USAC · Entity 4060 | GrantPhantom Units · Derivative | 22,222 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001423903-22-000004 · wf-form4_166024962558888.xml · derivative · entry 1 Pearl Michael C · CIK 0001423903 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,222 Underlying: Common Units · 22,222 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom unit is the economic equivalent of one common unit of USA Compression Partners, LP (the "Issuer"). F1 · price: Each phantom unit is the economic equivalent of one common unit of USA Compression Partners, LP (the "Issuer"). F2 · derivative.exercise_date: The phantom units vest incrementally, with 60% of the phantom units vesting on December 5, 2025 and 40% of the phantom units vesting on December 5, 2027. F3 · derivative.expiration_date: In the event of the cessation of the Reporting Person's service for any reason, all phantom units that have not vested prior to or in connection with such cessation of service shall automatically be forfeited. Read SEC document |
| August 13, 2020 Filed Aug 17, 2020 20:52 UTC | Western Midstream Partners, LP WES · Entity 3258 | Disposition to issuerCommon Units representing limited partner interests | 1,314 | $9.88 | $12,982.32 |
DisclosureSEC source: 0001127602-20-023715 · form4.xml · nonDerivative · entry 2 Pearl Michael C · CIK 0001423903 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,124 Read SEC document |
| August 13, 2020 Filed Aug 17, 2020 20:52 UTC | Western Midstream Partners, LP WES · Entity 3258 | GrantCommon Units representing limited partner interests | 3,341 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-023715 · form4.xml · nonDerivative · entry 1 Pearl Michael C · CIK 0001423903 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,438 Read SEC document |
| May 14, 2020 Filed May 18, 2020 22:41 UTC | Western Midstream Partners, LP WES · Entity 3258 | Disposition to issuerCommon Units representing limited partner interests | 1,849 | $7.03 | $12,998.47 |
DisclosureSEC source: 0001127602-20-017024 · form4.xml · nonDerivative · entry 2 Pearl Michael C · CIK 0001423903 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,097 Read SEC document |
| May 14, 2020 Filed May 18, 2020 22:41 UTC | Western Midstream Partners, LP WES · Entity 3258 | GrantCommon Units representing limited partner interests | 4,696 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-017024 · form4.xml · nonDerivative · entry 1 Pearl Michael C · CIK 0001423903 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,946 F1 · price: Represents an issuance of WES Common Units pursuant to distribution equivalent rights (DERs) existing under the terms of unvested phantom and performance unit awards, which provide for DERs to be paid in the form of WES Common Units. Read SEC document |
| February 12, 2020 Filed Feb 14, 2020 21:16 UTC | Western Midstream Partners, LP WES · Entity 3258 | GrantPhantom Units · Derivative | 65,544 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-005625 · form4.xml · derivative · entry 2 Pearl Michael C · CIK 0001423903 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,544 Underlying: Common Units representing limited partner interests · 65,544 shares Expires not disclosed F1 · derivative.exercise_price: Each Phantom Unit is the economic equivalent of one WES Common Unit representing limited partnership interests, and upon vesting, entitled to receive a common unit F2 · derivative.exercise_date: The phantom units vest in three annual installments beginning one year after the date of grant, and will pay distribution equivalent rights prior to vesting in the form of WES Common Units. F2 · derivative.expiration_date: The phantom units vest in three annual installments beginning one year after the date of grant, and will pay distribution equivalent rights prior to vesting in the form of WES Common Units. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.