Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Kartoon Studios, Inc.GNUS · Entity 7329 | Chief Financial Officer | December 07, 2022 | December 09, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Kartoon Studios, Inc.
Report date December 07, 2022 · Filed December 09, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.001 per shareSEC Table I · non-derivative | Direct | 313,000 |
Reported balance
After 2022-12-07 transaction · row 1
1 source rowRow 1 · 2022-12-07 · Exercise / conversion · Acquired 158,000 · Balance 313,000 F1: Each restricted stock unit represents a contingent right to receive one share of GNUS common stock. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 162,000 |
Reported balance
After 2022-12-07 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2022-12-07 · Exercise / conversion · Disposed 158,000 · Balance 162,000 F1: Each restricted stock unit represents a contingent right to receive one share of GNUS common stock. F2: On December 7, 2020, the Reporting Person was granted 475,000 restricted stock units, vesting as follows: 155,000 shares on December 7, 2021, 158,000 shares on December 7, 2022, and 162,000 shares on December 7, 2023, subject to the Reporting Person's continued employment. Vested shares will be delivered to the Reporting Person in equal installments in each calendar quarter following the vesting date. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents a contingent right to receive one share of GNUS common stock.
F2: On December 7, 2020, the Reporting Person was granted 475,000 restricted stock units, vesting as follows: 155,000 shares on December 7, 2021, 158,000 shares on December 7, 2022, and 162,000 shares on December 7, 2023, subject to the Reporting Person's continued employment. Vested shares will be delivered to the Reporting Person in equal installments in each calendar quarter following the vesting date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 07, 2022 Filed Dec 9, 2022 21:30 UTC | Kartoon Studios, Inc. GNUS · Entity 7329 | Exercise / conversionRestricted Stock Units · Derivative | 158,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-22-008314 · ownership.xml · derivative · entry 2 DENTON ROBERT L. · CIK 0001738622 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 162,000 Underlying: Common Stock, par value $0.001 per share · 158,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of GNUS common stock. F2 · derivative.exercise_date: On December 7, 2020, the Reporting Person was granted 475,000 restricted stock units, vesting as follows: 155,000 shares on December 7, 2021, 158,000 shares on December 7, 2022, and 162,000 shares on December 7, 2023, subject to the Reporting Person's continued employment. Vested shares will be delivered to the Reporting Person in equal installments in each calendar quarter following the vesting date. F2 · derivative.expiration_date: On December 7, 2020, the Reporting Person was granted 475,000 restricted stock units, vesting as follows: 155,000 shares on December 7, 2021, 158,000 shares on December 7, 2022, and 162,000 shares on December 7, 2023, subject to the Reporting Person's continued employment. Vested shares will be delivered to the Reporting Person in equal installments in each calendar quarter following the vesting date. Read SEC document |
| December 07, 2022 Filed Dec 9, 2022 21:30 UTC | Kartoon Studios, Inc. GNUS · Entity 7329 | Exercise / conversionCommon Stock, par value $0.001 per share | 158,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001683168-22-008314 · ownership.xml · nonDerivative · entry 1 DENTON ROBERT L. · CIK 0001738622 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 313,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of GNUS common stock. Read SEC document |
| December 07, 2021 Filed Dec 30, 2021 01:46 UTC | Kartoon Studios, Inc. GNUS · Entity 7329 | Exercise / conversionRestricted Stock Units · Derivative | 155,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-21-006650 · ownership.xml · derivative · entry 2 DENTON ROBERT L. · CIK 0001738622 · EVP Finance & Accounting 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 320,000 Underlying: Common Stock, par value $0.001 per share · 155,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of GNUS common stock. F2 · derivative.exercise_date: On December 7, 2020, the Reporting Person was granted 475,000 restricted stock units, vesting as follows: 155,000 shares on December 7, 2021, 158,000 shares on December 7, 2022, and 162,000 shares on December 7, 2023, subject to the Reporting Person's continued employment. Vested shares will be delivered to the Reporting Person in equal installments in each calendar quarter following the vesting date. F2 · derivative.expiration_date: On December 7, 2020, the Reporting Person was granted 475,000 restricted stock units, vesting as follows: 155,000 shares on December 7, 2021, 158,000 shares on December 7, 2022, and 162,000 shares on December 7, 2023, subject to the Reporting Person's continued employment. Vested shares will be delivered to the Reporting Person in equal installments in each calendar quarter following the vesting date. Read SEC document |
| December 07, 2021 Filed Dec 30, 2021 01:46 UTC | Kartoon Studios, Inc. GNUS · Entity 7329 | Exercise / conversionCommon Stock, par value $0.001 per share | 155,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001683168-21-006650 · ownership.xml · nonDerivative · entry 1 DENTON ROBERT L. · CIK 0001738622 · EVP Finance & Accounting 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 155,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of GNUS common stock. Read SEC document |
| December 07, 2020 Filed Dec 10, 2020 02:53 UTC | Kartoon Studios, Inc. GNUS · Entity 7329 | GrantRestricted Stock Units · Derivative | 475,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-20-004237 · ownership.xml · derivative · entry 2 DENTON ROBERT L. · CIK 0001738622 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 475,000 Underlying: Common Stock, par value $0.001 per share · 475,000 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of GNUS common stock. F3 · derivative.exercise_date: The restricted stock units vest as follows: 155,000 shares on December 7, 2021, 158,000 shares on December 7, 2022, and 162,000 shares on December 7, 2023, subject to the Reporting Person's continued employment. Vested shares will be delivered to the Reporting Person in equal installments in each calendar quarter following the vesting date. F3 · derivative.expiration_date: The restricted stock units vest as follows: 155,000 shares on December 7, 2021, 158,000 shares on December 7, 2022, and 162,000 shares on December 7, 2023, subject to the Reporting Person's continued employment. Vested shares will be delivered to the Reporting Person in equal installments in each calendar quarter following the vesting date. Read SEC document |
| December 07, 2020 Filed Dec 10, 2020 02:53 UTC | Kartoon Studios, Inc. GNUS · Entity 7329 | GrantEmployee Stock Option Grant (Right to Buy) · Derivative | 950,000 | $0.00 Strike: $1.39 | $0.00 |
DisclosureSEC source: 0001683168-20-004237 · ownership.xml · derivative · entry 1 DENTON ROBERT L. · CIK 0001738622 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 950,000 Underlying: Common Stock, par value $0.001 per share · 950,000 shares Expires 2030-12-06 F1 · derivative.exercise_date: The option was fully vested on the date of grant with respect to 380,000 shares, and 190,000 shares vest on each of the first, second and third anniversaries of December 7, 2020, subject to the Reporting Person's continued employmentof December 7, 2020, subject to the Reporting Person's continued employment. Read SEC document |
| March 07, 2019 Filed Dec 10, 2020 02:53 UTC | Kartoon Studios, Inc. GNUS · Entity 7329 | GrantEmployee Stock Option Grant (Right to Buy) · Derivative | 15,000 | $0.00 Strike: $1.99 | $0.00 |
DisclosureSEC source: 0001683168-20-004237 · ownership.xml · derivative · entry 3 DENTON ROBERT L. · CIK 0001738622 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Common Stock, par value $0.001 per share · 15,000 shares Expires 2029-03-06 F4 · derivative.exercise_date: The option vested in full on December 31, 2019. Read SEC document |
| September 25, 2018 Filed Sep 28, 2018 00:38 UTC | Kartoon Studios, Inc. GNUS · Entity 7329 | GrantStock Option · Derivative | 85,088 | $0.00 Strike: $2.09 | $0.00 |
DisclosureSEC source: 0001683168-18-002880 · ownership.xml · derivative · entry 1 DENTON ROBERT L. · CIK 0001738622 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,088 Underlying: Common Stock · 85,088 shares Expires 2023-09-25 F1 · derivative.exercise_date: The stock options shall vest over three years follows: options to purchase 28,363 shares shall vest on April 18, 2019, 28,363 shares shall vest on April 18, 2020 and 28,362 shares shall vest on April 18, 2021. Read SEC document |
| September 25, 2018 Filed Dec 10, 2020 02:53 UTC | Kartoon Studios, Inc. GNUS · Entity 7329 | GrantEmployee Stock Option Grant (Right to Buy) · Derivative | 85,088 | $0.00 Strike: $2.09 | $0.00 |
DisclosureSEC source: 0001683168-20-004237 · ownership.xml · derivative · entry 4 DENTON ROBERT L. · CIK 0001738622 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,088 Underlying: Common Stock, par value $0.001 per share · 85,088 shares Expires 2023-09-25 F5 · derivative.exercise_date: The options shall vest over three years as follows: options to purchase 28,363 shares shall vest on April 18, 2019, 28,363 shares shall vest on April 18, 2020 and 28,362 shares shall vest on April 18, 2021. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.