Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| IAA, Inc.IAA · Entity 115305 | Director · Treasurer | June 14, 2019 | June 14, 2019 |
| OPENLANE, Inc.KAR · Entity 4015 | EVP & CFO | December 09, 2022 | December 13, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
IAA, Inc.
Report date June 14, 2019 · Filed June 14, 2019
This filing explicitly reported no securities owned.
OPENLANE, Inc.
Report date December 09, 2022 · Filed December 13, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 281,041.642 |
Reported balance
After 2022-12-09 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2022-12-09 · Exercise / conversion · Acquired 2,886 · Balance 281,041.642 F1: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. F2: Includes shares acquired pursuant to the Company's Employee Stock Purchase Plan. |
| Common StockSEC Table I · non-derivative | Direct | 278,155.642 |
Reported balance
After 2022-12-09 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2022-12-09 · Tax withholding · Disposed 2,886 · Balance 278,155.642 F3: Shares withheld by the Company to satisfy tax withholding requirements. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 100,000 |
Reported balance
After 2022-12-09 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2022-12-09 · Grant · Acquired 100,000 · Balance 100,000 F1: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. F4: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vest on May 9, 2023, one-third of these restricted stock units vest on May 9, 2024 and the remaining one-third of these restricted stock units vest on May 9, 2025, subject to certain continued employment conditions. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 97,114 |
Reported balance
After 2022-12-09 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2022-12-09 · Exercise / conversion · Disposed 2,886 · Balance 97,114 F1: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. F5: Shares withheld to satisfy FICA taxes due in the year the reporting person reaches retirement eligibility. Each remaining restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. F6: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: 32,371 of these restricted stock units vest on May 9, 2023, 32,371 of these restricted stock units vest on May 9, 2024 and the remaining 32,372 of these restricted stock units vest on May 9, 2025, subject to certain continued employment conditions. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.
F2: Includes shares acquired pursuant to the Company's Employee Stock Purchase Plan.
F3: Shares withheld by the Company to satisfy tax withholding requirements.
F4: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vest on May 9, 2023, one-third of these restricted stock units vest on May 9, 2024 and the remaining one-third of these restricted stock units vest on May 9, 2025, subject to certain continued employment conditions.
F5: Shares withheld to satisfy FICA taxes due in the year the reporting person reaches retirement eligibility. Each remaining restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.
F6: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: 32,371 of these restricted stock units vest on May 9, 2023, 32,371 of these restricted stock units vest on May 9, 2024 and the remaining 32,372 of these restricted stock units vest on May 9, 2025, subject to certain continued employment conditions.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 19, 2020 Filed Feb 21, 2020 16:48 UTC | OPENLANE, Inc. KAR · Entity 4015 | GrantRestricted Stock Units · Derivative | 16,038.485 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-20-000019 · wf-form4_158232167617286.xml · derivative · entry 8 Loughmiller Eric M. · CIK 0001478099 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,038.485 Underlying: Common Stock · 16,038.485 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. F10 · price: The number of performance restricted stock units that were converted into restricted stock units was determined based on the Company's operating adjusted net income per share exceeding certain levels over the one-year period beginning on December 1, 2019 and ending on December 31, 2019. F9 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock on February 22, 2022, assuming continued employment through the applicable vesting date. F9 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock on February 22, 2022, assuming continued employment through the applicable vesting date. Read SEC document |
| December 16, 2019 Filed Dec 18, 2019 19:09 UTC | OPENLANE, Inc. KAR · Entity 4015 | Exercise / conversionRestricted Stock Units · Derivative | 441 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-19-000125 · wf-form4_157671416736273.xml · derivative · entry 16 Loughmiller Eric M. · CIK 0001478099 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,793.01 Underlying: Common Stock · 441 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. F1 · kind: Shares withheld to satisfy FICA taxes due in the year the reporting person reaches retirement eligibility. Each remaining restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. F11 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock on March 2, 2021, assuming continued employment through the applicable vesting date. F11 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock on March 2, 2021, assuming continued employment through the applicable vesting date. Read SEC document |
| December 16, 2019 Filed Dec 18, 2019 19:09 UTC | OPENLANE, Inc. KAR · Entity 4015 | Exercise / conversionRestricted Stock Units · Derivative | 513 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-19-000125 · wf-form4_157671416736273.xml · derivative · entry 15 Loughmiller Eric M. · CIK 0001478099 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,881.73 Underlying: Common Stock · 513 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. F1 · kind: Shares withheld to satisfy FICA taxes due in the year the reporting person reaches retirement eligibility. Each remaining restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. F10 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock on February 24, 2020, assuming continued employment through the applicable vesting date. F10 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock on February 24, 2020, assuming continued employment through the applicable vesting date. Read SEC document |
| December 16, 2019 Filed Dec 18, 2019 19:09 UTC | OPENLANE, Inc. KAR · Entity 4015 | Exercise / conversionRestricted Stock Units · Derivative | 244 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-19-000125 · wf-form4_157671416736273.xml · derivative · entry 14 Loughmiller Eric M. · CIK 0001478099 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,061 Underlying: Common Stock · 244 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. F1 · kind: Shares withheld to satisfy FICA taxes due in the year the reporting person reaches retirement eligibility. Each remaining restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. F9 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vest on February 22, 2020, one-third of these restricted stock units vest on February 22, 2021 and the remaining one-third of these restricted stock units vest on February 22, 2022, assuming continued employment through the applicable vesting date. F9 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vest on February 22, 2020, one-third of these restricted stock units vest on February 22, 2021 and the remaining one-third of these restricted stock units vest on February 22, 2022, assuming continued employment through the applicable vesting date. Read SEC document |
| December 16, 2019 Filed Dec 18, 2019 19:09 UTC | OPENLANE, Inc. KAR · Entity 4015 | Exercise / conversionRestricted Stock Units · Derivative | 95 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-19-000125 · wf-form4_157671416736273.xml · derivative · entry 13 Loughmiller Eric M. · CIK 0001478099 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,735 Underlying: Common Stock · 95 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. F1 · kind: Shares withheld to satisfy FICA taxes due in the year the reporting person reaches retirement eligibility. Each remaining restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. F8 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on March 2, 2019, one-third of these restricted stock units vest on March 2, 2020 and the remaining one-third of these restricted stock units vest on March 2, 2021, assuming continued employment through the applicable vesting date. F8 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on March 2, 2019, one-third of these restricted stock units vest on March 2, 2020 and the remaining one-third of these restricted stock units vest on March 2, 2021, assuming continued employment through the applicable vesting date. Read SEC document |
| December 16, 2019 Filed Dec 18, 2019 19:09 UTC | OPENLANE, Inc. KAR · Entity 4015 | Exercise / conversionRestricted Stock Units · Derivative | 54 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-19-000125 · wf-form4_157671416736273.xml · derivative · entry 12 Loughmiller Eric M. · CIK 0001478099 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,546 Underlying: Common Stock · 54 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. F1 · kind: Shares withheld to satisfy FICA taxes due in the year the reporting person reaches retirement eligibility. Each remaining restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. F7 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 24, 2018, one-third of these restricted stock units vested on February 24, 2019 and the remaining one-third of these restricted stock units vest on February 24, 2020, assuming continued employment through the applicable vesting date. F7 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 24, 2018, one-third of these restricted stock units vested on February 24, 2019 and the remaining one-third of these restricted stock units vest on February 24, 2020, assuming continued employment through the applicable vesting date. Read SEC document |
| December 16, 2019 Filed Dec 18, 2019 19:09 UTC | OPENLANE, Inc. KAR · Entity 4015 | Tax withholdingCommon Stock | 54 | $21.61 | $1,166.94 |
DisclosureSEC source: 0001395942-19-000125 · wf-form4_157671416736273.xml · nonDerivative · entry 10 Loughmiller Eric M. · CIK 0001478099 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 177,784.389 F3 · kind: Shares withheld to satisfy FICA taxes due in the year the reporting person reaches retirement eligibility. Read SEC document |
| December 16, 2019 Filed Dec 18, 2019 19:09 UTC | OPENLANE, Inc. KAR · Entity 4015 | Exercise / conversionCommon Stock | 54 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-19-000125 · wf-form4_157671416736273.xml · nonDerivative · entry 9 Loughmiller Eric M. · CIK 0001478099 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 177,838.389 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Shares withheld to satisfy FICA taxes due in the year the reporting person reaches retirement eligibility. Each remaining restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. Read SEC document |
| December 16, 2019 Filed Dec 18, 2019 19:09 UTC | OPENLANE, Inc. KAR · Entity 4015 | Tax withholdingCommon Stock | 95 | $21.61 | $2,052.95 |
DisclosureSEC source: 0001395942-19-000125 · wf-form4_157671416736273.xml · nonDerivative · entry 8 Loughmiller Eric M. · CIK 0001478099 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 177,784.389 F3 · kind: Shares withheld to satisfy FICA taxes due in the year the reporting person reaches retirement eligibility. Read SEC document |
| December 16, 2019 Filed Dec 18, 2019 19:09 UTC | OPENLANE, Inc. KAR · Entity 4015 | Exercise / conversionCommon Stock | 95 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-19-000125 · wf-form4_157671416736273.xml · nonDerivative · entry 7 Loughmiller Eric M. · CIK 0001478099 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 177,879.389 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Shares withheld to satisfy FICA taxes due in the year the reporting person reaches retirement eligibility. Each remaining restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. Read SEC document |
| December 16, 2019 Filed Dec 18, 2019 19:09 UTC | OPENLANE, Inc. KAR · Entity 4015 | Tax withholdingCommon Stock | 244 | $21.61 | $5,272.84 |
DisclosureSEC source: 0001395942-19-000125 · wf-form4_157671416736273.xml · nonDerivative · entry 6 Loughmiller Eric M. · CIK 0001478099 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 177,784.389 F3 · kind: Shares withheld to satisfy FICA taxes due in the year the reporting person reaches retirement eligibility. Read SEC document |
| December 16, 2019 Filed Dec 18, 2019 19:09 UTC | OPENLANE, Inc. KAR · Entity 4015 | Exercise / conversionCommon Stock | 244 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-19-000125 · wf-form4_157671416736273.xml · nonDerivative · entry 5 Loughmiller Eric M. · CIK 0001478099 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 178,028.389 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Shares withheld to satisfy FICA taxes due in the year the reporting person reaches retirement eligibility. Each remaining restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. Read SEC document |
| December 16, 2019 Filed Dec 18, 2019 19:09 UTC | OPENLANE, Inc. KAR · Entity 4015 | Tax withholdingCommon Stock | 513 | $21.61 | $11,085.93 |
DisclosureSEC source: 0001395942-19-000125 · wf-form4_157671416736273.xml · nonDerivative · entry 4 Loughmiller Eric M. · CIK 0001478099 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 177,784.389 F3 · kind: Shares withheld to satisfy FICA taxes due in the year the reporting person reaches retirement eligibility. Read SEC document |
| December 16, 2019 Filed Dec 18, 2019 19:09 UTC | OPENLANE, Inc. KAR · Entity 4015 | Exercise / conversionCommon Stock | 513 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-19-000125 · wf-form4_157671416736273.xml · nonDerivative · entry 3 Loughmiller Eric M. · CIK 0001478099 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 178,297.389 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Shares withheld to satisfy FICA taxes due in the year the reporting person reaches retirement eligibility. Each remaining restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. Read SEC document |
| December 16, 2019 Filed Dec 18, 2019 19:09 UTC | OPENLANE, Inc. KAR · Entity 4015 | Tax withholdingCommon Stock | 441 | $21.61 | $9,530.01 |
DisclosureSEC source: 0001395942-19-000125 · wf-form4_157671416736273.xml · nonDerivative · entry 2 Loughmiller Eric M. · CIK 0001478099 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 177,784.389 F3 · kind: Shares withheld to satisfy FICA taxes due in the year the reporting person reaches retirement eligibility. Read SEC document |
| December 16, 2019 Filed Dec 18, 2019 19:09 UTC | OPENLANE, Inc. KAR · Entity 4015 | Exercise / conversionCommon Stock | 441 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-19-000125 · wf-form4_157671416736273.xml · nonDerivative · entry 1 Loughmiller Eric M. · CIK 0001478099 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 178,225.389 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Shares withheld to satisfy FICA taxes due in the year the reporting person reaches retirement eligibility. Each remaining restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. F2 · balance_after: Includes 2,075.806 shares acquired (including 64.291 shares acquired by dividend reinvestment) pursuant to the Company's Employee Stock Purchase Plan. Read SEC document |
| June 28, 2019 Filed Jul 2, 2019 20:44 UTC | OPENLANE, Inc. KAR · Entity 4015 | GrantRestricted Stock Units · Derivative | 13,234.01 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-19-000085 · wf-form4_156211463005883.xml · derivative · entry 7 Loughmiller Eric M. · CIK 0001478099 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,234.01 Underlying: Common Stock · 13,234.01 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. F8 · price: In connection with the Company's separation of IAA, Inc. into an independent publicly-traded company, certain previously-issued performance restricted stock units held by the reporting person, which were subject to performance-based vesting conditions (as described in further detail in the Company's annual proxy statement filed with the SEC on April 24, 2019) were converted at the target level of performance into restricted stock units subject only to the service-based vesting conditions described in this Form 4. F9 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock on March 2, 2021, assuming continued employment through the applicable vesting date. F9 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock on March 2, 2021, assuming continued employment through the applicable vesting date. Read SEC document |
| June 28, 2019 Filed Jul 2, 2019 20:44 UTC | OPENLANE, Inc. KAR · Entity 4015 | GrantRestricted Stock Units · Derivative | 15,394.73 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-19-000085 · wf-form4_156211463005883.xml · derivative · entry 6 Loughmiller Eric M. · CIK 0001478099 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,394.73 Underlying: Common Stock · 15,394.73 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. F8 · price: In connection with the Company's separation of IAA, Inc. into an independent publicly-traded company, certain previously-issued performance restricted stock units held by the reporting person, which were subject to performance-based vesting conditions (as described in further detail in the Company's annual proxy statement filed with the SEC on April 24, 2019) were converted at the target level of performance into restricted stock units subject only to the service-based vesting conditions described in this Form 4. F7 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock on February 24, 2020, assuming continued employment through the applicable vesting date. F7 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock on February 24, 2020, assuming continued employment through the applicable vesting date. Read SEC document |
| March 02, 2019 Filed Mar 5, 2019 17:22 UTC | OPENLANE, Inc. KAR · Entity 4015 | Exercise / conversionRestricted Stock Units · Derivative | 1,415 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-19-000042 · wf-form4_155182455598361.xml · derivative · entry 5 Loughmiller Eric M. · CIK 0001478099 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,830 Underlying: Common Stock · 1,415 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. F7 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on March 2, 2019, one-third of these restricted stock units vest on March 2, 2020 and the remaining one-third of these restricted stock units vest on March 2, 2021, assuming continued employment through the applicable vesting date. F7 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on March 2, 2019, one-third of these restricted stock units vest on March 2, 2020 and the remaining one-third of these restricted stock units vest on March 2, 2021, assuming continued employment through the applicable vesting date. Read SEC document |
| March 02, 2019 Filed Mar 5, 2019 17:22 UTC | OPENLANE, Inc. KAR · Entity 4015 | Tax withholdingCommon Stock | 627 | $47.72 | $29,920.44 |
DisclosureSEC source: 0001395942-19-000042 · wf-form4_155182455598361.xml · nonDerivative · entry 2 Loughmiller Eric M. · CIK 0001478099 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 176,835.7398 F3 · kind: Shares withheld by the Company to satisfy tax withholding requirements. Read SEC document |
| March 02, 2019 Filed Mar 5, 2019 17:22 UTC | OPENLANE, Inc. KAR · Entity 4015 | Exercise / conversionCommon Stock | 1,415 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-19-000042 · wf-form4_155182455598361.xml · nonDerivative · entry 1 Loughmiller Eric M. · CIK 0001478099 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 177,462.7398 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on March 2, 2019. F2 · balance_after: Includes 1,127.1568 shares acquired (including 56.7404 shares acquired by dividend reinvestment) pursuant to the Company's Employee Stock Purchase Plan. Read SEC document |
| February 24, 2019 Filed Feb 26, 2019 21:00 UTC | OPENLANE, Inc. KAR · Entity 4015 | Exercise / conversionRestricted Stock Units · Derivative | 1,599 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-19-000032 · wf-form4_155123278881548.xml · derivative · entry 7 Loughmiller Eric M. · CIK 0001478099 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,600 Underlying: Common Stock · 1,599 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. F8 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 24, 2018, one-third of these restricted stock units vested on February 24, 2019 and the remaining one-third of these restricted stock units vest on February 24, 2020, assuming continued employment through the applicable vesting date. F8 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 24, 2018, one-third of these restricted stock units vested on February 24, 2019 and the remaining one-third of these restricted stock units vest on February 24, 2020, assuming continued employment through the applicable vesting date. Read SEC document |
| February 24, 2019 Filed Feb 26, 2019 21:00 UTC | OPENLANE, Inc. KAR · Entity 4015 | Tax withholdingCommon Stock | 709 | $47.06 | $33,365.54 |
DisclosureSEC source: 0001395942-19-000032 · wf-form4_155123278881548.xml · nonDerivative · entry 4 Loughmiller Eric M. · CIK 0001478099 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 176,047.7398 F3 · kind: Shares withheld by the Company to satisfy tax withholding requirements. Read SEC document |
| February 24, 2019 Filed Feb 26, 2019 21:00 UTC | OPENLANE, Inc. KAR · Entity 4015 | Exercise / conversionCommon Stock | 1,599 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-19-000032 · wf-form4_155123278881548.xml · nonDerivative · entry 3 Loughmiller Eric M. · CIK 0001478099 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 176,756.7398 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on February 24, 2019. Read SEC document |
| February 22, 2019 Filed Feb 26, 2019 21:00 UTC | OPENLANE, Inc. KAR · Entity 4015 | GrantRestricted Stock Units · Derivative | 7,305 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-19-000032 · wf-form4_155123278881548.xml · derivative · entry 9 Loughmiller Eric M. · CIK 0001478099 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,305 Underlying: Common Stock · 7,305 shares Expires not disclosed F6 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. F10 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vest on February 22, 2020, one-third of these restricted stock units vest on February 22, 2021 and the remaining one-third of these restricted stock units vest on February 22, 2022, assuming continued employment through the applicable vesting date. F10 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vest on February 22, 2020, one-third of these restricted stock units vest on February 22, 2021 and the remaining one-third of these restricted stock units vest on February 22, 2022, assuming continued employment through the applicable vesting date. Read SEC document |
| February 22, 2019 Filed Feb 26, 2019 21:00 UTC | OPENLANE, Inc. KAR · Entity 4015 | Exercise / conversionRestricted Stock Units · Derivative | 3,144 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-19-000032 · wf-form4_155123278881548.xml · derivative · entry 6 Loughmiller Eric M. · CIK 0001478099 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,144 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. F7 · derivative.exercise_date: These restricted stock units were subject to a time-vesting requirement and vested and settled in common stock as follows: one-third of these restricted stock units vested on February 23, 2017, one-third of these restricted stock units vested on February 22, 2018 and the remaining one-third of these restricted stock units vested on February 22, 2019. F7 · derivative.expiration_date: These restricted stock units were subject to a time-vesting requirement and vested and settled in common stock as follows: one-third of these restricted stock units vested on February 23, 2017, one-third of these restricted stock units vested on February 22, 2018 and the remaining one-third of these restricted stock units vested on February 22, 2019. Read SEC document |
| February 22, 2019 Filed Feb 26, 2019 21:00 UTC | OPENLANE, Inc. KAR · Entity 4015 | Tax withholdingCommon Stock | 1,393 | $47.06 | $65,554.58 |
DisclosureSEC source: 0001395942-19-000032 · wf-form4_155123278881548.xml · nonDerivative · entry 2 Loughmiller Eric M. · CIK 0001478099 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 175,157.7398 F3 · kind: Shares withheld by the Company to satisfy tax withholding requirements. Read SEC document |
| February 22, 2019 Filed Feb 26, 2019 21:00 UTC | OPENLANE, Inc. KAR · Entity 4015 | Exercise / conversionCommon Stock | 3,144 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-19-000032 · wf-form4_155123278881548.xml · nonDerivative · entry 1 Loughmiller Eric M. · CIK 0001478099 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 176,550.7398 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on February 22, 2019. F2 · balance_after: Includes 1,127.1568 shares acquired (including 56.7404 shares acquired by dividend reinvestment) pursuant to the Company's Employee Stock Purchase Plan. Read SEC document |
| February 19, 2019 Filed Feb 21, 2019 19:28 UTC | OPENLANE, Inc. KAR · Entity 4015 | Tax withholdingCommon Stock | 14,451 | $53.85 | $778,186.35 |
DisclosureSEC source: 0001395942-19-000021 · wf-form4_155079527999780.xml · nonDerivative · entry 2 Loughmiller Eric M. · CIK 0001478099 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 173,406.7398 F4 · kind: Shares withheld by the Company to satisfy tax withholding requirements. Read SEC document |
| February 19, 2019 Filed Feb 21, 2019 19:28 UTC | OPENLANE, Inc. KAR · Entity 4015 | GrantCommon Stock | 36,004 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-19-000021 · wf-form4_155079527999780.xml · nonDerivative · entry 1 Loughmiller Eric M. · CIK 0001478099 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 187,857.7398 F1 · shares: The number of performance-based restricted stock units that vested was determined based on the Company's cumulative operating adjusted net income per share exceeding certain levels over the three-year period beginning on January 1, 2016 and ending on December 31, 2018. F2 · price: Each performance-based restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The performance-based restricted stock units vested into common stock on February 19, 2019. F3 · balance_after: Includes 1,127.1568 shares acquired (including 56.7404 shares acquired by dividend reinvestment) pursuant to the Company's Employee Stock Purchase Plan. Read SEC document |
| March 02, 2018 Filed Mar 6, 2018 21:25 UTC | OPENLANE, Inc. KAR · Entity 4015 | GrantRestricted Stock Units · Derivative | 4,245 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-18-000059 · wf-form4_152038954332423.xml · derivative · entry 5 Loughmiller Eric M. · CIK 0001478099 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,245 Underlying: Common Stock · 4,245 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. F6 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vest on March 2, 2019, one-third of these restricted stock units vest on March 2, 2020 and the remaining one-third of these restricted stock units vest on March 2, 2021, assuming continued employment through the applicable vesting date. F6 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vest on March 2, 2019, one-third of these restricted stock units vest on March 2, 2020 and the remaining one-third of these restricted stock units vest on March 2, 2021, assuming continued employment through the applicable vesting date. Read SEC document |
| February 24, 2018 Filed Feb 26, 2018 21:16 UTC | OPENLANE, Inc. KAR · Entity 4015 | Exercise / conversionRestricted Stock Units · Derivative | 1,600 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-18-000049 · wf-form4_151969780042556.xml · derivative · entry 7 Loughmiller Eric M. · CIK 0001478099 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,199 Underlying: Common Stock · 1,600 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. F8 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 24, 2018, one-third of these restricted stock units vest on February 24, 2019 and the remaining one-third of these restricted stock units vest on February 24, 2020, assuming continued employment through the applicable vesting date. F8 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 24, 2018, one-third of these restricted stock units vest on February 24, 2019 and the remaining one-third of these restricted stock units vest on February 24, 2020, assuming continued employment through the applicable vesting date. Read SEC document |
| February 24, 2018 Filed Feb 26, 2018 21:16 UTC | OPENLANE, Inc. KAR · Entity 4015 | Tax withholdingCommon Stock | 709 | $51.42 | $36,456.78 |
DisclosureSEC source: 0001395942-18-000049 · wf-form4_151969780042556.xml · nonDerivative · entry 4 Loughmiller Eric M. · CIK 0001478099 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 151,366.4518 F3 · kind: Shares withheld by the Company to satisfy tax withholding requirements. Read SEC document |
| February 24, 2018 Filed Feb 26, 2018 21:16 UTC | OPENLANE, Inc. KAR · Entity 4015 | Exercise / conversionCommon Stock | 1,600 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-18-000049 · wf-form4_151969780042556.xml · nonDerivative · entry 3 Loughmiller Eric M. · CIK 0001478099 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 152,075.4518 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on February 24, 2018. Read SEC document |
| February 22, 2018 Filed Feb 26, 2018 21:16 UTC | OPENLANE, Inc. KAR · Entity 4015 | Exercise / conversionRestricted Stock Units · Derivative | 3,144 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-18-000049 · wf-form4_151969780042556.xml · derivative · entry 6 Loughmiller Eric M. · CIK 0001478099 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,144 Underlying: Common Stock · 3,144 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. F7 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 23, 2017, one-third of these restricted stock units vested on February 22, 2018 and the remaining one-third of these restricted stock units vest on February 22, 2019, assuming continued employment through the applicable vesting date. F7 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 23, 2017, one-third of these restricted stock units vested on February 22, 2018 and the remaining one-third of these restricted stock units vest on February 22, 2019, assuming continued employment through the applicable vesting date. Read SEC document |
| February 22, 2018 Filed Feb 26, 2018 21:16 UTC | OPENLANE, Inc. KAR · Entity 4015 | Tax withholdingCommon Stock | 1,393 | $50.87 | $70,861.91 |
DisclosureSEC source: 0001395942-18-000049 · wf-form4_151969780042556.xml · nonDerivative · entry 2 Loughmiller Eric M. · CIK 0001478099 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,475.4518 F3 · kind: Shares withheld by the Company to satisfy tax withholding requirements. Read SEC document |
| February 22, 2018 Filed Feb 26, 2018 21:16 UTC | OPENLANE, Inc. KAR · Entity 4015 | Exercise / conversionCommon Stock | 3,144 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-18-000049 · wf-form4_151969780042556.xml · nonDerivative · entry 1 Loughmiller Eric M. · CIK 0001478099 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 151,868.4518 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on February 22, 2018. F2 · balance_after: Includes 639.8688 shares acquired (including 30.7070 shares acquired by dividend reinvestment) pursuant to the Company's Employee Stock Purchase Plan. Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 18:10 UTC | OPENLANE, Inc. KAR · Entity 4015 | Exercise / conversionRestricted Stock Units · Derivative | 2,977 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-18-000039 · wf-form4_151934101111695.xml · derivative · entry 4 Loughmiller Eric M. · CIK 0001478099 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,977 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. F6 · derivative.exercise_date: These restricted stock units were subject to a time-vesting requirement and vested and settled in common stock as follows: one-third of these restricted stock units vested on February 20, 2016, one-third of these restricted stock units vested on February 20, 2017 and the remaining one-third of these restricted stock units vested on February 20, 2018. F6 · derivative.expiration_date: These restricted stock units were subject to a time-vesting requirement and vested and settled in common stock as follows: one-third of these restricted stock units vested on February 20, 2016, one-third of these restricted stock units vested on February 20, 2017 and the remaining one-third of these restricted stock units vested on February 20, 2018. Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 18:10 UTC | OPENLANE, Inc. KAR · Entity 4015 | Tax withholdingCommon Stock | 1,319 | $50.49 | $66,596.31 |
DisclosureSEC source: 0001395942-18-000039 · wf-form4_151934101111695.xml · nonDerivative · entry 2 Loughmiller Eric M. · CIK 0001478099 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 148,724.4518 F3 · kind: Shares withheld by the Company to satisfy tax withholding requirements. Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 18:10 UTC | OPENLANE, Inc. KAR · Entity 4015 | Exercise / conversionCommon Stock | 2,977 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-18-000039 · wf-form4_151934101111695.xml · nonDerivative · entry 1 Loughmiller Eric M. · CIK 0001478099 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,043.4518 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on February 20, 2018. F2 · balance_after: Includes 639.8688 shares acquired (including 30.7070 shares acquired by dividend reinvestment) pursuant to the Company's Employee Stock Purchase Plan. Read SEC document |
| February 06, 2018 Filed Feb 8, 2018 21:08 UTC | OPENLANE, Inc. KAR · Entity 4015 | GrantRestricted Stock Units · Derivative | 4,799 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-18-000020 · wf-form4_151814209486311.xml · derivative · entry 6 Loughmiller Eric M. · CIK 0001478099 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,799 Underlying: Common Stock · 4,799 shares Expires not disclosed F6 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. F9 · derivative.exercise_date: The compensation committee certified on February 6, 2018 that the Company achieved the 2017 net income performance goal for the restricted stock unit awards granted in 2017 under the KAR Auction Services, Inc. 2009 Omnibus Stock and Incentive Plan. These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vest on February 24, 2018, one-third of these restricted stock units vest on February 24, 2019 and the remaining one-third of these restricted stock units vest on February 24, 2020, assuming continued employment through the applicable vesting date. F9 · derivative.expiration_date: The compensation committee certified on February 6, 2018 that the Company achieved the 2017 net income performance goal for the restricted stock unit awards granted in 2017 under the KAR Auction Services, Inc. 2009 Omnibus Stock and Incentive Plan. These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vest on February 24, 2018, one-third of these restricted stock units vest on February 24, 2019 and the remaining one-third of these restricted stock units vest on February 24, 2020, assuming continued employment through the applicable vesting date. Read SEC document |
| February 06, 2018 Filed Feb 8, 2018 21:08 UTC | OPENLANE, Inc. KAR · Entity 4015 | Tax withholdingCommon Stock | 19,700 | $51.04 | $1,005,488.00 |
DisclosureSEC source: 0001395942-18-000020 · wf-form4_151814209486311.xml · nonDerivative · entry 2 Loughmiller Eric M. · CIK 0001478099 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 141,768.4518 F4 · kind: Shares withheld by the Company to satisfy tax withholding requirements. Read SEC document |
| February 06, 2018 Filed Feb 8, 2018 21:08 UTC | OPENLANE, Inc. KAR · Entity 4015 | GrantCommon Stock | 39,008.3685 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-18-000020 · wf-form4_151814209486311.xml · nonDerivative · entry 1 Loughmiller Eric M. · CIK 0001478099 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 161,468.4518 F1 · shares: The number of performance-based restricted stock units that vested was determined based on the Company's cumulative adjusted net income per share exceeding certain levels over the three-year periodbeginning on January 1, 2015 and ending on December 31, 2017. F2 · price: Each performance-based restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The performance-based restricted stock units vested into common stock on February 6, 2018. F3 · balance_after: Includes 639.8688 shares acquired (including 30.7070 shares acquired by dividend reinvestment) pursuant to the Company's Employee Stock Purchase Plan. Read SEC document |
| February 06, 2018 Filed Feb 22, 2018 14:29 UTC Amendment | OPENLANE, Inc. KAR · Entity 4015 | Tax withholdingCommon Stock | 14,402 | $51.04 | $735,078.08 |
DisclosureSEC source: 0001395942-18-000031 · wf-form4a_151932776129129.xml · nonDerivative · entry 1 Loughmiller Eric M. · CIK 0001478099 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 147,066.4518 F1 · kind: Shares withheld by the Company to satisfy tax withholding requirements. F2 · shares: Due to an administrative error, the original Form 4 filed on February 8, 2018 overstated the total number of shares withheld by the Company to satisfy tax withholding requirements by 5,298 shares. F2 · balance_after: Due to an administrative error, the original Form 4 filed on February 8, 2018 overstated the total number of shares withheld by the Company to satisfy tax withholding requirements by 5,298 shares. Read SEC document |
| March 07, 2017 Filed Mar 9, 2017 14:05 UTC | OPENLANE, Inc. KAR · Entity 4015 | Tax withholdingCommon Stock | 17,815 | $44.72 | $796,686.80 |
DisclosureSEC source: 0001395942-17-000052 · wf-form4_148908632022913.xml · nonDerivative · entry 2 Loughmiller Eric M. · CIK 0001478099 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,442.0328 F4 · kind: Shares withheld by the Company to satisfy tax withholding requirements. Read SEC document |
| March 07, 2017 Filed Mar 9, 2017 14:05 UTC | OPENLANE, Inc. KAR · Entity 4015 | GrantCommon Stock | 38,979.215 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-17-000052 · wf-form4_148908632022913.xml · nonDerivative · entry 1 Loughmiller Eric M. · CIK 0001478099 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,257.0328 F1 · shares: The number of performance-based restricted stock units that vested was determined as follows: (1) fifty percent was determined based on the Company's total stockholder return relative to that of companies within the S&P 500 Index over a three-year period from February 27, 2014 through February 27, 2017; and (2) fifty percent was determined based on the Company's cumulative adjusted net income per share exceeding certain levels over the three-year period beginning on January 1, 2014 and ending on December 31, 2016. F2 · price: Each performance-based restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The performance-based restricted stock units vested into common stock on March 7, 2017. F3 · balance_after: Includes 621.8178 shares acquired (including 12.6560 shares acquired by dividend reinvestment) pursuant to the Company's Employee Stock Purchase Plan on May 31, 2016. Read SEC document |
| February 23, 2017 Filed Feb 27, 2017 21:39 UTC | OPENLANE, Inc. KAR · Entity 4015 | Exercise / conversionRestricted Stock Units · Derivative | 3,145 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-17-000041 · wf-form4_148824954066478.xml · derivative · entry 7 Loughmiller Eric M. · CIK 0001478099 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,288 Underlying: Common Stock · 3,145 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on February 23, 2017. F8 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 23, 2017, one-third of these restricted stock units vest on February 22, 2018 and the remaining one-third of these restricted stock units vest on February 22, 2019, assuming continued employment through the applicable vesting date. F8 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 23, 2017, one-third of these restricted stock units vest on February 22, 2018 and the remaining one-third of these restricted stock units vest on February 22, 2019, assuming continued employment through the applicable vesting date. Read SEC document |
| February 23, 2017 Filed Feb 27, 2017 21:39 UTC | OPENLANE, Inc. KAR · Entity 4015 | GrantRestricted Stock Units · Derivative | 9,433 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-17-000041 · wf-form4_148824954066478.xml · derivative · entry 6 Loughmiller Eric M. · CIK 0001478099 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,433 Underlying: Common Stock · 9,433 shares Expires not disclosed F5 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. F7 · derivative.exercise_date: The compensation committee certified on February 23, 2017 that the Company achieved the 2016 net income performance goal for the restricted stock unit awards granted in 2016 under the KAR Auction Services, Inc. 2009 Omnibus Stock and Incentive Plan. These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 23, 2017, one-third of these restricted stock units vest on February 22, 2018 and the remaining one-third of these restricted stock units vest on February 22, 2019, assuming continued employment through the applicable vesting date. F7 · derivative.expiration_date: The compensation committee certified on February 23, 2017 that the Company achieved the 2016 net income performance goal for the restricted stock unit awards granted in 2016 under the KAR Auction Services, Inc. 2009 Omnibus Stock and Incentive Plan. These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 23, 2017, one-third of these restricted stock units vest on February 22, 2018 and the remaining one-third of these restricted stock units vest on February 22, 2019, assuming continued employment through the applicable vesting date. Read SEC document |
| February 23, 2017 Filed Feb 27, 2017 21:39 UTC | OPENLANE, Inc. KAR · Entity 4015 | Tax withholdingCommon Stock | 979 | $44.80 | $43,859.20 |
DisclosureSEC source: 0001395942-17-000041 · wf-form4_148824954066478.xml · nonDerivative · entry 3 Loughmiller Eric M. · CIK 0001478099 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,166 F3 · kind: Shares withheld by the Company to satisfy tax withholding requirements. Read SEC document |
| February 23, 2017 Filed Feb 27, 2017 21:39 UTC | OPENLANE, Inc. KAR · Entity 4015 | Exercise / conversionCommon Stock | 3,145 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-17-000041 · wf-form4_148824954066478.xml · nonDerivative · entry 2 Loughmiller Eric M. · CIK 0001478099 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,145 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on February 23, 2017. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.