Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Agile Growth Corp.AGGR · Entity 115503 | Director | March 09, 2021 | March 09, 2021 |
| CISCO SYSTEMS, INC.CSCO · Entity 2802 | Director | December 20, 2017 | March 23, 2018 |
| Gold Flora Corp.GRAMF · Entity 81409 | Director | June 01, 2022 | June 03, 2022 |
| INTEL CORPINTC · Entity 2799 | Director | January 17, 2009 | January 21, 2009 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Agile Growth Corp.
Report date March 09, 2021 · Filed March 09, 2021
This filing explicitly reported no securities owned.
CISCO SYSTEMS, INC.
Report date December 20, 2017 · Filed March 23, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2017-12-20 transaction · row 1
1 source rowRow 1 · 2017-12-20 · Gift · Disposed 7,638 · Balance 0 |
| Common StockSEC Table I · non-derivative | Indirectby Trust | 60,026 |
Reported balance
After 2017-12-20 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2017-12-20 · Gift · Acquired 7,638 · Balance 60,026 F1: Shares held by the Carol Ann Bartz Trust. |
| Common StockSEC Table I · non-derivative | Indirectby Spouse | 2,628 |
Reported balance
Holding disclosure · report date 2017-12-20 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 2,628 |
Filing footnotes · ownership attribution and instrument terms
F1: Shares held by the Carol Ann Bartz Trust.
Gold Flora Corp.
Report date June 01, 2022 · Filed June 03, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 8,090 |
Reported balance
After 2022-06-01 transaction · row 1
1 source rowRow 1 · 2022-06-01 · Exercise / conversion · Acquired 505 · Balance 8,090 F1: Restricted stock units ("RSUs") convert into Common Shares on a one-for-one basis. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 12,136 |
Reported balance
After 2022-06-01 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2022-06-01 · Exercise / conversion · Disposed 505 · Balance 12,136 F1: Restricted stock units ("RSUs") convert into Common Shares on a one-for-one basis. F3: On June 1, 2021, the reporting person was granted 20,226 RSU's, 25% of which vested 180 days after the grant date (the "Initial Vesting Period"). The remaining RSUs vest in 30 equal monthly installments beginning on the first day of the first month following the Initial Vesting Period. |
| Common SharesSEC Table I · non-derivative | IndirectSee Footnote | 742,619 |
Reported balance
Holding disclosure · report date 2022-06-01 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 742,619 F2: Consists of 503,920 Common Shares held by the Layne Alice Marr Family Heritage Trust, 201,331 Common Shares held by Sammy/Holly Partners LP 25,166 Common Shares held by the William George Marr Trust 10/15/1990 and 12,202 Common Shares held by the Carol Ann Bartz Trust u/a/d 10/14/87. Ms. Bartz disclaims beneficial ownership over all of the shares held by these entities, except to the extent of her pecuniary interest. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted stock units ("RSUs") convert into Common Shares on a one-for-one basis.
F2: Consists of 503,920 Common Shares held by the Layne Alice Marr Family Heritage Trust, 201,331 Common Shares held by Sammy/Holly Partners LP 25,166 Common Shares held by the William George Marr Trust 10/15/1990 and 12,202 Common Shares held by the Carol Ann Bartz Trust u/a/d 10/14/87. Ms. Bartz disclaims beneficial ownership over all of the shares held by these entities, except to the extent of her pecuniary interest.
F3: On June 1, 2021, the reporting person was granted 20,226 RSU's, 25% of which vested 180 days after the grant date (the "Initial Vesting Period"). The remaining RSUs vest in 30 equal monthly installments beginning on the first day of the first month following the Initial Vesting Period.
INTEL CORP
Report date January 17, 2009 · Filed January 21, 2009
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 1,231 |
Reported balance
After 2009-01-17 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2009-01-17 · Exercise / conversion · Acquired 1,231 · Balance 1,231 F1: Shares acquired on the vesting of restricted stock units. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 2,464 |
Reported balance
After 2009-01-17 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2009-01-17 · Exercise / conversion · Disposed 1,231 · Balance 2,464 F2: Each restricted stock unit represents the right to receive, following vesting, one share of Intel Corporation common stock. F3: Unless earlier forfeited under the terms of the RSU, 33 1/3% of the award vests and converts into common stock on each anniversary of the grant date, unless that date falls on a non-business date, in which case the next business date shall apply. F4: Column 9 reports the number of shares underlying the RSU that is the subject of the transaction reported on this Form 4. Previously, the Reporting Person's Forms 4 reported the aggregate number of shares subject to all RSUs held. As of the date of this Report and after taking into account the transaction(s) reported on this Form 4, the Reporting Person held an aggregate of RSUs of 9,139 shares of Intel common stock. |
| Common StockSEC Table I · non-derivative | IndirectBy Family Trust | 6,766 |
Reported balance
Holding disclosure · report date 2009-01-17 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 6,766 |
Filing footnotes · ownership attribution and instrument terms
F1: Shares acquired on the vesting of restricted stock units.
F2: Each restricted stock unit represents the right to receive, following vesting, one share of Intel Corporation common stock.
F3: Unless earlier forfeited under the terms of the RSU, 33 1/3% of the award vests and converts into common stock on each anniversary of the grant date, unless that date falls on a non-business date, in which case the next business date shall apply.
F4: Column 9 reports the number of shares underlying the RSU that is the subject of the transaction reported on this Form 4. Previously, the Reporting Person's Forms 4 reported the aggregate number of shares subject to all RSUs held. As of the date of this Report and after taking into account the transaction(s) reported on this Form 4, the Reporting Person held an aggregate of RSUs of 9,139 shares of Intel common stock.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 11, 2003 Filed Nov 12, 2003 23:50 UTC | CISCO SYSTEMS, INC. CSCO · Entity 2802 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 15,000 | $0.00 Strike: $22.35 | $0.00 |
DisclosureSEC source: 0001199683-03-000088 · edgardoc.xml · derivative · entry 1 BARTZ CAROL · CIK 0001197640 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Common Stock · 15,000 shares Expires 2012-11-11 F1 · derivative.exercise_date: The option is immediately exercisable for all of the option shares. However, any shares purchased under the option will be subject to repurchase by the Issuer, at the exercise price paid per share, upon the Reporting Person's cessation of service as a member of the Issuer's Board of Directors prior to vesting in those shares. The shares subject to the option will vest in two successive equal annual installments upon the Reporting Person's completion each year of service as a member of the Issuer's Board of Directors over the two (2)-year period measured from November 11, 2003. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.