Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| TYSON FOODS, INC.TSN · Entity 3273 | Group President Fresh Meats | December 05, 2022 | December 07, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
TYSON FOODS, INC.
Report date December 05, 2022 · Filed December 07, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 30,920.608 |
Ending reported balance
After 2022-12-05 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2022-12-05 · Exercise / conversion · Acquired 5,000 · Balance 35,920.608 Row 2 · 2022-12-05 · Sale · Disposed 5,000 · Balance 30,920.608 F1: This is a weighted average price. These shares were sold in multiple transactions on December 5, 2022 at prices ranging from $64.43 to $64.46, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. |
| Non-Qualified Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $42.26 · Expires 2024-11-21 | Direct | 5,000 |
Reported balance
After 2022-12-05 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2022-12-05 · Exercise / conversion · Disposed 5,000 · Balance 5,000 |
| Class A Common StockSEC Table I · non-derivative | IndirectEmployee Stock Purchase Plan | 5,596.077 |
Reported balance
Holding disclosure · report date 2022-12-05 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 5,596.077 F2: Includes 43.2845 shares of the Issuer's Class A Common Stock purchased for the Reporting Person's account under the Issuer's Employee Stock Purchase Plan since the last Statement of Changes in Beneficial Ownership was filed by the Reporting Person. Such acquisitions are exempt from Section 16 concurrent reporting requirements pursuant to Rule 16b-3. |
Filing footnotes · ownership attribution and instrument terms
F1: This is a weighted average price. These shares were sold in multiple transactions on December 5, 2022 at prices ranging from $64.43 to $64.46, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
F2: Includes 43.2845 shares of the Issuer's Class A Common Stock purchased for the Reporting Person's account under the Issuer's Employee Stock Purchase Plan since the last Statement of Changes in Beneficial Ownership was filed by the Reporting Person. Such acquisitions are exempt from Section 16 concurrent reporting requirements pursuant to Rule 16b-3.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 05, 2022 Filed Dec 7, 2022 16:07 UTC | TYSON FOODS, INC. TSN · Entity 3273 | Exercise / conversionNon-Qualified Stock Options (Right to Buy) · Derivative | 5,000 | $42.26 Strike: $42.26 | $211,300.00 |
DisclosureSEC source: 0000100493-22-000123 · wf-form4_167042923332825.xml · derivative · entry 4 Miller Shane · CIK 0001848347 · Group President Fresh Meats 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Class A Common Stock · 5,000 shares Expires 2024-11-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 05, 2022 Filed Dec 7, 2022 16:07 UTC | TYSON FOODS, INC. TSN · Entity 3273 | SaleClass A Common Stock | 5,000 | $64.44 | $322,185.50 |
DisclosureSEC source: 0000100493-22-000123 · wf-form4_167042923332825.xml · nonDerivative · entry 2 Miller Shane · CIK 0001848347 · Group President Fresh Meats 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,920.608 F1 · price: This is a weighted average price. These shares were sold in multiple transactions on December 5, 2022 at prices ranging from $64.43 to $64.46, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. Read SEC document |
| December 05, 2022 Filed Dec 7, 2022 16:07 UTC | TYSON FOODS, INC. TSN · Entity 3273 | Exercise / conversionClass A Common Stock | 5,000 | $42.26 | $211,300.00 |
DisclosureSEC source: 0000100493-22-000123 · wf-form4_167042923332825.xml · nonDerivative · entry 1 Miller Shane · CIK 0001848347 · Group President Fresh Meats 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,920.608 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 22, 2022 Filed Nov 22, 2022 21:56 UTC | TYSON FOODS, INC. TSN · Entity 3273 | Exercise / conversionNon-Qualified Stock Options (Right to Buy) · Derivative | 6,608 | $59.42 Strike: $59.42 | $392,647.36 |
DisclosureSEC source: 0000100493-22-000113 · wf-form4_166915417069384.xml · derivative · entry 11 Miller Shane · CIK 0001848347 · Group President Fresh Meats 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 6,608 shares Expires 2028-11-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · derivative.exercise_date: These options vest in equal annual increments on each of the first, second and third anniversary dates of the grant and become fully vested after three years. Read SEC document |
| November 22, 2022 Filed Nov 22, 2022 21:56 UTC | TYSON FOODS, INC. TSN · Entity 3273 | SaleClass A Common Stock | 6,608 | $67.75 | $447,692.00 |
DisclosureSEC source: 0000100493-22-000113 · wf-form4_166915417069384.xml · nonDerivative · entry 6 Miller Shane · CIK 0001848347 · Group President Fresh Meats 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,920.608 F6 · balance_after: Includes 230.666 shares of the Issuer's Class A Common Stock received by the Reporting Person pursuant to the Issuer's dividend reinvestment plan since the last Statement of Changes in Beneficial Ownership was filed by the Reporting Person. Such acquisitions are exempt from Section 16 concurrent reporting requirements pursuant to Rule 16a-11. Read SEC document |
| November 22, 2022 Filed Nov 22, 2022 21:56 UTC | TYSON FOODS, INC. TSN · Entity 3273 | Exercise / conversionClass A Common Stock | 6,608 | $59.42 | $392,647.36 |
DisclosureSEC source: 0000100493-22-000113 · wf-form4_166915417069384.xml · nonDerivative · entry 5 Miller Shane · CIK 0001848347 · Group President Fresh Meats 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,528.608 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 18, 2022 Filed Nov 22, 2022 21:56 UTC | TYSON FOODS, INC. TSN · Entity 3273 | GrantClass A Common Stock · Derivative | 31,606 | $0.00 Strike: $65.52 | $0.00 |
DisclosureSEC source: 0000100493-22-000113 · wf-form4_166915417069384.xml · derivative · entry 10 Miller Shane · CIK 0001848347 · Group President Fresh Meats 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,606 Underlying: Class A Common Stock · 31,606 shares Expires 2034-11-18 F10 · kind: These options vest in equal annual increments on each of the first, second and third anniversary dates of the grant and become fully vested after three years. Read SEC document |
| November 18, 2022 Filed Nov 22, 2022 21:56 UTC | TYSON FOODS, INC. TSN · Entity 3273 | GrantClass A Common Stock · Derivative | 30,525.031 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000100493-22-000113 · wf-form4_166915417069384.xml · derivative · entry 9 Miller Shane · CIK 0001848347 · Group President Fresh Meats 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,525.031 Underlying: Class A Common Stock · 30,525.031 shares Expires not disclosed F9 · derivative.exercise_price: Award of performance Class A Common Stock which vests on November 18, 2025 if the performance metrics described in the applicable Stock Incentive Agreement (the "SIA") are achieved. The performance metrics set forth in the SIAs are: (1) achievement of a three year (fiscal 2023-2025) cumulative operating income target; and (2) a favorable comparison of the relative total shareholder return of the Issuer's Class A Common Stock compared to a predetermined peer group of publicly traded companies over a three year (fiscal 2023-2025) period; and (3) achievement of a three year (fiscal 2023-2025) average return on invested capital target. Subject to the achievement of the performance metrics, the performance shares could vest at a level of 50 to 200 percent and are reported as derivative securities at the 200 percent level. If none of the performance metrics are achieved, the award expires. F9 · price: Award of performance Class A Common Stock which vests on November 18, 2025 if the performance metrics described in the applicable Stock Incentive Agreement (the "SIA") are achieved. The performance metrics set forth in the SIAs are: (1) achievement of a three year (fiscal 2023-2025) cumulative operating income target; and (2) a favorable comparison of the relative total shareholder return of the Issuer's Class A Common Stock compared to a predetermined peer group of publicly traded companies over a three year (fiscal 2023-2025) period; and (3) achievement of a three year (fiscal 2023-2025) average return on invested capital target. Subject to the achievement of the performance metrics, the performance shares could vest at a level of 50 to 200 percent and are reported as derivative securities at the 200 percent level. If none of the performance metrics are achieved, the award expires. F9 · derivative.exercise_date: Award of performance Class A Common Stock which vests on November 18, 2025 if the performance metrics described in the applicable Stock Incentive Agreement (the "SIA") are achieved. The performance metrics set forth in the SIAs are: (1) achievement of a three year (fiscal 2023-2025) cumulative operating income target; and (2) a favorable comparison of the relative total shareholder return of the Issuer's Class A Common Stock compared to a predetermined peer group of publicly traded companies over a three year (fiscal 2023-2025) period; and (3) achievement of a three year (fiscal 2023-2025) average return on invested capital target. Subject to the achievement of the performance metrics, the performance shares could vest at a level of 50 to 200 percent and are reported as derivative securities at the 200 percent level. If none of the performance metrics are achieved, the award expires. F9 · derivative.expiration_date: Award of performance Class A Common Stock which vests on November 18, 2025 if the performance metrics described in the applicable Stock Incentive Agreement (the "SIA") are achieved. The performance metrics set forth in the SIAs are: (1) achievement of a three year (fiscal 2023-2025) cumulative operating income target; and (2) a favorable comparison of the relative total shareholder return of the Issuer's Class A Common Stock compared to a predetermined peer group of publicly traded companies over a three year (fiscal 2023-2025) period; and (3) achievement of a three year (fiscal 2023-2025) average return on invested capital target. Subject to the achievement of the performance metrics, the performance shares could vest at a level of 50 to 200 percent and are reported as derivative securities at the 200 percent level. If none of the performance metrics are achieved, the award expires. Read SEC document |
| November 18, 2022 Filed Nov 22, 2022 21:56 UTC | TYSON FOODS, INC. TSN · Entity 3273 | Exercise / conversionPerformance Shares · Derivative | 3,334.074 | $0.00 | $0.00 |
DisclosureSEC source: 0000100493-22-000113 · wf-form4_166915417069384.xml · derivative · entry 8 Miller Shane · CIK 0001848347 · Group President Fresh Meats 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 3,334.074 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: A portion of these performance shares vested as described in footnote 3. The remainder of the award expired. F8 · derivative.exercise_date: A portion of these performance shares vested as described in footnote 3. The remainder of the award expired. F8 · derivative.expiration_date: A portion of these performance shares vested as described in footnote 3. The remainder of the award expired. Read SEC document |
| November 18, 2022 Filed Nov 22, 2022 21:56 UTC | TYSON FOODS, INC. TSN · Entity 3273 | GrantClass A Common Stock | 7,631.258 | $0.00 | $0.00 |
DisclosureSEC source: 0000100493-22-000113 · wf-form4_166915417069384.xml · nonDerivative · entry 4 Miller Shane · CIK 0001848347 · Group President Fresh Meats 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,920.608 F5 · kind: Restricted Stock award of Class A Common Stock which vests on November 18, 2025. Read SEC document |
| November 18, 2022 Filed Nov 22, 2022 21:56 UTC | TYSON FOODS, INC. TSN · Entity 3273 | Tax withholdingClass A Common Stock | 745 | $65.52 | $48,812.40 |
DisclosureSEC source: 0000100493-22-000113 · wf-form4_166915417069384.xml · nonDerivative · entry 3 Miller Shane · CIK 0001848347 · Group President Fresh Meats 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,058.684 F4 · kind: Pursuant to the terms of the award agreement, these shares were withheld by the Issuer to satisfy tax withholding obligations related to the vesting described in footnote 3. Read SEC document |
| November 18, 2022 Filed Nov 22, 2022 21:56 UTC | TYSON FOODS, INC. TSN · Entity 3273 | Exercise / conversionClass A Common Stock | 1,641.114 | $0.00 | $0.00 |
DisclosureSEC source: 0000100493-22-000113 · wf-form4_166915417069384.xml · nonDerivative · entry 2 Miller Shane · CIK 0001848347 · Group President Fresh Meats 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,803.684 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: On November 18, 2019 the Reporting Person received a grant of performance shares which vested or expired on November 18, 2022 subject to the achievement of performance criteria in the applicable Stock Incentive Agreement. The performance criteria were (a) a cumulative operating income target of $3.9 billion for the 2020-2022 fiscal years and (b) a favorable comparison of the relative shareholder return of the Issuer's Class A Common Stock compared to a predetermined peer group of publicly traded companies over the 2020-2022 fiscal years. The performance shares could vest at a level of 50%-200% per performance criteria and were previously reported in the aggregate as derivative securities at the 200% level. On November 18, 2022, 1,641.114 shares vested and are reported herein as acquired non-derivative securities and the remainder of the award expired. Read SEC document |
| November 18, 2022 Filed Nov 22, 2022 21:56 UTC | TYSON FOODS, INC. TSN · Entity 3273 | Tax withholdingClass A Common Stock | 407 | $65.52 | $26,666.64 |
DisclosureSEC source: 0000100493-22-000113 · wf-form4_166915417069384.xml · nonDerivative · entry 1 Miller Shane · CIK 0001848347 · Group President Fresh Meats 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,162.57 F1 · kind: On November 18, 2022, 896.123 shares of restricted Class A Common Stock vested. These shares were previously reported as beneficially owned by the Reporting Person. Pursuant to the terms of the award agreement, 407 shares were withheld by the Issuer to satisfy tax withholding obligations. F2 · balance_after: This balance has been updated to include 30 shares of Class A Common Stock not previously reported by the Reporting Person due to inadvertent broker error Read SEC document |
| March 03, 2022 Filed Mar 4, 2022 21:39 UTC | TYSON FOODS, INC. TSN · Entity 3273 | Exercise / conversionNon-Qualified Stock Options (Right to Buy) · Derivative | 4,000 | $42.26 Strike: $42.26 | $169,040.00 |
DisclosureSEC source: 0000100493-22-000055 · wf-form4_164642997123764.xml · derivative · entry 5 Miller Shane · CIK 0001848347 · Group President Fresh Meats 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Class A Common Stock · 4,000 shares Expires 2024-11-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 03, 2022 Filed Mar 4, 2022 21:39 UTC | TYSON FOODS, INC. TSN · Entity 3273 | SaleClass A Common Stock | 4,000 | $96.00 | $384,000.00 |
DisclosureSEC source: 0000100493-22-000055 · wf-form4_164642997123764.xml · nonDerivative · entry 3 Miller Shane · CIK 0001848347 · Group President Fresh Meats 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,539.57 Read SEC document |
| March 03, 2022 Filed Mar 4, 2022 21:39 UTC | TYSON FOODS, INC. TSN · Entity 3273 | Exercise / conversionClass A Common Stock | 4,000 | $42.26 | $169,040.00 |
DisclosureSEC source: 0000100493-22-000055 · wf-form4_164642997123764.xml · nonDerivative · entry 2 Miller Shane · CIK 0001848347 · Group President Fresh Meats 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,539.57 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 03, 2022 Filed Mar 4, 2022 21:39 UTC | TYSON FOODS, INC. TSN · Entity 3273 | SaleClass A Common Stock | 1,050 | $95.99 | $100,789.50 |
DisclosureSEC source: 0000100493-22-000055 · wf-form4_164642997123764.xml · nonDerivative · entry 1 Miller Shane · CIK 0001848347 · Group President Fresh Meats 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,539.57 Read SEC document |
| February 10, 2022 Filed Feb 14, 2022 22:40 UTC | TYSON FOODS, INC. TSN · Entity 3273 | Exercise / conversionNon-Qualified Stock Options (Right to Buy) · Derivative | 3,900 | $42.26 Strike: $42.26 | $164,814.00 |
DisclosureSEC source: 0000100493-22-000047 · wf-form4_164487836269619.xml · derivative · entry 4 Miller Shane · CIK 0001848347 · Group President Fresh Meats 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,000 Underlying: Class A Common Stock · 3,900 shares Expires 2024-11-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 10, 2022 Filed Feb 14, 2022 22:40 UTC | TYSON FOODS, INC. TSN · Entity 3273 | SaleClass A Common Stock | 3,900 | $99.00 | $386,100.00 |
DisclosureSEC source: 0000100493-22-000047 · wf-form4_164487836269619.xml · nonDerivative · entry 2 Miller Shane · CIK 0001848347 · Group President Fresh Meats 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,589.57 F1 · balance_after: Includes 71.194 shares of the Issuer's Class A Common Stock received by the Reporting Person pursuant to the Issuer's dividend reinvestment plan since the last Statement of Changes in Beneficial Ownership was filed by the Reporting Person. Such acquisitions are exempt from Section 16 concurrent reporting requirements pursuant to Rule 16a-11. Read SEC document |
| February 10, 2022 Filed Feb 14, 2022 22:40 UTC | TYSON FOODS, INC. TSN · Entity 3273 | Exercise / conversionClass A Common Stock | 3,900 | $42.26 | $164,814.00 |
DisclosureSEC source: 0000100493-22-000047 · wf-form4_164487836269619.xml · nonDerivative · entry 1 Miller Shane · CIK 0001848347 · Group President Fresh Meats 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,489.57 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 29, 2021 Filed Dec 1, 2021 22:28 UTC | TYSON FOODS, INC. TSN · Entity 3273 | Exercise / conversionPerformance Shares · Derivative | 5,048.806 | $0.00 | $0.00 |
DisclosureSEC source: 0000100493-21-000167 · wf-form4_163839767494087.xml · derivative · entry 4 Miller Shane · CIK 0001848347 · Group President Fresh Meats 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 5,048.806 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: A portion of these performance shares vested as described in footnote 1. The remainder of the award expired. F4 · derivative.exercise_date: A portion of these performance shares vested as described in footnote 1. The remainder of the award expired. F4 · derivative.expiration_date: A portion of these performance shares vested as described in footnote 1. The remainder of the award expired. Read SEC document |
| November 29, 2021 Filed Dec 1, 2021 22:28 UTC | TYSON FOODS, INC. TSN · Entity 3273 | Tax withholdingClass A Common Stock | 1,120 | $0.00 | $0.00 |
DisclosureSEC source: 0000100493-21-000167 · wf-form4_163839767494087.xml · nonDerivative · entry 2 Miller Shane · CIK 0001848347 · Group President Fresh Meats 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,518.376 F2 · kind: Pursuant to the terms of the award agreement, these shares were withheld by the Issuer to satisfy tax withholding obligations related to the vesting described in footnote 1. Read SEC document |
| November 29, 2021 Filed Dec 1, 2021 22:28 UTC | TYSON FOODS, INC. TSN · Entity 3273 | Exercise / conversionClass A Common Stock | 2,841.846 | $0.00 | $0.00 |
DisclosureSEC source: 0000100493-21-000167 · wf-form4_163839767494087.xml · nonDerivative · entry 1 Miller Shane · CIK 0001848347 · Group President Fresh Meats 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,638.376 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On November 19, 2018 the Reporting Person received a grant of 5,048.806 performance shares which vested or expired on November 29, 2021 subject to the achievement of performance criteria in the applicable Stock Incentive Agreement. The performance criteria were (a) a cumulative operating income target of $9,986 million for the 2019-2021 fiscal years and (b) a favorable comparison of the relative shareholder return of the Issuer's Class A Common Stock compared to a predetermined peer group of publicly traded companies over the 2019-2021 fiscal years. The performance shares could vest at a level of 50%-200% per performance criteria and were previously reported in the aggregate as derivative securities at the 200% level. On November 29, 2021, 2,841.846 shares vested and are reported herein as acquired non-derivatives securities and the remainder of the award expired. Read SEC document |
| November 19, 2021 Filed Nov 23, 2021 22:31 UTC | TYSON FOODS, INC. TSN · Entity 3273 | GrantNon-Qualified Stock Options (Right to Buy) · Derivative | 27,980 | $0.00 Strike: $81.51 | $0.00 |
DisclosureSEC source: 0000100493-21-000146 · wf-form4_163770669455106.xml · derivative · entry 5 Miller Shane · CIK 0001848347 · Group President Fresh Meats 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,980 Underlying: Class A Common Stock · 27,980 shares Expires 2031-11-19 F6 · kind: These options vest in equal annual increments on each of the first, second and third anniversary dates of the grant and become fully vested after three years. Read SEC document |
| November 19, 2021 Filed Nov 23, 2021 22:31 UTC | TYSON FOODS, INC. TSN · Entity 3273 | GrantPerformance Shares · Derivative | 22,696.602 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000100493-21-000146 · wf-form4_163770669455106.xml · derivative · entry 4 Miller Shane · CIK 0001848347 · Group President Fresh Meats 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,696.602 Underlying: Class A Common Stock · 22,696.602 shares Expires not disclosed F5 · derivative.exercise_price: Award of performance Class A Common Stock which vests on November 19, 2024 if the performance metrics described in the applicable Stock Incentive Agreement (the "SIA") are achieved. The performance metrics set forth in the SIAs are: (1) achievement of a three year (fiscal 2022-2024) cumulative operating income target; and (2) a favorable comparison of the relative total shareholder return of the Issuer's Class A Common Stock compared to a predetermined peer group of publicly traded companies over a three year (fiscal 2022-2024) period; and (3) achievement of a three year (fiscal 2022-2024) average return on invested capital target. Subject to the achievement of the performance metrics, the performance shares could vest at a level of 50 to 200 percent and are reported as derivative securities at the 200 percent level. If none of the performance metrics are achieved, the award expires. F5 · price: Award of performance Class A Common Stock which vests on November 19, 2024 if the performance metrics described in the applicable Stock Incentive Agreement (the "SIA") are achieved. The performance metrics set forth in the SIAs are: (1) achievement of a three year (fiscal 2022-2024) cumulative operating income target; and (2) a favorable comparison of the relative total shareholder return of the Issuer's Class A Common Stock compared to a predetermined peer group of publicly traded companies over a three year (fiscal 2022-2024) period; and (3) achievement of a three year (fiscal 2022-2024) average return on invested capital target. Subject to the achievement of the performance metrics, the performance shares could vest at a level of 50 to 200 percent and are reported as derivative securities at the 200 percent level. If none of the performance metrics are achieved, the award expires. F5 · derivative.exercise_date: Award of performance Class A Common Stock which vests on November 19, 2024 if the performance metrics described in the applicable Stock Incentive Agreement (the "SIA") are achieved. The performance metrics set forth in the SIAs are: (1) achievement of a three year (fiscal 2022-2024) cumulative operating income target; and (2) a favorable comparison of the relative total shareholder return of the Issuer's Class A Common Stock compared to a predetermined peer group of publicly traded companies over a three year (fiscal 2022-2024) period; and (3) achievement of a three year (fiscal 2022-2024) average return on invested capital target. Subject to the achievement of the performance metrics, the performance shares could vest at a level of 50 to 200 percent and are reported as derivative securities at the 200 percent level. If none of the performance metrics are achieved, the award expires. F5 · derivative.expiration_date: Award of performance Class A Common Stock which vests on November 19, 2024 if the performance metrics described in the applicable Stock Incentive Agreement (the "SIA") are achieved. The performance metrics set forth in the SIAs are: (1) achievement of a three year (fiscal 2022-2024) cumulative operating income target; and (2) a favorable comparison of the relative total shareholder return of the Issuer's Class A Common Stock compared to a predetermined peer group of publicly traded companies over a three year (fiscal 2022-2024) period; and (3) achievement of a three year (fiscal 2022-2024) average return on invested capital target. Subject to the achievement of the performance metrics, the performance shares could vest at a level of 50 to 200 percent and are reported as derivative securities at the 200 percent level. If none of the performance metrics are achieved, the award expires. Read SEC document |
| November 19, 2021 Filed Nov 23, 2021 22:31 UTC | TYSON FOODS, INC. TSN · Entity 3273 | GrantClass A Common Stock | 5,674.15 | $0.00 | $0.00 |
DisclosureSEC source: 0000100493-21-000146 · wf-form4_163770669455106.xml · nonDerivative · entry 2 Miller Shane · CIK 0001848347 · Group President Fresh Meats 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,796.53 F2 · kind: Restricted Stock award of Class A Common Stock which vests on November 19, 2024. F3 · balance_after: Includes 103.636 shares of the Issuer's Class A Common Stock received by the Reporting Person pursuant to the Issuer's dividend reinvestment plan since the last Statement of Changes in Beneficial Ownership was filed by the Reporting Person. Such acquisitions are exempt from Section 16 concurrent reporting requirements pursuant to Rule 16a-11. Read SEC document |
| November 19, 2021 Filed Nov 23, 2021 22:31 UTC | TYSON FOODS, INC. TSN · Entity 3273 | Tax withholdingClass A Common Stock | 534 | $0.00 | $0.00 |
DisclosureSEC source: 0000100493-21-000146 · wf-form4_163770669455106.xml · nonDerivative · entry 1 Miller Shane · CIK 0001848347 · Group President Fresh Meats 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,122.38 F1 · kind: On November 19, 2021, 1,355.445 shares of restricted Class A Common Stock vested. These shares were previously reported as beneficially owned by the Reporting Person. Pursuant to the terms of the award agreement, 534 shares were withheld by the Issuer to satisfy tax withholding obligations. Read SEC document |
| May 14, 2021 Filed May 18, 2021 18:26 UTC | TYSON FOODS, INC. TSN · Entity 3273 | GrantClass A Common Stock | 4,580.533 | $0.00 | $0.00 |
DisclosureSEC source: 0000100493-21-000083 · wf-form4_162136235224587.xml · nonDerivative · entry 2 Miller Shane · CIK 0001848347 · Group President Fresh Meats 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,552.744 F2 · kind: Restricted Stock award of Class A Common Stock which vests on May 14, 2024. Read SEC document |
| May 14, 2021 Filed May 18, 2021 18:26 UTC | TYSON FOODS, INC. TSN · Entity 3273 | GrantClass A Common Stock | 13.176 | $0.00 | $0.00 |
DisclosureSEC source: 0000100493-21-000083 · wf-form4_162136235224587.xml · nonDerivative · entry 1 Miller Shane · CIK 0001848347 · Group President Fresh Meats 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,972.211 F1 · kind: Restricted Stock award of Class A Common Stock which vests on November 20, 2023. Read SEC document |
| March 18, 2021 Filed Mar 19, 2021 13:07 UTC | TYSON FOODS, INC. TSN · Entity 3273 | Exercise / conversionNon-Qualified Stock Options (Right to Buy) · Derivative | 5,000 | $31.82 Strike: $31.82 | $159,100.00 |
DisclosureSEC source: 0000100493-21-000063 · wf-form4_161615921251377.xml · derivative · entry 9 Miller Shane · CIK 0001848347 · Group President Fresh Meats 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 5,000 shares Expires 2023-11-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 18, 2021 Filed Mar 19, 2021 13:07 UTC | TYSON FOODS, INC. TSN · Entity 3273 | SaleClass A Common Stock | 5,000 | $77.00 | $385,000.00 |
DisclosureSEC source: 0000100493-21-000063 · wf-form4_161615921251377.xml · nonDerivative · entry 5 Miller Shane · CIK 0001848347 · Group President Fresh Meats 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,959.035 F2 · balance_after: Includes 24.715 shares of the Issuer's Class A Common Stock received by the Reporting Person pursuant to the Issuer's dividend reinvestment plan since the last Statement of Changes in Beneficial Ownership was filed by the Reporting Person. Such acquisitions are exempt from Section 16 concurrent reporting requirements pursuant to Rule 16a-11. Read SEC document |
| March 18, 2021 Filed Mar 19, 2021 13:07 UTC | TYSON FOODS, INC. TSN · Entity 3273 | Exercise / conversionClass A Common Stock | 5,000 | $31.82 | $159,100.00 |
DisclosureSEC source: 0000100493-21-000063 · wf-form4_161615921251377.xml · nonDerivative · entry 4 Miller Shane · CIK 0001848347 · Group President Fresh Meats 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,959.035 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 17, 2021 Filed Mar 19, 2021 13:07 UTC | TYSON FOODS, INC. TSN · Entity 3273 | Exercise / conversionNon-Qualified Stock Options (Right to Buy) · Derivative | 4,000 | $31.82 Strike: $31.82 | $127,280.00 |
DisclosureSEC source: 0000100493-21-000063 · wf-form4_161615921251377.xml · derivative · entry 8 Miller Shane · CIK 0001848347 · Group President Fresh Meats 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Class A Common Stock · 4,000 shares Expires 2023-11-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 17, 2021 Filed Mar 19, 2021 13:07 UTC | TYSON FOODS, INC. TSN · Entity 3273 | Exercise / conversionNon-Qualified Stock Options (Right to Buy) · Derivative | 1,000 | $19.36 Strike: $19.36 | $19,360.00 |
DisclosureSEC source: 0000100493-21-000063 · wf-form4_161615921251377.xml · derivative · entry 7 Miller Shane · CIK 0001848347 · Group President Fresh Meats 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 1,000 shares Expires 2022-11-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 17, 2021 Filed Mar 19, 2021 13:07 UTC | TYSON FOODS, INC. TSN · Entity 3273 | SaleClass A Common Stock | 5,000 | $76.24 | $381,200.00 |
DisclosureSEC source: 0000100493-21-000063 · wf-form4_161615921251377.xml · nonDerivative · entry 3 Miller Shane · CIK 0001848347 · Group President Fresh Meats 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,959.035 F1 · price: This is a weighted average price. These shares were sold in multiple transactions on March 17, 2021 at prices ranging from $76.22 to $76.27, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. F2 · balance_after: Includes 24.715 shares of the Issuer's Class A Common Stock received by the Reporting Person pursuant to the Issuer's dividend reinvestment plan since the last Statement of Changes in Beneficial Ownership was filed by the Reporting Person. Such acquisitions are exempt from Section 16 concurrent reporting requirements pursuant to Rule 16a-11. Read SEC document |
| March 17, 2021 Filed Mar 19, 2021 13:07 UTC | TYSON FOODS, INC. TSN · Entity 3273 | Exercise / conversionClass A Common Stock | 4,000 | $31.82 | $127,280.00 |
DisclosureSEC source: 0000100493-21-000063 · wf-form4_161615921251377.xml · nonDerivative · entry 2 Miller Shane · CIK 0001848347 · Group President Fresh Meats 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,934.32 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 17, 2021 Filed Mar 19, 2021 13:07 UTC | TYSON FOODS, INC. TSN · Entity 3273 | Exercise / conversionClass A Common Stock | 1,000 | $19.36 | $19,360.00 |
DisclosureSEC source: 0000100493-21-000063 · wf-form4_161615921251377.xml · nonDerivative · entry 1 Miller Shane · CIK 0001848347 · Group President Fresh Meats 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,934.32 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.