Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Phunware, Inc.PHUN · Entity 7291 | Director · Chief Executive Officer | December 09, 2022 | December 13, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Phunware, Inc.
Report date December 09, 2022 · Filed December 13, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 803,713 |
Ending reported balance
After 2022-12-09 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2022-12-09 · Sale · Disposed 22,549 · Balance 1,040,886 F1: The price reported Table 1, box 4 above is a weighted average price. The shares were sold in multiple transactions with prices ranging from $0.95 to $0.9649. The reporting person undertakes to provide to Phunware, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares disposed at each separate price within the ranges set forth in this Form 4. Row 2 · 2022-12-09 · Sale · Disposed 237,173 · Balance 803,713 F2: The price reported Table 1, box 4 above is a weighted average price. The shares were sold in multiple transactions with prices ranging from $0.99 to $0.953. The reporting person undertakes to provide to Phunware, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares disposed at each separate price within the ranges set forth in this Form 4. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 585,589 |
Reported balance
Holding disclosure · report date 2022-12-09 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 585,589 F3: Consists of (i) 539,867 shares held of record by Cane Capital, LLC, for which the Reporting Person serves as president, (ii) 43,750 shares held of record by Curo Capital Appreciation Fund I, LLC (Fund 1, Fund 2 and Fund 3), for which the Reporting Person serves as co-president, (iii) 1,972 shares held of record by Knitowski Childrens Trust, for which the Reporting Person serves as president. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported Table 1, box 4 above is a weighted average price. The shares were sold in multiple transactions with prices ranging from $0.95 to $0.9649. The reporting person undertakes to provide to Phunware, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares disposed at each separate price within the ranges set forth in this Form 4.
F2: The price reported Table 1, box 4 above is a weighted average price. The shares were sold in multiple transactions with prices ranging from $0.99 to $0.953. The reporting person undertakes to provide to Phunware, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares disposed at each separate price within the ranges set forth in this Form 4.
F3: Consists of (i) 539,867 shares held of record by Cane Capital, LLC, for which the Reporting Person serves as president, (ii) 43,750 shares held of record by Curo Capital Appreciation Fund I, LLC (Fund 1, Fund 2 and Fund 3), for which the Reporting Person serves as co-president, (iii) 1,972 shares held of record by Knitowski Childrens Trust, for which the Reporting Person serves as president.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 30, 2019 Filed Jul 31, 2019 17:28 UTC | Phunware, Inc. PHUN · Entity 7291 | GrantRestricted Stock Units · Derivative | 450,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-19-009495 · wf-form4_156460848896590.xml · derivative · entry 1 KNITOWSKI ALAN S · CIK 0001244387 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 524,500 Underlying: Common Stock · 450,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Phunware, Inc. common stock. F2 · derivative.exercise_date: The restricted stock units will vest in a series of ten installments beginning on May 18, 2020, such that the restricted stock units will become fully vested on May 18, 2023. The restricted stock units will be settled in shares of common stock that will be delivered to the Reporting Person shortly after each vesting date. F2 · derivative.expiration_date: The restricted stock units will vest in a series of ten installments beginning on May 18, 2020, such that the restricted stock units will become fully vested on May 18, 2023. The restricted stock units will be settled in shares of common stock that will be delivered to the Reporting Person shortly after each vesting date. Read SEC document |
| May 24, 2019 Filed May 24, 2019 17:43 UTC | Phunware, Inc. PHUN · Entity 7291 | OtherCommon Stock | 545 | $11.50 | $6,267.50 |
DisclosureSEC source: 0001213900-19-009602 · ownership.xml · nonDerivative · entry 10 KNITOWSKI ALAN S · CIK 0001244387 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 541,839 F10 · ownership.direct: An aggregate of 1,972 shares of Common Stock were transferred from Curo Capital Appreciation Fund I, LLC (#1) and Curo Capital Appreciation Fund I, LLC (Fund 1) to Knitowski Childrens Trust, for which the Reporting Person serves as president. F5 · ownership.nature: The shares are held of record by Knitowski Children's Trust for which the Reporting Person serves as president. Read SEC document |
| May 24, 2019 Filed May 24, 2019 17:43 UTC | Phunware, Inc. PHUN · Entity 7291 | OtherCommon Stock | 1,427 | $9.22 | $13,156.94 |
DisclosureSEC source: 0001213900-19-009602 · ownership.xml · nonDerivative · entry 9 KNITOWSKI ALAN S · CIK 0001244387 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 541,294 F10 · ownership.direct: An aggregate of 1,972 shares of Common Stock were transferred from Curo Capital Appreciation Fund I, LLC (#1) and Curo Capital Appreciation Fund I, LLC (Fund 1) to Knitowski Childrens Trust, for which the Reporting Person serves as president. F5 · ownership.nature: The shares are held of record by Knitowski Children's Trust for which the Reporting Person serves as president. Read SEC document |
| May 24, 2019 Filed May 24, 2019 17:43 UTC | Phunware, Inc. PHUN · Entity 7291 | OtherCommon Stock | 541 | $11.50 | $6,221.50 |
DisclosureSEC source: 0001213900-19-009602 · ownership.xml · nonDerivative · entry 8 KNITOWSKI ALAN S · CIK 0001244387 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 539,867 F9 · ownership.direct: An aggregate of 2,229 shares of Common Stock were transferred from Curo Capital Appreciation Fund I, LLC (#1), Curo Capital Appreciation Fund I, LLC (Fund 1) and Curo Capital Appreciation Fund I, LLC (Fund 2) to Cane Capital, LLC, for which the Reporting Person serves as president. F4 · ownership.nature: The shares are held of record by Cane Capital, LLC for which the Reporting Person serves as president. Read SEC document |
| May 24, 2019 Filed May 24, 2019 17:43 UTC | Phunware, Inc. PHUN · Entity 7291 | OtherCommon Stock | 1,688 | $9.22 | $15,563.36 |
DisclosureSEC source: 0001213900-19-009602 · ownership.xml · nonDerivative · entry 7 KNITOWSKI ALAN S · CIK 0001244387 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 539,326 F9 · ownership.direct: An aggregate of 2,229 shares of Common Stock were transferred from Curo Capital Appreciation Fund I, LLC (#1), Curo Capital Appreciation Fund I, LLC (Fund 1) and Curo Capital Appreciation Fund I, LLC (Fund 2) to Cane Capital, LLC, for which the Reporting Person serves as president. F4 · ownership.nature: The shares are held of record by Cane Capital, LLC for which the Reporting Person serves as president. Read SEC document |
| May 24, 2019 Filed May 24, 2019 17:43 UTC | Phunware, Inc. PHUN · Entity 7291 | OtherCommon Stock | 6,097 | $11.50 | $70,115.50 |
DisclosureSEC source: 0001213900-19-009602 · ownership.xml · nonDerivative · entry 6 KNITOWSKI ALAN S · CIK 0001244387 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 537,638 F8 · ownership.direct: Curo Capital Appreciation Fund I, LLC (Fund 2) for which the Reporting Person serves as president, effected a transfer of shares to various individuals, including the Reporting Person. F3 · ownership.nature: The shares are held of record by Curo Capital Appreciation Fund I, LLC (Fund 2) for which the Reporting Person serves as president. Read SEC document |
| May 24, 2019 Filed May 24, 2019 17:43 UTC | Phunware, Inc. PHUN · Entity 7291 | OtherCommon Stock | 21,395 | $9.22 | $197,261.90 |
DisclosureSEC source: 0001213900-19-009602 · ownership.xml · nonDerivative · entry 5 KNITOWSKI ALAN S · CIK 0001244387 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 543,735 F8 · ownership.direct: Curo Capital Appreciation Fund I, LLC (Fund 2) for which the Reporting Person serves as president, effected a transfer of shares to various individuals, including the Reporting Person. F3 · ownership.nature: The shares are held of record by Curo Capital Appreciation Fund I, LLC (Fund 2) for which the Reporting Person serves as president. Read SEC document |
| May 24, 2019 Filed May 24, 2019 17:43 UTC | Phunware, Inc. PHUN · Entity 7291 | OtherCommon Stock | 1,523 | $11.50 | $17,514.50 |
DisclosureSEC source: 0001213900-19-009602 · ownership.xml · nonDerivative · entry 4 KNITOWSKI ALAN S · CIK 0001244387 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 565,130 F7 · ownership.direct: Curo Capital Appreciation Fund I, LLC (Fund 1) for which the Reporting Person serves as president, effected a transfer of shares to various individuals, including the Reporting Person. F2 · ownership.nature: The shares are held of record by Curo Capital Appreciation Fund I, LLC (Fund 1) for which the Reporting Person serves as president. Read SEC document |
| May 24, 2019 Filed May 24, 2019 17:43 UTC | Phunware, Inc. PHUN · Entity 7291 | OtherCommon Stock | 5,348 | $9.22 | $49,308.56 |
DisclosureSEC source: 0001213900-19-009602 · ownership.xml · nonDerivative · entry 3 KNITOWSKI ALAN S · CIK 0001244387 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 566,653 F7 · ownership.direct: Curo Capital Appreciation Fund I, LLC (Fund 1) for which the Reporting Person serves as president, effected a transfer of shares to various individuals, including the Reporting Person. F2 · ownership.nature: The shares are held of record by Curo Capital Appreciation Fund I, LLC (Fund 1) for which the Reporting Person serves as president. Read SEC document |
| May 24, 2019 Filed May 24, 2019 17:43 UTC | Phunware, Inc. PHUN · Entity 7291 | OtherCommon Stock | 1,523 | $11.50 | $17,514.50 |
DisclosureSEC source: 0001213900-19-009602 · ownership.xml · nonDerivative · entry 2 KNITOWSKI ALAN S · CIK 0001244387 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 571,001 F6 · ownership.direct: Curo Capital Appreciation Fund I, LLC (#1) for which the Reporting Person serves as president, effected a transfer of shares to various individuals, including the Reporting Person. F1 · ownership.nature: The shares are held of record by Curo Capital Appreciation Fund I, LLC (#1) for which the Reporting Person serves as president. Read SEC document |
| May 24, 2019 Filed May 24, 2019 17:43 UTC | Phunware, Inc. PHUN · Entity 7291 | OtherCommon Stock | 2,636 | $9.22 | $24,303.92 |
DisclosureSEC source: 0001213900-19-009602 · ownership.xml · nonDerivative · entry 1 KNITOWSKI ALAN S · CIK 0001244387 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 573,524 F6 · ownership.direct: Curo Capital Appreciation Fund I, LLC (#1) for which the Reporting Person serves as president, effected a transfer of shares to various individuals, including the Reporting Person. F1 · ownership.nature: The shares are held of record by Curo Capital Appreciation Fund I, LLC (#1) for which the Reporting Person serves as president. Read SEC document |
| May 08, 2019 Filed May 24, 2019 17:43 UTC | Phunware, Inc. PHUN · Entity 7291 | GrantRestricted Stock Units · Derivative | 74,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-19-009602 · ownership.xml · derivative · entry 11 KNITOWSKI ALAN S · CIK 0001244387 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,500 Underlying: Common Stock · 74,500 shares Expires not disclosed F11 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Phunware, Inc. common stock. F12 · derivative.exercise_date: The restricted stock units will vest in a series of six equal installments beginning on May 18, 2020, so that the restricted stock units will become fully vested on November 18, 2021. The restricted stock units will be settled in shares of common stock that will be delivered to the Reporting Person shortly after each vesting date. F12 · derivative.expiration_date: The restricted stock units will vest in a series of six equal installments beginning on May 18, 2020, so that the restricted stock units will become fully vested on November 18, 2021. The restricted stock units will be settled in shares of common stock that will be delivered to the Reporting Person shortly after each vesting date. Read SEC document |
| February 19, 2019 Filed Mar 25, 2019 20:55 UTC | Phunware, Inc. PHUN · Entity 7291 | OtherWarrant (right to buy) · Derivative | 1,624 | $11.50 Strike: $11.50 | $18,676.00 |
DisclosureSEC source: 0001213900-19-004808 · ownership.xml · derivative · entry 14 KNITOWSKI ALAN S · CIK 0001244387 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 1,523 shares Expires 2023-12-26 F11 · ownership.direct: On February 19, 2019, the reporting person exercised a warrant to purchase 1,624 shares of Phunware, Inc. common stock for $11.50 a share. The reporting person paid the exercise price on a cashless basis, resulting in Phunware, Inc.'s withholding of 101 of the warrant shares to pay the exercise price and issuing to the reporting person the remaining 1,523 shares F4 · ownership.nature: The shares are held of record by Curo Capital Appreciation Fund I, LLC (#1) for which the reporting person serves as president. Read SEC document |
| February 19, 2019 Filed Mar 25, 2019 20:55 UTC | Phunware, Inc. PHUN · Entity 7291 | OtherWarrant (right to buy) · Derivative | 2,712 | $9.22 Strike: $9.22 | $25,004.64 |
DisclosureSEC source: 0001213900-19-004808 · ownership.xml · derivative · entry 13 KNITOWSKI ALAN S · CIK 0001244387 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 2,712 shares Expires 2023-01-25 F10 · ownership.direct: On February 19, 2019, the reporting person exercised a warrant to purchase 2,712 shares of Phunware, Inc. common stock for $9.22 a share. The reporting person paid the exercise price in cash. F3 · ownership.nature: The shares are held of record by Curo Capital Appreciation Fund I, LLC (Fund 1) for which the reporting person serves as president. Read SEC document |
| February 19, 2019 Filed Mar 25, 2019 20:55 UTC | Phunware, Inc. PHUN · Entity 7291 | OtherWarrant (right to buy) · Derivative | 1,624 | $0.00 Strike: $11.50 | $0.00 |
DisclosureSEC source: 0001213900-19-004808 · ownership.xml · derivative · entry 12 KNITOWSKI ALAN S · CIK 0001244387 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 1,523 shares Expires 2023-12-26 F9 · ownership.direct: On February 19, 2019, the reporting person exercised a warrant to purchase 1,624 shares of Phunware, Inc. common stock for $11.50 a share. The reporting person paid the exercise price on a cashless basis, resulting in Phunware, Inc.'s withholding of 101 of the warrant shares to pay the exercise price and issuing to the reporting person the remaining 1,523 shares F3 · ownership.nature: The shares are held of record by Curo Capital Appreciation Fund I, LLC (Fund 1) for which the reporting person serves as president. Read SEC document |
| February 19, 2019 Filed Mar 25, 2019 20:55 UTC | Phunware, Inc. PHUN · Entity 7291 | OtherWarrant (right to buy) · Derivative | 10,850 | $9.22 Strike: $9.22 | $100,037.00 |
DisclosureSEC source: 0001213900-19-004808 · ownership.xml · derivative · entry 11 KNITOWSKI ALAN S · CIK 0001244387 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 10,850 shares Expires 2023-01-25 F8 · ownership.direct: On February 19, 2019, the reporting person exercised a warrant to purchase 10,850 shares of Phunware, Inc. common stock for $9.22 a share. The reporting person paid the exercise price in cash. F2 · ownership.nature: The shares are held of record by Curo Capital Appreciation Fund I, LLC (Fund 2) for which the reporting person serves as president. Read SEC document |
| February 19, 2019 Filed Mar 25, 2019 20:55 UTC | Phunware, Inc. PHUN · Entity 7291 | OtherWarrant (right to buy) · Derivative | 6,499 | $0.00 Strike: $11.50 | $0.00 |
DisclosureSEC source: 0001213900-19-004808 · ownership.xml · derivative · entry 10 KNITOWSKI ALAN S · CIK 0001244387 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 6,097 shares Expires 2023-12-26 F7 · ownership.direct: On February 19, 2019, the reporting person exercised a warrant to purchase 6,499 shares of Phunware, Inc. common stock for $11.50 a share. The reporting person paid the exercise price on a cashless basis, resulting in Phunware, Inc.'s withholding of 402 of the warrant shares to pay the exercise price and issuing to the reporting person the remaining 6,097 shares F2 · ownership.nature: The shares are held of record by Curo Capital Appreciation Fund I, LLC (Fund 2) for which the reporting person serves as president. Read SEC document |
| February 19, 2019 Filed Mar 25, 2019 20:55 UTC | Phunware, Inc. PHUN · Entity 7291 | OtherWarrant (right to buy) · Derivative | 2,712 | $9.22 Strike: $9.22 | $25,004.64 |
DisclosureSEC source: 0001213900-19-004808 · ownership.xml · derivative · entry 9 KNITOWSKI ALAN S · CIK 0001244387 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 2,712 shares Expires 2023-01-25 F6 · ownership.direct: On February 19, 2019, the reporting person exercised a warrant to purchase 2,712 shares of Phunware, Inc. common stock for $9.22 a share. The reporting person paid the execercise price in cash. F1 · ownership.nature: The shares are held of record by Cane Capital, LLC for which the reporting person serves as president. Read SEC document |
| February 19, 2019 Filed Mar 25, 2019 20:55 UTC | Phunware, Inc. PHUN · Entity 7291 | OtherWarrant (right to buy) · Derivative | 208,892 | $0.00 Strike: $11.50 | $0.00 |
DisclosureSEC source: 0001213900-19-004808 · ownership.xml · derivative · entry 8 KNITOWSKI ALAN S · CIK 0001244387 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 208,892 shares Expires 2023-12-26 F5 · ownership.direct: On February 19, 2019, the reporting person exercised a warrant to purchase 208,892 shares of Phunware, Inc. common stock for 11.50 a share. The reporting person paid the exercise price on a cashless basis, resulting in Phunware, Inc.'s withholding of 12,912 of the warrant shares to pay the exercise price and issuing to the reporting person the remaining 195,980 shares F1 · ownership.nature: The shares are held of record by Cane Capital, LLC for which the reporting person serves as president. Read SEC document |
| February 19, 2019 Filed Mar 25, 2019 20:55 UTC | Phunware, Inc. PHUN · Entity 7291 | OtherCommon Stock | 1,523 | $11.50 | $17,514.50 |
DisclosureSEC source: 0001213900-19-004808 · ownership.xml · nonDerivative · entry 7 KNITOWSKI ALAN S · CIK 0001244387 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 576,160 F11 · ownership.direct: On February 19, 2019, the reporting person exercised a warrant to purchase 1,624 shares of Phunware, Inc. common stock for $11.50 a share. The reporting person paid the exercise price on a cashless basis, resulting in Phunware, Inc.'s withholding of 101 of the warrant shares to pay the exercise price and issuing to the reporting person the remaining 1,523 shares F4 · ownership.nature: The shares are held of record by Curo Capital Appreciation Fund I, LLC (#1) for which the reporting person serves as president. Read SEC document |
| February 19, 2019 Filed Mar 25, 2019 20:55 UTC | Phunware, Inc. PHUN · Entity 7291 | OtherCommon Stock | 2,712 | $9.22 | $25,004.64 |
DisclosureSEC source: 0001213900-19-004808 · ownership.xml · nonDerivative · entry 6 KNITOWSKI ALAN S · CIK 0001244387 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 574,637 F10 · ownership.direct: On February 19, 2019, the reporting person exercised a warrant to purchase 2,712 shares of Phunware, Inc. common stock for $9.22 a share. The reporting person paid the exercise price in cash. F3 · ownership.nature: The shares are held of record by Curo Capital Appreciation Fund I, LLC (Fund 1) for which the reporting person serves as president. Read SEC document |
| February 19, 2019 Filed Mar 25, 2019 20:55 UTC | Phunware, Inc. PHUN · Entity 7291 | OtherCommon Stock | 1,523 | $11.50 | $17,514.50 |
DisclosureSEC source: 0001213900-19-004808 · ownership.xml · nonDerivative · entry 5 KNITOWSKI ALAN S · CIK 0001244387 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 571,925 F9 · ownership.direct: On February 19, 2019, the reporting person exercised a warrant to purchase 1,624 shares of Phunware, Inc. common stock for $11.50 a share. The reporting person paid the exercise price on a cashless basis, resulting in Phunware, Inc.'s withholding of 101 of the warrant shares to pay the exercise price and issuing to the reporting person the remaining 1,523 shares F3 · ownership.nature: The shares are held of record by Curo Capital Appreciation Fund I, LLC (Fund 1) for which the reporting person serves as president. Read SEC document |
| February 19, 2019 Filed Mar 25, 2019 20:55 UTC | Phunware, Inc. PHUN · Entity 7291 | OtherCommon Stock | 10,850 | $9.22 | $100,037.00 |
DisclosureSEC source: 0001213900-19-004808 · ownership.xml · nonDerivative · entry 4 KNITOWSKI ALAN S · CIK 0001244387 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 570,402 F8 · ownership.direct: On February 19, 2019, the reporting person exercised a warrant to purchase 10,850 shares of Phunware, Inc. common stock for $9.22 a share. The reporting person paid the exercise price in cash. F2 · ownership.nature: The shares are held of record by Curo Capital Appreciation Fund I, LLC (Fund 2) for which the reporting person serves as president. Read SEC document |
| February 19, 2019 Filed Mar 25, 2019 20:55 UTC | Phunware, Inc. PHUN · Entity 7291 | OtherCommon Stock | 6,097 | $11.50 | $70,115.50 |
DisclosureSEC source: 0001213900-19-004808 · ownership.xml · nonDerivative · entry 3 KNITOWSKI ALAN S · CIK 0001244387 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 559,552 F7 · ownership.direct: On February 19, 2019, the reporting person exercised a warrant to purchase 6,499 shares of Phunware, Inc. common stock for $11.50 a share. The reporting person paid the exercise price on a cashless basis, resulting in Phunware, Inc.'s withholding of 402 of the warrant shares to pay the exercise price and issuing to the reporting person the remaining 6,097 shares F2 · ownership.nature: The shares are held of record by Curo Capital Appreciation Fund I, LLC (Fund 2) for which the reporting person serves as president. Read SEC document |
| February 19, 2019 Filed Mar 25, 2019 20:55 UTC | Phunware, Inc. PHUN · Entity 7291 | OtherCommon Stock | 2,712 | $9.22 | $25,004.64 |
DisclosureSEC source: 0001213900-19-004808 · ownership.xml · nonDerivative · entry 2 KNITOWSKI ALAN S · CIK 0001244387 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 553,455 F6 · ownership.direct: On February 19, 2019, the reporting person exercised a warrant to purchase 2,712 shares of Phunware, Inc. common stock for $9.22 a share. The reporting person paid the execercise price in cash. F1 · ownership.nature: The shares are held of record by Cane Capital, LLC for which the reporting person serves as president. Read SEC document |
| February 19, 2019 Filed Mar 25, 2019 20:55 UTC | Phunware, Inc. PHUN · Entity 7291 | OtherCommon Stock | 195,980 | $11.50 | $2,253,770.00 |
DisclosureSEC source: 0001213900-19-004808 · ownership.xml · nonDerivative · entry 1 KNITOWSKI ALAN S · CIK 0001244387 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 550,743 F5 · ownership.direct: On February 19, 2019, the reporting person exercised a warrant to purchase 208,892 shares of Phunware, Inc. common stock for 11.50 a share. The reporting person paid the exercise price on a cashless basis, resulting in Phunware, Inc.'s withholding of 12,912 of the warrant shares to pay the exercise price and issuing to the reporting person the remaining 195,980 shares F1 · ownership.nature: The shares are held of record by Cane Capital, LLC for which the reporting person serves as president. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.