Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CATERPILLAR INCCAT · Entity 2808 | Group President | March 05, 2018 | March 07, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CATERPILLAR INC
Report date March 05, 2018 · Filed March 07, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Employee Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $151.12 · Expires 2028-03-05 | Direct | 43,625 |
Reported balance
After 2018-03-05 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2018-03-05 · Grant · Acquired 43,625 · Balance 43,625 F1: The stock options were granted pursuant to the Caterpillar Inc. 2014 Long-Term Incentive Plan and vest equally in 1/3 increments beginning on the first anniversary of the grant date. |
Filing footnotes · ownership attribution and instrument terms
F1: The stock options were granted pursuant to the Caterpillar Inc. 2014 Long-Term Incentive Plan and vest equally in 1/3 increments beginning on the first anniversary of the grant date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 05, 2018 Filed Mar 7, 2018 23:57 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantEmployee Stock Option · Derivative | 43,625 | $0.00 Strike: $151.12 | $0.00 |
DisclosureSEC source: 0000018230-18-000083 · wf-form4_152046701132734.xml · derivative · entry 1 Charter Robert B · CIK 0001628074 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,625 Underlying: Common Stock · 43,625 shares Expires 2028-03-05 F1 · derivative.exercise_date: The stock options were granted pursuant to the Caterpillar Inc. 2014 Long-Term Incentive Plan and vest equally in 1/3 increments beginning on the first anniversary of the grant date. Read SEC document |
| February 13, 2018 Filed Feb 15, 2018 23:40 UTC | CATERPILLAR INC CAT · Entity 2808 | Tax withholdingCommon Stock | 5,022 | $153.10 | $768,868.20 |
DisclosureSEC source: 0000018230-18-000047 · wf-form4_151873802515536.xml · nonDerivative · entry 2 Charter Robert B · CIK 0001628074 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,900 F1 · shares: Represents shares withheld from the reporting person to satisfy tax obligations arising from the vesting of performance-based restricted stock units granted on February 27, 2015. Read SEC document |
| February 13, 2018 Filed Feb 15, 2018 23:40 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantCommon Stock | 13,505 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-18-000047 · wf-form4_151873802515536.xml · nonDerivative · entry 1 Charter Robert B · CIK 0001628074 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,922 Read SEC document |
| March 06, 2017 Filed Mar 9, 2017 02:14 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantEmployee Stock Option · Derivative | 109,403 | $0.00 Strike: $95.66 | $0.00 |
DisclosureSEC source: 0001104659-17-015282 · a4.xml · derivative · entry 1 Charter Robert B · CIK 0001628074 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,403 Underlying: Common Stock · 109,403 shares Expires 2027-03-06 F1 · derivative.exercise_date: The stock options were granted pursuant to the Caterpillar Inc. 2014 Long-Term Incentive Plan and vest equally in 1/3 increments beginning on the first anniversary of the grant date. Read SEC document |
| March 07, 2016 Filed Mar 9, 2016 19:13 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantEmployee Stock Option · Derivative | 96,257 | $0.00 Strike: $74.77 | $0.00 |
DisclosureSEC source: 0000018230-16-000430 · edgar.xml · derivative · entry 1 Charter Robert B · CIK 0001628074 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,257 Underlying: Common Stock · 96,257 shares Expires 2026-03-07 F1 · derivative.exercise_date: The stock options were granted pursuant to the Caterpillar Inc. 2014 Long-Term Incentive Plan and vest equally in 1/3 increments beginning on the first anniversary of the grant date. Read SEC document |
| March 02, 2015 Filed Mar 4, 2015 21:26 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantEmployee Stock Option · Derivative | 142,798 | $0.00 Strike: $83.00 | $0.00 |
DisclosureSEC source: 0000018230-15-000089 · edgar.xml · derivative · entry 1 Charter Robert B · CIK 0001628074 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 142,798 Underlying: Common Stock · 142,798 shares Expires 2025-03-02 F1 · derivative.exercise_date: The stock options were granted pursuant to the Caterpillar Inc. 2014 Long-Term Incentive Plan and vest equally in 1/3 increments beginning on the first anniversary of the grant date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.