Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Phunware, Inc.PHUN · Entity 7291 | Director · Chief Executive Officer | December 09, 2022 | December 13, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Phunware, Inc.
Report date December 09, 2022 · Filed December 13, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 803,713 |
Ending reported balance
After 2022-12-09 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2022-12-09 · Sale · Disposed 22,549 · Balance 1,040,886 F1: The price reported Table 1, box 4 above is a weighted average price. The shares were sold in multiple transactions with prices ranging from $0.95 to $0.9649. The reporting person undertakes to provide to Phunware, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares disposed at each separate price within the ranges set forth in this Form 4. Row 2 · 2022-12-09 · Sale · Disposed 237,173 · Balance 803,713 F2: The price reported Table 1, box 4 above is a weighted average price. The shares were sold in multiple transactions with prices ranging from $0.99 to $0.953. The reporting person undertakes to provide to Phunware, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares disposed at each separate price within the ranges set forth in this Form 4. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 585,589 |
Reported balance
Holding disclosure · report date 2022-12-09 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 585,589 F3: Consists of (i) 539,867 shares held of record by Cane Capital, LLC, for which the Reporting Person serves as president, (ii) 43,750 shares held of record by Curo Capital Appreciation Fund I, LLC (Fund 1, Fund 2 and Fund 3), for which the Reporting Person serves as co-president, (iii) 1,972 shares held of record by Knitowski Childrens Trust, for which the Reporting Person serves as president. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported Table 1, box 4 above is a weighted average price. The shares were sold in multiple transactions with prices ranging from $0.95 to $0.9649. The reporting person undertakes to provide to Phunware, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares disposed at each separate price within the ranges set forth in this Form 4.
F2: The price reported Table 1, box 4 above is a weighted average price. The shares were sold in multiple transactions with prices ranging from $0.99 to $0.953. The reporting person undertakes to provide to Phunware, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares disposed at each separate price within the ranges set forth in this Form 4.
F3: Consists of (i) 539,867 shares held of record by Cane Capital, LLC, for which the Reporting Person serves as president, (ii) 43,750 shares held of record by Curo Capital Appreciation Fund I, LLC (Fund 1, Fund 2 and Fund 3), for which the Reporting Person serves as co-president, (iii) 1,972 shares held of record by Knitowski Childrens Trust, for which the Reporting Person serves as president.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 09, 2022 Filed Dec 13, 2022 20:34 UTC | Phunware, Inc. PHUN · Entity 7291 | SaleCommon Stock | 237,173 | $0.92 | $217,890.84 |
DisclosureSEC source: 0001628280-22-031878 · wf-form4_167098161399350.xml · nonDerivative · entry 2 KNITOWSKI ALAN S · CIK 0001244387 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 803,713 F2 · price: The price reported Table 1, box 4 above is a weighted average price. The shares were sold in multiple transactions with prices ranging from $0.99 to $0.953. The reporting person undertakes to provide to Phunware, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares disposed at each separate price within the ranges set forth in this Form 4. Read SEC document |
| December 09, 2022 Filed Dec 13, 2022 20:34 UTC | Phunware, Inc. PHUN · Entity 7291 | SaleCommon Stock | 22,549 | $0.95 | $21,502.73 |
DisclosureSEC source: 0001628280-22-031878 · wf-form4_167098161399350.xml · nonDerivative · entry 1 KNITOWSKI ALAN S · CIK 0001244387 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,040,886 F1 · price: The price reported Table 1, box 4 above is a weighted average price. The shares were sold in multiple transactions with prices ranging from $0.95 to $0.9649. The reporting person undertakes to provide to Phunware, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares disposed at each separate price within the ranges set forth in this Form 4. Read SEC document |
| December 08, 2022 Filed Dec 9, 2022 21:57 UTC | Phunware, Inc. PHUN · Entity 7291 | Disposition to issuerCommon Stock | 45,898 | $0.99 | $45,535.41 |
DisclosureSEC source: 0001628280-22-031700 · wf-form4_167064103848149.xml · nonDerivative · entry 2 KNITOWSKI ALAN S · CIK 0001244387 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,092,554 F2 · price: The price reported Table 1, box 4 above is a weighted average price. The shares were sold in multiple transactions with prices ranging from $0.99 to $0.9977. The reporting person undertakes to provide to Phunware, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares disposed at each separate price within the ranges set forth in this Form 4. Read SEC document |
| December 08, 2022 Filed Dec 9, 2022 21:57 UTC | Phunware, Inc. PHUN · Entity 7291 | SaleCommon Stock | 115,170 | $0.96 | $110,620.79 |
DisclosureSEC source: 0001628280-22-031700 · wf-form4_167064103848149.xml · nonDerivative · entry 1 KNITOWSKI ALAN S · CIK 0001244387 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,138,452 F1 · price: The price reported Table 1, box 4 above is a weighted average price. The shares were sold in multiple transactions with prices ranging from $0.9507 to $0.9771. The reporting person undertakes to provide to Phunware, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares disposed at each separate price within the ranges set forth in this Form 4. Read SEC document |
| December 08, 2022 Filed Dec 13, 2022 20:33 UTC Amendment | Phunware, Inc. PHUN · Entity 7291 | SaleCommon Stock | 45,898 | $0.99 | $45,535.41 |
DisclosureSEC source: 0001628280-22-031877 · wf-form4a_167098159559325.xml · nonDerivative · entry 2 KNITOWSKI ALAN S · CIK 0001244387 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,092,554 F1 · kind: This Form 4/A is being filed to amend the Form 4 filed on December 9, 2022 (the "Original Form 4"). The Original Form 4 incorrectly used transaction code "D," instead of transaction code "S." Read SEC document |
| December 08, 2022 Filed Dec 13, 2022 20:33 UTC Amendment | Phunware, Inc. PHUN · Entity 7291 | SaleCommon Stock | 115,170 | $0.96 | $110,620.79 |
DisclosureSEC source: 0001628280-22-031877 · wf-form4a_167098159559325.xml · nonDerivative · entry 1 KNITOWSKI ALAN S · CIK 0001244387 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,138,452 Read SEC document |
| December 07, 2022 Filed Dec 9, 2022 21:57 UTC | Phunware, Inc. PHUN · Entity 7291 | Disposition to issuerCommon Stock | 29,119 | $1.00 | $29,200.53 |
DisclosureSEC source: 0001628280-22-031700 · wf-form4_167064103848149.xml · nonDerivative · entry 3 KNITOWSKI ALAN S · CIK 0001244387 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,063,435 F3 · price: The price reported Table 1, box 4 above is a weighted average price. The shares were sold in multiple transactions with prices ranging from $1.00 to $1.01. The reporting person undertakes to provide to Phunware, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares disposed at each separate price within the ranges set forth in this Form 4. Read SEC document |
| December 07, 2022 Filed Dec 13, 2022 20:33 UTC Amendment | Phunware, Inc. PHUN · Entity 7291 | SaleCommon Stock | 29,119 | $1.00 | $29,200.53 |
DisclosureSEC source: 0001628280-22-031877 · wf-form4a_167098159559325.xml · nonDerivative · entry 3 KNITOWSKI ALAN S · CIK 0001244387 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,063,435 F1 · kind: This Form 4/A is being filed to amend the Form 4 filed on December 9, 2022 (the "Original Form 4"). The Original Form 4 incorrectly used transaction code "D," instead of transaction code "S." Read SEC document |
| December 01, 2022 Filed Dec 2, 2022 17:07 UTC | Phunware, Inc. PHUN · Entity 7291 | GrantCommon Stock | 4,000 | $0.91 | $3,638.00 |
DisclosureSEC source: 0001628280-22-031306 · wf-form4_167001886366590.xml · nonDerivative · entry 1 KNITOWSKI ALAN S · CIK 0001244387 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,253,622 F1 · shares: Reflects shares of common stock acquired pursuant to the Issuer's 2018 Employee Stock Purchase Plan (the "ESPP") F2 · price: In accordance with the ESPP, the shares were purchased at price per share equal to 85% of the lesser of the Issuer's closing stock price on (i) the first trading day of the applicable offering period and (ii) the last trading day of each purchase period in the applicable offering period. Read SEC document |
| November 18, 2022 Filed Nov 22, 2022 17:21 UTC | Phunware, Inc. PHUN · Entity 7291 | Exercise / conversionRestricted Stock Units · Derivative | 37,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-22-030701 · wf-form4_166915568174444.xml · derivative · entry 4 KNITOWSKI ALAN S · CIK 0001244387 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,500 Underlying: Common Stock · 37,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Phunware, Inc. common stock. F5 · derivative.exercise_date: The restricted stock units (RSUs) represent the amount of RSUs that vested on the date notated in Table I, Box 2 above for a RSU grant previously awarded to the Reporting Person. The RSUs will be settled in shares of common stock that will be delivered to the Reporting Person shortly after the vesting date. F5 · derivative.expiration_date: The restricted stock units (RSUs) represent the amount of RSUs that vested on the date notated in Table I, Box 2 above for a RSU grant previously awarded to the Reporting Person. The RSUs will be settled in shares of common stock that will be delivered to the Reporting Person shortly after the vesting date. Read SEC document |
| November 18, 2022 Filed Nov 22, 2022 17:21 UTC | Phunware, Inc. PHUN · Entity 7291 | Tax withholdingCommon Stock | 21,027 | $1.09 | $23,011.95 |
DisclosureSEC source: 0001628280-22-030701 · wf-form4_166915568174444.xml · nonDerivative · entry 2 KNITOWSKI ALAN S · CIK 0001244387 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,249,622 F1 · shares: Represents shares surrendered by the Reporting Person for withholding of taxes pursuant to the terms of the Issuer's 2018 Equity Incentive Plan. F2 · price: The shares were sold in multiple transactions with prices ranging from $1.0832 to $1.0948. The reporting person undertakes to provide to Phunware, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares disposed at each separate price within the ranges set forth in this Form 4. Read SEC document |
| November 18, 2022 Filed Nov 22, 2022 17:21 UTC | Phunware, Inc. PHUN · Entity 7291 | Exercise / conversionCommon Stock | 37,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-22-030701 · wf-form4_166915568174444.xml · nonDerivative · entry 1 KNITOWSKI ALAN S · CIK 0001244387 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,270,649 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 09, 2022 Filed Nov 14, 2022 21:07 UTC | Phunware, Inc. PHUN · Entity 7291 | Tax withholdingCommon Stock | 39,275 | $1.29 | $50,574.42 |
DisclosureSEC source: 0001628280-22-029943 · wf-form4_166847805276302.xml · nonDerivative · entry 1 KNITOWSKI ALAN S · CIK 0001244387 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,233,149 F1 · shares: Represents shares surrendered by the Reporting Person for withholding of taxes pursuant to the terms of the Issuer's 2018 Equity Incentive Plan. F2 · price: The shares were sold in multiple transactions with prices ranging from $1.2522 to $1.2937. The reporting person undertakes to provide to Phunware, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares disposed at each separate price within the ranges set forth in this Form 4. Read SEC document |
| August 19, 2022 Filed Aug 22, 2022 17:52 UTC | Phunware, Inc. PHUN · Entity 7291 | Tax withholdingCommon Stock | 9,901 | $1.43 | $14,181.20 |
DisclosureSEC source: 0001628280-22-023441 · wf-form4_166120514555018.xml · nonDerivative · entry 2 KNITOWSKI ALAN S · CIK 0001244387 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,272,424 F1 · shares: Represents shares surrendered by the Reporting Person for withholding of taxes pursuant to the terms of the Issuer's 2018 Equity Incentive Plan. F2 · price: The shares were sold in multiple transactions with prices ranging from $1.38 to $1.4348. The reporting person undertakes to provide to Phunware, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares disposed at each separate price within the ranges set forth in this Form 4. Read SEC document |
| August 18, 2022 Filed Aug 22, 2022 17:52 UTC | Phunware, Inc. PHUN · Entity 7291 | Exercise / conversionRestricted Stock Units · Derivative | 37,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-22-023441 · wf-form4_166120514555018.xml · derivative · entry 4 KNITOWSKI ALAN S · CIK 0001244387 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,000 Underlying: Common Stock · 37,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Phunware, Inc. common stock. F5 · derivative.exercise_date: The restricted stock units (RSUs) represent the amount of RSUs that vested on the date notated in Table I, Box 2 above for a RSU grant previously awarded to the Reporting Person. The RSUs will be settled in shares of common stock that will be delivered to the Reporting Person shortly after the vesting date. F5 · derivative.expiration_date: The restricted stock units (RSUs) represent the amount of RSUs that vested on the date notated in Table I, Box 2 above for a RSU grant previously awarded to the Reporting Person. The RSUs will be settled in shares of common stock that will be delivered to the Reporting Person shortly after the vesting date. Read SEC document |
| August 18, 2022 Filed Aug 22, 2022 17:52 UTC | Phunware, Inc. PHUN · Entity 7291 | Exercise / conversionCommon Stock | 37,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-22-023441 · wf-form4_166120514555018.xml · nonDerivative · entry 1 KNITOWSKI ALAN S · CIK 0001244387 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,282,325 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 11, 2022 Filed Aug 12, 2022 16:47 UTC | Phunware, Inc. PHUN · Entity 7291 | Tax withholdingCommon Stock | 15,008 | $1.78 | $26,658.71 |
DisclosureSEC source: 0001628280-22-022711 · wf-form4_166033723191385.xml · nonDerivative · entry 1 KNITOWSKI ALAN S · CIK 0001244387 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,244,825 F1 · shares: Represents shares surrendered by the Reporting Person for withholding of taxes pursuant to the terms of the Issuer's 2018 Equity Incentive Plan. F2 · price: The price reported in Table I, box 4 above reflects the actual per share sales price of the shares disposed. Read SEC document |
| June 01, 2022 Filed Jun 3, 2022 16:16 UTC | Phunware, Inc. PHUN · Entity 7291 | GrantCommon Stock | 4,000 | $1.19 | $4,760.00 |
DisclosureSEC source: 0001628280-22-016172 · wf-form4_165428735608508.xml · nonDerivative · entry 1 KNITOWSKI ALAN S · CIK 0001244387 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,259,833 F1 · shares: Reflects shares of common stock acquired pursuant to the Issuer's 2018 Employee Stock Purchase Plan (the "ESPP") F2 · price: In accordance with the ESPP, the shares were purchased at price per share equal to 85% of the lesser of the Issuer's closing stock price on (i) the first trading day of the applicable offering period and (ii) the last trading day of each purchase period in the applicable offering period. Read SEC document |
| May 19, 2022 Filed May 20, 2022 16:27 UTC | Phunware, Inc. PHUN · Entity 7291 | Tax withholdingCommon Stock | 9,542 | $1.40 | $13,360.71 |
DisclosureSEC source: 0001628280-22-015058 · wf-form4_165307840151433.xml · nonDerivative · entry 2 KNITOWSKI ALAN S · CIK 0001244387 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,255,833 F1 · shares: Represents shares surrendered by the Reporting Person for withholding of taxes pursuant to the terms of the Issuer's 2018 Equity Incentive Plan. F2 · price: The shares were sold in multiple transactions with prices ranging from $1.4001 to $1.41. The reporting person undertakes to provide to Phunware, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares disposed at each separate price within the ranges set forth in this Form 4. Read SEC document |
| May 18, 2022 Filed May 20, 2022 16:27 UTC | Phunware, Inc. PHUN · Entity 7291 | Exercise / conversionRestricted Stock Units · Derivative | 37,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-22-015058 · wf-form4_165307840151433.xml · derivative · entry 4 KNITOWSKI ALAN S · CIK 0001244387 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,500 Underlying: Common Stock · 37,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Phunware, Inc. common stock. F5 · derivative.exercise_date: The restricted stock units (RSUs) represent the amount of shares of the Issuer's common stock that were delivered to the Reporting Person on the date notated in Table I, Box 2 above for previous RSUs granted to the Reporting Person. F5 · derivative.expiration_date: The restricted stock units (RSUs) represent the amount of shares of the Issuer's common stock that were delivered to the Reporting Person on the date notated in Table I, Box 2 above for previous RSUs granted to the Reporting Person. Read SEC document |
| May 18, 2022 Filed May 20, 2022 16:27 UTC | Phunware, Inc. PHUN · Entity 7291 | Exercise / conversionCommon Stock | 37,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-22-015058 · wf-form4_165307840151433.xml · nonDerivative · entry 1 KNITOWSKI ALAN S · CIK 0001244387 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,265,375 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 10, 2022 Filed May 12, 2022 18:03 UTC | Phunware, Inc. PHUN · Entity 7291 | Tax withholdingCommon Stock | 48,116 | $1.60 | $76,918.24 |
DisclosureSEC source: 0001628280-22-014163 · wf-form4_165239295587537.xml · nonDerivative · entry 1 KNITOWSKI ALAN S · CIK 0001244387 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,227,875 F1 · shares: Represents shares surrendered by the Reporting Person for withholding of taxes pursuant to the terms of the Issuer's 2018 Equity Incentive Plan. F2 · price: The shares were sold in multiple transactions with prices ranging from $1.5529 to $1.5998. The reporting person undertakes to provide to Phunware, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares disposed at each separate price within the ranges set forth in this Form 4. Read SEC document |
| December 01, 2021 Filed Dec 3, 2021 09:28 UTC | Phunware, Inc. PHUN · Entity 7291 | GrantCommon Stock | 3,151 | $1.19 | $3,749.69 |
DisclosureSEC source: 0001628280-21-024489 · wf-form4_163854167595765.xml · nonDerivative · entry 1 KNITOWSKI ALAN S · CIK 0001244387 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,275,991 F1 · shares: Reflects shares of common stock acquired pursuant to the Issuer's 2018 Employee Stock Purchase Plan (the "ESPP") F2 · price: In accordance with the ESPP, the shares were purchased at price per share equal to 85% of the lesser of the Issuer's closing stock price on (i) the first trading day of the applicable offering period and (ii) the last trading day of each purchase period in the applicable offering period. Read SEC document |
| November 19, 2021 Filed Nov 23, 2021 21:41 UTC | Phunware, Inc. PHUN · Entity 7291 | Exercise / conversionRestricted Stock Units · Derivative | 37,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-21-024087 · wf-form4_163772162073877.xml · derivative · entry 4 KNITOWSKI ALAN S · CIK 0001244387 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,000 Underlying: Common Stock · 37,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Phunware, Inc. common stock. F4 · derivative.exercise_date: The restricted stock units (RSUs) represent the amount of shares of the Issuer's common stock that were delivered to the Reporting Person on the date notated in Table I, Box 2 above for previous RSUs granted to the Reporting Person. F4 · derivative.expiration_date: The restricted stock units (RSUs) represent the amount of shares of the Issuer's common stock that were delivered to the Reporting Person on the date notated in Table I, Box 2 above for previous RSUs granted to the Reporting Person. Read SEC document |
| November 19, 2021 Filed Nov 23, 2021 21:41 UTC | Phunware, Inc. PHUN · Entity 7291 | Tax withholdingCommon Stock | 9,332 | $3.81 | $35,532.52 |
DisclosureSEC source: 0001628280-21-024087 · wf-form4_163772162073877.xml · nonDerivative · entry 2 KNITOWSKI ALAN S · CIK 0001244387 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,272,840 F1 · shares: Represents shares surrendered by the Reporting Person for withholding of taxes pursuant to the terms of the Issuer's 2018 Equity Incentive Plan. Read SEC document |
| November 19, 2021 Filed Nov 23, 2021 21:41 UTC | Phunware, Inc. PHUN · Entity 7291 | Exercise / conversionCommon Stock | 37,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-21-024087 · wf-form4_163772162073877.xml · nonDerivative · entry 1 KNITOWSKI ALAN S · CIK 0001244387 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,282,172 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 19, 2021 Filed Aug 20, 2021 16:32 UTC | Phunware, Inc. PHUN · Entity 7291 | Tax withholdingCommon Stock | 9,788 | $0.85 | $8,275.75 |
DisclosureSEC source: 0001628280-21-017426 · wf-form4_162949153708356.xml · nonDerivative · entry 2 KNITOWSKI ALAN S · CIK 0001244387 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,244,672 F1 · shares: Represents shares surrendered by the Reporting Person for withholding of taxes pursuant to the terms of the Issuer's 2018 Equity Incentive Plan. Read SEC document |
| August 18, 2021 Filed Aug 20, 2021 16:32 UTC | Phunware, Inc. PHUN · Entity 7291 | Exercise / conversionRestricted Stock Units · Derivative | 37,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-21-017426 · wf-form4_162949153708356.xml · derivative · entry 4 KNITOWSKI ALAN S · CIK 0001244387 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 187,500 Underlying: Common Stock · 37,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Phunware, Inc. common stock. F4 · derivative.exercise_date: The restricted stock units (RSUs) represent the amount of RSUs that vested on on the date notated in Table I, Box 2 above for previous RSUs granted to the Reporting Person. The restricted stock units will be settled in shares of common stock that will be delivered to the Reporting Person shortly after the vesting date. F4 · derivative.expiration_date: The restricted stock units (RSUs) represent the amount of RSUs that vested on on the date notated in Table I, Box 2 above for previous RSUs granted to the Reporting Person. The restricted stock units will be settled in shares of common stock that will be delivered to the Reporting Person shortly after the vesting date. Read SEC document |
| August 18, 2021 Filed Aug 20, 2021 16:32 UTC | Phunware, Inc. PHUN · Entity 7291 | Exercise / conversionCommon Stock | 37,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-21-017426 · wf-form4_162949153708356.xml · nonDerivative · entry 1 KNITOWSKI ALAN S · CIK 0001244387 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,254,460 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 18, 2021 Filed May 20, 2021 20:28 UTC | Phunware, Inc. PHUN · Entity 7291 | Exercise / conversionRestricted Stock Units · Derivative | 37,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-21-010821 · wf-form4_162155686791426.xml · derivative · entry 4 KNITOWSKI ALAN S · CIK 0001244387 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 225,000 Underlying: Common Stock · 37,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Phunware, Inc. common stock. F4 · derivative.exercise_date: The restricted stock units (RSUs) represent the amount of RSUs that vested on on the date notated in Table I, Box 2 above for previous RSUs granted to the Reporting Person. The restricted stock units will be settled in shares of common stock that will be delivered to the Reporting Person shortly after the vesting date. F4 · derivative.expiration_date: The restricted stock units (RSUs) represent the amount of RSUs that vested on on the date notated in Table I, Box 2 above for previous RSUs granted to the Reporting Person. The restricted stock units will be settled in shares of common stock that will be delivered to the Reporting Person shortly after the vesting date. Read SEC document |
| May 18, 2021 Filed May 20, 2021 20:28 UTC | Phunware, Inc. PHUN · Entity 7291 | Tax withholdingCommon Stock | 10,174 | $1.27 | $12,903.68 |
DisclosureSEC source: 0001628280-21-010821 · wf-form4_162155686791426.xml · nonDerivative · entry 2 KNITOWSKI ALAN S · CIK 0001244387 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,216,960 F1 · shares: Represents shares surrendered by the Reporting Person for withholding of taxes pursuant to the terms of the Issuer's 2018 Equity Incentive Plan. Read SEC document |
| May 18, 2021 Filed May 20, 2021 20:28 UTC | Phunware, Inc. PHUN · Entity 7291 | Exercise / conversionCommon Stock | 37,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-21-010821 · wf-form4_162155686791426.xml · nonDerivative · entry 1 KNITOWSKI ALAN S · CIK 0001244387 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,227,134 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 04, 2021 Filed Feb 5, 2021 17:14 UTC | Phunware, Inc. PHUN · Entity 7291 | GrantCommon Stock | 747,023 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-21-001561 · wf-form4_161256327530611.xml · nonDerivative · entry 1 KNITOWSKI ALAN S · CIK 0001244387 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,189,634 F1 · security: On February 4, 2021, the reporting person was granted the number of restricted stock units ("RSUs") in Table 1, Box 4 above, each of which represents a contingent right to receive one share of Phunware, Inc. common stock. One-quarter of the RSUs vest on May 9, 2022 and 1/12 of the RSUs will vest quarterly in equal installments beginning on August 8, 2022 with the final vesting date occurring on May 8, 2025. Vesting is subject to the reporting person's continued service on such vesting date. Notwithstanding the foregoing vesting schedule, in the event of a change of control, 100% of the remaining unvested RSUs shall immediately become fully vested, subject to the reporting person continuing to provide service through such date. Read SEC document |
| November 18, 2020 Filed Nov 20, 2020 17:10 UTC | Phunware, Inc. PHUN · Entity 7291 | Exercise / conversionRestricted Stock Units · Derivative | 62,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-20-016680 · wf-form4_160591018440742.xml · derivative · entry 3 KNITOWSKI ALAN S · CIK 0001244387 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 262,500 Underlying: Common Stock · 62,333 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Phunware, Inc. common stock. F3 · derivative.exercise_date: The restricted stock units (RSUs) represent the amount of RSUs that vested on on the date notated in Table I, Box 2 above for previous RSUs granted to the Reporting Person. The restricted stock units will be settled in shares of common stock that will be delivered to the Reporting Person shortly after the vesting date. F3 · derivative.expiration_date: The restricted stock units (RSUs) represent the amount of RSUs that vested on on the date notated in Table I, Box 2 above for previous RSUs granted to the Reporting Person. The restricted stock units will be settled in shares of common stock that will be delivered to the Reporting Person shortly after the vesting date. Read SEC document |
| November 18, 2020 Filed Nov 20, 2020 17:10 UTC | Phunware, Inc. PHUN · Entity 7291 | Exercise / conversionCommon Stock | 62,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-20-016680 · wf-form4_160591018440742.xml · nonDerivative · entry 1 KNITOWSKI ALAN S · CIK 0001244387 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 442,611 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 18, 2020 Filed Aug 20, 2020 19:18 UTC | Phunware, Inc. PHUN · Entity 7291 | Exercise / conversionRestricted Stock Units · Derivative | 62,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-20-012958 · wf-form4_159796550550201.xml · derivative · entry 4 KNITOWSKI ALAN S · CIK 0001244387 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 324,833 Underlying: Common Stock · 62,333 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Phunware, Inc. common stock. F4 · derivative.exercise_date: The restricted stock units (RSUs) represent the amount of RSUs that vested on on the date notated in Table I, Box 2 above for previous RSUs granted to the Reporting Person. The restricted stock units will be settled in shares of common stock that will be delivered to the Reporting Person shortly after the vesting date. F4 · derivative.expiration_date: The restricted stock units (RSUs) represent the amount of RSUs that vested on on the date notated in Table I, Box 2 above for previous RSUs granted to the Reporting Person. The restricted stock units will be settled in shares of common stock that will be delivered to the Reporting Person shortly after the vesting date. Read SEC document |
| August 18, 2020 Filed Aug 20, 2020 19:18 UTC | Phunware, Inc. PHUN · Entity 7291 | Tax withholdingCommon Stock | 15,763 | $1.29 | $20,368.95 |
DisclosureSEC source: 0001628280-20-012958 · wf-form4_159796550550201.xml · nonDerivative · entry 2 KNITOWSKI ALAN S · CIK 0001244387 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 380,278 F1 · shares: Represents shares surrendered by the Reporting Person for withholding of taxes pursuant to the terms of the Issuer's 2018 Equity Incentive Plan. Read SEC document |
| August 18, 2020 Filed Aug 20, 2020 19:18 UTC | Phunware, Inc. PHUN · Entity 7291 | Exercise / conversionCommon Stock | 62,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-20-012958 · wf-form4_159796550550201.xml · nonDerivative · entry 1 KNITOWSKI ALAN S · CIK 0001244387 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 396,041 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 18, 2020 Filed May 20, 2020 19:23 UTC | Phunware, Inc. PHUN · Entity 7291 | Exercise / conversionRestricted Stock Units · Derivative | 137,334 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-20-008155 · wf-form4_159001697701909.xml · derivative · entry 3 KNITOWSKI ALAN S · CIK 0001244387 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 387,166 Underlying: Common Stock · 137,334 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Phunware, Inc. common stock. F3 · derivative.exercise_date: The restricted stock units (RSUs) represent the amount of RSUs that vested on May 18, 2020 for previous RSUs granted to the Reporting Person. The restricted stock units will be settled in shares of common stock that will be delivered to the Reporting Person shortly after the vesting date. F3 · derivative.expiration_date: The restricted stock units (RSUs) represent the amount of RSUs that vested on May 18, 2020 for previous RSUs granted to the Reporting Person. The restricted stock units will be settled in shares of common stock that will be delivered to the Reporting Person shortly after the vesting date. Read SEC document |
| May 18, 2020 Filed May 20, 2020 19:23 UTC | Phunware, Inc. PHUN · Entity 7291 | Exercise / conversionCommon Stock | 137,334 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-20-008155 · wf-form4_159001697701909.xml · nonDerivative · entry 1 KNITOWSKI ALAN S · CIK 0001244387 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 333,708 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 14, 2019 Filed Nov 15, 2019 07:02 UTC | Phunware, Inc. PHUN · Entity 7291 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 59,874 | $0.00 Strike: $0.61 | $0.00 |
DisclosureSEC source: 0001628280-19-014263 · wf-form4_157381934628050.xml · derivative · entry 4 KNITOWSKI ALAN S · CIK 0001244387 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 233,886 Underlying: Common Stock · 59,874 shares Expires 2028-01-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 14, 2019 Filed Nov 15, 2019 07:02 UTC | Phunware, Inc. PHUN · Entity 7291 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 24,361 | $0.00 Strike: $0.55 | $0.00 |
DisclosureSEC source: 0001628280-19-014263 · wf-form4_157381934628050.xml · derivative · entry 3 KNITOWSKI ALAN S · CIK 0001244387 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 24,361 shares Expires 2023-02-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 14, 2019 Filed Nov 15, 2019 07:02 UTC | Phunware, Inc. PHUN · Entity 7291 | Exercise / conversionCommon Stock | 59,874 | $0.61 | $36,523.14 |
DisclosureSEC source: 0001628280-19-014263 · wf-form4_157381934628050.xml · nonDerivative · entry 2 KNITOWSKI ALAN S · CIK 0001244387 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 196,374 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 14, 2019 Filed Nov 15, 2019 07:02 UTC | Phunware, Inc. PHUN · Entity 7291 | Exercise / conversionCommon Stock | 24,361 | $0.55 | $13,476.51 |
DisclosureSEC source: 0001628280-19-014263 · wf-form4_157381934628050.xml · nonDerivative · entry 1 KNITOWSKI ALAN S · CIK 0001244387 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 136,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 19, 2019 Filed Aug 19, 2019 17:32 UTC | Phunware, Inc. PHUN · Entity 7291 | PurchaseCommon Stock | 21,750 | $1.15 | $25,012.50 |
DisclosureSEC source: 0001628280-19-010961 · wf-form4_156625034723662.xml · nonDerivative · entry 1 KNITOWSKI ALAN S · CIK 0001244387 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,139 Read SEC document |
| August 15, 2019 Filed Aug 15, 2019 16:20 UTC | Phunware, Inc. PHUN · Entity 7291 | PurchaseCommon Stock | 11,750 | $1.35 | $15,862.50 |
DisclosureSEC source: 0001628280-19-010830 · wf-form4_156590043953224.xml · nonDerivative · entry 3 KNITOWSKI ALAN S · CIK 0001244387 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 585,589 F3 · ownership.nature: The shares are held of record by Curo Capital Appreciation Fund I, LLC (Fund 3) for which the Reporting Person serves as president. Read SEC document |
| August 15, 2019 Filed Aug 15, 2019 16:20 UTC | Phunware, Inc. PHUN · Entity 7291 | PurchaseCommon Stock | 20,000 | $1.35 | $27,000.00 |
DisclosureSEC source: 0001628280-19-010830 · wf-form4_156590043953224.xml · nonDerivative · entry 2 KNITOWSKI ALAN S · CIK 0001244387 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 573,839 F2 · ownership.nature: The shares are held of record by Curo Capital Appreciation Fund I, LLC (Fund 2) for which the Reporting Person serves as president. Read SEC document |
| August 15, 2019 Filed Aug 15, 2019 16:20 UTC | Phunware, Inc. PHUN · Entity 7291 | PurchaseCommon Stock | 12,000 | $1.35 | $16,200.00 |
DisclosureSEC source: 0001628280-19-010830 · wf-form4_156590043953224.xml · nonDerivative · entry 1 KNITOWSKI ALAN S · CIK 0001244387 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 553,839 F1 · ownership.nature: The shares are held of record by Curo Capital Appreciation Fund I, LLC (Fund 1) for which the Reporting Person serves as president. Read SEC document |
| August 15, 2019 Filed Aug 16, 2019 16:05 UTC | Phunware, Inc. PHUN · Entity 7291 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 90,389 | $0.00 Strike: $0.55 | $0.00 |
DisclosureSEC source: 0001628280-19-010872 · wf-form4_156598590799071.xml · derivative · entry 2 KNITOWSKI ALAN S · CIK 0001244387 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,361 Underlying: Common Stock · 90,389 shares Expires 2023-02-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The option, representing a right to purchase a total of 114,750 shares, is fully vested and immediately exercisable. Read SEC document |
| August 15, 2019 Filed Aug 16, 2019 16:05 UTC | Phunware, Inc. PHUN · Entity 7291 | Exercise / conversionCommon Stock | 90,389 | $0.55 | $50,003.19 |
DisclosureSEC source: 0001628280-19-010872 · wf-form4_156598590799071.xml · nonDerivative · entry 1 KNITOWSKI ALAN S · CIK 0001244387 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,389 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.