Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| IAA, Inc.IAA · Entity 115305 | Director · Treasurer | June 14, 2019 | June 14, 2019 |
| OPENLANE, Inc.KAR · Entity 4015 | EVP & CFO | December 09, 2022 | December 13, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
IAA, Inc.
Report date June 14, 2019 · Filed June 14, 2019
This filing explicitly reported no securities owned.
OPENLANE, Inc.
Report date December 09, 2022 · Filed December 13, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 281,041.642 |
Reported balance
After 2022-12-09 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2022-12-09 · Exercise / conversion · Acquired 2,886 · Balance 281,041.642 F1: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. F2: Includes shares acquired pursuant to the Company's Employee Stock Purchase Plan. |
| Common StockSEC Table I · non-derivative | Direct | 278,155.642 |
Reported balance
After 2022-12-09 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2022-12-09 · Tax withholding · Disposed 2,886 · Balance 278,155.642 F3: Shares withheld by the Company to satisfy tax withholding requirements. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 100,000 |
Reported balance
After 2022-12-09 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2022-12-09 · Grant · Acquired 100,000 · Balance 100,000 F1: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. F4: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vest on May 9, 2023, one-third of these restricted stock units vest on May 9, 2024 and the remaining one-third of these restricted stock units vest on May 9, 2025, subject to certain continued employment conditions. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 97,114 |
Reported balance
After 2022-12-09 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2022-12-09 · Exercise / conversion · Disposed 2,886 · Balance 97,114 F1: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. F5: Shares withheld to satisfy FICA taxes due in the year the reporting person reaches retirement eligibility. Each remaining restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. F6: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: 32,371 of these restricted stock units vest on May 9, 2023, 32,371 of these restricted stock units vest on May 9, 2024 and the remaining 32,372 of these restricted stock units vest on May 9, 2025, subject to certain continued employment conditions. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.
F2: Includes shares acquired pursuant to the Company's Employee Stock Purchase Plan.
F3: Shares withheld by the Company to satisfy tax withholding requirements.
F4: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vest on May 9, 2023, one-third of these restricted stock units vest on May 9, 2024 and the remaining one-third of these restricted stock units vest on May 9, 2025, subject to certain continued employment conditions.
F5: Shares withheld to satisfy FICA taxes due in the year the reporting person reaches retirement eligibility. Each remaining restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.
F6: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: 32,371 of these restricted stock units vest on May 9, 2023, 32,371 of these restricted stock units vest on May 9, 2024 and the remaining 32,372 of these restricted stock units vest on May 9, 2025, subject to certain continued employment conditions.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 20, 2017 Filed Feb 22, 2017 20:46 UTC | OPENLANE, Inc. KAR · Entity 4015 | Exercise / conversionRestricted Stock Units · Derivative | 2,977 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-17-000026 · wf-form4_148781437585010.xml · derivative · entry 5 Loughmiller Eric M. · CIK 0001478099 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,977 Underlying: Common Stock · 2,977 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on February 20, 2017. F5 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 20, 2016, one-third of these restricted stock units vested on February 20, 2017 and the remaining one-third of these restricted stock units vest on February 20, 2018, assuming continued employment through the applicable vesting date. F5 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 20, 2016, one-third of these restricted stock units vested on February 20, 2017 and the remaining one-third of these restricted stock units vest on February 20, 2018, assuming continued employment through the applicable vesting date. Read SEC document |
| February 20, 2017 Filed Feb 22, 2017 20:46 UTC | OPENLANE, Inc. KAR · Entity 4015 | Tax withholdingCommon Stock | 993 | $46.48 | $46,154.64 |
DisclosureSEC source: 0001395942-17-000026 · wf-form4_148781437585010.xml · nonDerivative · entry 3 Loughmiller Eric M. · CIK 0001478099 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,984 F3 · kind: Shares withheld by the Company to satisfy tax withholding requirements. Read SEC document |
| February 20, 2017 Filed Feb 22, 2017 20:46 UTC | OPENLANE, Inc. KAR · Entity 4015 | Exercise / conversionCommon Stock | 2,977 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-17-000026 · wf-form4_148781437585010.xml · nonDerivative · entry 2 Loughmiller Eric M. · CIK 0001478099 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,977 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on February 20, 2017. Read SEC document |
| December 15, 2016 Filed Dec 19, 2016 19:23 UTC | OPENLANE, Inc. KAR · Entity 4015 | Tax withholdingCommon Stock | 64,890 | $43.25 | $2,806,492.50 |
DisclosureSEC source: 0001395942-16-000375 · wf-form4_148219342161845.xml · nonDerivative · entry 2 Loughmiller Eric M. · CIK 0001478099 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,124.0918 F4 · kind: Shares withheld by the Company to satisfy tax withholding requirements. Read SEC document |
| December 15, 2016 Filed Dec 19, 2016 19:23 UTC | OPENLANE, Inc. KAR · Entity 4015 | GrantCommon Stock | 146,541.6599 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-16-000375 · wf-form4_148219342161845.xml · nonDerivative · entry 1 Loughmiller Eric M. · CIK 0001478099 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 162,014.0918 F1 · shares: The number of performance-based restricted stock units that vested was determined based on the Company's total stockholder return relative to that of companies within the S&P 500 Index over a three-year period from December 13, 2013 through December 13, 2016. F2 · price: Each performance-based restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The performance-based restricted stock units vested into common stock on December 15, 2016. F3 · balance_after: Includes 617.4319 shares acquired (including 4.0511 shares acquired by dividend reinvestment) pursuant to the Company's Employee Stock Purchase Plan on May 31, 2016. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.